EATON VANCE SR FLTNG RTE TR shareholder history

Current and past EATON VANCE SR FLTNG RTE TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
CPWM, LLC 43430.01%0.37%0.90%Q4 2011Q2 202243
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
GUGGENHEIM CAPITAL LLC 42420.02%0.04%0.06%Q2 2013Q3 202342
Cambridge Investment Research Advisors, Inc. 42420.01%0.02%0.05%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.01%Q2 2013Q3 202342
AMERIPRISE FINANCIAL INC 42420.00%0.00%0.01%Q2 2013Q3 202342
US BANCORP \DE\ 42420.00%0.00%0.00%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.00%0.02%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.01%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
Oxbow Advisors, LLC 22190.02%0.09%0.16%Q2 2013Q3 202341
Capital Investment Advisors, LLC 41410.02%0.10%0.31%Q4 2013Q4 202341
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 28130.00%0.00%0.00%Q2 2013Q3 202341
RAYMOND JAMES & ASSOCIATES 30100.00%0.00%0.02%Q2 2013Q3 202340
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.02%Q3 2009Q3 202340
SHUFRO ROSE & CO LLC 39390.02%0.03%0.04%Q1 2014Q3 202339
COHEN & STEERS, INC. 3360.00%0.01%0.01%Q2 2013Q3 202339
WHITE PINE CAPITAL LLC 38380.14%1.46%6.63%Q2 2014Q3 202338
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
Highlander Capital Management, LLC 36360.02%0.12%0.23%Q4 2014Q3 202336
Sandy Spring Bank 35350.01%0.02%0.04%Q1 2015Q3 202335
CITIGROUP INC 34340.00%0.00%0.00%Q2 2013Q3 202134
Sigma Planning Corp 1430.01%0.01%0.03%Q4 2014Q3 202332
PRUDENTIAL PLC 32320.01%0.01%0.02%Q2 2013Q1 202132
Raymond James Financial Services Advisors, Inc. 3110.00%0.01%0.05%Q2 2013Q4 202232
ENVESTNET ASSET MANAGEMENT INC 21110.00%0.01%0.03%Q1 2014Q3 202332
Advisors Asset Management, Inc. 30300.01%0.05%0.09%Q2 2016Q3 202330
DEUTSCHE BANK AG\ 2820.00%0.00%0.00%Q3 2013Q2 202130
TWIN FOCUS CAPITAL PARTNERS, LLC 29290.03%0.07%0.14%Q3 2016Q3 202329
SCOTIA CAPITAL INC. 19100.00%0.00%0.01%Q3 2013Q3 202129
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.01%0.01%0.02%Q2 2013Q4 201927
BANK OF MONTREAL /CAN/ 27270.00%0.00%0.00%Q2 2013Q4 201927
PNC FINANCIAL SERVICES GROUP, INC. 2310.00%0.00%0.00%Q2 2013Q1 202126
WHITTIER TRUST CO 26260.00%0.00%0.01%Q2 2013Q3 201926
Geneos Wealth Management Inc. 26260.00%0.00%0.00%Q1 2016Q2 202226
LeJeune Puetz Investment Counsel LLC 26260.34%0.49%0.79%Q4 2016Q1 202326
Garner Asset Management Corp 26260.32%0.50%0.84%Q2 2017Q3 202326
Stratos Wealth Partners, LTD. 26260.00%0.01%0.01%Q2 2017Q3 202326
Private Advisor Group, LLC 1610.00%0.02%0.06%Q4 2013Q1 202225
UNITED CAPITAL FINANCIAL ADVISORS, LLC 25250.00%0.02%0.05%Q1 2014Q1 202025
SYNOVUS FINANCIAL CORP 15100.00%0.01%0.02%Q2 2017Q3 202325
Baird Financial Group, Inc. 1530.00%0.01%0.01%Q2 2015Q2 202325
Aviance Capital Partners, LLC 24240.03%0.08%0.17%Q4 2017Q3 202324
Financial Advocates Investment Management 24240.01%0.04%0.08%Q4 2017Q3 202324
Ballew Advisors, Inc 24240.57%1.75%3.55%Q4 2017Q3 202324
Horizon Kinetics 23230.01%0.02%0.04%Q2 2013Q4 201823
DAVENPORT & Co LLC 22220.00%0.01%0.02%Q2 2013Q3 201822
Carroll Financial Associates, Inc. 22220.00%0.00%0.00%Q3 2016Q4 202122
COMMONWEALTH EQUITY SERVICES, LLC 22220.00%0.00%0.00%Q4 2017Q1 202322
Shaker Financial Services, LLC 710.08%0.50%1.36%Q2 2014Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
IFP Advisors, Inc 1470.00%0.04%0.10%Q4 2015Q3 202321
10-15 ASSOCIATES, INC. 1910.04%0.08%0.13%Q2 2013Q2 201820
WEDBUSH SECURITIES INC 860.01%0.02%0.05%Q2 2013Q3 202320
OPTIMUM INVESTMENT ADVISORS 20200.02%0.03%0.04%Q1 2018Q4 202220
IHT Wealth Management, LLC 1510.01%0.04%0.51%Q2 2017Q3 202320
Penserra Capital Management LLC 1220.00%0.15%0.67%Q4 2015Q4 202119
PARK AVENUE SECURITIES LLC 1450.01%0.02%0.04%Q1 2018Q3 202319
CWM, LLC 1180.00%0.00%0.01%Q4 2018Q3 202319
HORIZON KINETICS ASSET MANAGEMENT LLC 19190.00%0.01%0.01%Q1 2019Q3 202319
ACCURATE INVESTMENT SOLUTIONS, INC. 18180.07%0.09%0.12%Q4 2015Q1 202018
Advisory Services Network, LLC 1010.00%0.00%0.01%Q1 2016Q1 202318
ROBINSON CAPITAL MANAGEMENT, LLC 1010.07%1.06%4.02%Q1 2014Q1 202118
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
RESTRUCTURING CAPITAL ASSOCIATES LP 18182.02%5.43%9.63%Q4 2013Q1 201818
Virtus ETF Advisers LLC 18180.11%0.27%0.74%Q2 2019Q3 202318
WESCAP Management Group, Inc. 17170.09%0.21%0.43%Q3 2019Q3 202317
OAK HILL ADVISORS LP 1160.17%0.90%2.40%Q4 2013Q2 202117
WOLVERINE ASSET MANAGEMENT LLC 510.00%0.01%0.03%Q3 2013Q1 202317
WASHINGTON TRUST BANK 17170.00%0.01%0.01%Q1 2015Q1 201917
Steward Partners Investment Advisory, LLC 1120.00%0.00%0.00%Q4 2017Q3 202317
WADE G W & INC 1150.01%0.02%0.04%Q1 2015Q3 202316
CREDIT SUISSE AG/ 16160.00%0.00%0.00%Q1 2013Q4 201616
Cetera Advisor Networks LLC 910.00%0.01%0.02%Q4 2017Q2 202216
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
MARINER INVESTMENT GROUP LLC 810.08%0.62%1.56%Q2 2013Q4 202015
OSAIC HOLDINGS, INC. 15150.00%0.01%0.01%Q1 2020Q3 202315
Tower Research Capital LLC (TRC) 410.00%0.00%0.01%Q2 2013Q3 202315
Creative Planning 830.00%0.00%0.00%Q2 2013Q2 201715
AQR Arbitrage LLC 950.00%0.02%0.05%Q4 2018Q3 202314
Marble Harbor Investment Counsel, LLC 14140.86%0.95%1.10%Q2 2020Q3 202314
Yellowstone Partners, LLC 1220.09%0.11%0.14%Q4 2013Q4 201714
Hudock, Inc. 14140.00%0.01%0.02%Q2 2013Q3 201614
Prospera Financial Services Inc 1210.01%0.02%0.02%Q2 2020Q3 202313
STEPHENS INC /AR/ 13130.00%0.01%0.01%Q2 2018Q2 202113
JPMORGAN CHASE & CO 1210.00%0.00%0.00%Q3 2018Q2 202313
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 520.02%0.06%0.12%Q4 2015Q1 202313
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 730.03%0.11%0.39%Q1 2016Q2 202113
SIT INVESTMENT ASSOCIATES INC 420.01%0.05%0.20%Q4 2017Q3 202312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
STIFEL FINANCIAL CORP 1110.00%0.00%0.00%Q2 2015Q2 202112
Rockefeller Capital Management L.P. 12120.00%0.00%0.00%Q1 2020Q4 202212
LOOMIS SAYLES & CO L P 1020.00%0.00%0.01%Q2 2015Q3 202012
GOLDMAN SACHS GROUP INC 1110.00%0.00%0.00%Q4 2014Q2 202112
NEXT Financial Group, Inc 610.00%0.00%0.00%Q2 2017Q4 202112
MONTAG A & ASSOCIATES INC 12120.00%0.00%0.00%Q4 2020Q3 202312
Cetera Investment Advisers 12120.00%0.00%0.00%Q4 2020Q3 202312
Lindbrook Capital, LLC 1110.00%1.50%3.20%Q4 2018Q4 202112
MSI Financial Services Inc 1020.00%0.00%0.01%Q2 2013Q4 201612
Dynamic Advisor Solutions LLC 12120.02%0.03%0.05%Q1 2018Q4 202012
Saba Capital Management, L.P. 11110.02%0.73%1.74%Q4 2018Q2 202111
Lumature Wealth Partners, LLC 11110.08%0.10%0.18%Q4 2020Q2 202311
SHEPHERD KAPLAN KROCHUK, LLC 11110.04%0.05%0.08%Q2 2013Q4 201511
Rock Point Advisors, LLC 830.08%0.18%0.36%Q3 2014Q2 202111
Ledyard National Bank 11110.01%0.01%0.01%Q2 2013Q4 201511
MML INVESTORS SERVICES, LLC 11110.00%0.00%0.01%Q3 2018Q1 202111
RIVERNORTH CAPITAL MANAGEMENT, LLC 510.01%0.42%0.93%Q4 2014Q4 202210
Steinberg Global Asset Management 10100.03%0.07%0.10%Q2 2013Q3 201510
Avior Wealth Management, LLC 10100.01%0.02%0.05%Q1 2014Q2 201610
Brick & Kyle, Associates 10100.02%0.02%0.02%Q4 2014Q1 201710
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.00%Q1 2021Q3 202310
Janney Montgomery Scott LLC 810.00%0.01%0.02%Q1 2014Q4 202110
Accel Wealth Management 10100.01%0.02%0.04%Q4 2020Q1 202310
COMERICA SECURITIES INC 10100.24%0.31%0.40%Q2 2016Q3 201810
MILLENNIUM MANAGEMENT LLC 410.00%0.00%0.00%Q4 2016Q1 202210
Financial Advantage, Inc. 10100.15%0.17%0.18%Q2 2013Q3 201510
AVANTAX ADVISORY SERVICES, INC. 910.00%0.00%0.00%Q3 2020Q3 202310
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 10100.02%0.05%0.06%Q4 2015Q1 201810
OAKTREE CAPITAL MANAGEMENT LP 630.03%0.04%0.06%Q1 2020Q3 20239
EATON VANCE MANAGEMENT 540.00%0.00%0.00%Q1 2019Q4 20219
Trust Asset Management LLC 610.45%1.44%1.88%Q3 2011Q1 20169
Aureus Asset Management, LLC 990.04%0.09%0.16%Q2 2017Q2 20199
JTC Employer Solutions Trustee Ltd 990.01%0.01%0.01%Q3 2021Q3 20239
Winslow, Evans & Crocker, Inc. 990.00%0.00%0.00%Q4 2013Q4 20159
SVB WEALTH LLC 880.00%0.00%0.00%Q2 2020Q1 20228
NATIONAL BANK OF CANADA /FI/ 880.00%0.00%0.00%Q4 2021Q3 20238
CARDIFF PARK ADVISORS, LLC 880.03%0.06%0.11%Q4 2021Q3 20238
Belmont Capital, LLC 880.01%0.03%0.06%Q1 2020Q4 20218
ST GERMAIN D J CO INC 880.02%0.02%0.02%Q2 2020Q1 20228
MONETARY MANAGEMENT GROUP INC 880.02%0.03%0.03%Q4 2015Q3 20178
Independent Wealth Network Inc. 880.15%0.34%0.45%Q4 2021Q3 20238
Fortitude Advisory Group L.L.C. 880.08%0.12%0.14%Q4 2021Q3 20238
Sandy Cove Advisors, LLC 880.13%0.19%0.29%Q4 2021Q3 20238
Larson Financial Group LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Cetera Advisors LLC 620.01%0.01%0.02%Q3 2016Q3 20188
SeaBridge Investment Advisors LLC 530.00%0.07%0.14%Q2 2013Q4 20168
Intellectus Partners, LLC 610.06%0.22%0.32%Q4 2019Q3 20227
INVESTMENT CENTERS OF AMERICA INC 770.03%0.03%0.04%Q1 2016Q3 20177
CAPTRUST FINANCIAL ADVISORS 520.00%0.03%0.08%Q2 2013Q1 20157
SUSQUEHANNA INTERNATIONAL GROUP, LLP 410.00%0.00%0.00%Q4 2017Q2 20227
NewEdge Advisors, LLC 520.00%0.01%0.03%Q4 2021Q3 20237
Piscataqua Savings Bank 770.02%0.02%0.02%Q1 2022Q3 20237
First Horizon Advisors, Inc. 770.00%0.00%0.00%Q2 2018Q4 20197
BEESE FULMER INVESTMENT MANAGEMENT, INC. 770.05%0.10%0.13%Q2 2013Q4 20147
NATIONAL PLANNING CORP 610.00%0.02%0.03%Q4 2014Q3 20177
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 430.00%0.00%0.00%Q4 2016Q1 20227
FIFTH THIRD BANCORP 310.00%0.00%0.00%Q2 2013Q1 20217
Sowell Financial Services LLC 770.00%0.00%0.00%Q3 2019Q1 20217
INTEGRATED CAPITAL MANAGEMENT, INC. 520.12%0.14%0.16%Q1 2021Q3 20237
AEGON USA Investment Management, LLC 770.34%0.42%0.56%Q1 2022Q3 20237
M&T BANK CORP 770.00%0.02%0.03%Q2 2013Q4 20147
NEW ENGLAND SECURITIES CORP /MA/ 770.00%0.21%0.36%Q2 2013Q4 20147
PANAGORA ASSET MANAGEMENT INC 660.00%0.00%0.00%Q3 2019Q4 20206
BNP PARIBAS FINANCIAL MARKETS 660.00%0.00%0.00%Q4 2013Q1 20156
EverSource Wealth Advisors, LLC 660.00%0.00%0.00%Q4 2021Q1 20236
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20146
PARAMETRIC PORTFOLIO ASSOCIATES LLC 660.00%0.00%0.00%Q2 2019Q3 20206
DOLIVER ADVISORS, LP 210.11%0.27%0.66%Q2 2014Q3 20186
Intersect Capital LLC 660.12%0.36%0.64%Q1 2021Q2 20226
Patriot Financial Group Insurance Agency, LLC 660.04%0.06%0.08%Q4 2016Q1 20186
FMR LLC 210.00%0.00%0.00%Q4 2018Q2 20236
Baillie Gifford 660.02%0.03%0.04%Q3 2015Q4 20166
BENJAMIN F. EDWARDS & COMPANY, INC. 660.00%0.00%0.00%Q4 2018Q1 20206
Addison Advisors LLC 510.01%0.04%0.07%Q4 2020Q2 20226
Quad-Cities Investment Group, LLC 660.02%0.02%0.03%Q2 2018Q3 20196
Verity Asset Management, Inc. 550.44%0.77%0.96%Q3 2022Q3 20235
Shorepoint Capital Partners LLC 210.14%0.60%1.66%Q4 2019Q2 20225
RMB Capital Management, LLC 550.02%0.09%0.12%Q3 2018Q3 20195
Bain Capital Credit, LP 211.11%3.16%5.56%Q3 2014Q3 20165
Arlington Capital Management, Inc. 550.22%0.27%0.32%Q1 2019Q1 20205
BARRETT & COMPANY, INC. 550.01%0.01%0.01%Q3 2022Q3 20235
Proficio Capital Partners LLC 410.00%0.27%0.46%Q1 2016Q1 20185
Allen Investment Management, LLC 550.01%0.02%0.03%Q2 2015Q2 20165
WOODMONT INVESTMENT COUNSEL LLC 410.00%0.00%0.00%Q2 2015Q3 20165
NORTHWEST WEALTH MANAGEMENT, LLC 550.01%0.01%0.01%Q1 2018Q1 20195
Virtu KCG Holdings LLC 210.00%0.00%0.01%Q3 2014Q3 20165
Covenant Multifamily Offices, LLC 550.01%0.02%0.04%Q4 2013Q4 20145
WFG Advisors, LP 550.01%0.02%0.04%Q4 2013Q4 20145
Q Global Advisors, LLC 550.43%0.65%0.93%Q4 2018Q4 20195
Weiss Asset Management LP 110.01%0.07%0.14%Q4 2013Q4 20225
Yorktown Management & Research Co Inc 550.03%0.13%0.22%Q1 2015Q1 20165
BARCLAYS PLC 210.00%0.00%0.00%Q2 2014Q2 20215
THRIVENT FINANCIAL FOR LUTHERANS 440.00%0.00%0.00%Q2 2020Q1 20214
Community Capital Management, LLC 440.32%0.35%0.38%Q1 2019Q4 20194
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 210.01%0.03%0.06%Q4 2018Q3 20214
SG Americas Securities, LLC 210.00%0.00%0.00%Q4 2013Q1 20164
Absolute Return Capital, LLC 440.01%0.02%0.03%Q2 2013Q1 20144
SFI Advisors, LLC 440.18%0.26%0.29%Q4 2021Q3 20224
BAIRD ROBERT W & CO INC /WI/ 440.01%0.01%0.01%Q2 2014Q1 20154
Ameritas Investment Company, LLC 310.00%0.00%0.01%Q4 2018Q1 20204
BB&T SECURITIES, LLC 440.00%0.00%0.00%Q3 2018Q2 20194
FLAGSHIP HARBOR ADVISORS, LLC 440.00%0.00%0.00%Q4 2018Q3 20194
Vivaldi Capital Management LP 440.44%0.49%0.54%Q1 2020Q4 20204
CENTRAL TRUST Co 440.00%0.00%0.00%Q2 2013Q1 20144
BREITER CAPITAL MANAGEMENT INC 310.28%0.31%0.39%Q4 2017Q1 20194
Geneva Partners, LLC 440.35%0.82%1.19%Q2 2021Q1 20224
Acrospire Investment Management LLC 440.01%0.01%0.02%Q2 2016Q1 20174
FNY Investment Advisers, LLC 220.03%0.04%0.06%Q3 2019Q1 20214
Concord Wealth Partners 310.00%0.00%0.00%Q4 2021Q4 20224
Koshinski Asset Management, Inc. 220.02%0.02%0.02%Q3 2022Q3 20234
K.J. Harrison & Partners Inc 440.25%0.33%0.39%Q1 2016Q4 20164
HOLLENCREST CAPITAL MANAGEMENT 440.00%0.00%0.00%Q4 2022Q3 20234
BOSTON ADVISORS LLC 440.01%0.01%0.01%Q4 2014Q3 20154
First Allied Advisory Services, Inc. 310.00%0.01%0.01%Q4 2015Q3 20204
OPPENHEIMER & CO INC 440.00%0.00%0.01%Q2 2020Q1 20214
CoreCap Advisors, LLC 310.00%0.06%0.10%Q4 2021Q4 20224
Wagner Wealth Management, LLC 440.08%0.09%0.10%Q4 2022Q3 20234
ETRADE Capital Management LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Pekin Hardy Strauss, Inc. 440.04%0.04%0.04%Q4 2022Q3 20234
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
Veritable, L.P. 330.01%0.01%0.01%Q3 2013Q1 20143
GPS Wealth Strategies Group, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Choate Investment Advisors 330.03%0.04%0.05%Q2 2016Q4 20163
Corient Private Wealth LLC 330.00%0.00%0.00%Q1 2023Q3 20233
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 330.04%0.04%0.04%Q1 2023Q3 20233
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q4 2018Q1 20233
Atria Investments, Inc 330.03%0.04%0.04%Q2 2013Q4 20133
PRIVATE TRUST CO NA 330.01%0.01%0.01%Q2 2022Q4 20223
V Wealth Advisors LLC 330.06%0.08%0.11%Q3 2021Q1 20223
SUNTRUST BANKS INC 110.00%0.00%0.00%Q2 2015Q3 20193
CORNERSTONE ADVISORS INC 330.20%0.25%0.30%Q2 2014Q4 20143
CAZ INVESTMENTS LP 330.16%0.22%0.24%Q4 2014Q2 20153
1607 Capital Partners, LLC 330.09%0.09%0.10%Q4 2022Q2 20233
ADVISORY RESEARCH INC 210.00%0.01%0.01%Q2 2013Q1 20143
Bank of New York Mellon Corp 210.00%0.00%0.00%Q2 2013Q3 20163
Vantage Investment Advisors, LLC 330.01%0.01%0.01%Q1 2018Q3 20183
B. Riley Wealth Advisors, Inc. 330.04%0.07%0.10%Q1 2014Q3 20143
Relative Value Partners Group, LLC 330.03%0.04%0.04%Q1 2023Q3 20233
Allworth Financial LP 210.00%0.00%0.00%Q4 2019Q3 20233
Moloney Securities Asset Management, LLC 330.26%0.28%0.31%Q1 2017Q3 20173
HBC Financial Services, PLLC 330.00%0.00%0.00%Q1 2021Q3 20213
Kestra Advisory Services, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Hedeker Wealth, LLC 110.00%0.00%0.00%Q4 2014Q4 20153
SHINE INVESTMENT ADVISORY SERVICES INC 330.02%0.02%0.02%Q4 2018Q2 20193
SEI INVESTMENTS CO 330.00%0.00%0.00%Q3 2017Q1 20183
JONES ROAD CAPITAL MANAGEMENT, L.P. 330.04%0.07%0.08%Q1 2023Q3 20233
Vident Investment Advisory, LLC 330.12%0.17%0.21%Q1 2019Q3 20193
Pointe Capital Management LLC 330.08%0.09%0.10%Q1 2015Q3 20153
SIGNATUREFD, LLC 330.00%0.00%0.00%Q1 2020Q3 20203
Brookstone Capital Management 220.01%0.01%0.01%Q2 2015Q3 20152
Elequin Capital, LP 220.04%0.05%0.05%Q4 2022Q1 20232
Robbins Farley 220.02%0.02%0.02%Q4 2020Q1 20212
WT Wealth Management 220.13%0.14%0.14%Q3 2019Q4 20192
NINE MASTS CAPITAL Ltd 220.02%0.34%0.67%Q2 2018Q3 20182
HRT FINANCIAL LP 110.00%0.00%0.00%Q1 2022Q1 20232
AVIANCE CAPITAL MANAGEMENT, LLC 220.01%0.01%0.01%Q3 2013Q4 20132
Gradient Investments LLC 110.00%0.00%0.00%Q1 2014Q4 20162
Cerity Partners LLC 220.00%0.00%0.00%Q1 2023Q2 20232
Wealth Quarterback LLC 220.06%0.07%0.08%Q4 2019Q1 20202
Rehmann Capital Advisory Group 220.00%0.00%0.00%Q3 2018Q4 20182
Standard Family Office LLC 220.11%1.39%2.68%Q2 2022Q3 20222
Laurion Capital Management LP 110.02%0.02%0.03%Q4 2014Q2 20162
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20212
OLD MISSION CAPITAL LLC 110.08%0.08%0.08%Q4 2018Q4 20192
Walleye Trading LLC 220.01%0.01%0.01%Q4 2017Q1 20182
Round Rock Advisors, LLC 220.05%0.05%0.05%Q4 2022Q1 20232
LEVITT CAPITAL MANAGEMENT LLC 222.38%2.52%2.65%Q1 2014Q2 20142
Donald L. Hagan, LLC 110.04%0.04%0.04%Q3 2015Q1 20162
D.A. DAVIDSON & CO. 220.00%0.00%0.00%Q2 2013Q3 20132
Axim Planning & Wealth 220.00%0.00%0.00%Q2 2022Q3 20222
6 Meridian 220.07%0.07%0.07%Q3 2019Q4 20192
Quilter Plc 220.01%0.01%0.01%Q2 2021Q3 20212
Certified Advisory Corp 220.00%0.00%0.00%Q4 2019Q1 20202
Beach Point Capital Management LP 220.31%0.31%0.32%Q1 2019Q2 20192
RWA WEALTH PARTNERS, LLC 220.02%0.02%0.02%Q2 2023Q3 20232
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
Logan Stone Capital, LLC 220.53%0.59%0.65%Q3 2022Q4 20222
CULLEN/FROST BANKERS, INC. 110.00%0.00%0.00%Q1 2019Q3 20232
Squarepoint Ops LLC 110.01%0.04%0.08%Q4 2015Q4 20172
Regal Investment Advisors LLC 220.03%0.03%0.03%Q2 2013Q3 20132
Elliott Investment Management L.P. 220.06%0.08%0.11%Q4 2020Q1 20212
Alpine Global Management, LLC 110.03%0.05%0.07%Q4 2018Q4 20192
Jaffetilchin Investment Partners, LLC 220.06%0.06%0.07%Q4 2016Q1 20172
TD Waterhouse Canada Inc. 110.00%0.00%0.00%Q3 2022Q3 20221
NorthRock Partners, LLC 110.03%0.03%0.03%Q4 2019Q4 20191
Leisure Capital Management 110.44%0.44%0.44%Q4 2019Q4 20191
DRW Securities, LLC 110.09%0.09%0.09%Q4 2014Q4 20141
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q2 2014Q2 20141
CITY HOLDING CO 110.01%0.01%0.01%Q4 2014Q4 20141
Cornerstone Wealth Management, LLC 110.01%0.01%0.01%Q3 2022Q3 20221
Wealthcare Advisory Partners LLC 110.00%0.00%0.00%Q3 2017Q3 20171
Retirement Planning Co of New England, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
COHEN & STEERS CAPITAL MANAGEMENT INC 110.01%0.01%0.01%Q1 2015Q1 20151
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
Confluence Wealth Services, Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
Hamilton Capital, LLC 110.07%0.07%0.07%Q3 2019Q3 20191
Impact Partnership Wealth, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
RELIANCE TRUST CO 110.20%0.20%0.20%Q3 2013Q3 20131
Virtu Financial LLC 110.05%0.05%0.05%Q4 2022Q4 20221
Investors Capital Advisory Services 110.03%0.03%0.03%Q2 2015Q2 20151
Chapwood Capital Investment Management, LLC 112.66%2.66%2.66%Q4 2019Q4 20191
Bramshill Investments, LLC 110.05%0.05%0.05%Q4 2020Q4 20201
AlphaStar Capital Management, LLC 110.02%0.02%0.02%Q2 2021Q2 20211
Reby Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
ZAZOVE ASSOCIATES LLC 110.00%0.00%0.00%Q3 2019Q3 20191
BLUEFIN CAPITAL MANAGEMENT, LLC 110.02%0.02%0.02%Q1 2022Q1 20221
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
Citadel Advisors 110.00%0.00%0.00%Q1 2020Q1 20201
Bartlett & Co. LLC 110.00%0.00%0.00%Q3 2013Q3 20131
TCG Advisors, LP 110.00%0.00%0.00%Q1 2019Q1 20191
Garrett Wealth Advisory Group, LLC 110.01%0.01%0.01%Q3 2019Q3 20191
Lavaca Capital LLC 110.04%0.04%0.04%Q1 2019Q1 20191
Quantedge Capital Pte Ltd 110.14%0.14%0.14%Q4 2020Q4 20201
BlackRock Investment Management, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
HBK INVESTMENTS L P 110.02%0.02%0.02%Q1 2021Q1 20211
ICON ADVISERS INC/CO 110.38%0.38%0.38%Q2 2021Q2 20211
Matisse Capital 110.20%0.20%0.20%Q1 2020Q1 20201
TAP Consulting, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Round Table Services, LLC 110.08%0.08%0.08%Q1 2018Q1 20181
SeaCrest Wealth Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
MACROVIEW INVESTMENT MANAGEMENT LLC 110.00%0.00%0.00%Q3 2014Q3 20141
BESSEMER GROUP INC 110.00%0.00%0.00%Q4 2020Q4 20201
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
JNBA Financial Advisors 110.00%0.00%0.00%Q3 2023Q3 20231
Almitas Capital LLC 111.17%1.17%1.17%Q4 2019Q4 20191
AT Bancorp 110.01%0.01%0.01%Q2 2017Q2 20171
Fondren Management LP 110.75%0.75%0.75%Q1 2020Q1 20201
CENTAURUS FINANCIAL, INC. 110.04%0.04%0.04%Q2 2018Q2 20181
American Portfolios Advisors 110.00%0.00%0.00%Q3 2019Q3 20191
PSI Advisors, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
RVW Wealth, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
GIRARD SECURITIES, INC. 110.12%0.12%0.12%Q4 2015Q4 20151
Busey Bank 110.00%0.00%0.00%Q4 2019Q4 20191
VERUS CAPITAL PARTNERS, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
CSS LLC/IL 110.03%0.03%0.03%Q2 2021Q2 20211
OAKVIEW CAPITAL MANAGEMENT, L.P. 110.00%0.00%0.00%Q4 2016Q4 20161
COMERICA SECURITIES,INC. 110.03%0.03%0.03%Q2 2019Q2 20191
W.G. Shaheen & Associates DBA Whitney & Co 110.02%0.02%0.02%Q1 2018Q1 20181
Claraphi Advisory Network, LLC 110.30%0.30%0.30%Q4 2022Q4 20221
AQR Capital Management 110.00%0.00%0.00%Q4 2014Q4 20141
HighTower Advisors, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
CLOUGH CAPITAL PARTNERS L P 110.05%0.05%0.05%Q2 2021Q2 20211
Altman Advisors, Inc. 110.29%0.29%0.29%Q3 2023Q3 20231
TRUSTCORE FINANCIAL SERVICES, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Allegis Investment Advisors, LLC 110.02%0.02%0.02%Q4 2015Q4 20151
Paloma Partners Management Co 110.06%0.06%0.06%Q4 2013Q4 20131
Parallel Advisors, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Wealthspire Advisors, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
External links

This page lists all the filers that currently own EATON VANCE SR FLTNG RTE TR or have owned EATON VANCE SR FLTNG RTE TR in the past.