NUVEEN FLTNG RTE INCM OPP FD shareholder history

Current and past NUVEEN FLTNG RTE INCM OPP FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
LPL Financial LLC 41410.00%0.01%0.04%Q2 2013Q2 202341
GUGGENHEIM CAPITAL LLC 41410.02%0.04%0.06%Q2 2013Q2 202341
Advisors Asset Management, Inc. 41410.01%0.05%0.16%Q2 2013Q2 202341
COHEN & STEERS, INC. 41410.00%0.00%0.01%Q2 2013Q2 202341
BANK OF AMERICA CORP /DE/ 41410.00%0.00%0.00%Q2 2013Q2 202341
MORGAN STANLEY 41410.00%0.00%0.01%Q2 2013Q2 202341
ROYAL BANK OF CANADA 41410.00%0.00%0.00%Q2 2013Q2 202341
PNC FINANCIAL SERVICES GROUP, INC. 41410.00%0.00%0.00%Q2 2013Q2 202341
AMERIPRISE FINANCIAL INC 41410.00%0.00%0.00%Q2 2013Q2 202341
Invesco Ltd. 41410.00%0.00%0.01%Q2 2013Q2 202341
WELLS FARGO & COMPANY/MN 41410.00%0.00%0.00%Q2 2013Q2 202341
Gradient Investments LLC 40400.00%0.25%0.60%Q3 2013Q2 202340
ProVise Management Group, LLC 40400.02%0.11%0.28%Q3 2013Q2 202340
SHEETS SMITH WEALTH MANAGEMENT 3910.02%0.03%0.05%Q2 2013Q2 202340
D.A. DAVIDSON & CO. 28100.00%0.00%0.01%Q2 2013Q2 202338
Cambridge Investment Research Advisors, Inc. 20170.00%0.01%0.22%Q3 2013Q2 202337
UBS Group AG 35350.00%0.00%0.00%Q4 2014Q2 202335
RAYMOND JAMES & ASSOCIATES 3050.00%0.00%0.01%Q2 2013Q2 202335
Sigma Planning Corp 35350.00%0.01%0.03%Q4 2014Q2 202335
OPPENHEIMER & CO INC 1120.00%0.01%0.02%Q2 2013Q2 202333
JPMORGAN CHASE & CO 3020.00%0.00%0.01%Q2 2013Q1 202332
B. Riley Wealth Advisors, Inc. 31310.00%0.04%0.13%Q4 2015Q2 202331
WEDBUSH SECURITIES INC 2560.01%0.04%0.30%Q2 2013Q2 202331
Raymond James Financial Services Advisors, Inc. 18130.00%0.01%0.02%Q3 2015Q2 202331
Aviance Capital Partners, LLC 31310.13%0.28%0.46%Q4 2015Q2 202331
Capital Investment Advisors, LLC 2110.01%0.13%0.42%Q4 2013Q2 202330
EATON VANCE MANAGEMENT 2270.00%0.01%0.01%Q2 2015Q3 202229
Windsor Capital Management, LLC 29290.04%1.06%2.73%Q2 2013Q2 202029
ENVESTNET ASSET MANAGEMENT INC 28280.00%0.00%0.00%Q3 2016Q2 202328
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.01%0.01%Q2 2013Q4 201927
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.02%Q3 2014Q3 202327
Transform Wealth, LLC 1340.01%0.04%0.17%Q2 2016Q2 202326
Kovack Advisors, Inc. 25250.02%0.17%0.41%Q2 2017Q2 202325
TIEMANN INVESTMENT ADVISORS, LLC 25250.15%0.29%0.60%Q4 2013Q4 201925
Geneos Wealth Management Inc. 24240.00%0.01%0.07%Q1 2016Q4 202124
ZAZOVE ASSOCIATES LLC 12120.01%0.03%0.05%Q4 2013Q3 202124
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 810.00%0.00%0.00%Q2 2014Q2 202323
SIT INVESTMENT ASSOCIATES INC 23230.01%0.08%0.19%Q4 2017Q2 202323
Horizon Kinetics 23230.02%0.02%0.03%Q2 2013Q4 201823
COMMONWEALTH EQUITY SERVICES, LLC 23230.00%0.00%0.00%Q4 2017Q2 202323
CITIGROUP INC 930.00%0.00%0.00%Q2 2013Q3 202122
GOLDMAN SACHS GROUP INC 1910.00%0.00%0.00%Q3 2013Q2 202322
MARINER INVESTMENT GROUP LLC 1210.09%1.86%6.46%Q1 2014Q3 202222
FIFTH THIRD BANCORP 22220.00%0.00%0.00%Q3 2013Q4 201822
Stratos Wealth Partners, LTD. 1830.00%0.06%0.19%Q4 2015Q4 202121
Steward Partners Investment Advisory, LLC 1740.00%0.00%0.00%Q4 2017Q2 202321
SeaBridge Investment Advisors LLC 21210.00%0.01%0.03%Q2 2013Q2 201821
RIVERNORTH CAPITAL MANAGEMENT, LLC 1410.01%0.21%0.63%Q4 2013Q4 202221
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 20200.00%0.00%0.01%Q3 2018Q2 202320
Carnegie Capital Asset Management, LLC 1640.01%0.02%0.03%Q3 2014Q3 201920
TELEMUS CAPITAL, LLC 20200.01%0.02%0.05%Q1 2016Q4 202020
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 20200.06%0.17%0.28%Q1 2014Q4 201820
NEXT Financial Group, Inc 1040.00%0.01%0.01%Q3 2014Q4 202120
ROBINSON CAPITAL MANAGEMENT, LLC 1410.00%0.32%1.08%Q1 2014Q3 202119
STIFEL FINANCIAL CORP 1720.00%0.00%0.01%Q1 2017Q1 202219
Lindbrook Capital, LLC 19190.00%1.38%3.32%Q4 2018Q2 202319
Shaker Financial Services, LLC 610.12%0.38%0.85%Q2 2015Q2 202319
HORIZON KINETICS ASSET MANAGEMENT LLC 18180.01%0.01%0.02%Q1 2019Q2 202318
CULLEN/FROST BANKERS, INC. 18180.00%0.00%0.00%Q1 2019Q2 202318
INVESTMENT CENTERS OF AMERICA INC 18180.04%0.08%0.20%Q2 2013Q3 201718
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 710.01%0.07%0.38%Q2 2015Q2 202318
Cetera Advisor Networks LLC 1310.00%0.02%0.05%Q1 2013Q2 202117
Virtus ETF Advisers LLC 17170.13%0.30%0.84%Q2 2019Q2 202317
Next Capital Management LLC 1430.22%1.42%2.19%Q4 2018Q2 202317
FLAGSHIP HARBOR ADVISORS, LLC 16160.01%0.12%0.36%Q4 2016Q3 202016
WOLVERINE ASSET MANAGEMENT LLC 710.00%0.01%0.02%Q4 2013Q2 202316
Koshinski Asset Management, Inc. 1310.01%0.27%4.18%Q3 2018Q2 202316
OPTIMUM INVESTMENT ADVISORS 970.03%0.04%0.05%Q3 2013Q3 201716
PARK AVENUE SECURITIES LLC 1420.01%0.02%0.04%Q3 2018Q2 202316
HOLLENCREST CAPITAL MANAGEMENT 1330.01%0.03%0.06%Q4 2013Q2 202316
SECURITY NATIONAL TRUST CO 1410.00%0.00%0.01%Q1 2016Q3 202115
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
Creative Planning 830.00%0.00%0.00%Q2 2013Q2 201715
SIGNATUREFD, LLC 950.00%0.00%0.00%Q1 2019Q2 202314
Advisory Services Network, LLC 1310.00%0.00%0.00%Q1 2017Q1 202314
Cetera Advisors LLC 1110.01%0.10%0.16%Q2 2013Q3 201814
OSAIC HOLDINGS, INC. 14140.00%0.00%0.01%Q1 2020Q2 202314
RFG Advisory, LLC 14140.06%0.15%0.24%Q1 2020Q2 202314
DOLIVER ADVISORS, LP 510.04%0.23%0.58%Q4 2013Q2 202014
FIRST FOUNDATION ADVISORS 940.01%0.05%0.21%Q4 2014Q1 201813
Sound Income Strategies, LLC 13130.00%0.00%0.00%Q4 2017Q4 202013
Princeton Global Asset Management LLC 13130.00%0.00%0.01%Q2 2020Q2 202313
TRUIST FINANCIAL CORP 13130.00%0.00%0.00%Q4 2019Q4 202213
Saba Capital Management, L.P. 820.00%0.63%1.59%Q3 2018Q2 202312
AQR Arbitrage LLC 930.00%0.02%0.08%Q4 2018Q2 202312
Anchor Investment Management, LLC 12120.00%0.00%0.01%Q4 2016Q3 201912
FOUNDERS FINANCIAL SECURITIES LLC 510.07%0.62%0.91%Q1 2017Q3 202012
Hexagon Capital Partners LLC 12120.01%0.01%0.01%Q3 2020Q2 202312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
McIlrath & Eck, LLC 12120.00%0.00%0.00%Q3 2020Q2 202312
Apollon Wealth Management, LLC 1020.01%0.01%0.04%Q2 2020Q2 202312
SIGNET FINANCIAL MANAGEMENT, LLC 12120.03%0.03%0.04%Q1 2017Q4 201912
Penserra Capital Management LLC 12120.00%0.01%0.02%Q4 2015Q3 201812
Rehmann Capital Advisory Group 750.00%0.07%0.16%Q2 2011Q3 201912
MSI Financial Services Inc 1110.00%0.01%0.04%Q3 2013Q4 201612
Steinberg Global Asset Management 12120.02%0.08%0.14%Q2 2013Q1 201612
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 12120.06%0.08%0.11%Q4 2018Q3 202112
Thomas J. Herzfeld Advisors, Inc. 620.01%0.68%1.21%Q1 2014Q3 202112
CoreFirst Bank & Trust 11110.01%0.01%0.02%Q4 2020Q2 202311
Belpointe Asset Management LLC 810.00%0.02%0.04%Q3 2017Q1 202311
Mutual Advisors, LLC 11110.01%0.03%0.09%Q4 2017Q2 202011
GPS Wealth Strategies Group, LLC 920.01%0.03%0.10%Q3 2020Q2 202311
Tower Research Capital LLC (TRC) 410.00%0.00%0.01%Q3 2013Q4 202211
Annex Advisory Services, LLC 11110.04%0.06%0.08%Q4 2013Q2 201611
SMITH HAYES Advisers, Inc 11110.02%0.04%0.08%Q2 2013Q4 201511
Wela Strategies, Inc. 10100.44%0.52%0.62%Q3 2019Q4 202110
FNY Investment Advisers, LLC 420.00%0.04%0.12%Q1 2019Q2 202310
Accel Wealth Management 10100.00%0.01%0.01%Q4 2020Q1 202310
JAMES INVESTMENT RESEARCH INC 10100.00%0.00%0.00%Q3 2017Q4 201910
Integrated Wealth Concepts LLC 550.00%0.04%0.08%Q1 2018Q2 202310
Ameritas Investment Company, LLC 710.01%0.03%0.07%Q4 2018Q3 202110
INTEGRATED CAPITAL MANAGEMENT, INC. 820.08%0.12%0.16%Q1 2020Q2 202310
Bank of New York Mellon Corp 10100.00%0.00%0.00%Q2 2013Q3 201510
Klingman & Associates, LLC 10100.01%0.01%0.02%Q1 2021Q2 202310
Congress Park Capital LLC 990.12%0.24%0.39%Q2 2021Q2 20239
Trust Asset Management LLC 610.15%1.57%2.08%Q3 2011Q1 20169
Kellner Capital, LLC 990.40%0.52%0.65%Q1 2015Q1 20179
Oxbow Advisors, LLC 990.06%0.11%0.22%Q1 2015Q1 20179
Jaffetilchin Investment Partners, LLC 540.01%0.12%0.25%Q1 2018Q1 20229
IFP Advisors, Inc 410.00%0.00%0.00%Q1 2016Q3 20239
MILLENNIUM MANAGEMENT LLC 310.00%0.00%0.00%Q4 2016Q4 20219
1607 Capital Partners, LLC 530.05%0.13%0.20%Q4 2020Q2 20238
GenTrust, LLC 880.05%0.11%0.29%Q4 2016Q3 20188
6 Meridian 510.05%0.06%0.06%Q2 2019Q3 20218
RMB Capital Management, LLC 620.01%0.02%0.05%Q2 2018Q4 20208
VICUS CAPITAL 880.02%0.04%0.06%Q1 2014Q4 20158
PARAMETRIC PORTFOLIO ASSOCIATES LLC 320.00%0.00%0.00%Q3 2013Q4 20218
NATIONAL PLANNING CORP 710.01%0.02%0.02%Q2 2013Q4 20158
CREDIT SUISSE AG/ 430.00%0.00%0.00%Q1 2013Q4 20167
NEW ENGLAND SECURITIES CORP /MA/ 770.02%0.11%0.24%Q2 2013Q4 20147
NewEdge Advisors, LLC 770.00%0.00%0.01%Q4 2021Q2 20237
Beacon Capital Management, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
NATIONAL BANK OF CANADA /FI/ 770.00%0.00%0.00%Q4 2021Q2 20237
CORNERSTONE ADVISORS INC 520.02%0.13%0.36%Q4 2013Q3 20187
CWM, LLC 510.00%0.00%0.03%Q1 2018Q2 20237
Ameritas Advisory Services, LLC 770.01%0.01%0.02%Q4 2021Q2 20237
American Portfolios Advisors 610.00%0.00%0.00%Q3 2019Q3 20227
Yorktown Management & Research Co Inc 770.03%0.64%0.95%Q1 2015Q3 20167
CLOUGH CAPITAL PARTNERS L P 410.01%0.02%0.06%Q4 2017Q1 20217
Western Wealth Management, LLC 660.01%0.01%0.01%Q1 2022Q2 20236
FourThought Financial, LLC 660.03%0.10%0.14%Q2 2021Q3 20226
Weiss Asset Management LP 210.00%0.07%0.18%Q4 2013Q4 20226
Global Retirement Partners, LLC 660.00%0.01%0.01%Q4 2016Q1 20186
Gladstone Institutional Advisory LLC 660.03%0.03%0.04%Q1 2022Q2 20236
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q1 2018Q2 20236
Sheaff Brock Investment Advisors, LLC 660.01%0.02%0.02%Q1 2016Q2 20176
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 660.08%0.19%0.26%Q1 2022Q2 20236
BLACKROCK ADVISORS LLC 660.00%0.00%0.00%Q4 2014Q1 20166
Pensionmark Financial Group, LLC 510.04%0.05%0.06%Q4 2018Q2 20206
Private Capital Group, LLC 660.00%0.00%0.00%Q1 2018Q2 20196
SELZ CAPITAL LLC 660.08%0.09%0.09%Q2 2013Q3 20146
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
CTC Capital Management, LLC 410.07%0.14%0.27%Q4 2021Q1 20235
Kestra Advisory Services, LLC 550.00%0.00%0.01%Q3 2020Q3 20215
Pekin Hardy Strauss, Inc. 550.01%0.05%0.11%Q2 2021Q2 20225
Proficio Capital Partners LLC 320.00%0.50%0.80%Q1 2016Q4 20185
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 410.05%0.20%0.32%Q4 2017Q2 20235
FMR LLC 310.00%0.00%0.00%Q4 2018Q3 20225
HighTower Advisors, LLC 310.00%0.00%0.00%Q4 2017Q2 20235
Q Global Advisors, LLC 550.43%0.66%0.96%Q4 2018Q4 20195
Dynamic Advisor Solutions LLC 550.05%0.06%0.06%Q1 2021Q1 20225
Family Management Corp 550.03%0.03%0.04%Q4 2020Q4 20215
M&T BANK CORP 550.00%0.00%0.00%Q3 2014Q3 20155
Laurion Capital Management LP 310.01%0.04%0.09%Q4 2014Q3 20185
EVOKE WEALTH, LLC 550.01%0.01%0.01%Q3 2019Q3 20205
Intrinsic Edge Capital Management LLC 550.09%0.13%0.20%Q4 2018Q4 20195
WFG Advisors, LP 550.00%0.01%0.02%Q2 2016Q2 20175
Allen Investment Management, LLC 550.01%0.02%0.03%Q2 2015Q2 20165
Kohlberg Kravis Roberts & Co. L.P. 210.01%0.03%0.05%Q3 2015Q1 20215
OAKTREE CAPITAL MANAGEMENT LP 550.06%0.07%0.08%Q2 2022Q2 20235
OTA Financial Group L.P. 210.09%0.20%0.45%Q1 2017Q1 20195
CoreCap Advisors, LLC 310.01%0.01%0.01%Q4 2021Q4 20224
SEI INVESTMENTS CO 310.00%0.00%0.00%Q2 2017Q2 20184
Arlington Capital Management, Inc. 440.15%0.20%0.28%Q1 2019Q4 20194
ADVANTAGE INVESTMENT MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2017Q4 20174
Absolute Return Capital, LLC 440.02%0.02%0.03%Q2 2013Q1 20144
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 440.00%0.00%0.00%Q2 2021Q1 20224
Bulldog Investors, LLP 440.26%0.50%0.64%Q3 2020Q2 20214
Regal Investment Advisors LLC 440.00%0.00%0.01%Q2 2013Q1 20144
Matisse Capital 310.04%1.38%3.11%Q4 2019Q4 20204
AVIANCE CAPITAL MANAGEMENT, LLC 440.07%0.24%0.70%Q2 2013Q1 20144
SG Americas Securities, LLC 210.00%0.00%0.01%Q4 2013Q1 20164
Cerity Partners LLC 310.00%0.00%0.00%Q4 2020Q2 20234
Walleye Capital LLC 310.00%0.01%0.01%Q2 2022Q2 20234
BIEGEL & WALLER LLC 440.07%0.08%0.08%Q1 2017Q4 20174
US BANCORP \DE\ 210.00%0.00%0.00%Q3 2013Q2 20174
Focused Wealth Management, Inc 440.02%0.02%0.02%Q3 2013Q2 20144
BARCLAYS PLC 440.00%0.00%0.00%Q2 2013Q1 20144
Virtu Financial LLC 110.01%0.01%0.02%Q4 2017Q2 20234
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 310.00%0.01%0.01%Q3 2020Q2 20234
Zuckerman Investment Group, LLC 440.99%1.08%1.15%Q3 2015Q2 20164
AE Wealth Management LLC 440.00%0.00%0.00%Q2 2019Q1 20204
B. Riley Wealth Management, Inc. 440.00%0.00%0.01%Q1 2014Q4 20144
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q3 2013Q2 20164
CENTRAL TRUST Co 440.00%0.00%0.00%Q2 2013Q1 20144
Citadel Advisors 110.00%0.00%0.00%Q4 2018Q1 20213
First Allied Advisory Services, Inc. 210.01%0.02%0.03%Q2 2013Q3 20143
MELFA WEALTH MANAGEMENT, INC. 330.10%0.10%0.10%Q4 2022Q2 20233
TWO SIGMA SECURITIES, LLC 210.00%0.00%0.00%Q1 2018Q3 20213
FourThought Financial Partners, LLC 330.02%0.03%0.04%Q4 2022Q2 20233
Carnick & Kubik, LLC 330.10%0.15%0.19%Q3 2015Q1 20163
BENJAMIN F. EDWARDS & COMPANY, INC. 330.00%0.00%0.01%Q4 2017Q2 20183
Logan Stone Capital, LLC 330.64%0.75%0.87%Q4 2022Q2 20233
SUNTRUST BANKS INC 330.00%0.00%0.00%Q1 2017Q3 20173
REGIONS FINANCIAL CORP 330.00%0.00%0.00%Q4 2017Q2 20183
Meridian Wealth Management, LLC 330.02%0.03%0.04%Q1 2020Q3 20203
CAZ INVESTMENTS LP 330.15%0.20%0.23%Q4 2014Q2 20153
Quantedge Capital Pte Ltd 210.02%0.26%0.56%Q4 2020Q2 20223
Yakira Capital Management, Inc. 210.02%0.05%0.06%Q4 2020Q2 20233
CTC Alternative Strategies, Ltd. 210.10%0.22%0.32%Q4 2013Q2 20233
Taylor Frigon Capital Management LLC 331.61%1.80%1.95%Q4 2014Q2 20153
Rockefeller Capital Management L.P. 210.00%0.00%0.00%Q1 2021Q4 20223
Ionic Capital Management LLC 330.06%0.13%0.26%Q2 2019Q4 20193
Main Management LLC 330.02%0.02%0.02%Q2 2020Q4 20203
Wealth Alliance Advisory Group, LLC 330.03%0.04%0.04%Q4 2022Q2 20233
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 330.03%0.06%0.07%Q1 2017Q3 20173
Carroll Financial Associates, Inc. 210.00%0.00%0.00%Q3 2013Q2 20143
Farther Finance Advisors, LLC 330.07%0.08%0.10%Q4 2022Q2 20233
MGO ONE SEVEN LLC 210.00%0.00%0.00%Q4 2017Q4 20183
BNP PARIBAS FINANCIAL MARKETS 330.00%0.00%0.00%Q4 2013Q2 20143
BOOTHBAY FUND MANAGEMENT, LLC 220.01%0.02%0.04%Q4 2018Q1 20192
ICA Group Wealth Management, LLC 220.01%0.01%0.01%Q1 2023Q2 20232
Relative Value Partners, LLC 220.04%0.17%0.29%Q4 2014Q1 20152
Wealth Quarterback LLC 220.01%0.01%0.01%Q4 2019Q1 20202
Future Financial Wealth Managment LLC 220.25%0.26%0.27%Q1 2023Q2 20232
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2019Q2 20212
Fortitude Advisory Group L.L.C. 220.01%0.01%0.01%Q4 2021Q1 20222
IFG Advisory, LLC 220.01%0.01%0.01%Q1 2023Q2 20232
ROOSEVELT INVESTMENT GROUP LLC 220.01%0.01%0.01%Q1 2022Q2 20222
CAXTON CORP 220.38%0.73%1.08%Q3 2015Q4 20152
Bellwether Investment Group, LLC 110.45%0.51%0.57%Q2 2016Q4 20162
Ahrens Investment Partners LLC 220.10%0.12%0.13%Q4 2022Q1 20232
SYNOVUS FINANCIAL CORP 220.00%0.00%0.00%Q3 2022Q4 20222
Squarepoint Ops LLC 110.01%0.04%0.07%Q4 2015Q4 20172
PINNACLE FINANCIAL PARTNERS INC 220.00%0.00%0.00%Q1 2018Q2 20182
WESTPORT RESOURCES MANAGEMENT INC 220.01%0.01%0.01%Q4 2013Q1 20142
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q1 2020Q3 20202
MISSION WEALTH MANAGEMENT, LP 220.04%0.04%0.04%Q1 2023Q2 20232
Lloyd Park, LLC 220.15%0.19%0.22%Q2 2022Q3 20222
HORIZON FINANCIAL SERVICES, LLC 220.01%0.01%0.01%Q3 2020Q4 20202
JONES ROAD CAPITAL MANAGEMENT, L.P. 220.11%0.11%0.12%Q1 2023Q2 20232
HAZLETT, BURT & WATSON, INC. 220.01%0.01%0.01%Q1 2022Q2 20222
Fiera Capital Corp 220.00%0.00%0.00%Q2 2016Q3 20162
Integrated Advisors Network LLC 220.01%0.01%0.01%Q1 2023Q2 20232
Argentus Capital Management, LLC 220.04%0.04%0.04%Q4 2014Q1 20152
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20212
FIRST TRUST ADVISORS LP 220.00%0.00%0.00%Q2 2016Q3 20162
AXXCESS WEALTH MANAGEMENT, LLC 220.01%0.01%0.01%Q4 2022Q1 20232
IEQ CAPITAL, LLC 220.01%0.01%0.01%Q1 2021Q2 20212
Valley Brook Capital Group, Inc. 220.02%0.02%0.02%Q4 2020Q1 20212
Lido Advisors, LLC 110.00%0.01%0.01%Q3 2020Q1 20232
Paloma Partners Management Co 110.01%0.01%0.02%Q2 2013Q4 20132
WealthPLAN Partners, LLC 220.00%0.00%0.01%Q2 2016Q3 20162
Sowell Financial Services LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Compagnie Lombard Odier SCmA 220.00%0.00%0.00%Q2 2014Q3 20142
BB&T SECURITIES, LLC 220.00%0.00%0.00%Q2 2019Q3 20192
Almitas Capital LLC 220.20%0.23%0.26%Q1 2023Q2 20232
Seelaus Asset Management LLC 220.07%0.07%0.08%Q2 2020Q3 20202
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q1 2014Q4 20152
TCI Wealth Advisors, Inc. 220.05%0.05%0.05%Q2 2014Q3 20142
FRANKLIN RESOURCES INC 220.00%0.00%0.00%Q4 2013Q1 20142
WealthBridge Capital Management, LLC 220.03%0.04%0.04%Q4 2018Q1 20192
MUFG Americas Holdings Corp 220.00%0.00%0.00%Q4 2013Q1 20142
NINE MASTS CAPITAL Ltd 220.21%0.25%0.28%Q2 2018Q3 20182
Coastal Bridge Advisors, LLC 220.27%0.29%0.32%Q4 2016Q1 20172
MBL Wealth, LLC 220.03%0.04%0.04%Q4 2020Q1 20212
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
IMA Wealth, Inc. 110.01%0.01%0.01%Q2 2018Q2 20181
Jefferies Group LLC 110.01%0.01%0.01%Q4 2019Q4 20191
Vivaldi Capital Management LP 110.02%0.02%0.02%Q2 2023Q2 20231
CAPTRUST FINANCIAL ADVISORS 110.01%0.01%0.01%Q1 2023Q1 20231
Executive Wealth Management, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
EXENCIAL WEALTH ADVISORS, LLC 110.02%0.02%0.02%Q1 2013Q1 20131
FDx Advisors, Inc. 110.01%0.01%0.01%Q2 2016Q2 20161
GM Advisory Group, LLC 110.13%0.13%0.13%Q4 2013Q4 20131
First Heartland Consultants, Inc. 110.00%0.00%0.00%Q2 2013Q2 20131
ForthRight Wealth Management, LLC 110.05%0.05%0.05%Q4 2020Q4 20201
Segantii Capital Management Ltd 110.00%0.00%0.00%Q4 2021Q4 20211
HOWE & RUSLING INC 110.00%0.00%0.00%Q4 2021Q4 20211
Jane Street Holding, LLC 110.01%0.01%0.01%Q2 2013Q2 20131
HRT FINANCIAL LP 110.03%0.03%0.03%Q1 2020Q1 20201
COHEN & STEERS CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2015Q1 20151
BESSEMER GROUP INC 110.00%0.00%0.00%Q2 2023Q2 20231
TRUSTCORE FINANCIAL SERVICES, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
CENTAURUS FINANCIAL, INC. 110.01%0.01%0.01%Q2 2018Q2 20181
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 110.06%0.06%0.06%Q3 2016Q3 20161
Alpine Global Management, LLC 110.20%0.20%0.20%Q2 2023Q2 20231
Sonora Investment Management, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
WINTRUST INVESTMENTS LLC 110.01%0.01%0.01%Q2 2023Q2 20231
ExodusPoint Capital Management, LP 110.02%0.02%0.02%Q1 2020Q1 20201
JONES FINANCIAL COMPANIES LLLP 110.00%0.00%0.00%Q3 2013Q3 20131
BLUEFIN CAPITAL MANAGEMENT, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Elgethun Capital Management 110.04%0.04%0.04%Q4 2016Q4 20161
Americana Partners, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Aristides Capital LLC 110.07%0.07%0.07%Q4 2021Q4 20211
Johnson Financial Group, Inc. 110.00%0.00%0.00%Q4 2017Q4 20171
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
BDO Wealth Advisors, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
V Wealth Advisors LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Ausdal Financial Partners, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
Independent Advisor Alliance 110.02%0.02%0.02%Q1 2017Q1 20171
Allworth Financial LP 110.00%0.00%0.00%Q2 2022Q2 20221
Allegis Investment Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
Janney Capital Management LLC 110.01%0.01%0.01%Q3 2017Q3 20171
Financial Architects, Inc 110.01%0.01%0.01%Q2 2014Q2 20141
Founders Financial Alliance, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
COWA, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Baystate Wealth Management LLC 110.00%0.00%0.00%Q3 2021Q3 20211
Platform Technology Partners 110.12%0.12%0.12%Q4 2019Q4 20191
Chapwood Capital Investment Management, LLC 112.16%2.16%2.16%Q4 2019Q4 20191
Edge Wealth Management LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Personal Wealth Partners 110.03%0.03%0.03%Q2 2019Q2 20191
Bartlett & Co. LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Weaver Consulting Group 110.00%0.00%0.00%Q2 2020Q2 20201
Capital Directions Investment Advisors, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Fortis Advisors, LLC 110.16%0.16%0.16%Q4 2016Q4 20161
Vantage Investment Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
CERTUITY, LLC 110.02%0.02%0.02%Q3 2021Q3 20211
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q2 2021Q2 20211
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Eos Management, L.P. 110.14%0.14%0.14%Q4 2015Q4 20151
Fortis Capital Advisors, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Strategic Blueprint, LLC 110.01%0.01%0.01%Q2 2021Q2 20211
External links

This page lists all the filers that currently own NUVEEN FLTNG RTE INCM OPP FD or have owned NUVEEN FLTNG RTE INCM OPP FD in the past.