VOYA PRIME RATE TR shareholder history

Current and past VOYA PRIME RATE TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
CPWM, LLC 38380.02%0.05%0.09%Q4 2011Q1 202138
STIFEL FINANCIAL CORP 28280.00%0.00%0.01%Q2 2014Q1 202128
LPL Financial LLC 28280.00%0.00%0.02%Q2 2014Q1 202128
FIFTH THIRD BANCORP 28280.00%0.00%0.00%Q2 2014Q1 202128
JPMORGAN CHASE & CO 28280.00%0.00%0.01%Q2 2014Q1 202128
WEDBUSH SECURITIES INC 28280.01%0.04%0.05%Q2 2014Q1 202128
PNC FINANCIAL SERVICES GROUP, INC. 28280.00%0.00%0.00%Q2 2014Q1 202128
MORGAN STANLEY 28280.00%0.01%0.02%Q2 2014Q1 202128
BANK OF AMERICA CORP /DE/ 28280.00%0.00%0.01%Q2 2014Q1 202128
Capital Advisors, Ltd. LLC 28280.00%0.01%0.01%Q2 2014Q1 202128
RAYMOND JAMES & ASSOCIATES 28280.00%0.00%0.01%Q2 2014Q1 202128
ROYAL BANK OF CANADA 28280.00%0.00%0.00%Q2 2014Q1 202128
WELLS FARGO & COMPANY/MN 28280.00%0.00%0.00%Q2 2014Q1 202128
Neuberger Berman Group LLC 28280.00%0.00%0.00%Q2 2014Q1 202128
North Star Investment Management Corp. 2070.00%0.00%0.00%Q2 2014Q1 202127
SeaBridge Investment Advisors LLC 27270.00%0.00%0.00%Q1 2014Q3 202027
AMERIPRISE FINANCIAL INC 2520.00%0.00%0.00%Q2 2014Q1 202127
Invesco Ltd. 27270.00%0.00%0.01%Q2 2014Q4 202027
Baillie Gifford 2340.00%0.03%0.07%Q4 2014Q3 202127
Capital Investment Advisors, LLC 27270.01%0.04%0.12%Q3 2014Q1 202127
Gradient Investments LLC 14130.00%0.00%0.01%Q2 2014Q1 202127
CITIGROUP INC 26260.00%0.00%0.00%Q2 2014Q3 202026
UBS Group AG 26260.00%0.00%0.00%Q4 2014Q1 202126
Sandy Spring Bank 25250.00%0.00%0.00%Q1 2015Q1 202125
INVESTMENT PARTNERS, LTD. 1870.06%0.13%0.46%Q4 2014Q1 202125
Cetera Advisors LLC 1430.02%0.09%0.15%Q2 2014Q1 202125
RIVERNORTH CAPITAL MANAGEMENT, LLC 2230.03%1.45%3.36%Q4 2014Q1 202125
SHUFRO ROSE & CO LLC 24240.01%0.06%0.10%Q2 2015Q1 202124
UNITED CAPITAL FINANCIAL ADVISORS, LLC 24240.00%0.02%0.06%Q2 2014Q1 202024
QCI ASSET MANAGEMENT INC/NY 24240.00%0.00%0.00%Q2 2014Q1 202024
WealthTrust Axiom LLC 24240.02%0.03%0.04%Q2 2014Q1 202024
LADENBURG THALMANN FINANCIAL SERVICES INC. 23230.00%0.01%0.02%Q2 2014Q4 201923
EATON VANCE MANAGEMENT 1670.01%0.02%0.02%Q2 2015Q1 202123
Asset Planning Services, Ltd. 2210.24%0.61%1.26%Q2 2015Q1 202123
Autus Asset Management, LLC 22220.04%0.14%0.36%Q4 2015Q1 202122
WHITTIER TRUST CO 22220.00%0.00%0.00%Q2 2014Q3 201922
BANK OF MONTREAL /CAN/ 21210.00%0.00%0.00%Q2 2014Q2 201921
Creative Planning 1910.00%0.00%0.00%Q2 2014Q4 202020
Raymond James Financial Services Advisors, Inc. 1370.00%0.00%0.01%Q1 2016Q1 202120
Jaffetilchin Investment Partners, LLC 910.00%0.04%0.09%Q1 2015Q2 202120
Westchester Capital Management, LLC 1460.01%0.07%0.15%Q4 2015Q1 202120
Cetera Advisor Networks LLC 1550.00%0.01%0.01%Q2 2014Q3 201920
GUGGENHEIM CAPITAL LLC 20200.00%0.01%0.02%Q2 2014Q1 201920
1832 Asset Management L.P. 19190.00%0.02%0.04%Q2 2014Q4 201819
First Allied Advisory Services, Inc. 19190.00%0.01%0.01%Q2 2014Q4 201819
ENVESTNET ASSET MANAGEMENT INC 1120.00%0.01%0.03%Q2 2014Q1 202119
Eidelman Virant Capital 1810.05%0.06%0.07%Q2 2014Q2 201919
MARINER INVESTMENT GROUP LLC 1010.05%0.65%1.26%Q2 2014Q1 202118
HighTower Advisors, LLC 1410.00%0.00%0.00%Q2 2014Q1 202118
HUNTINGTON NATIONAL BANK 1170.00%0.01%0.02%Q3 2014Q4 201918
Allworth Financial LP 17170.00%0.00%0.00%Q1 2015Q1 201917
Perennial Advisors, LLC 17170.02%0.03%0.04%Q1 2017Q1 202117
Cambridge Investment Research Advisors, Inc. 1610.00%0.02%0.04%Q3 2014Q2 201917
Advisors Asset Management, Inc. 17170.01%0.02%0.05%Q2 2015Q2 201917
Penserra Capital Management LLC 1250.00%0.04%0.15%Q4 2015Q4 202017
Ausdal Financial Partners, Inc. 16160.01%0.07%0.12%Q2 2017Q1 202116
SANDERS MORRIS HARRIS LLC 16160.01%0.02%0.03%Q1 2016Q4 201916
Saba Capital Management, L.P. 1120.00%3.02%6.98%Q2 2014Q1 202116
Shaker Financial Services, LLC 410.06%0.33%0.78%Q2 2014Q1 202116
HCR Wealth Advisors 640.01%0.05%0.08%Q4 2016Q1 202116
BESSEMER GROUP INC 15150.01%0.04%0.06%Q1 2015Q3 201815
SIT INVESTMENT ASSOCIATES INC 15150.00%0.16%0.41%Q3 2017Q1 202115
DOLIVER ADVISORS, LP 1310.03%0.12%0.55%Q3 2014Q2 202015
RMB Capital Management, LLC 15150.00%0.04%0.14%Q1 2016Q3 201915
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1050.02%1.15%2.32%Q4 2014Q4 201815
Kovitz Investment Group Partners, LLC 15150.01%0.02%0.03%Q1 2016Q3 201915
INVESCO SENIOR SECURED MANAGEMENT INC /ADV 14141.80%5.56%8.15%Q4 2017Q1 202114
Commonwealth Equity Services, Inc 14140.00%0.00%0.01%Q2 2014Q3 201714
COMMONWEALTH EQUITY SERVICES, LLC 14140.00%0.00%0.00%Q4 2017Q1 202114
Bank of New York Mellon Corp 1210.00%0.00%0.00%Q2 2014Q3 201914
SEI INVESTMENTS CO 14140.00%0.00%0.00%Q1 2015Q2 201814
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 910.00%0.00%0.00%Q2 2014Q1 202114
PARK AVENUE SECURITIES LLC 14140.01%0.03%0.04%Q4 2017Q1 202114
NATIONAL PLANNING CORP 14140.01%0.02%0.02%Q2 2014Q3 201714
Private Capital Group, LLC 14140.00%0.00%0.00%Q4 2017Q1 202114
Relative Value Partners Group, LLC 14140.08%1.59%2.09%Q4 2017Q1 202114
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 760.20%0.40%0.85%Q3 2017Q1 202113
PRUDENTIAL PLC 13130.00%0.00%0.00%Q1 2017Q1 202013
Patriot Financial Group Insurance Agency, LLC 940.00%0.00%0.00%Q2 2017Q3 202013
Ledyard National Bank 13130.00%0.01%0.01%Q4 2015Q4 201813
Geneos Wealth Management Inc. 13130.00%0.00%0.00%Q1 2016Q1 201913
WFG Advisors, LP 13130.00%0.05%0.09%Q2 2014Q2 201713
WOLVERINE ASSET MANAGEMENT LLC 510.00%0.01%0.02%Q2 2014Q4 202013
IFP Advisors, Inc 1210.00%0.00%0.01%Q4 2015Q1 201913
MILLENNIUM MANAGEMENT LLC 620.00%0.00%0.00%Q4 2016Q4 202013
Ionic Capital Management LLC 1030.02%0.11%0.29%Q2 2016Q4 201913
ROBINSON CAPITAL MANAGEMENT, LLC 810.00%1.25%5.46%Q2 2014Q4 202012
Carroll Financial Associates, Inc. 520.00%0.00%0.01%Q2 2014Q4 201912
Steward Partners Investment Advisory, LLC 810.00%0.00%0.00%Q1 2017Q1 202112
STEPHENS INC /AR/ 12120.00%0.00%0.00%Q2 2018Q1 202112
LOOMIS SAYLES & CO L P 11110.00%0.01%0.01%Q1 2015Q3 201711
KCM INVESTMENT ADVISORS LLC 11110.01%0.02%0.02%Q3 2018Q1 202111
CREDIT SUISSE AG/ 11110.00%0.00%0.00%Q2 2014Q4 201611
Janney Montgomery Scott LLC 740.00%0.01%0.05%Q3 2014Q2 201711
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 11110.00%0.00%0.00%Q3 2018Q1 202111
JANUS HENDERSON GROUP PLC 11110.02%0.04%0.07%Q3 2014Q1 201711
COMERICA SECURITIES INC 10100.11%0.22%0.35%Q2 2016Q3 201810
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 10100.01%0.06%0.09%Q4 2015Q1 201810
OAK HILL ADVISORS LP 10100.31%2.64%7.07%Q4 2018Q1 202110
Lido Advisors, LLC 10100.00%0.02%0.05%Q4 2017Q1 202010
Next Capital Management LLC 10100.04%4.41%5.87%Q4 2018Q1 202110
Winslow, Evans & Crocker, Inc. 550.00%0.01%0.07%Q2 2014Q4 201710
Horizon Kinetics 10100.00%0.01%0.02%Q2 2014Q3 201610
Virtu KCG Holdings LLC 410.00%0.00%0.01%Q2 2014Q2 201710
NEWGATE CAPITAL MANAGEMENT LLC 10101.15%3.66%6.37%Q1 2014Q2 201610
Certified Advisory Corp 10100.00%0.00%0.00%Q4 2017Q1 202010
PINNACLE ASSOCIATES LTD 10100.00%0.00%0.00%Q3 2018Q4 202010
GREAT LAKES ADVISORS, LLC 540.00%0.00%0.01%Q3 2014Q4 20169
FNY Investment Advisers, LLC 720.00%0.04%0.17%Q3 2018Q1 20219
OTA Financial Group L.P. 310.20%0.38%0.69%Q4 2014Q3 20209
BLACKROCK ADVISORS LLC 990.00%0.00%0.00%Q4 2014Q4 20169
PARAMETRIC PORTFOLIO ASSOCIATES LLC 520.00%0.00%0.00%Q4 2015Q4 20199
Investors Capital Advisory Services 990.02%0.03%0.03%Q2 2014Q2 20169
Trust Asset Management LLC 610.44%1.45%1.87%Q3 2011Q1 20169
GenTrust, LLC 880.05%0.09%0.17%Q4 2016Q3 20188
Blume Capital Management, Inc. 880.01%0.02%0.02%Q2 2014Q1 20168
SUSQUEHANNA INTERNATIONAL GROUP, LLP 620.00%0.00%0.00%Q4 2017Q1 20218
Virtus ETF Advisers LLC 880.09%0.32%0.61%Q2 2019Q1 20218
BENJAMIN F. EDWARDS & COMPANY, INC. 620.00%0.00%0.01%Q3 2016Q3 20188
Capital Analysts, LLC 880.00%0.00%0.00%Q1 2018Q4 20198
Copperwynd Financial, LLC 620.05%0.07%0.15%Q4 2017Q4 20198
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 410.01%0.03%0.08%Q3 2015Q4 20208
AMERICAN INTERNATIONAL GROUP, INC. 880.00%0.00%0.00%Q2 2014Q1 20168
NTV ASSET MANAGEMENT LLC 880.08%0.10%0.11%Q1 2017Q4 20188
Integrated Investment Consultants, LLC 880.03%0.04%0.05%Q4 2015Q3 20178
Thomas J. Herzfeld Advisors, Inc. 880.06%0.78%1.16%Q4 2017Q3 20198
ELEMENT POINTE ADVISORS, LLC 880.03%0.06%0.08%Q4 2018Q3 20208
Brinker Capital Investments, LLC 880.00%0.00%0.00%Q1 2018Q4 20198
TWO SIGMA SECURITIES, LLC 710.00%0.00%0.01%Q2 2017Q2 20198
INTEGRATED CAPITAL MANAGEMENT, INC. 880.04%0.08%0.12%Q2 2019Q1 20218
GREATMARK INVESTMENT PARTNERS, INC. 880.02%0.03%0.04%Q2 2018Q1 20208
SG Americas Securities, LLC 410.00%0.00%0.01%Q4 2014Q2 20187
MANCHESTER FINANCIAL INC 610.01%0.01%0.01%Q2 2019Q1 20217
Financial Enhancement Group LLC 770.00%0.00%0.00%Q1 2018Q3 20197
MSI Financial Services Inc 770.00%0.00%0.00%Q2 2015Q4 20167
JANE STREET GROUP, LLC 210.00%0.00%0.00%Q2 2015Q4 20207
Sather Financial Group Inc 770.06%0.08%0.11%Q2 2014Q4 20157
OPPENHEIMER & CO INC 320.00%0.01%0.02%Q2 2014Q1 20217
Pinnacle Summer Investments, Inc. 770.00%0.00%0.01%Q2 2014Q4 20157
American Portfolios Advisors 610.00%0.00%0.00%Q2 2018Q2 20207
GOLDMAN SACHS GROUP INC 310.00%0.00%0.00%Q4 2014Q1 20217
Walleye Trading LLC 420.00%0.00%0.00%Q4 2017Q3 20196
Rockefeller Capital Management L.P. 420.00%0.02%0.03%Q1 2019Q1 20216
CLOUGH CAPITAL PARTNERS L P 660.02%0.19%0.33%Q3 2019Q4 20206
Bain Capital Credit, LP 221.12%3.06%5.72%Q3 2014Q4 20166
SeaCrest Wealth Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
Barrington Strategic Wealth Management Group LLC 660.07%0.11%0.16%Q2 2014Q3 20156
ICONIQ Capital, LLC 660.02%0.07%0.17%Q2 2014Q3 20156
Firestone Capital Management 660.00%0.00%0.00%Q4 2019Q1 20216
FIRST FOUNDATION ADVISORS 660.01%0.02%0.04%Q4 2019Q1 20216
Kerntke Otto McGlone Wealth Management Group 660.05%0.06%0.08%Q4 2019Q1 20216
Bulldog Investors, LLP 550.22%1.99%4.51%Q1 2020Q1 20215
Tower Research Capital LLC (TRC) 210.00%0.00%0.01%Q1 2015Q4 20205
6 Meridian 550.08%0.10%0.13%Q3 2018Q3 20195
MERCER GLOBAL ADVISORS INC /ADV 550.00%0.00%0.01%Q1 2019Q1 20205
Citadel Advisors 210.00%0.00%0.00%Q2 2015Q1 20195
NEXT Financial Group, Inc 550.00%0.00%0.00%Q2 2016Q2 20175
Prospera Financial Services Inc 550.01%0.03%0.04%Q1 2015Q1 20165
Q Global Advisors, LLC 550.42%0.65%0.93%Q4 2018Q4 20195
Almitas Capital LLC 210.06%0.91%3.58%Q4 2018Q4 20205
SUNTRUST BANKS INC 550.00%0.00%0.00%Q1 2018Q1 20195
Platform Technology Partners 550.14%0.36%1.07%Q4 2019Q4 20205
D. E. Shaw & Co., Inc. 550.00%0.00%0.00%Q1 2020Q1 20215
COMERICA SECURITIES,INC. 550.01%0.01%0.03%Q2 2019Q2 20205
OSAIC HOLDINGS, INC. 550.00%0.00%0.00%Q1 2020Q1 20215
D.A. DAVIDSON & CO. 550.00%0.00%0.00%Q2 2016Q2 20175
Cutter & CO Brokerage, Inc. 550.02%0.02%0.02%Q3 2018Q3 20195
Stratos Wealth Partners, LTD. 210.00%0.01%0.03%Q2 2017Q3 20184
Risk Paradigm Group, LLC 310.01%0.01%0.02%Q3 2015Q3 20164
Parallel Advisors, LLC 440.01%0.01%0.01%Q1 2017Q4 20174
Wealthspire Advisors, L.P. 440.00%0.01%0.02%Q2 2017Q1 20184
Integrated Wealth Management 440.00%0.00%0.01%Q4 2015Q3 20164
Kovack Advisors, Inc. 220.04%0.05%0.08%Q3 2014Q3 20154
MACKAY SHIELDS LLC 440.00%0.00%0.00%Q2 2020Q1 20214
AMUNDI ASSET MANAGEMENT US, INC. 440.01%0.02%0.02%Q2 2018Q1 20194
Plante Moran Financial Advisors, LLC 210.00%0.04%0.06%Q4 2014Q4 20204
AVANTAX ADVISORY SERVICES, INC. 310.00%0.01%0.01%Q3 2019Q3 20204
Walleye Capital LLC 210.01%0.02%0.06%Q3 2018Q2 20204
Realta Investment Advisors 440.00%0.00%0.00%Q1 2019Q4 20194
SIGNATUREFD, LLC 440.00%0.00%0.00%Q1 2019Q4 20194
Bruderman Asset Management, LLC 440.00%0.00%0.00%Q1 2015Q4 20154
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
AQR Arbitrage LLC 440.00%0.00%0.01%Q1 2015Q4 20154
FMR LLC 210.00%0.00%0.00%Q4 2018Q4 20204
CORNERSTONE ADVISORS INC 440.17%0.37%0.47%Q2 2014Q1 20154
A. D. Beadell Investment Counsel, Inc. 440.62%0.71%0.78%Q1 2018Q4 20184
Newbridge Financial Services Group, Inc. 330.01%0.01%0.01%Q3 2020Q1 20213
WESTPORT RESOURCES MANAGEMENT INC 330.03%0.03%0.04%Q2 2014Q4 20143
Qube Research & Technologies Ltd 330.00%0.00%0.01%Q3 2020Q1 20213
KESTRA PRIVATE WEALTH SERVICES, LLC 330.01%0.02%0.03%Q3 2020Q1 20213
PATHSTONE FAMILY OFFICE, LLC 330.00%0.00%0.00%Q2 2020Q4 20203
REILLY FINANCIAL ADVISORS, LLC 210.00%0.00%0.00%Q3 2014Q4 20153
Dynamic Advisor Solutions LLC 330.01%0.02%0.02%Q1 2019Q3 20193
Vident Investment Advisory, LLC 330.10%0.14%0.17%Q1 2019Q3 20193
DEUTSCHE BANK AG\ 210.00%0.00%0.00%Q4 2015Q2 20193
Corient Capital Partners, LLC 330.01%0.01%0.01%Q2 2017Q4 20173
FLAGSHIP HARBOR ADVISORS, LLC 330.00%0.00%0.00%Q4 2018Q2 20193
Bison Wealth, LLC 330.03%0.04%0.04%Q2 2015Q4 20153
Kestra Advisory Services, LLC 330.00%0.00%0.00%Q3 2020Q1 20213
Weiss Asset Management LP 110.02%0.07%0.14%Q4 2015Q4 20183
Alpine Global Management, LLC 110.00%0.02%0.03%Q2 2015Q4 20183
Yorktown Management & Research Co Inc 330.03%0.03%0.04%Q1 2015Q3 20153
OPTIMUM INVESTMENT ADVISORS 330.01%0.01%0.01%Q2 2014Q4 20143
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
Crosspoint Capital Strategies, LLC 330.00%0.00%0.01%Q2 2014Q4 20143
Kohlberg Kravis Roberts & Co. L.P. 210.03%0.04%0.06%Q3 2015Q1 20213
IHT Wealth Management, LLC 330.00%0.00%0.00%Q2 2017Q4 20173
USCA RIA LLC 210.01%0.01%0.01%Q2 2020Q1 20213
BOOTHBAY FUND MANAGEMENT, LLC 330.10%0.14%0.18%Q3 2020Q1 20213
US BANCORP \DE\ 210.00%0.00%0.00%Q2 2014Q3 20173
MYCIO WEALTH PARTNERS, LLC 330.00%0.00%0.00%Q3 2015Q1 20163
Advisory Services Network, LLC 330.00%0.00%0.00%Q2 2019Q4 20193
M&T BANK CORP 330.00%0.00%0.00%Q3 2016Q1 20173
BEESE FULMER INVESTMENT MANAGEMENT, INC. 330.00%0.00%0.01%Q1 2016Q3 20163
BLB&B Advisors, LLC 330.01%0.01%0.01%Q3 2014Q1 20153
Gary Goldberg Planning Services Inc 330.00%0.00%0.00%Q2 2014Q4 20143
MGO ONE SEVEN LLC 210.00%0.00%0.00%Q4 2017Q4 20183
NINE MASTS CAPITAL Ltd 220.14%0.45%0.75%Q2 2018Q3 20182
Yakira Capital Management, Inc. 220.01%0.02%0.02%Q3 2020Q4 20202
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q1 20212
Beach Point Capital Management LP 220.86%1.19%1.52%Q1 2019Q2 20192
Avantax Planning Partners, Inc. 110.00%0.00%0.01%Q1 2018Q3 20182
Paloma Partners Management Co 110.00%0.00%0.00%Q1 2014Q1 20172
Sowell Financial Services LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Royal Fund Management, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
HRT FINANCIAL LP 110.01%0.01%0.01%Q4 2018Q3 20202
Bramshill Investments, LLC 220.02%0.02%0.02%Q3 2017Q4 20172
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 220.01%0.01%0.01%Q3 2018Q4 20182
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
LGL PARTNERS, LLC 220.04%0.07%0.09%Q2 2020Q3 20202
CSS LLC/IL 220.04%0.08%0.13%Q4 2020Q1 20212
Lumature Wealth Partners, LLC 220.04%0.06%0.08%Q4 2020Q1 20212
Trinity Legacy Partners, LLC 220.02%0.03%0.04%Q2 2019Q3 20192
Rezny Wealth Management, Inc. 220.00%0.00%0.00%Q2 2015Q3 20152
IMA Wealth, Inc. 220.24%0.31%0.38%Q2 2014Q3 20142
Vivaldi Capital Management LP 220.69%0.73%0.77%Q3 2019Q4 20192
ICON ADVISERS INC/CO 220.32%0.41%0.50%Q4 2020Q1 20212
CTC Alternative Strategies, Ltd. 220.30%0.57%0.84%Q4 2014Q1 20152
WealthBridge Capital Management, LLC 220.01%0.01%0.01%Q4 2018Q1 20192
UBS AG 220.00%0.00%0.01%Q2 2014Q3 20142
Successful Portfolios LLC 220.06%0.06%0.07%Q4 2017Q1 20182
MANUFACTURERS LIFE INSURANCE COMPANY, THE 220.00%0.00%0.00%Q3 2017Q4 20172
&PARTNERS 220.15%0.16%0.17%Q4 2018Q1 20192
SHEPHERD KAPLAN KROCHUK, LLC 220.26%0.29%0.32%Q2 2018Q3 20182
1919 Investment Counsel, LLC 220.00%0.00%0.00%Q2 2014Q3 20142
Private Advisor Group, LLC 110.00%0.00%0.01%Q2 2019Q2 20202
Traynor Capital Management, Inc. 220.04%0.04%0.05%Q1 2017Q2 20172
NORTHERN TRUST CORP 220.00%0.00%0.00%Q4 2018Q1 20192
DRW Securities, LLC 220.04%0.05%0.06%Q4 2014Q1 20152
BlackRock Inc. 220.00%0.00%0.00%Q3 2017Q4 20172
Financial Architects, Inc 220.00%0.00%0.01%Q2 2014Q3 20142
RWA WEALTH PARTNERS, LLC 220.00%0.00%0.00%Q1 2018Q2 20182
Family Management Corp 220.12%0.12%0.12%Q4 2020Q1 20212
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q4 2017Q2 20182
BlackRock Investment Management, LLC 220.00%0.00%0.00%Q4 2014Q1 20152
AMUSSEN HUNSAKER ASSOCIATES LLC 220.03%0.03%0.03%Q2 2018Q3 20182
Laurion Capital Management LP 110.01%0.01%0.01%Q4 2014Q1 20172
STEEL GROVE CAPITAL ADVISORS, LLC 110.03%0.03%0.03%Q1 2015Q1 20151
SVB WEALTH LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Allegis Investment Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
Clearstead Advisors, LLC 110.23%0.23%0.23%Q3 2017Q3 20171
Janney Capital Management LLC 110.00%0.00%0.00%Q3 2017Q3 20171
UNITED SERVICES AUTOMOBILE ASSOCIATION 110.00%0.00%0.00%Q2 2018Q2 20181
Integrated Advisors Network LLC 110.01%0.01%0.01%Q4 2019Q4 20191
B. Riley Wealth Management, Inc. 110.02%0.02%0.02%Q2 2014Q2 20141
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q2 2015Q2 20151
KMS FINANCIAL SERVICES, INC 110.02%0.02%0.02%Q2 2014Q2 20141
HOWARD WEALTH MANAGEMENT, LLC 110.02%0.02%0.02%Q4 2019Q4 20191
Investors Research Corp 110.00%0.00%0.00%Q1 2022Q1 20221
Squarepoint Ops LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Chapwood Capital Investment Management, LLC 112.30%2.30%2.30%Q4 2019Q4 20191
CALTON & ASSOCIATES, INC. 110.02%0.02%0.02%Q3 2019Q3 20191
Requisite Capital Management, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Virtu Financial LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Portfolio Strategies, Inc. 110.00%0.00%0.00%Q4 2017Q4 20171
Hatteras Investment Partners, LP 110.15%0.15%0.15%Q3 2015Q3 20151
Klingman & Associates, LLC 110.04%0.04%0.04%Q4 2018Q4 20181
Brookstone Capital Management 110.00%0.00%0.00%Q2 2015Q2 20151
Cornerstone Wealth Management, LLC 110.05%0.05%0.05%Q3 2018Q3 20181
AFFINIA FINANCIAL GROUP, LLC 110.06%0.06%0.06%Q1 2021Q1 20211
FIRST NEW YORK SECURITIES LLC /NY 110.00%0.00%0.00%Q3 2014Q3 20141
Ground Swell Capital, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Sigma Planning Corp 110.00%0.00%0.00%Q1 2021Q1 20211
Independence Trust CO 110.06%0.06%0.06%Q4 2017Q4 20171
Adalta Capital Management LLC 110.04%0.04%0.04%Q4 2019Q4 20191
Chicago Partners Investment Group LLC 110.00%0.00%0.00%Q3 2018Q3 20181
First Horizon Advisors, Inc. 110.03%0.03%0.03%Q2 2014Q2 20141
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q1 2020Q1 20201
ExodusPoint Capital Management, LP 110.00%0.00%0.00%Q1 2020Q1 20201
NOMURA HOLDINGS INC 110.01%0.01%0.01%Q4 2020Q4 20201
B. Riley Wealth Advisors, Inc. 110.01%0.01%0.01%Q2 2014Q2 20141
NEW ENGLAND SECURITIES CORP /MA/ 110.00%0.00%0.00%Q2 2014Q2 20141
TFS CAPITAL LLC 110.01%0.01%0.01%Q1 2016Q1 20161
Valley Brook Capital Group, Inc. 110.02%0.02%0.02%Q4 2020Q4 20201
Waldron Private Wealth LLC 110.02%0.02%0.02%Q2 2018Q2 20181
V Wealth Advisors LLC 110.01%0.01%0.01%Q2 2020Q2 20201
TRUST & FIDUCIARY MANAGEMENT SERVICES INC 111.10%1.10%1.10%Q3 2014Q3 20141
PenderFund Capital Management Ltd. 110.08%0.08%0.08%Q1 2020Q1 20201
MIO Partners, Inc. 1182.84%82.84%82.84%Q4 2020Q4 20201
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q3 2017Q3 20171
Karpus Management, Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
Spire Wealth Management 110.01%0.01%0.01%Q1 2021Q1 20211
AE Wealth Management LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Fort Warren Capital Management, LP 110.12%0.12%0.12%Q4 2015Q4 20151
Eos Management, L.P. 110.12%0.12%0.12%Q4 2015Q4 20151
CLEAR STREET MARKETS LLC 110.01%0.01%0.01%Q2 2015Q2 20151
VERUS CAPITAL PARTNERS, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
TradeLink Global Equity LLC 110.13%0.13%0.13%Q4 2014Q4 20141
Disciplined Investments, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
REGENTATLANTIC CAPITAL LLC 110.03%0.03%0.03%Q3 2019Q3 20191
OLD MISSION CAPITAL LLC 110.06%0.06%0.06%Q4 2018Q4 20181
MANAGED ACCOUNT ADVISORS LLC 110.00%0.00%0.00%Q1 2015Q1 20151
CHOREO, LLC 110.01%0.01%0.01%Q2 2017Q2 20171
SEGALL BRYANT & HAMILL, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Partnervest Advisory Services LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Sound Point Capital Management, LP 110.90%0.90%0.90%Q4 2015Q4 20151
Voit & Company, LLC 110.12%0.12%0.12%Q4 2019Q4 20191
External links

This page lists all the filers that currently own VOYA PRIME RATE TR or have owned VOYA PRIME RATE TR in the past.