$81.4 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 51 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 74.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $53,032,113 | -2.9% | 758,794 | -0.2% | 65.14% | +11.5% |
| RNA | Buy | AVIDITY BIOSCIENCES INC | $5,452,673 | -42.1% | 854,651 | +0.6% | 6.70% | -33.5% |
| KURA | Buy | KURA ONCOLOGY INC | $3,196,058 | -9.4% | 350,445 | +5.1% | 3.93% | +4.1% |
| TLT | ISHARES TR20 yr tr bd etf | $2,064,526 | -13.8% | 23,278 | 0.0% | 2.54% | -1.1% | |
| CDTX | CIDARA THERAPEUTICS INC | $1,533,591 | -16.6% | 1,627,670 | 0.0% | 1.88% | -4.2% | |
| MRK | Sell | MERCK & CO INC | $587,124 | -38.8% | 5,703 | -31.4% | 0.72% | -29.7% |
| ABBV | New | ABBVIE INC | $517,238 | – | 3,470 | +100.0% | 0.64% | – |
| CME | New | CME GROUP INC | $505,355 | – | 2,524 | +100.0% | 0.62% | – |
| GRMN | New | GARMIN LTD | $471,927 | – | 4,486 | +100.0% | 0.58% | – |
| GILD | New | GILEAD SCIENCES INC | $454,811 | – | 6,069 | +100.0% | 0.56% | – |
| KR | New | KROGER CO | $445,352 | – | 9,952 | +100.0% | 0.55% | – |
| ED | New | CONSOLIDATED EDISON INC | $442,532 | – | 5,174 | +100.0% | 0.54% | – |
| T | New | AT&T INC | $440,477 | – | 29,326 | +100.0% | 0.54% | – |
| SO | New | SOUTHERN CO | $430,906 | – | 6,658 | +100.0% | 0.53% | – |
| XEL | New | XCEL ENERGY INC | $430,523 | – | 7,524 | +100.0% | 0.53% | – |
| WEC | New | WEC ENERGY GROUP INC | $426,915 | – | 5,300 | +100.0% | 0.52% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $424,563 | – | 7,315 | +100.0% | 0.52% | – |
| CPB | New | CAMPBELL SOUP CO | $420,331 | – | 10,232 | +100.0% | 0.52% | – |
| LMT | New | LOCKHEED MARTIN CORP | $415,094 | – | 1,015 | +100.0% | 0.51% | – |
| NEM | New | NEWMONT CORP | $405,157 | – | 10,965 | +100.0% | 0.50% | – |
| AAPL | APPLE INC | $402,507 | -11.7% | 2,351 | 0.0% | 0.49% | +1.2% | |
| DRI | New | DARDEN RESTAURANTS INC | $401,016 | – | 2,800 | +100.0% | 0.49% | – |
| GIS | New | GENERAL MLS INC | $390,275 | – | 6,099 | +100.0% | 0.48% | – |
| CLX | New | CLOROX CO DEL | $385,579 | – | 2,942 | +100.0% | 0.47% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $362,550 | -16.9% | 2,500 | -16.7% | 0.44% | -4.7% |
| HD | HOME DEPOT INC | $347,484 | -2.7% | 1,150 | 0.0% | 0.43% | +11.8% | |
| HON | Buy | HONEYWELL INTL INC | $343,911 | -10.9% | 1,862 | +0.1% | 0.42% | +2.2% |
| ASRT | New | ASSERTIO HOLDINGS INC | $342,510 | – | 133,793 | +100.0% | 0.42% | – |
| CMI | CUMMINS INC | $342,690 | -6.8% | 1,500 | 0.0% | 0.42% | +7.1% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $336,218 | -14.5% | 2,550 | -21.5% | 0.41% | -1.7% |
| WM | WASTE MGMT INC DEL | $335,368 | -12.1% | 2,200 | 0.0% | 0.41% | +1.0% | |
| PG | PROCTER AND GAMBLE CO | $320,892 | -3.9% | 2,200 | 0.0% | 0.39% | +10.4% | |
| HEDJ | Buy | WISDOMTREE TReurope hedged eq | $316,790 | -3.5% | 8,020 | +100.0% | 0.39% | +10.8% |
| XOM | Sell | EXXON MOBIL CORP | $305,708 | -28.7% | 2,600 | -35.0% | 0.38% | -18.1% |
| PEP | PEPSICO INC | $304,992 | -8.5% | 1,800 | 0.0% | 0.38% | +5.0% | |
| ITW | ILLINOIS TOOL WKS INC | $305,161 | -7.9% | 1,325 | 0.0% | 0.38% | +5.9% | |
| KO | COCA COLA CO | $299,493 | -7.0% | 5,350 | 0.0% | 0.37% | +6.7% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $297,755 | -20.6% | 850 | -22.7% | 0.37% | -8.7% |
| MSFT | Sell | MICROSOFT CORP | $292,069 | -20.2% | 925 | -14.0% | 0.36% | -8.2% |
| BAC | Buy | BANK AMERICA CORP | $290,443 | -4.5% | 10,608 | +0.1% | 0.36% | +9.8% |
| ETN | Sell | EATON CORP PLC | $287,928 | -22.6% | 1,350 | -27.0% | 0.35% | -11.1% |
| KMB | Sell | KIMBERLY-CLARK CORP | $283,998 | -25.2% | 2,350 | -14.5% | 0.35% | -14.0% |
| BLK | BLACKROCK INC | $274,758 | -6.5% | 425 | 0.0% | 0.34% | +7.6% | |
| MDT | Sell | MEDTRONIC PLC | $274,260 | -25.0% | 3,500 | -15.7% | 0.34% | -13.8% |
| DOW | Sell | DOW INC | $273,268 | -67.1% | 5,300 | -66.0% | 0.34% | -62.2% |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $273,893 | – | 3,180 | +100.0% | 0.34% | – |
| DUK | Sell | DUKE ENERGY CORP NEW | $264,780 | -66.7% | 3,000 | -66.1% | 0.32% | -61.8% |
| INTC | Sell | INTEL CORP | $248,850 | -13.0% | 7,000 | -18.1% | 0.31% | 0.0% |
| CVS | Sell | CVS HEALTH CORP | $230,406 | -69.4% | 3,300 | -69.7% | 0.28% | -64.9% |
| LPRO | OPEN LENDING CORP | $87,840 | -30.4% | 12,000 | 0.0% | 0.11% | -20.0% | |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $86,543 | -25.9% | 10,658 | -18.8% | 0.11% | -15.2% |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -2,793 | -100.0% | -0.29% | – |
| NLOK | Exit | GEN DIGITAL INC | $0 | – | -17,454 | -100.0% | -0.35% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -45,425 | -100.0% | -0.42% | – |
| STT | Exit | STATE STR CORP | $0 | – | -5,881 | -100.0% | -0.46% | – |
| CFG | Exit | CITIZENS FINL GROUP INC | $0 | – | -18,606 | -100.0% | -0.52% | – |
| ZION | Exit | ZIONS BANCORPORATION N A | $0 | – | -18,880 | -100.0% | -0.54% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -4,501 | -100.0% | -0.55% | – |
| PEAK | Exit | HEALTHPEAK PROPERTIES INC | $0 | – | -25,722 | -100.0% | -0.55% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -14,612 | -100.0% | -0.56% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -8,893 | -100.0% | -0.59% | – |
| HRL | Exit | HORMEL FOODS CORP | $0 | – | -14,170 | -100.0% | -0.61% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -7,219 | -100.0% | -0.63% | – |
| NSC | Exit | NORFOLK SOUTHN CORP | $0 | – | -2,666 | -100.0% | -0.65% | – |
| EXC | Exit | EXELON CORP | $0 | – | -14,988 | -100.0% | -0.65% | – |
| VTR | Exit | VENTAS INC | $0 | – | -13,035 | -100.0% | -0.66% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -11,219 | -100.0% | -0.69% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -750,465 | -100.0% | -0.77% | – |
| PFE | Exit | PFIZER INC | $0 | – | -20,349 | -100.0% | -0.80% | – |
| BIL | Exit | SPDR SER TRbloomberg 1-3 mo | $0 | – | -10,000 | -100.0% | -0.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.