BARINGS BDC INC shareholder history

Current and past BARINGS BDC INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Citadel Advisors 1910.00%0.00%0.00%Q3 2018Q3 202333
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1310.00%0.00%0.00%Q3 2018Q3 202328
CITIGROUP INC 21210.00%0.00%0.00%Q3 2018Q3 202322
BANK OF AMERICA CORP /DE/ 21210.00%0.00%0.00%Q3 2018Q3 202321
First Personal Financial Services 21210.01%0.01%0.02%Q3 2018Q3 202321
RIVERNORTH CAPITAL MANAGEMENT, LLC 21210.26%1.37%1.98%Q3 2018Q3 202321
Muzinich & Co., Inc. 21210.31%1.20%1.98%Q3 2018Q3 202321
ARES MANAGEMENT LLC 21210.04%1.01%2.31%Q3 2018Q3 202321
US BANCORP \DE\ 21210.00%0.00%0.00%Q3 2018Q3 202321
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 21210.40%1.41%2.03%Q3 2018Q3 202321
STIFEL FINANCIAL CORP 21210.00%0.00%0.00%Q3 2018Q3 202321
Geneos Wealth Management Inc. 21210.00%0.01%0.04%Q3 2018Q3 202321
RAYMOND JAMES & ASSOCIATES 21210.00%0.00%0.00%Q3 2018Q3 202321
CONFLUENCE INVESTMENT MANAGEMENT LLC 21210.06%0.09%0.18%Q3 2018Q3 202321
WELLS FARGO & COMPANY/MN 21210.00%0.00%0.00%Q3 2018Q3 202321
EARNEST PARTNERS LLC 21210.00%0.00%0.00%Q3 2018Q3 202321
BROWN ADVISORY INC 21210.00%0.02%0.07%Q3 2018Q3 202321
Relative Value Partners Group, LLC 21210.72%1.07%1.38%Q3 2018Q3 202321
MCKINLEY CAPITAL MANAGEMENT LLC 21210.11%0.17%0.23%Q3 2018Q3 202321
BlackRock Inc. 21210.00%0.00%0.00%Q3 2018Q3 202321
Legal & General Group Plc 21210.00%0.00%0.00%Q3 2018Q3 202321
VAN ECK ASSOCIATES CORP 21210.01%0.02%0.04%Q3 2018Q3 202321
Focused Wealth Management, Inc 21210.00%0.00%0.00%Q3 2018Q3 202321
MORGAN STANLEY 21210.00%0.00%0.00%Q3 2018Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
UBS Group AG 21210.01%0.01%0.01%Q3 2018Q3 202321
PRICE T ROWE ASSOCIATES INC /MD/ 21210.00%0.00%0.01%Q3 2018Q3 202321
ROYAL BANK OF CANADA 1460.00%0.00%0.00%Q3 2018Q3 202320
BARINGS LLC 1821.25%3.23%4.58%Q3 2018Q3 202320
GREAT WEST LIFE ASSURANCE CO /CAN/ 1640.00%0.00%0.00%Q3 2018Q3 202320
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.00%Q3 2018Q3 202320
DAVENPORT & Co LLC 1550.00%0.00%0.00%Q3 2018Q3 202320
Lindbrook Capital, LLC 20200.00%0.00%0.01%Q4 2018Q3 202320
Tower Research Capital LLC (TRC) 1320.00%0.00%0.02%Q3 2018Q3 202319
MILLENNIUM MANAGEMENT LLC 19190.00%0.00%0.01%Q1 2019Q3 202319
ADVISORY RESEARCH INC 19190.01%0.08%0.17%Q1 2019Q3 202319
IFP Advisors, Inc 1720.00%0.00%0.01%Q3 2018Q3 202319
Bulldog Investors, LLP 1020.05%0.92%2.23%Q3 2018Q3 202318
JPMORGAN CHASE & CO 910.00%0.00%0.00%Q3 2018Q2 202318
Cliffwater LLC 18180.32%2.50%4.72%Q2 2019Q3 202318
StrategIQ Financial Group, LLC 18180.05%0.07%0.16%Q2 2019Q3 202318
Virtus ETF Advisers LLC 18180.12%0.48%1.47%Q2 2019Q3 202318
DIMENSION CAPITAL MANAGEMENT LLC 18181.09%2.40%4.54%Q2 2019Q3 202318
ClearBridge Investments 17170.00%0.00%0.01%Q1 2019Q1 202317
American Portfolios Advisors 17170.00%0.00%0.00%Q3 2018Q3 202217
TRUIST FINANCIAL CORP 1610.00%0.00%0.00%Q3 2018Q3 202317
Advisors Asset Management, Inc. 1240.01%0.05%0.08%Q3 2018Q3 202316
GUGGENHEIM CAPITAL LLC 1330.00%0.01%0.02%Q3 2018Q3 202316
CLOUGH CAPITAL PARTNERS L P 15150.26%0.65%1.04%Q3 2018Q1 202215
Allianz Asset Management GmbH 1320.00%0.00%0.00%Q2 2019Q3 202315
Raymond James Financial Services Advisors, Inc. 15150.00%0.00%0.01%Q1 2020Q3 202315
Sumitomo Mitsui Trust Holdings, Inc. 15150.00%0.00%0.00%Q1 2020Q3 202315
Sheaff Brock Investment Advisors, LLC 960.01%0.01%0.02%Q3 2018Q3 202315
OSAIC HOLDINGS, INC. 15150.00%0.01%0.02%Q1 2020Q3 202315
CONDOR CAPITAL MANAGEMENT 14140.02%0.16%0.24%Q2 2020Q3 202314
D. E. Shaw & Co., Inc. 14140.00%0.00%0.00%Q4 2018Q1 202214
QUADRANT CAPITAL GROUP LLC 14140.00%0.00%0.01%Q2 2020Q3 202314
Callodine Capital Management, LP 14140.29%3.48%6.11%Q2 2020Q3 202314
Greenwich Investment Management, Inc. 910.11%0.25%1.16%Q3 2018Q3 202314
SIGNATUREFD, LLC 1220.00%0.00%0.00%Q1 2020Q3 202314
TWO SIGMA ADVISERS, LP 1220.00%0.01%0.03%Q4 2018Q3 202314
Carroll Financial Associates, Inc. 14140.00%0.00%0.00%Q3 2018Q4 202114
Founders Capital Management 13130.01%0.01%0.01%Q4 2020Q4 202313
Neuberger Berman Group LLC 1210.00%0.00%0.00%Q4 2019Q3 202313
SIMPLEX TRADING, LLC 820.00%0.00%0.00%Q3 2018Q2 202313
ROYCE & ASSOCIATES LP 1210.00%0.03%0.04%Q4 2019Q3 202313
FIRST NATIONAL TRUST CO 12120.00%0.01%0.01%Q4 2020Q3 202312
WEDBUSH SECURITIES INC 12120.01%0.01%0.01%Q4 2020Q3 202312
BARCLAYS PLC 730.00%0.00%0.00%Q3 2018Q3 202112
COOPERMAN LEON G 12120.00%0.33%1.10%Q4 2020Q3 202312
RMB Capital Management, LLC 12120.01%0.01%0.01%Q4 2020Q3 202312
Steward Partners Investment Advisory, LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
TCW GROUP INC 12120.00%0.01%0.01%Q3 2018Q2 202112
TWO SIGMA INVESTMENTS, LP 1020.00%0.01%0.03%Q3 2020Q3 202312
TRANSCEND CAPITAL ADVISORS, LLC 12120.02%0.06%0.11%Q4 2020Q3 202312
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 12120.00%0.01%0.02%Q4 2018Q3 202112
Skandinaviska Enskilda Banken AB (publ) 12120.01%0.01%0.02%Q4 2020Q3 202312
Hennion & Walsh Asset Management, Inc. 11110.02%0.08%0.22%Q1 2021Q3 202311
Parallel Advisors, LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
BARD ASSOCIATES INC 11110.04%0.19%0.27%Q1 2021Q3 202311
NICOLA WEALTH MANAGEMENT LTD. 11110.33%0.52%0.80%Q1 2021Q3 202311
Koshinski Asset Management, Inc. 11110.02%0.04%0.06%Q1 2021Q3 202311
SHELTON CAPITAL MANAGEMENT 11110.01%0.03%0.18%Q1 2019Q3 202111
LPL Financial LLC 1010.00%0.00%0.00%Q3 2018Q3 202311
JANE STREET GROUP, LLC 610.00%0.00%0.00%Q3 2018Q3 202311
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.01%Q1 2021Q3 202310
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 710.00%0.00%0.00%Q3 2019Q3 202310
VICTORY CAPITAL MANAGEMENT INC 430.00%0.00%0.00%Q3 2019Q4 202210
Aperio Group, LLC 10100.00%0.00%0.00%Q3 2018Q4 202010
KENNEDY CAPITAL MANAGEMENT LLC 10100.02%0.07%0.27%Q3 2020Q4 202210
Mirae Asset Global Investments Co., Ltd. 10100.00%0.00%0.00%Q2 2021Q3 202310
MACKENZIE FINANCIAL CORP 10100.00%0.00%0.00%Q1 2021Q2 202310
West Family Investments, Inc. 10100.27%1.40%4.10%Q3 2018Q4 202010
HighTower Advisors, LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
MISSION WEALTH MANAGEMENT, LP 10100.00%0.01%0.01%Q2 2021Q3 202310
Cambridge Investment Research Advisors, Inc. 990.00%0.02%0.03%Q3 2021Q3 20239
PUTNAM INVESTMENTS LLC 540.00%0.00%0.01%Q2 2020Q3 20239
Invesco Ltd. 990.00%0.00%0.00%Q3 2020Q3 20229
Capital Advisory Group Advisory Services, LLC 990.04%0.08%0.11%Q3 2021Q3 20239
NORTHERN TRUST CORP 710.00%0.00%0.00%Q4 2019Q3 20239
Nicholas Hoffman & Company, LLC. 990.00%0.01%0.03%Q3 2021Q3 20239
EAGLE GLOBAL ADVISORS LLC 410.01%0.02%0.03%Q1 2020Q3 20239
Cubist Systematic Strategies, LLC 610.00%0.00%0.01%Q3 2018Q2 20239
Sigma Planning Corp 510.00%0.00%0.01%Q3 2018Q3 20239
Capital Investment Advisory Services, LLC 440.00%0.01%0.01%Q4 2018Q3 20238
Hutchens & Kramer Investment Management Group, LLC 880.13%0.18%0.26%Q4 2021Q3 20238
FMR LLC 210.00%0.00%0.00%Q3 2018Q3 20238
Citizens National Bank Trust Department 880.00%0.00%0.01%Q4 2021Q3 20238
OAK HARBOR WEALTH PARTNERS, LLC 880.03%0.04%0.07%Q4 2021Q3 20238
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 880.00%0.00%0.00%Q2 2019Q1 20218
STEPHENS INC /AR/ 440.00%0.00%0.01%Q3 2018Q3 20238
State of New Jersey Common Pension Fund D 880.00%0.01%0.01%Q3 2018Q2 20208
FinTrust Capital Advisors, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Ancora Advisors LLC 530.00%0.00%0.00%Q4 2020Q2 20238
BRIGHTON JONES LLC 770.02%0.03%0.04%Q4 2020Q2 20227
FLAGSHIP HARBOR ADVISORS, LLC 770.01%0.01%0.01%Q1 2022Q3 20237
Retirement Group, LLC 770.04%0.11%0.20%Q1 2022Q3 20237
Cetera Advisors LLC 770.00%0.01%0.02%Q1 2022Q3 20237
AlphaStar Capital Management, LLC 770.01%0.01%0.02%Q1 2022Q3 20237
Gradient Investments LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Jump Financial, LLC 610.01%0.02%0.05%Q1 2021Q4 20227
Krilogy Financial LLC 770.03%0.05%0.10%Q1 2022Q3 20237
COMMONWEALTH EQUITY SERVICES, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
GraniteShares Advisors LLC 430.32%0.80%1.48%Q4 2021Q3 20237
Kovack Advisors, Inc. 770.02%0.03%0.03%Q1 2022Q3 20237
Quadrature Capital Ltd 520.00%0.02%0.03%Q1 2021Q3 20237
Fisher Asset Management, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Sunbelt Securities, Inc. 770.08%0.13%0.20%Q1 2022Q3 20237
Cetera Investment Advisers 770.00%0.00%0.00%Q1 2022Q3 20237
Raleigh Capital Management Inc. 770.16%0.27%0.65%Q1 2022Q3 20237
Arkadios Wealth Advisors 770.01%0.03%0.05%Q1 2022Q3 20237
PFG Advisors 770.03%0.07%0.12%Q1 2022Q3 20237
Western Wealth Management, LLC 770.01%0.01%0.02%Q1 2022Q3 20237
Soltis Investment Advisors LLC 430.01%0.02%0.02%Q2 2021Q3 20237
AE Wealth Management LLC 770.01%0.01%0.02%Q1 2022Q3 20237
Newbridge Financial Services Group, Inc. 770.04%0.10%0.14%Q1 2022Q3 20237
Concorde Asset Management, LLC 521.33%1.60%2.15%Q1 2021Q4 20227
Cetera Advisor Networks LLC 770.00%0.00%0.01%Q1 2022Q3 20237
NATIONAL BANK OF CANADA /FI/ 770.00%0.00%0.00%Q1 2022Q3 20237
Ausdal Financial Partners, Inc. 770.03%0.07%0.12%Q1 2022Q3 20237
WealthPlan Investment Management, LLC 610.01%0.02%0.04%Q1 2022Q4 20237
Allworth Financial LP 770.00%0.00%0.00%Q1 2022Q3 20237
DEUTSCHE BANK AG\ 310.00%0.00%0.00%Q1 2019Q4 20227
Castleview Partners, LLC 770.18%0.28%0.37%Q1 2022Q3 20237
Pinkerton Retirement Specialists, LLC 770.04%0.08%0.14%Q1 2022Q3 20237
ERTS Wealth Advisors, LLC 770.07%0.11%0.15%Q1 2022Q3 20237
CREATIVE FINANCIAL DESIGNS INC /ADV 770.00%0.01%0.02%Q1 2022Q3 20237
Empirical Asset Management, LLC 770.13%0.15%0.17%Q1 2022Q3 20237
GOLDMAN SACHS GROUP INC 210.00%0.00%0.00%Q3 2018Q3 20237
Patriot Financial Group Insurance Agency, LLC 770.03%0.05%0.07%Q1 2022Q3 20237
SeaCrest Wealth Management, LLC 770.02%0.03%0.04%Q1 2022Q3 20237
ExodusPoint Capital Management, LP 310.00%0.00%0.01%Q2 2019Q3 20237
RFG Advisory, LLC 770.00%0.01%0.03%Q1 2022Q3 20237
MERCER GLOBAL ADVISORS INC /ADV 770.00%0.00%0.00%Q1 2022Q3 20237
CWM, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Kestra Advisory Services, LLC 770.00%0.00%0.01%Q1 2022Q3 20237
Hilltop Holdings Inc. 770.01%0.01%0.01%Q1 2022Q3 20237
Foundations Investment Advisors, LLC 770.01%0.01%0.01%Q1 2022Q3 20237
FNY Investment Advisers, LLC 510.01%0.02%0.03%Q4 2018Q3 20217
Almitas Capital LLC 310.02%1.68%5.81%Q4 2020Q3 20236
Bison Wealth, LLC 660.06%0.09%0.10%Q3 2018Q4 20196
ENVESTNET ASSET MANAGEMENT INC 660.00%0.00%0.00%Q2 2022Q3 20236
Spire Wealth Management 510.00%0.00%0.00%Q1 2022Q3 20236
BW Gestao de Investimentos Ltda. 660.12%0.19%0.24%Q3 2018Q4 20196
Tyler-Stone Wealth Management 420.02%0.06%0.13%Q1 2022Q3 20236
MBM Wealth Consultants, LLC 510.03%0.11%0.17%Q1 2022Q3 20236
Blue Trust, Inc. 660.00%0.00%0.00%Q2 2022Q3 20236
HRT FINANCIAL LP 660.00%0.00%0.01%Q4 2020Q1 20226
Aquatic Capital Management LLC 310.00%0.01%0.03%Q4 2021Q3 20236
Creative Planning 510.00%0.00%0.00%Q1 2022Q3 20236
ZEKE CAPITAL ADVISORS, LLC 660.16%0.18%0.20%Q2 2021Q3 20226
Moisand Fitzgerald Tamayo, LLC 660.00%0.01%0.01%Q2 2022Q3 20236
CULLEN/FROST BANKERS, INC. 660.00%0.00%0.00%Q2 2022Q3 20236
CSS LLC/IL 210.00%0.00%0.01%Q3 2018Q4 20206
Arete Wealth Advisors, LLC 510.01%0.02%0.05%Q1 2022Q3 20236
Anchor Investment Management, LLC 660.00%0.01%0.01%Q1 2016Q2 20176
Truadvice, LLC 660.05%0.21%0.52%Q1 2022Q2 20236
Larson Financial Group LLC 660.01%0.02%0.05%Q2 2022Q3 20236
LADENBURG THALMANN FINANCIAL SERVICES INC. 660.00%0.01%0.01%Q3 2018Q4 20196
Advisor Group, Inc. 660.00%0.00%0.00%Q3 2018Q4 20196
RIVERBRIDGE PARTNERS LLC 660.01%0.01%0.02%Q2 2022Q3 20236
Redwood Financial Network Corp 660.13%0.17%0.19%Q2 2022Q3 20236
PRIVATE TRUST CO NA 660.00%0.00%0.00%Q2 2022Q3 20236
Advisory Services Network, LLC 210.00%0.00%0.00%Q1 2020Q1 20236
Prime Capital Investment Advisors, LLC 660.02%0.04%0.06%Q2 2022Q3 20236
Dynamic Technology Lab Private Ltd 210.01%0.04%0.06%Q1 2020Q3 20236
Aurora Private Wealth, Inc. 660.13%0.17%0.25%Q1 2022Q2 20236
MARINER INVESTMENT GROUP LLC 660.21%0.88%1.53%Q3 2018Q4 20196
AMERIPRISE FINANCIAL INC 660.00%0.00%0.00%Q2 2022Q3 20236
OneDigital Investment Advisors LLC 660.00%0.01%0.01%Q1 2022Q2 20236
Brookstone Capital Management 330.00%0.00%0.00%Q1 2022Q3 20236
Bouchey Financial Group Ltd 660.01%0.01%0.02%Q1 2022Q2 20236
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 660.01%0.01%0.01%Q3 2018Q4 20196
UMB Bank, n.a. 660.00%0.00%0.00%Q4 2021Q1 20236
Claybrook Capital, LLC 660.08%0.11%0.13%Q2 2022Q3 20236
Stonebridge Capital Advisors LLC 660.00%0.00%0.01%Q2 2022Q3 20236
Atria Wealth Solutions, Inc. 660.00%0.00%0.00%Q1 2022Q2 20236
B. Riley Wealth Advisors, Inc. 660.00%0.01%0.01%Q1 2021Q2 20226
MONEY CONCEPTS CAPITAL CORP 410.00%0.00%0.01%Q1 2022Q3 20235
Quantbot Technologies LP 210.00%0.01%0.01%Q4 2021Q3 20235
BB&T SECURITIES, LLC 550.01%0.01%0.01%Q3 2018Q3 20195
TSFG, LLC 550.01%0.01%0.01%Q3 2022Q3 20235
Y-Intercept (Hong Kong) Ltd 320.02%0.02%0.02%Q2 2022Q3 20235
WHITENER CAPITAL MANAGEMENT, INC. 550.03%0.03%0.04%Q3 2018Q3 20195
Wealthcare Advisory Partners LLC 550.02%0.02%0.02%Q3 2018Q3 20195
SteelPeak Wealth, LLC 330.01%0.02%0.03%Q4 2022Q2 20235
PRIVATE MANAGEMENT GROUP INC 550.43%0.76%1.08%Q3 2022Q3 20235
CAPTRUST FINANCIAL ADVISORS 550.00%0.00%0.00%Q3 2022Q3 20235
Qube Research & Technologies Ltd 410.00%0.00%0.01%Q2 2022Q3 20235
CreativeOne Wealth, LLC 550.01%0.01%0.02%Q2 2022Q2 20235
BRADLEY FOSTER & SARGENT INC/CT 550.00%0.00%0.00%Q1 2022Q1 20235
WNY Asset Management, LLC 550.11%0.12%0.13%Q3 2022Q3 20235
Moab Capital Partners 550.22%0.32%0.37%Q3 2018Q3 20195
TCI Wealth Advisors, Inc. 550.00%0.00%0.01%Q1 2022Q1 20235
Quad-Cities Investment Group, LLC 550.00%0.00%0.00%Q3 2018Q3 20195
Hudock, Inc. 550.00%0.00%0.00%Q3 2018Q3 20195
MARSHALL WACE, LLP 210.00%0.00%0.01%Q1 2021Q2 20235
KB FINANCIAL PARTNERS, LLC 550.00%0.00%0.01%Q3 2022Q3 20235
RGT Wealth Advisors, LLC 550.35%0.65%1.15%Q3 2018Q3 20195
BOOTHBAY FUND MANAGEMENT, LLC 410.00%0.01%0.01%Q3 2021Q4 20225
AMERICAN NATIONAL BANK 550.00%0.00%0.00%Q1 2020Q1 20215
Schonfeld Strategic Advisors LLC 110.00%0.00%0.00%Q4 2018Q2 20235
GABELLI FUNDS LLC 550.00%0.00%0.01%Q4 2020Q4 20215
Pinnacle Bancorp, Inc. 550.00%0.01%0.01%Q3 2022Q3 20235
North Star Investment Management Corp. 550.00%0.00%0.00%Q3 2022Q3 20235
Connor, Clark & Lunn Investment Management Ltd. 410.00%0.00%0.00%Q4 2018Q2 20215
FOUNDERS FINANCIAL SECURITIES LLC 550.02%0.02%0.04%Q3 2022Q3 20235
Russell Investments Group, Ltd. 410.00%0.00%0.00%Q4 2019Q3 20215
Apollon Wealth Management, LLC 550.01%0.02%0.02%Q3 2022Q3 20235
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 550.01%0.01%0.02%Q1 2022Q1 20235
Alpha Omega Wealth Management LLC 440.01%0.01%0.01%Q3 2018Q2 20194
Camelot Portfolios, LLC 440.07%0.09%0.14%Q3 2022Q2 20234
SALZHAUER MICHAEL 440.24%0.29%0.37%Q3 2018Q2 20194
PEAK6 Investments LLC 220.00%0.00%0.00%Q1 2019Q2 20194
Axiom Investment Management LLC 440.22%0.34%0.54%Q1 2022Q4 20224
Beacon Pointe Advisors, LLC 440.00%0.00%0.00%Q1 2022Q4 20224
Mariner, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
NewEdge Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
HOLLENCREST CAPITAL MANAGEMENT 440.00%0.00%0.00%Q4 2022Q3 20234
MQS Management LLC 210.12%0.32%0.50%Q1 2022Q2 20234
Global Retirement Partners, LLC 440.01%0.01%0.01%Q4 2022Q3 20234
COZAD ASSET MANAGEMENT INC 440.01%0.02%0.02%Q4 2022Q3 20234
Cresset Asset Management, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Lake Point Wealth Management 440.00%0.01%0.02%Q3 2021Q2 20224
Weiss Asset Management LP 310.38%0.44%0.52%Q3 2018Q4 20194
NOMURA ASSET MANAGEMENT CO LTD 440.00%0.00%0.00%Q3 2022Q2 20234
Register Financial Advisors LLC 440.08%0.08%0.09%Q4 2022Q3 20234
Teton Advisors, Inc. 440.05%0.08%0.11%Q4 2020Q3 20214
Marshall Wace North America L.P. 210.00%0.01%0.02%Q2 2018Q3 20214
HWG Holdings LP 310.00%0.03%0.04%Q1 2022Q1 20234
FORVIS Wealth Advisors, LLC 440.00%0.00%0.01%Q4 2022Q3 20234
CALDWELL SUTTER CAPITAL, INC. 440.01%0.01%0.01%Q4 2022Q3 20234
DELTA ASSET MANAGEMENT LLC/TN 440.00%0.00%0.00%Q1 2020Q4 20204
ASSETMARK, INC 310.00%0.00%0.00%Q1 2022Q2 20234
Belpointe Asset Management LLC 440.01%0.01%0.01%Q2 2022Q1 20234
BI Asset Management Fondsmaeglerselskab A/S 440.02%0.03%0.04%Q4 2022Q3 20234
Ahrens Investment Partners LLC 310.00%0.00%0.00%Q4 2021Q1 20234
Copperleaf Capital, LLC 440.20%0.31%0.37%Q4 2022Q3 20234
RETIREMENT FINANCIAL SOLUTIONS, LLC 440.07%0.42%0.76%Q4 2022Q3 20234
Financial Gravity Asset Management, Inc. 310.00%0.01%0.02%Q2 2022Q3 20234
TUDOR INVESTMENT CORP ET AL 210.00%0.01%0.01%Q1 2019Q3 20234
Accel Wealth Management 330.00%0.00%0.01%Q3 2022Q1 20233
Householder Group Estate & Retirement Specialist, LLC 330.01%0.01%0.03%Q3 2022Q1 20233
Beaumont Financial Advisors, LLC 330.01%0.01%0.01%Q1 2023Q3 20233
Claraphi Advisory Network, LLC 210.00%0.07%0.11%Q1 2020Q4 20213
GSA CAPITAL PARTNERS LLP 210.02%0.02%0.02%Q4 2021Q1 20233
Trexquant Investment LP 110.01%0.02%0.04%Q3 2018Q3 20233
MARINER INDEPENDENT ADVISOR NETWORK, LLC 330.03%0.03%0.04%Q1 2022Q3 20223
Beacon Capital Management, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
ALPHASIMPLEX GROUP, LLC 330.14%0.18%0.21%Q1 2019Q3 20193
TD ASSET MANAGEMENT INC 330.00%0.00%0.00%Q3 2018Q1 20193
Grantham, Mayo, Van Otterloo & Co. LLC 330.01%0.01%0.01%Q4 2020Q2 20213
ADE, LLC 330.12%0.22%0.41%Q1 2022Q3 20223
BNP PARIBAS FINANCIAL MARKETS 210.00%0.00%0.00%Q1 2022Q4 20223
RE Dickinson Investment Advisors, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
Hammer Asset Management, LLC 331.53%1.64%1.74%Q3 2018Q1 20193
tru Independence LLC 330.00%0.00%0.00%Q4 2019Q2 20203
CSM Advisors, LLC 330.01%0.01%0.01%Q2 2021Q4 20213
WOLVERINE ASSET MANAGEMENT LLC 210.00%0.00%0.00%Q4 2019Q1 20213
Foresight Wealth Management, LLC 330.04%0.05%0.05%Q1 2022Q3 20223
PANAGORA ASSET MANAGEMENT INC 330.00%0.00%0.00%Q4 2020Q2 20213
LAZARD ASSET MANAGEMENT LLC 330.00%0.00%0.00%Q1 2020Q3 20203
CREDIT SUISSE AG/ 210.00%0.00%0.00%Q4 2019Q2 20233
ALLIANCEBERNSTEIN L.P. 330.00%0.00%0.00%Q2 2021Q4 20213
ENTERPRISE FINANCIAL SERVICES CORP 210.00%0.00%0.00%Q1 2019Q4 20203
New Vernon Capital Holdings II LLC 330.40%0.54%0.75%Q3 2022Q1 20233
FJ Capital Management LLC 110.02%0.08%0.14%Q1 2019Q2 20223
WYNNEFIELD CAPITAL INC 330.08%2.14%6.26%Q4 2020Q2 20213
PATHSTONE FAMILY OFFICE, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Radcliffe Capital Management, L.P. 330.13%0.20%0.28%Q1 2020Q3 20203
Cornerstone Wealth Management, LLC 210.01%0.03%0.04%Q2 2022Q1 20233
Brinker Capital Investments, LLC 330.00%0.00%0.00%Q2 2022Q4 20223
Avior Wealth Management, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
CENTAURUS FINANCIAL, INC. 330.01%0.01%0.02%Q1 2022Q3 20223
BENJAMIN F. EDWARDS & COMPANY, INC. 210.00%0.00%0.00%Q4 2020Q1 20223
Cape Investment Advisory, Inc. 330.01%0.02%0.03%Q1 2023Q3 20233
STATE OF WISCONSIN INVESTMENT BOARD 330.00%0.01%0.02%Q3 2018Q1 20193
Janney Montgomery Scott LLC 330.00%0.00%0.00%Q3 2018Q1 20193
Carolina Wealth Advisors, LLC 330.02%0.02%0.02%Q1 2022Q3 20223
Stratos Wealth Partners, LTD. 210.00%0.00%0.01%Q3 2018Q2 20223
Quantitative Systematic Strategies LLC 330.03%0.05%0.06%Q3 2018Q1 20193
Virtu Financial LLC 110.01%0.02%0.03%Q4 2018Q1 20233
XTX Topco Ltd 210.06%0.08%0.11%Q1 2022Q1 20233
Farmers & Merchants Trust Co of Long Beach 220.03%0.04%0.04%Q2 2023Q3 20232
Atomi Financial Group, Inc. 220.04%0.05%0.05%Q2 2023Q3 20232
Advisory Alpha, LLC 220.01%0.01%0.01%Q2 2023Q3 20232
Independent Advisor Alliance 220.04%0.04%0.04%Q1 2022Q2 20222
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 220.00%0.01%0.01%Q3 2021Q4 20212
Symphony Financial, Ltd. Co. 220.05%0.06%0.06%Q1 2022Q2 20222
MILLER VALUE PARTNERS, LLC 220.18%0.21%0.23%Q3 2018Q4 20182
Southside Capital, LLC 220.36%0.84%1.33%Q4 2018Q1 20192
EMERALD MUTUAL FUND ADVISERS TRUST 220.04%0.04%0.04%Q1 2023Q2 20232
HC FINANCIAL ADVISORS INC 220.03%0.03%0.03%Q1 2022Q2 20222
CIBC WORLD MARKET INC. 220.00%0.00%0.00%Q3 2018Q4 20182
Lenox Wealth Advisors, LLC 220.00%0.00%0.00%Q4 2021Q1 20222
PVG ASSET MANAGEMENT CORP 220.81%1.29%1.78%Q2 2018Q3 20182
TWO SIGMA SECURITIES, LLC 110.00%0.01%0.01%Q1 2022Q4 20222
WealthPLAN Partners, LLC 110.01%0.02%0.03%Q1 2022Q4 20222
Bensler, LLC 220.02%0.02%0.03%Q1 2022Q2 20222
MML INVESTORS SERVICES, LLC 220.00%0.00%0.00%Q1 2022Q2 20222
Pinnacle Private Wealth, LLC 220.04%0.05%0.06%Q1 2022Q2 20222
Annex Advisory Services, LLC 220.01%0.01%0.01%Q1 2022Q2 20222
Triumph Capital Management 220.10%0.10%0.11%Q2 2023Q3 20232
WCG Wealth Advisors LLC 220.01%0.01%0.02%Q2 2022Q3 20222
Clarus Wealth Advisors 220.00%0.00%0.01%Q3 2018Q4 20182
BOGLE INVESTMENT MANAGEMENT L P /DE/ 110.04%0.04%0.04%Q3 2018Q1 20192
WFA of San Diego, LLC 110.01%0.01%0.01%Q2 2022Q4 20222
Coastal Bridge Advisors, LLC 110.03%0.04%0.04%Q3 2019Q1 20202
LINCOLN NATIONAL CORP 220.00%0.00%0.00%Q2 2022Q3 20222
Atom Investors LP 110.00%0.02%0.05%Q1 2020Q2 20222
Curi Wealth Management, LLC 220.01%0.01%0.01%Q1 2022Q2 20222
FURE FINANCIAL CORP 220.01%0.01%0.01%Q1 2022Q2 20222
Fortis Capital Advisors, LLC 220.04%0.04%0.04%Q4 2022Q1 20232
CoreCap Advisors, LLC 110.00%0.00%0.00%Q2 2022Q4 20222
Manning & Napier Group, LLC 220.01%0.01%0.01%Q1 2019Q2 20192
PineBridge Investments, L.P. 220.01%0.01%0.01%Q3 2018Q4 20182
OPTIMUM INVESTMENT ADVISORS 220.08%0.09%0.10%Q3 2018Q4 20182
NTB Financial Corp 220.31%0.31%0.32%Q1 2022Q2 20222
THOMPSON INVESTMENT MANAGEMENT, INC. 220.00%0.00%0.00%Q2 2023Q3 20232
COBBLESTONE CAPITAL ADVISORS LLC /NY/ 220.01%0.01%0.01%Q2 2023Q3 20232
SG Americas Securities, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
OLIVER LAGORE VANVALIN INVESTMENT GROUP 220.01%0.02%0.02%Q2 2023Q3 20232
MEEDER ASSET MANAGEMENT INC 220.00%0.00%0.00%Q1 2022Q2 20222
Providence Capital Advisors, LLC 220.00%0.00%0.00%Q4 2019Q1 20202
CAROLINAS WEALTH CONSULTING LLC 220.00%0.00%0.00%Q3 2020Q4 20202
Assured Investment Management LLC 220.00%0.00%0.00%Q4 2018Q1 20192
PANORAMIC INVESTMENT ADVISORS, LLC 110.25%0.27%0.29%Q4 2022Q3 20232
AXXCESS WEALTH MANAGEMENT, LLC 220.03%0.03%0.03%Q1 2022Q2 20222
Paragon Wealth Strategies, LLC 220.02%0.02%0.02%Q3 2022Q4 20222
Privium Fund Management (UK) Ltd 220.95%1.02%1.09%Q1 2023Q2 20232
LEVEL FOUR ADVISORY SERVICES, LLC 220.01%0.01%0.02%Q4 2022Q1 20232
BROWN BROTHERS HARRIMAN & CO 220.00%0.00%0.00%Q1 2021Q2 20212
Farther Finance Advisors, LLC 220.04%0.04%0.04%Q2 2023Q3 20232
BEL AIR INVESTMENT ADVISORS LLC 220.02%0.02%0.02%Q1 2021Q2 20212
GHP Investment Advisors, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
Coppell Advisory Solutions LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Magnetar Financial LLC 110.01%0.01%0.01%Q3 2018Q3 20181
KINGSWOOD WEALTH ADVISORS, LLC 110.05%0.05%0.05%Q2 2023Q2 20231
TAP Consulting, LLC 110.05%0.05%0.05%Q1 2022Q1 20221
WHITTIER TRUST CO 110.00%0.00%0.00%Q3 2018Q3 20181
Affiance Financial, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Virtus Investment Advisers, Inc. 110.09%0.09%0.09%Q3 2022Q3 20221
SALEM INVESTMENT COUNSELORS INC 110.00%0.00%0.00%Q3 2022Q3 20221
Petix & Botte Co 110.03%0.03%0.03%Q1 2022Q1 20221
McAdam, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Campbell & CO Investment Adviser LLC 110.02%0.02%0.02%Q2 2023Q2 20231
ICON ADVISERS INC/CO 110.09%0.09%0.09%Q1 2023Q1 20231
Accurate Wealth Management, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Arkos Global Advisors 110.05%0.05%0.05%Q1 2022Q1 20221
GROUP ONE TRADING, L.P. 110.00%0.00%0.00%Q3 2023Q3 20231
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2018Q4 20181
EWG Elevate Inc. 110.02%0.02%0.02%Q4 2022Q4 20221
JBF Capital, Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
Arcus Capital Partners, LLC 110.01%0.01%0.01%Q2 2019Q2 20191
Fortis Group Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
GoalVest Advisory LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Leap Investments LP 110.37%0.37%0.37%Q1 2020Q1 20201
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q1 2022Q1 20221
Total Clarity Wealth Management, Inc. 110.00%0.00%0.00%Q4 2019Q4 20191
Integrated Advisors Network LLC 110.01%0.01%0.01%Q3 2022Q3 20221
EP Wealth Advisors, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
RATIONAL ADVISORS LLC 110.19%0.19%0.19%Q3 2018Q3 20181
Garrett Wealth Advisory Group, LLC 110.01%0.01%0.01%Q3 2019Q3 20191
WINTON GROUP Ltd 110.03%0.03%0.03%Q3 2023Q3 20231
Arlington Capital Management, Inc. 110.10%0.10%0.10%Q2 2023Q2 20231
Acrisure Capital Management, LLC 110.16%0.16%0.16%Q1 2023Q1 20231
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q2 2022Q2 20221
Sound Income Strategies, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
LSV ASSET MANAGEMENT 110.00%0.00%0.00%Q3 2023Q3 20231
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Alpine Global Management, LLC 110.23%0.23%0.23%Q3 2023Q3 20231
Arbiter Partners Capital Management LLC 110.24%0.24%0.24%Q4 2020Q4 20201
Ignite Planners, LLC 110.04%0.04%0.04%Q3 2023Q3 20231
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q3 2022Q3 20221
Kore Private Wealth LLC 110.00%0.00%0.00%Q4 2018Q4 20181
WINMILL & CO. INC 110.00%0.00%0.00%Q4 2020Q4 20201
HighPoint Advisor Group LLC 110.11%0.11%0.11%Q2 2022Q2 20221
Eagle Ridge Investment Management 110.02%0.02%0.02%Q4 2020Q4 20201
West Financial Advisors, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Avion Wealth 110.00%0.00%0.00%Q1 2022Q1 20221
AdvisorNet Financial, Inc 110.00%0.00%0.00%Q1 2022Q1 20221
JNBA Financial Advisors 110.01%0.01%0.01%Q3 2018Q3 20181
ProShare Advisors LLC 110.00%0.00%0.00%Q3 2023Q3 20231
WIPFLI FINANCIAL ADVISORS LLC, 110.00%0.00%0.00%Q3 2022Q3 20221
Concord Wealth Partners 110.00%0.00%0.00%Q4 2021Q4 20211
Sumitomo Mitsui DS Asset Management Company, Ltd 110.01%0.01%0.01%Q1 2019Q1 20191
PRELUDE CAPITAL MANAGEMENT, LLC 110.03%0.03%0.03%Q1 2021Q1 20211
BALDWIN BROTHERS LLC/MA 110.01%0.01%0.01%Q4 2019Q4 20191
Professional Financial Advisors, LLC 110.01%0.01%0.01%Q1 2022Q1 20221
Private Advisor Group, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
PNC FINANCIAL SERVICES GROUP, INC. 110.00%0.00%0.00%Q3 2018Q3 20181
Johnson Financial Group, Inc. 110.00%0.00%0.00%Q3 2023Q3 20231
Kula Investments, LLC 110.22%0.22%0.22%Q4 2022Q4 20221
SOUTH TEXAS MONEY MANAGEMENT LTD 110.01%0.01%0.01%Q3 2019Q3 20191
CHIRON CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
IHT Wealth Management, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
BALYASNY ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q2 2022Q2 20221
Privium Fund Management B.V. 110.29%0.29%0.29%Q2 2023Q2 20231
Benefit Street Partners LLC 110.08%0.08%0.08%Q1 2021Q1 20211
Sowell Financial Services LLC 110.01%0.01%0.01%Q1 2023Q1 20231
Farmer Steven Patrick 110.08%0.08%0.08%Q2 2022Q2 20221
Moors & Cabot, Inc. 110.01%0.01%0.01%Q3 2021Q3 20211
GLENMEDE TRUST CO NA 110.00%0.00%0.00%Q1 2019Q1 20191
Guardian Wealth Management, Inc. 110.00%0.00%0.00%Q2 2022Q2 20221
Armor Investment Advisors, LLC 110.73%0.73%0.73%Q3 2018Q3 20181
Quantamental Technologies LLC 110.01%0.01%0.01%Q3 2019Q3 20191
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q4 2022Q4 20221
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 111.30%1.30%1.30%Q3 2023Q3 20231
Bartlett & Co. LLC 110.00%0.00%0.00%Q4 2023Q4 20231
BFSG, LLC 110.03%0.03%0.03%Q3 2023Q3 20231
Capital Bank & Trust Co 110.00%0.00%0.00%Q4 2018Q4 20181
J.W. COLE ADVISORS, INC. 110.02%0.02%0.02%Q1 2022Q1 20221
Prospera Financial Services Inc 110.00%0.00%0.00%Q1 2022Q1 20221
Csenge Advisory Group 110.02%0.02%0.02%Q1 2022Q1 20221
JT Stratford LLC 110.03%0.03%0.03%Q3 2023Q3 20231
WOLVERINE TRADING, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Financial Advocates Investment Management 110.01%0.01%0.01%Q1 2022Q1 20221
Iowa State Bank 110.03%0.03%0.03%Q1 2022Q1 20221
DB Wealth Management Group, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
STEVENS CAPITAL MANAGEMENT LP 110.02%0.02%0.02%Q3 2018Q3 20181
National Wealth Management Group, LLC 110.12%0.12%0.12%Q2 2022Q2 20221
AIGEN INVESTMENT MANAGEMENT, LP 110.02%0.02%0.02%Q4 2019Q4 20191
WealthShield Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Winslow, Evans & Crocker, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q3 2018Q3 20181
Strategic Blueprint, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
Joel Isaacson & Co., LLC 110.02%0.02%0.02%Q4 2018Q4 20181
Paragon Capital Management LLC 110.00%0.00%0.00%Q1 2019Q1 20191
External links

This page lists all the filers that currently own BARINGS BDC INC or have owned BARINGS BDC INC in the past.