WESTERN ASSET HIGH INCM OPP shareholder history

Current and past WESTERN ASSET HIGH INCM OPP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
RAYMOND JAMES & ASSOCIATES 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.01%0.01%Q2 2013Q3 202342
US BANCORP \DE\ 42420.00%0.00%0.00%Q2 2013Q3 202342
Cambridge Investment Research Advisors, Inc. 42420.00%0.00%0.02%Q2 2013Q3 202342
STEEL GROVE CAPITAL ADVISORS, LLC 3560.01%0.03%0.08%Q2 2013Q3 202341
Capital Investment Advisors, LLC 41410.01%0.20%0.35%Q4 2013Q4 202341
RIVERNORTH CAPITAL MANAGEMENT, LLC 3640.04%1.59%3.62%Q2 2013Q3 202340
STIFEL FINANCIAL CORP 39390.00%0.00%0.01%Q1 2014Q3 202339
LPL Financial LLC 27120.00%0.01%0.02%Q2 2013Q3 202339
AMERICAN NATIONAL BANK 39390.00%0.03%0.05%Q2 2013Q4 202239
THRIVENT FINANCIAL FOR LUTHERANS 38380.00%0.00%0.01%Q2 2014Q3 202338
Oxbow Advisors, LLC 22150.01%0.03%0.13%Q2 2013Q3 202337
Janney Montgomery Scott LLC 2510.00%0.00%0.01%Q3 2013Q2 202337
UBS Group AG 36360.00%0.01%0.02%Q4 2014Q3 202336
RAYMOND JAMES TRUST N.A. 3320.00%0.01%0.01%Q2 2013Q3 202335
EATON VANCE MANAGEMENT 3130.00%0.02%0.03%Q4 2013Q2 202234
GUGGENHEIM CAPITAL LLC 21130.00%0.02%0.06%Q2 2013Q3 202334
CITIGROUP INC 34340.00%0.00%0.01%Q2 2013Q3 202134
Gilman Hill Asset Management, LLC 19140.03%0.11%0.25%Q3 2013Q3 202333
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 2310.01%0.10%0.31%Q4 2013Q3 202332
FCA CORP /TX 32320.86%1.71%2.28%Q4 2015Q3 202332
Saba Capital Management, L.P. 1410.00%1.44%3.71%Q3 2013Q1 202332
Raymond James Financial Services Advisors, Inc. 3110.00%0.00%0.02%Q2 2015Q3 202332
PNC FINANCIAL SERVICES GROUP, INC. 2120.00%0.00%0.00%Q2 2013Q3 202332
Shaker Financial Services, LLC 1320.04%0.34%1.05%Q2 2013Q3 202331
ENVESTNET ASSET MANAGEMENT INC 2180.00%0.00%0.01%Q2 2013Q3 202329
WEDBUSH SECURITIES INC 29290.00%0.01%0.02%Q3 2016Q3 202329
TRUIST FINANCIAL CORP 29290.00%0.00%0.00%Q3 2016Q3 202329
Sheaff Brock Investment Advisors, LLC 2710.01%0.03%0.19%Q4 2015Q2 202328
Good Life Advisors, LLC 28280.01%0.05%0.18%Q4 2016Q3 202328
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
Steward Partners Investment Advisory, LLC 1880.00%0.01%0.04%Q4 2016Q3 202326
PARK AVENUE SECURITIES LLC 25250.01%0.03%0.06%Q3 2017Q3 202325
WOLVERINE ASSET MANAGEMENT LLC 720.00%0.01%0.04%Q2 2013Q3 202325
PARAMETRIC PORTFOLIO ASSOCIATES LLC 2020.00%0.01%0.01%Q3 2013Q1 202225
Bramshill Investments, LLC 1862.36%4.68%8.03%Q2 2017Q3 202324
Uncommon Cents Investing LLC 24240.04%0.06%0.07%Q4 2017Q3 202324
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2220.00%0.00%0.00%Q1 2017Q3 202324
Wela Strategies, Inc. 1680.43%0.57%0.81%Q3 2017Q4 202324
BARCLAYS PLC 24240.00%0.00%0.00%Q4 2015Q3 202124
PIN OAK INVESTMENT ADVISORS INC 24240.58%0.78%1.18%Q4 2017Q3 202324
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.00%Q4 2017Q3 202324
Westchester Capital Management, LLC 23230.01%0.08%0.15%Q2 2014Q4 201923
CLIFFORD SWAN INVESTMENT COUNSEL LLC 23230.01%0.01%0.01%Q2 2013Q4 201823
HighTower Advisors, LLC 1120.00%0.00%0.00%Q3 2014Q3 202323
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 910.01%0.22%0.96%Q2 2013Q3 202323
Aries Wealth Management 1760.03%0.06%0.09%Q4 2017Q3 202323
Cetera Advisor Networks LLC 2110.00%0.00%0.00%Q4 2017Q3 202322
SIT INVESTMENT ASSOCIATES INC 2110.01%0.17%0.50%Q2 2013Q3 202322
DOLIVER ADVISORS, LP 1710.02%0.14%0.46%Q1 2013Q3 202021
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Advisors Asset Management, Inc. 21210.00%0.00%0.02%Q2 2013Q2 201821
Pekin Hardy Strauss, Inc. 1470.01%0.15%0.63%Q2 2018Q3 202321
ROWLAND CARMICHAEL ADVISORS INC /ADV 20200.13%0.20%0.31%Q1 2016Q4 202020
American Portfolios Advisors 20200.00%0.00%0.00%Q4 2017Q3 202220
Maryland Capital Management 20200.03%0.05%0.08%Q2 2013Q1 201820
Tortoise Investment Management, LLC 20200.00%0.11%0.43%Q4 2018Q3 202320
Horizon Kinetics 19190.00%0.01%0.01%Q2 2013Q4 201719
ROBINSON CAPITAL MANAGEMENT, LLC 1540.00%0.30%0.80%Q3 2017Q3 202319
FIRST TRUST ADVISORS LP 18180.00%0.00%0.00%Q2 2019Q3 202318
1607 Capital Partners, LLC 1250.07%0.18%0.40%Q1 2018Q3 202317
WFG Advisors, LP 17170.02%0.09%0.29%Q2 2013Q2 201717
Tradewinds Capital Management, LLC 17170.00%0.00%0.01%Q4 2013Q4 201717
Penserra Capital Management LLC 980.00%0.20%0.69%Q4 2015Q4 202117
INTEGRATED CAPITAL MANAGEMENT, INC. 17170.06%0.12%0.15%Q3 2019Q3 202317
Procyon Advisors, LLC 16160.01%0.03%0.05%Q4 2019Q3 202316
JPMORGAN CHASE & CO 1410.00%0.00%0.00%Q4 2016Q2 202316
Sandy Spring Bank 1510.00%0.00%0.00%Q3 2016Q2 202316
HUNTINGTON NATIONAL BANK 880.00%0.00%0.00%Q1 2011Q3 202316
AMERIPRISE FINANCIAL INC 1060.00%0.00%0.00%Q2 2013Q2 201716
MILLENNIUM MANAGEMENT LLC 910.00%0.00%0.00%Q4 2016Q1 202215
MSI Financial Services Inc 15150.00%0.01%0.01%Q2 2013Q4 201615
FineMark National Bank & Trust 15150.00%0.00%0.01%Q2 2013Q4 201615
Advisor Group, Inc. 15150.00%0.01%0.01%Q2 2016Q4 201915
Private Advisor Group, LLC 1410.00%0.00%0.01%Q3 2016Q2 202015
OPPENHEIMER & CO INC 15150.00%0.00%0.01%Q1 2020Q3 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
RFG Advisory, LLC 15150.06%0.18%0.32%Q1 2020Q3 202315
Creative Planning 810.00%0.00%0.00%Q4 2013Q3 202314
NORTHSTAR WEALTH PARTNERS LLC 14140.04%0.06%0.09%Q1 2017Q2 202014
Commonwealth Equity Services, Inc 14140.00%0.00%0.01%Q2 2014Q3 201714
Sargent Bickham Lagudis LLC 14140.00%0.00%0.00%Q3 2019Q4 202214
CREDIT SUISSE AG/ 14140.00%0.00%0.00%Q1 2013Q2 201614
SUSQUEHANNA INTERNATIONAL GROUP, LLP 610.00%0.00%0.00%Q2 2017Q3 202314
Chicago Partners Investment Group LLC 13130.09%0.15%0.19%Q3 2020Q3 202313
ALETHEA CAPITAL MANAGEMENT, LLC 13130.61%0.77%1.08%Q4 2014Q4 201713
Kovitz Investment Group Partners, LLC 13130.07%0.12%0.17%Q1 2016Q1 201913
Eudaimonia Partners, LLC 760.01%0.01%0.02%Q2 2020Q3 202313
Dynamic Advisor Solutions LLC 13130.00%0.01%0.02%Q2 2020Q2 202313
EVERGREEN CAPITAL MANAGEMENT LLC 13130.16%0.35%0.55%Q3 2020Q3 202313
RMB Capital Management, LLC 1110.01%0.04%0.11%Q1 2015Q2 202013
Advisory Services Network, LLC 610.00%0.00%0.00%Q3 2016Q4 202213
Capital Wealth Alliance, LLC 13130.05%0.07%0.09%Q3 2020Q3 202313
Pine River Capital Management L.P. 13130.01%0.05%0.08%Q2 2013Q2 201613
Fort Point Capital Partners LLC 13130.03%0.18%0.41%Q4 2015Q4 201813
GOLDMAN SACHS GROUP INC 510.00%0.00%0.00%Q4 2013Q4 202013
IFP Advisors, Inc 1110.00%0.00%0.01%Q4 2015Q4 201812
Edge Wealth Management LLC 12120.01%0.08%0.18%Q4 2015Q3 201812
Future Financial Wealth Managment LLC 12120.04%0.05%0.06%Q4 2020Q3 202312
CARLSON CAPITAL L P 12120.02%0.02%0.04%Q1 2014Q4 201612
HBC Financial Services, PLLC 1110.00%0.00%0.00%Q3 2020Q3 202312
Stratos Wealth Partners, LTD. 12120.00%0.00%0.00%Q4 2017Q3 202012
HOLLENCREST CAPITAL MANAGEMENT 12120.01%0.01%0.01%Q4 2014Q3 201712
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Cetera Investment Advisers 12120.00%0.00%0.00%Q4 2020Q3 202312
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 12120.02%0.03%0.06%Q4 2018Q3 202112
D.A. DAVIDSON & CO. 660.00%0.00%0.00%Q1 2016Q3 202312
GOFEN & GLOSSBERG LLC /IL/ 12120.04%0.06%0.06%Q3 2016Q2 201912
Rockefeller Capital Management L.P. 12120.00%0.00%0.00%Q1 2020Q4 202212
Cutter & CO Brokerage, Inc. 12120.03%0.03%0.05%Q2 2013Q1 201612
D. E. Shaw & Co., Inc. 12120.00%0.00%0.00%Q1 2020Q4 202212
Quad-Cities Investment Group, LLC 1110.04%0.11%0.21%Q1 2018Q4 202112
MML INVESTORS SERVICES, LLC 650.00%0.01%0.02%Q1 2017Q3 202311
Citadel Advisors 310.00%0.00%0.00%Q1 2015Q3 202311
AVANTAX ADVISORY SERVICES, INC. 11110.00%0.00%0.00%Q1 2021Q3 202311
Vident Investment Advisory, LLC 11110.20%0.30%0.56%Q1 2017Q3 201911
CIBC WORLD MARKET INC. 11110.00%0.00%0.00%Q1 2021Q3 202311
Walleye Trading LLC 620.00%0.00%0.00%Q4 2017Q2 202111
REDW Wealth LLC 11110.04%0.06%0.07%Q4 2017Q2 202011
SevenBridge Financial Group, LLC 710.01%0.01%0.02%Q2 2016Q2 201911
Fiera Capital Corp 11110.00%0.00%0.01%Q1 2021Q3 202311
Virtu KCG Holdings LLC 410.00%0.00%0.01%Q4 2013Q2 201710
First Allied Advisory Services, Inc. 910.00%0.00%0.01%Q1 2018Q3 202010
VALLEY NATIONAL ADVISERS INC 10100.01%0.01%0.03%Q4 2014Q1 201710
Vivaldi Capital Management LP 820.00%0.59%0.95%Q1 2017Q3 201910
JANE STREET GROUP, LLC 410.00%0.00%0.00%Q4 2016Q1 202310
LAZARD ASSET MANAGEMENT LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
ASSOCIATED BANC-CORP 10100.00%0.00%0.01%Q2 2013Q3 201510
LIBERTY WEALTH MANAGEMENT LLC 10100.00%0.00%0.01%Q4 2018Q1 202110
Tower Research Capital LLC (TRC) 310.00%0.00%0.00%Q3 2013Q3 202310
BANK OF MONTREAL /CAN/ 10100.00%0.00%0.00%Q3 2016Q4 201810
Regal Investment Advisors LLC 820.01%0.03%0.04%Q2 2013Q1 202310
Venture Visionary Partners LLC 10100.01%0.01%0.01%Q2 2021Q3 202310
TWO SIGMA SECURITIES, LLC 610.00%0.01%0.11%Q1 2015Q3 202110
Taylor Hoffman Wealth Management 910.00%0.00%0.00%Q4 2017Q2 202010
STEPHENS INC /AR/ 10100.00%0.00%0.00%Q2 2018Q3 202010
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.00%Q1 2021Q3 202310
SG Americas Securities, LLC 310.00%0.01%0.02%Q4 2013Q1 201810
Magnus Financial Group LLC 990.01%0.01%0.02%Q4 2018Q4 20209
Walleye Capital LLC 510.01%0.04%0.14%Q3 2018Q4 20229
Clearview Wealth Advisors LLC 990.00%0.00%0.00%Q4 2020Q4 20229
Quantum Private Wealth, LLC 880.03%0.04%0.04%Q4 2021Q3 20238
Kamunting Street Capital Management, L.P. 530.32%0.85%1.38%Q4 2013Q1 20168
Klingman & Associates, LLC 880.01%0.01%0.01%Q4 2014Q3 20168
FNY Investment Advisers, LLC 440.00%0.03%0.08%Q2 2019Q3 20218
FourThought Financial, LLC 880.00%0.00%0.00%Q4 2020Q3 20228
SIGNET FINANCIAL MANAGEMENT, LLC 530.01%0.01%0.03%Q4 2014Q3 20188
CWM, LLC 510.00%0.00%0.00%Q4 2013Q3 20238
MACKAY SHIELDS LLC 620.00%0.01%0.01%Q4 2018Q3 20218
HRT FINANCIAL LP 310.00%0.00%0.01%Q1 2019Q3 20238
Atlas Private Wealth Advisors 620.01%0.02%0.02%Q2 2020Q3 20238
NewEdge Advisors, LLC 880.00%0.00%0.01%Q4 2021Q3 20238
B. Riley Wealth Management, Inc. 610.00%0.00%0.00%Q1 2014Q2 20227
BB&T SECURITIES, LLC 770.00%0.00%0.01%Q1 2016Q3 20177
Virtu Financial LLC 510.00%0.01%0.02%Q3 2017Q4 20227
Winfield Associates, Inc. 770.02%0.05%0.07%Q3 2019Q1 20217
SII INVESTMENTS INC/WI 520.01%0.01%0.02%Q1 2015Q3 20177
Waverly Advisors, LLC 770.02%0.04%0.05%Q1 2015Q3 20167
Livingston Group Asset Management CO (operating as Southport Capital Management) 410.01%0.03%0.06%Q2 2016Q1 20227
REILLY FINANCIAL ADVISORS, LLC 610.00%0.00%0.00%Q4 2015Q4 20197
MANUFACTURERS LIFE INSURANCE COMPANY, THE 430.00%0.00%0.00%Q2 2016Q1 20187
Triad Investment Management 770.27%0.34%0.45%Q4 2021Q2 20237
B. Riley Wealth Advisors, Inc. 310.00%0.03%0.10%Q2 2014Q1 20237
Sowell Financial Services LLC 770.00%0.00%0.00%Q3 2019Q1 20217
AdvisorNet Financial, Inc 770.00%0.00%0.00%Q1 2022Q3 20237
BLAIR WILLIAM & CO/IL 520.00%0.00%0.00%Q3 2016Q3 20187
REUTER JAMES WEALTH MANAGEMENT, LLC 610.03%0.04%0.04%Q4 2021Q3 20237
Yorktown Management & Research Co Inc 770.23%0.43%0.56%Q1 2015Q3 20167
UNITED CAPITAL FINANCIAL ADVISORS, LLC 520.00%0.01%0.01%Q1 2014Q3 20227
CITY NATIONAL BANK 610.00%0.00%0.00%Q2 2013Q3 20157
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 610.00%0.00%0.01%Q3 2018Q3 20237
Laurion Capital Management LP 610.00%0.03%0.08%Q4 2014Q2 20177
Simplicity Solutions, LLC 410.00%0.01%0.02%Q2 2019Q4 20227
MUFG Americas Holdings Corp 520.00%0.00%0.00%Q3 2013Q2 20177
1919 Investment Counsel, LLC 660.02%0.02%0.02%Q2 2013Q3 20146
Center for Financial Planning, Inc. 660.00%0.00%0.00%Q1 2020Q2 20216
SeaCrest Wealth Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
REGIONS FINANCIAL CORP 660.00%0.00%0.00%Q4 2017Q1 20196
Transamerica Financial Advisors, Inc. 660.00%0.00%0.00%Q3 2014Q4 20156
FIFTH THIRD BANCORP 310.00%0.00%0.00%Q4 2014Q1 20236
Nuveen Asset Management, LLC 660.00%0.00%0.00%Q3 2016Q4 20176
CENTAURUS FINANCIAL, INC. 510.00%0.04%0.07%Q2 2018Q1 20236
Clarus Wealth Advisors 510.02%0.04%0.07%Q4 2017Q2 20196
Cresset Asset Management, LLC 310.00%0.01%0.01%Q1 2020Q3 20226
Grantham, Mayo, Van Otterloo & Co. LLC 660.01%0.01%0.01%Q3 2013Q4 20146
Financial Gravity Asset Management, Inc. 330.00%0.00%0.00%Q1 2018Q3 20196
Meridian Wealth Management, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
Ahrens Investment Partners LLC 310.00%0.03%0.08%Q1 2021Q1 20236
MERCER GLOBAL ADVISORS INC /ADV 660.00%0.00%0.00%Q1 2021Q2 20226
Bulldog Investors, LLP 660.22%0.57%0.84%Q1 2019Q2 20206
Hennion & Walsh Asset Management, Inc. 660.03%0.05%0.06%Q2 2022Q3 20236
PRIVATE TRUST CO NA 660.00%0.00%0.00%Q2 2022Q3 20236
BlackRock Inc. 310.00%0.00%0.00%Q2 2018Q3 20226
UBS AG 660.00%0.01%0.01%Q2 2013Q3 20146
SEI INVESTMENTS CO 310.00%0.00%0.00%Q3 2016Q2 20185
FOSTER & MOTLEY INC 550.02%0.03%0.03%Q2 2013Q2 20145
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 410.00%0.00%0.00%Q3 2020Q3 20235
Smithfield Trust Co 550.00%0.00%0.00%Q2 2013Q2 20145
JD CAPITAL MANAGEMENT LLC 550.03%0.04%0.06%Q2 2015Q2 20165
Pinnacle Wealth Planning Services, Inc. 410.02%0.06%0.09%Q4 2017Q1 20195
Almitas Capital LLC 310.07%1.94%4.74%Q4 2018Q1 20225
PATHSTONE FAMILY OFFICE, LLC 310.00%0.01%0.03%Q1 2017Q4 20205
Geneos Wealth Management Inc. 550.00%0.00%0.00%Q1 2016Q1 20175
INVESTMENT CENTERS OF AMERICA INC 550.01%0.01%0.01%Q3 2016Q3 20175
CWA Asset Management Group, LLC 550.00%0.00%0.00%Q4 2021Q4 20225
EAGLE ASSET MANAGEMENT INC 550.01%0.01%0.01%Q3 2013Q3 20145
AQR Arbitrage LLC 550.01%0.02%0.03%Q1 2015Q1 20165
Freedom Investment Management, Inc. 550.00%0.00%0.00%Q4 2017Q4 20185
BOOTHBAY FUND MANAGEMENT, LLC 410.01%0.03%0.03%Q3 2015Q4 20195
Lindbrook Capital, LLC 410.01%0.02%0.05%Q4 2019Q1 20215
Advocacy Wealth Management Services, LLC 550.00%0.08%0.32%Q4 2015Q4 20165
Weiss Asset Management LP 110.00%0.03%0.13%Q4 2015Q4 20225
Financial Enhancement Group LLC 550.00%0.00%0.00%Q2 2021Q2 20225
AQR Capital Management 440.00%0.00%0.00%Q1 2014Q4 20144
CHAPIN DAVIS, INC. 440.07%0.08%0.09%Q4 2022Q3 20234
COMMERCE BANK 440.00%0.00%0.00%Q1 2021Q4 20214
Spectrum Management Group, LLC 440.01%0.02%0.03%Q4 2013Q3 20144
6 Meridian 210.04%0.06%0.07%Q4 2017Q1 20204
Vantage Investment Partners, LLC 440.01%0.01%0.01%Q3 2018Q2 20194
Allspring Global Investments Holdings, LLC 440.00%0.00%0.01%Q4 2022Q3 20234
Ionic Capital Management LLC 310.02%0.06%0.13%Q4 2017Q4 20194
IHT Wealth Management, LLC 440.00%0.00%0.01%Q2 2017Q1 20184
MARINO, STRAM & ASSOCIATES LLC 440.00%0.00%0.00%Q4 2017Q3 20184
Edgemoor Investment Advisors, Inc. 440.54%0.59%0.62%Q3 2013Q2 20144
Samalin Investment Counsel, LLC 440.05%0.05%0.06%Q4 2019Q3 20204
Newbridge Financial Services Group, Inc. 440.00%0.00%0.01%Q3 2020Q2 20214
FARMERS & MERCHANTS INVESTMENTS INC 440.00%0.00%0.00%Q4 2022Q3 20234
DUDLEY CAPITAL MANAGEMENT, LLC 440.08%0.09%0.09%Q4 2022Q3 20234
TOWER TRUST Co 440.04%0.04%0.05%Q2 2013Q1 20144
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q2 2013Q2 20224
Parallel Advisors, LLC 440.00%0.00%0.00%Q1 2017Q4 20174
McIlrath & Eck, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
THIRD AVENUE MANAGEMENT LLC 440.02%0.02%0.02%Q3 2013Q2 20144
MGO ONE SEVEN LLC 220.02%0.03%0.04%Q4 2017Q4 20184
Harbour Capital Advisors, LLC 440.02%0.02%0.02%Q1 2023Q4 20234
Prospera Financial Services Inc 440.02%0.02%0.02%Q1 2015Q4 20154
FLAGSHIP HARBOR ADVISORS, LLC 440.02%0.02%0.03%Q4 2016Q3 20174
Atria Wealth Solutions, Inc. 330.00%0.00%0.00%Q1 2023Q3 20233
TMD & ASSOCIATES, INC 330.05%0.05%0.05%Q1 2016Q3 20163
CLOUGH CAPITAL PARTNERS L P 330.09%0.14%0.18%Q1 2020Q3 20203
Financial Gravity Companies, Inc. 210.00%0.00%0.00%Q4 2017Q4 20183
Baker Ellis Asset Management LLC 210.03%0.03%0.04%Q3 2015Q3 20163
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 330.00%0.00%0.00%Q2 2017Q4 20173
Integrated Wealth Concepts LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Paloma Partners Management Co 210.00%0.01%0.02%Q2 2013Q1 20143
OLD NATIONAL BANCORP /IN/ 210.00%0.00%0.01%Q2 2014Q3 20233
SYNOVUS FINANCIAL CORP 330.00%0.00%0.00%Q3 2018Q1 20193
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 330.01%0.02%0.02%Q1 2023Q3 20233
JOURNEY STRATEGIC WEALTH LLC 330.01%0.01%0.01%Q4 2021Q2 20223
Logan Stone Capital, LLC 330.07%0.14%0.26%Q2 2022Q4 20223
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
Mathes Company, Inc. 330.27%0.34%0.37%Q4 2013Q2 20143
Connecticut Wealth Management, LLC 330.01%0.01%0.01%Q3 2020Q1 20213
Alpine Global Management, LLC 110.02%0.05%0.10%Q4 2016Q4 20193
Wilson & Boucher Capital Management, LLC 330.14%0.15%0.17%Q1 2023Q3 20233
DAVIS R M INC 210.00%0.00%0.00%Q4 2017Q3 20183
Plante Moran Financial Advisors, LLC 210.00%0.04%0.06%Q4 2014Q4 20203
CSS LLC/IL 330.01%0.02%0.03%Q3 2020Q1 20213
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
Grey Street Capital, LLC 330.02%0.03%0.03%Q1 2023Q3 20233
CANTOR FITZGERALD, L. P. 330.00%0.00%0.00%Q2 2022Q4 20223
Granite Investment Advisors, LLC 330.02%0.03%0.03%Q3 2016Q1 20173
Bank of New York Mellon Corp 110.00%0.00%0.00%Q4 2015Q2 20213
Elequin Capital, LP 210.00%0.01%0.02%Q4 2022Q3 20233
CULLEN/FROST BANKERS, INC. 220.00%0.00%0.00%Q3 2021Q4 20212
Larson Financial Group LLC 220.00%0.00%0.00%Q2 2023Q3 20232
Avidian Wealth Solutions, LLC 220.02%0.02%0.02%Q4 2021Q1 20222
Dixon Hughes Goodman Wealth Advisors LLC 220.00%0.00%0.00%Q4 2021Q1 20222
WealthBridge Capital Management, LLC 220.02%0.02%0.02%Q4 2018Q1 20192
Palo Capital, Inc. 220.12%0.12%0.12%Q1 2018Q2 20182
COMERICA BANK 110.00%0.00%0.00%Q3 2013Q3 20232
FMR LLC 110.00%0.00%0.00%Q4 2018Q4 20212
CORNERSTONE ADVISORS INC 110.02%0.05%0.08%Q3 2013Q1 20142
Suncoast Equity Management 220.02%0.02%0.02%Q2 2023Q3 20232
EPG Wealth Management LLC 220.00%0.01%0.01%Q4 2019Q1 20202
GEODE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q2 2013Q3 20152
Cetera Advisors LLC 220.01%0.01%0.01%Q4 2014Q1 20152
Quantedge Capital Pte Ltd 220.03%0.03%0.03%Q2 2022Q3 20222
PT ASSET MANAGEMENT, LLC 220.75%0.88%1.01%Q4 2014Q1 20152
Eos Management, L.P. 110.25%0.28%0.31%Q2 2014Q4 20152
Hyperion Partners, LLC 110.03%0.04%0.04%Q4 2022Q3 20232
HARBOR INVESTMENT ADVISORY, LLC 220.01%0.02%0.03%Q4 2019Q1 20202
Kelman-Lazarov, Inc. 220.03%0.09%0.16%Q2 2017Q3 20172
Ironsides Asset Advisors, LLC 220.02%0.02%0.02%Q2 2023Q3 20232
Qube Research & Technologies Ltd 110.00%0.00%0.00%Q3 2020Q3 20232
LUCAS CAPITAL MANAGEMENT 220.04%0.04%0.05%Q2 2013Q3 20132
Silver Point Capital L.P. 220.05%0.05%0.06%Q2 2013Q3 20132
PVG ASSET MANAGEMENT CORP 220.02%0.02%0.02%Q1 2017Q2 20172
Clear Harbor Asset Management, LLC 110.00%0.00%0.00%Q4 2019Q3 20202
MANAGED ACCOUNT ADVISORS LLC 110.00%0.00%0.00%Q3 2013Q3 20142
TFC Financial Management, Inc. 220.00%0.00%0.01%Q3 2022Q4 20222
MARINER INVESTMENT GROUP LLC 110.02%0.12%0.23%Q4 2014Q4 20152
Bellwether Investment Group, LLC 220.00%0.01%0.01%Q4 2016Q1 20172
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
NEXT Financial Group, Inc 220.00%0.00%0.00%Q3 2016Q4 20162
MELFA WEALTH MANAGEMENT, INC. 220.11%0.11%0.11%Q2 2023Q3 20232
Dynasty Wealth Management, LLC 220.02%0.07%0.12%Q4 2017Q1 20182
Bison Wealth, LLC 220.02%0.02%0.03%Q2 2023Q3 20232
Yakira Capital Management, Inc. 220.05%0.22%0.39%Q3 2020Q4 20202
BAIRD ROBERT W & CO INC /WI/ 110.00%0.00%0.01%Q3 2013Q1 20152
JEPPSON WEALTH MANAGEMENT, LLC 110.02%0.02%0.03%Q3 2020Q2 20222
Fortitude Advisory Group L.L.C. 220.01%0.02%0.02%Q4 2021Q1 20222
Share Andrew L. 110.09%0.09%0.09%Q4 2021Q4 20211
Allworth Financial LP 110.00%0.00%0.00%Q1 2018Q1 20181
XTX Topco Ltd 110.01%0.01%0.01%Q2 2023Q2 20231
Grandview Asset Management LLC 110.01%0.01%0.01%Q1 2021Q1 20211
KEYBANK NATIONAL ASSOCIATION/OH 110.00%0.00%0.00%Q2 2018Q2 20181
Jump Financial, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Perella Weinberg Partners Capital Management LP 110.16%0.16%0.16%Q1 2017Q1 20171
VSR Financial Services, Inc. 110.01%0.01%0.01%Q2 2013Q2 20131
FIRST FINANCIAL EQUITY CORPORATION 110.03%0.03%0.03%Q1 2017Q1 20171
Allegis Investment Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
MAGNOLIA CAPITAL ADVISORS LLC 110.04%0.04%0.04%Q1 2022Q1 20221
WEALTHFRONT Corp 110.00%0.00%0.00%Q1 2015Q1 20151
CALTON & ASSOCIATES, INC. 110.01%0.01%0.01%Q4 2017Q4 20171
OLD MISSION CAPITAL LLC 110.06%0.06%0.06%Q4 2019Q4 20191
SENTINEL TRUST CO LBA 110.03%0.03%0.03%Q4 2018Q4 20181
City Financial Investment Co Ltd 110.34%0.34%0.34%Q4 2016Q4 20161
Global Retirement Partners, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
SHEPHERD KAPLAN KROCHUK, LLC 110.03%0.03%0.03%Q2 2016Q2 20161
Realta Investment Advisors 110.00%0.00%0.00%Q2 2019Q2 20191
Reby Advisors, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Gradient Investments LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Centerpoint Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
USCA RIA LLC 110.01%0.01%0.01%Q3 2018Q3 20181
DEUTSCHE BANK AG\ 110.00%0.00%0.00%Q2 2019Q2 20191
Widmann Financial Services, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Cordasco Financial Network 110.00%0.00%0.00%Q4 2013Q4 20131
Verity Asset Management, Inc. 110.07%0.07%0.07%Q3 2014Q3 20141
RWA WEALTH PARTNERS, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Capital Investment Advisory Services, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Cornerstone Wealth Management, LLC 110.02%0.02%0.02%Q3 2018Q3 20181
Kovitz Investment Group, LLC 110.07%0.07%0.07%Q4 2015Q4 20151
Glenview Trust Co 110.01%0.01%0.01%Q3 2023Q3 20231
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
TFS CAPITAL LLC 110.01%0.01%0.01%Q2 2013Q2 20131
ARROW FINANCIAL CORP 110.01%0.01%0.01%Q4 2020Q4 20201
Apriem Advisors 110.00%0.00%0.00%Q2 2013Q2 20131
LexAurum Advisors, LLC 110.09%0.09%0.09%Q1 2020Q1 20201
Corient Private Wealth LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Goodwin Investment Advisory 110.00%0.00%0.00%Q2 2022Q2 20221
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q4 2014Q4 20141
WHITTIER TRUST CO 110.00%0.00%0.00%Q1 2016Q1 20161
FIRST NATIONAL CORP /MA/ /ADV 110.02%0.02%0.02%Q4 2018Q4 20181
Squarepoint Ops LLC 110.01%0.01%0.01%Q4 2016Q4 20161
OTA Financial Group L.P. 110.36%0.36%0.36%Q1 2015Q1 20151
CENTRAL TRUST Co 110.00%0.00%0.00%Q2 2014Q2 20141
CONTRAVISORY INVESTMENT MANAGEMENT, INC. 110.00%0.00%0.00%Q1 2015Q1 20151
Gupta Wealth Management LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Executive Wealth Management, LLC 110.00%0.00%0.00%Q2 2019Q2 20191
EP Wealth Advisors, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Matisse Capital 110.05%0.05%0.05%Q4 2015Q4 20151
CTC Alternative Strategies, Ltd. 110.13%0.13%0.13%Q4 2014Q4 20141
Karpus Management, Inc. 110.03%0.03%0.03%Q4 2018Q4 20181
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Insight Advisors, LLC/ PA 110.02%0.02%0.02%Q4 2020Q4 20201
Great Diamond Partners, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Osborn Williams & Donohoe LLC 110.00%0.00%0.00%Q1 2019Q1 20191
ICON ADVISERS INC/CO 110.05%0.05%0.05%Q4 2019Q4 20191
CAHILL FINANCIAL ADVISORS INC 110.06%0.06%0.06%Q4 2013Q4 20131
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
PVG Asset Management 110.02%0.02%0.02%Q4 2016Q4 20161
BLUEFIN CAPITAL MANAGEMENT, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Mariner, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Cable Hill Partners, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
AXXCESS WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Carroll Financial Associates, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
ADVISOR PARTNERS II, LLC 110.06%0.06%0.06%Q3 2023Q3 20231
Disciplined Investments, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
Autumn Glory Partners, LLC 110.03%0.03%0.03%Q4 2021Q4 20211
Financial Advisors Network, Inc. 110.01%0.01%0.01%Q4 2016Q4 20161
Kistler-Tiffany Companies, LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Cranbrook Wealth Management, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
Price Capital Management, Inc. 110.04%0.04%0.04%Q1 2020Q1 20201
Baird Financial Group, Inc. 110.01%0.01%0.01%Q2 2015Q2 20151
External links

This page lists all the filers that currently own WESTERN ASSET HIGH INCM OPP or have owned WESTERN ASSET HIGH INCM OPP in the past.