Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
CPWM, LLC | 38 | 38 | 0.02% | 0.05% | 0.09% | Q4 2011 | Q1 2021 | 38 |
STIFEL FINANCIAL CORP | 28 | 28 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2021 | 28 |
LPL Financial LLC | 28 | 28 | 0.00% | 0.00% | 0.02% | Q2 2014 | Q1 2021 | 28 |
FIFTH THIRD BANCORP | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 28 |
JPMORGAN CHASE & CO | 28 | 28 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2021 | 28 |
WEDBUSH SECURITIES INC | 28 | 28 | 0.01% | 0.04% | 0.05% | Q2 2014 | Q1 2021 | 28 |
PNC FINANCIAL SERVICES GROUP, INC. | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 28 |
MORGAN STANLEY | 28 | 28 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q1 2021 | 28 |
BANK OF AMERICA CORP /DE/ | 28 | 28 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2021 | 28 |
Capital Advisors, Ltd. LLC | 28 | 28 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q1 2021 | 28 |
RAYMOND JAMES & ASSOCIATES | 28 | 28 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2021 | 28 |
ROYAL BANK OF CANADA | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 28 |
WELLS FARGO & COMPANY/MN | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 28 |
Neuberger Berman Group LLC | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 28 |
North Star Investment Management Corp. | 20 | 7 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 27 |
SeaBridge Investment Advisors LLC | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2020 | 27 |
AMERIPRISE FINANCIAL INC | 25 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 27 |
Invesco Ltd. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2020 | 27 |
Baillie Gifford | 23 | 4 | 0.00% | 0.03% | 0.07% | Q4 2014 | Q3 2021 | 27 |
Capital Investment Advisors, LLC | 27 | 27 | 0.01% | 0.04% | 0.12% | Q3 2014 | Q1 2021 | 27 |
Gradient Investments LLC | 14 | 13 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2021 | 27 |
CITIGROUP INC | 26 | 26 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2020 | 26 |
UBS Group AG | 26 | 26 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2021 | 26 |
Sandy Spring Bank | 25 | 25 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2021 | 25 |
INVESTMENT PARTNERS, LTD. | 18 | 7 | 0.06% | 0.13% | 0.46% | Q4 2014 | Q1 2021 | 25 |
Cetera Advisors LLC | 14 | 3 | 0.02% | 0.09% | 0.15% | Q2 2014 | Q1 2021 | 25 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 22 | 3 | 0.03% | 1.45% | 3.36% | Q4 2014 | Q1 2021 | 25 |
SHUFRO ROSE & CO LLC | 24 | 24 | 0.01% | 0.06% | 0.10% | Q2 2015 | Q1 2021 | 24 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 24 | 24 | 0.00% | 0.02% | 0.06% | Q2 2014 | Q1 2020 | 24 |
QCI ASSET MANAGEMENT INC/NY | 24 | 24 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2020 | 24 |
WealthTrust Axiom LLC | 24 | 24 | 0.02% | 0.03% | 0.04% | Q2 2014 | Q1 2020 | 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 23 | 23 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q4 2019 | 23 |
EATON VANCE MANAGEMENT | 16 | 7 | 0.01% | 0.02% | 0.02% | Q2 2015 | Q1 2021 | 23 |
Asset Planning Services, Ltd. | 22 | 1 | 0.24% | 0.61% | 1.26% | Q2 2015 | Q1 2021 | 23 |
Autus Asset Management, LLC | 22 | 22 | 0.04% | 0.14% | 0.36% | Q4 2015 | Q1 2021 | 22 |
WHITTIER TRUST CO | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
BANK OF MONTREAL /CAN/ | 21 | 21 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2019 | 21 |
Creative Planning | 19 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2020 | 20 |
Raymond James Financial Services Advisors, Inc. | 13 | 7 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q1 2021 | 20 |
Jaffetilchin Investment Partners, LLC | 9 | 1 | 0.00% | 0.04% | 0.09% | Q1 2015 | Q2 2021 | 20 |
Westchester Capital Management, LLC | 14 | 6 | 0.01% | 0.07% | 0.15% | Q4 2015 | Q1 2021 | 20 |
Cetera Advisor Networks LLC | 15 | 5 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q3 2019 | 20 |
GUGGENHEIM CAPITAL LLC | 20 | 20 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q1 2019 | 20 |
1832 Asset Management L.P. | 19 | 19 | 0.00% | 0.02% | 0.04% | Q2 2014 | Q4 2018 | 19 |
First Allied Advisory Services, Inc. | 19 | 19 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q4 2018 | 19 |
ENVESTNET ASSET MANAGEMENT INC | 11 | 2 | 0.00% | 0.01% | 0.03% | Q2 2014 | Q1 2021 | 19 |
Eidelman Virant Capital | 18 | 1 | 0.05% | 0.06% | 0.07% | Q2 2014 | Q2 2019 | 19 |
MARINER INVESTMENT GROUP LLC | 10 | 1 | 0.05% | 0.65% | 1.26% | Q2 2014 | Q1 2021 | 18 |
HighTower Advisors, LLC | 14 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 18 |
HUNTINGTON NATIONAL BANK | 11 | 7 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q4 2019 | 18 |
Allworth Financial LP | 17 | 17 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2019 | 17 |
Perennial Advisors, LLC | 17 | 17 | 0.02% | 0.03% | 0.04% | Q1 2017 | Q1 2021 | 17 |
Cambridge Investment Research Advisors, Inc. | 16 | 1 | 0.00% | 0.02% | 0.04% | Q3 2014 | Q2 2019 | 17 |
Advisors Asset Management, Inc. | 17 | 17 | 0.01% | 0.02% | 0.05% | Q2 2015 | Q2 2019 | 17 |
Penserra Capital Management LLC | 12 | 5 | 0.00% | 0.04% | 0.15% | Q4 2015 | Q4 2020 | 17 |
Ausdal Financial Partners, Inc. | 16 | 16 | 0.01% | 0.07% | 0.12% | Q2 2017 | Q1 2021 | 16 |
SANDERS MORRIS HARRIS LLC | 16 | 16 | 0.01% | 0.02% | 0.03% | Q1 2016 | Q4 2019 | 16 |
Saba Capital Management, L.P. | 11 | 2 | 0.00% | 3.02% | 6.98% | Q2 2014 | Q1 2021 | 16 |
Shaker Financial Services, LLC | 4 | 1 | 0.06% | 0.33% | 0.78% | Q2 2014 | Q1 2021 | 16 |
HCR Wealth Advisors | 6 | 4 | 0.01% | 0.05% | 0.08% | Q4 2016 | Q1 2021 | 16 |
BESSEMER GROUP INC | 15 | 15 | 0.01% | 0.04% | 0.06% | Q1 2015 | Q3 2018 | 15 |
SIT INVESTMENT ASSOCIATES INC | 15 | 15 | 0.00% | 0.16% | 0.41% | Q3 2017 | Q1 2021 | 15 |
DOLIVER ADVISORS, LP | 13 | 1 | 0.03% | 0.12% | 0.55% | Q3 2014 | Q2 2020 | 15 |
RMB Capital Management, LLC | 15 | 15 | 0.00% | 0.04% | 0.14% | Q1 2016 | Q3 2019 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 10 | 5 | 0.02% | 1.15% | 2.32% | Q4 2014 | Q4 2018 | 15 |
Kovitz Investment Group Partners, LLC | 15 | 15 | 0.01% | 0.02% | 0.03% | Q1 2016 | Q3 2019 | 15 |
INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 14 | 14 | 1.80% | 5.56% | 8.15% | Q4 2017 | Q1 2021 | 14 |
Commonwealth Equity Services, Inc | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2017 | 14 |
COMMONWEALTH EQUITY SERVICES, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2021 | 14 |
Bank of New York Mellon Corp | 12 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 14 |
SEI INVESTMENTS CO | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2018 | 14 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2021 | 14 |
PARK AVENUE SECURITIES LLC | 14 | 14 | 0.01% | 0.03% | 0.04% | Q4 2017 | Q1 2021 | 14 |
NATIONAL PLANNING CORP | 14 | 14 | 0.01% | 0.02% | 0.02% | Q2 2014 | Q3 2017 | 14 |
Private Capital Group, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2021 | 14 |
Relative Value Partners Group, LLC | 14 | 14 | 0.08% | 1.59% | 2.09% | Q4 2017 | Q1 2021 | 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 7 | 6 | 0.20% | 0.40% | 0.85% | Q3 2017 | Q1 2021 | 13 |
PRUDENTIAL PLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2020 | 13 |
Patriot Financial Group Insurance Agency, LLC | 9 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2020 | 13 |
Ledyard National Bank | 13 | 13 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q4 2018 | 13 |
Geneos Wealth Management Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2019 | 13 |
WFG Advisors, LP | 13 | 13 | 0.00% | 0.05% | 0.09% | Q2 2014 | Q2 2017 | 13 |
WOLVERINE ASSET MANAGEMENT LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q4 2020 | 13 |
IFP Advisors, Inc | 12 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2019 | 13 |
MILLENNIUM MANAGEMENT LLC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2020 | 13 |
Ionic Capital Management LLC | 10 | 3 | 0.02% | 0.11% | 0.29% | Q2 2016 | Q4 2019 | 13 |
ROBINSON CAPITAL MANAGEMENT, LLC | 8 | 1 | 0.00% | 1.25% | 5.46% | Q2 2014 | Q4 2020 | 12 |
Carroll Financial Associates, Inc. | 5 | 2 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2019 | 12 |
Steward Partners Investment Advisory, LLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2021 | 12 |
STEPHENS INC /AR/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2021 | 12 |
LOOMIS SAYLES & CO L P | 11 | 11 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q3 2017 | 11 |
KCM INVESTMENT ADVISORS LLC | 11 | 11 | 0.01% | 0.02% | 0.02% | Q3 2018 | Q1 2021 | 11 |
CREDIT SUISSE AG/ | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2016 | 11 |
Janney Montgomery Scott LLC | 7 | 4 | 0.00% | 0.01% | 0.05% | Q3 2014 | Q2 2017 | 11 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2021 | 11 |
JANUS HENDERSON GROUP PLC | 11 | 11 | 0.02% | 0.04% | 0.07% | Q3 2014 | Q1 2017 | 11 |
COMERICA SECURITIES INC | 10 | 10 | 0.11% | 0.22% | 0.35% | Q2 2016 | Q3 2018 | 10 |
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 10 | 10 | 0.01% | 0.06% | 0.09% | Q4 2015 | Q1 2018 | 10 |
OAK HILL ADVISORS LP | 10 | 10 | 0.31% | 2.64% | 7.07% | Q4 2018 | Q1 2021 | 10 |
Lido Advisors, LLC | 10 | 10 | 0.00% | 0.02% | 0.05% | Q4 2017 | Q1 2020 | 10 |
Next Capital Management LLC | 10 | 10 | 0.04% | 4.41% | 5.87% | Q4 2018 | Q1 2021 | 10 |
Winslow, Evans & Crocker, Inc. | 5 | 5 | 0.00% | 0.01% | 0.07% | Q2 2014 | Q4 2017 | 10 |
Horizon Kinetics | 10 | 10 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q3 2016 | 10 |
Virtu KCG Holdings LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q2 2017 | 10 |
NEWGATE CAPITAL MANAGEMENT LLC | 10 | 10 | 1.15% | 3.66% | 6.37% | Q1 2014 | Q2 2016 | 10 |
Certified Advisory Corp | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2020 | 10 |
PINNACLE ASSOCIATES LTD | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2020 | 10 |
GREAT LAKES ADVISORS, LLC | 5 | 4 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2016 | 9 |
FNY Investment Advisers, LLC | 7 | 2 | 0.00% | 0.04% | 0.17% | Q3 2018 | Q1 2021 | 9 |
OTA Financial Group L.P. | 3 | 1 | 0.20% | 0.38% | 0.69% | Q4 2014 | Q3 2020 | 9 |
BLACKROCK ADVISORS LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2016 | 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 5 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2019 | 9 |
Investors Capital Advisory Services | 9 | 9 | 0.02% | 0.03% | 0.03% | Q2 2014 | Q2 2016 | 9 |
Trust Asset Management LLC | 6 | 1 | 0.44% | 1.45% | 1.87% | Q3 2011 | Q1 2016 | 9 |
GenTrust, LLC | 8 | 8 | 0.05% | 0.09% | 0.17% | Q4 2016 | Q3 2018 | 8 |
Blume Capital Management, Inc. | 8 | 8 | 0.01% | 0.02% | 0.02% | Q2 2014 | Q1 2016 | 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2021 | 8 |
Virtus ETF Advisers LLC | 8 | 8 | 0.09% | 0.32% | 0.61% | Q2 2019 | Q1 2021 | 8 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 6 | 2 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q3 2018 | 8 |
Capital Analysts, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2019 | 8 |
Copperwynd Financial, LLC | 6 | 2 | 0.05% | 0.07% | 0.15% | Q4 2017 | Q4 2019 | 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 1 | 0.01% | 0.03% | 0.08% | Q3 2015 | Q4 2020 | 8 |
AMERICAN INTERNATIONAL GROUP, INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2016 | 8 |
NTV ASSET MANAGEMENT LLC | 8 | 8 | 0.08% | 0.10% | 0.11% | Q1 2017 | Q4 2018 | 8 |
Integrated Investment Consultants, LLC | 8 | 8 | 0.03% | 0.04% | 0.05% | Q4 2015 | Q3 2017 | 8 |
Thomas J. Herzfeld Advisors, Inc. | 8 | 8 | 0.06% | 0.78% | 1.16% | Q4 2017 | Q3 2019 | 8 |
ELEMENT POINTE ADVISORS, LLC | 8 | 8 | 0.03% | 0.06% | 0.08% | Q4 2018 | Q3 2020 | 8 |
Brinker Capital Investments, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2019 | 8 |
TWO SIGMA SECURITIES, LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q2 2017 | Q2 2019 | 8 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 8 | 8 | 0.04% | 0.08% | 0.12% | Q2 2019 | Q1 2021 | 8 |
GREATMARK INVESTMENT PARTNERS, INC. | 8 | 8 | 0.02% | 0.03% | 0.04% | Q2 2018 | Q1 2020 | 8 |
SG Americas Securities, LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q2 2018 | 7 |
MANCHESTER FINANCIAL INC | 6 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q1 2021 | 7 |
Financial Enhancement Group LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2019 | 7 |
MSI Financial Services Inc | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 7 |
JANE STREET GROUP, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2020 | 7 |
Sather Financial Group Inc | 7 | 7 | 0.06% | 0.08% | 0.11% | Q2 2014 | Q4 2015 | 7 |
OPPENHEIMER & CO INC | 3 | 2 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q1 2021 | 7 |
Pinnacle Summer Investments, Inc. | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2015 | 7 |
American Portfolios Advisors | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2020 | 7 |
GOLDMAN SACHS GROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2021 | 7 |
Walleye Trading LLC | 4 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 6 |
Rockefeller Capital Management L.P. | 4 | 2 | 0.00% | 0.02% | 0.03% | Q1 2019 | Q1 2021 | 6 |
CLOUGH CAPITAL PARTNERS L P | 6 | 6 | 0.02% | 0.19% | 0.33% | Q3 2019 | Q4 2020 | 6 |
Bain Capital Credit, LP | 2 | 2 | 1.12% | 3.06% | 5.72% | Q3 2014 | Q4 2016 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
Barrington Strategic Wealth Management Group LLC | 6 | 6 | 0.07% | 0.11% | 0.16% | Q2 2014 | Q3 2015 | 6 |
ICONIQ Capital, LLC | 6 | 6 | 0.02% | 0.07% | 0.17% | Q2 2014 | Q3 2015 | 6 |
Firestone Capital Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2021 | 6 |
FIRST FOUNDATION ADVISORS | 6 | 6 | 0.01% | 0.02% | 0.04% | Q4 2019 | Q1 2021 | 6 |
Kerntke Otto McGlone Wealth Management Group | 6 | 6 | 0.05% | 0.06% | 0.08% | Q4 2019 | Q1 2021 | 6 |
Bulldog Investors, LLP | 5 | 5 | 0.22% | 1.99% | 4.51% | Q1 2020 | Q1 2021 | 5 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2020 | 5 |
6 Meridian | 5 | 5 | 0.08% | 0.10% | 0.13% | Q3 2018 | Q3 2019 | 5 |
MERCER GLOBAL ADVISORS INC /ADV | 5 | 5 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q1 2020 | 5 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2019 | 5 |
NEXT Financial Group, Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2017 | 5 |
Prospera Financial Services Inc | 5 | 5 | 0.01% | 0.03% | 0.04% | Q1 2015 | Q1 2016 | 5 |
Q Global Advisors, LLC | 5 | 5 | 0.42% | 0.65% | 0.93% | Q4 2018 | Q4 2019 | 5 |
Almitas Capital LLC | 2 | 1 | 0.06% | 0.91% | 3.58% | Q4 2018 | Q4 2020 | 5 |
SUNTRUST BANKS INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 5 |
Platform Technology Partners | 5 | 5 | 0.14% | 0.36% | 1.07% | Q4 2019 | Q4 2020 | 5 |
D. E. Shaw & Co., Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2021 | 5 |
COMERICA SECURITIES,INC. | 5 | 5 | 0.01% | 0.01% | 0.03% | Q2 2019 | Q2 2020 | 5 |
OSAIC HOLDINGS, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2021 | 5 |
D.A. DAVIDSON & CO. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2017 | 5 |
Cutter & CO Brokerage, Inc. | 5 | 5 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2019 | 5 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.01% | 0.03% | Q2 2017 | Q3 2018 | 4 |
Risk Paradigm Group, LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q3 2015 | Q3 2016 | 4 |
Parallel Advisors, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q4 2017 | 4 |
Wealthspire Advisors, L.P. | 4 | 4 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q1 2018 | 4 |
Integrated Wealth Management | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2016 | 4 |
Kovack Advisors, Inc. | 2 | 2 | 0.04% | 0.05% | 0.08% | Q3 2014 | Q3 2015 | 4 |
MACKAY SHIELDS LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2021 | 4 |
AMUNDI ASSET MANAGEMENT US, INC. | 4 | 4 | 0.01% | 0.02% | 0.02% | Q2 2018 | Q1 2019 | 4 |
Plante Moran Financial Advisors, LLC | 2 | 1 | 0.00% | 0.04% | 0.06% | Q4 2014 | Q4 2020 | 4 |
AVANTAX ADVISORY SERVICES, INC. | 3 | 1 | 0.00% | 0.01% | 0.01% | Q3 2019 | Q3 2020 | 4 |
Walleye Capital LLC | 2 | 1 | 0.01% | 0.02% | 0.06% | Q3 2018 | Q2 2020 | 4 |
Realta Investment Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
SIGNATUREFD, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
Bruderman Asset Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 4 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
AQR Arbitrage LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2015 | 4 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 4 |
CORNERSTONE ADVISORS INC | 4 | 4 | 0.17% | 0.37% | 0.47% | Q2 2014 | Q1 2015 | 4 |
A. D. Beadell Investment Counsel, Inc. | 4 | 4 | 0.62% | 0.71% | 0.78% | Q1 2018 | Q4 2018 | 4 |
Newbridge Financial Services Group, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q1 2021 | 3 |
WESTPORT RESOURCES MANAGEMENT INC | 3 | 3 | 0.03% | 0.03% | 0.04% | Q2 2014 | Q4 2014 | 3 |
Qube Research & Technologies Ltd | 3 | 3 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q1 2021 | 3 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 3 | 3 | 0.01% | 0.02% | 0.03% | Q3 2020 | Q1 2021 | 3 |
PATHSTONE FAMILY OFFICE, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2020 | 3 |
REILLY FINANCIAL ADVISORS, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2015 | 3 |
Dynamic Advisor Solutions LLC | 3 | 3 | 0.01% | 0.02% | 0.02% | Q1 2019 | Q3 2019 | 3 |
Vident Investment Advisory, LLC | 3 | 3 | 0.10% | 0.14% | 0.17% | Q1 2019 | Q3 2019 | 3 |
DEUTSCHE BANK AG\ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2019 | 3 |
Corient Capital Partners, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q4 2017 | 3 |
FLAGSHIP HARBOR ADVISORS, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
Bison Wealth, LLC | 3 | 3 | 0.03% | 0.04% | 0.04% | Q2 2015 | Q4 2015 | 3 |
Kestra Advisory Services, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2021 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.07% | 0.14% | Q4 2015 | Q4 2018 | 3 |
Alpine Global Management, LLC | 1 | 1 | 0.00% | 0.02% | 0.03% | Q2 2015 | Q4 2018 | 3 |
Yorktown Management & Research Co Inc | 3 | 3 | 0.03% | 0.03% | 0.04% | Q1 2015 | Q3 2015 | 3 |
OPTIMUM INVESTMENT ADVISORS | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q4 2014 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
Crosspoint Capital Strategies, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2014 | 3 |
Kohlberg Kravis Roberts & Co. L.P. | 2 | 1 | 0.03% | 0.04% | 0.06% | Q3 2015 | Q1 2021 | 3 |
IHT Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2017 | 3 |
USCA RIA LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q1 2021 | 3 |
BOOTHBAY FUND MANAGEMENT, LLC | 3 | 3 | 0.10% | 0.14% | 0.18% | Q3 2020 | Q1 2021 | 3 |
US BANCORP \DE\ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2017 | 3 |
MYCIO WEALTH PARTNERS, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
Advisory Services Network, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
M&T BANK CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
BEESE FULMER INVESTMENT MANAGEMENT, INC. | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2016 | 3 |
BLB&B Advisors, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q1 2015 | 3 |
Gary Goldberg Planning Services Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 3 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.14% | 0.45% | 0.75% | Q2 2018 | Q3 2018 | 2 |
Yakira Capital Management, Inc. | 2 | 2 | 0.01% | 0.02% | 0.02% | Q3 2020 | Q4 2020 | 2 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2021 | 2 |
Beach Point Capital Management LP | 2 | 2 | 0.86% | 1.19% | 1.52% | Q1 2019 | Q2 2019 | 2 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2018 | 2 |
Paloma Partners Management Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2017 | 2 |
Sowell Financial Services LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
Royal Fund Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q3 2020 | 2 |
Bramshill Investments, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q4 2017 | 2 |
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q4 2018 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
LGL PARTNERS, LLC | 2 | 2 | 0.04% | 0.07% | 0.09% | Q2 2020 | Q3 2020 | 2 |
CSS LLC/IL | 2 | 2 | 0.04% | 0.08% | 0.13% | Q4 2020 | Q1 2021 | 2 |
Lumature Wealth Partners, LLC | 2 | 2 | 0.04% | 0.06% | 0.08% | Q4 2020 | Q1 2021 | 2 |
Trinity Legacy Partners, LLC | 2 | 2 | 0.02% | 0.03% | 0.04% | Q2 2019 | Q3 2019 | 2 |
Rezny Wealth Management, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
IMA Wealth, Inc. | 2 | 2 | 0.24% | 0.31% | 0.38% | Q2 2014 | Q3 2014 | 2 |
Vivaldi Capital Management LP | 2 | 2 | 0.69% | 0.73% | 0.77% | Q3 2019 | Q4 2019 | 2 |
ICON ADVISERS INC/CO | 2 | 2 | 0.32% | 0.41% | 0.50% | Q4 2020 | Q1 2021 | 2 |
CTC Alternative Strategies, Ltd. | 2 | 2 | 0.30% | 0.57% | 0.84% | Q4 2014 | Q1 2015 | 2 |
WealthBridge Capital Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q1 2019 | 2 |
UBS AG | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2014 | 2 |
Successful Portfolios LLC | 2 | 2 | 0.06% | 0.06% | 0.07% | Q4 2017 | Q1 2018 | 2 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2017 | 2 |
&PARTNERS | 2 | 2 | 0.15% | 0.16% | 0.17% | Q4 2018 | Q1 2019 | 2 |
SHEPHERD KAPLAN KROCHUK, LLC | 2 | 2 | 0.26% | 0.29% | 0.32% | Q2 2018 | Q3 2018 | 2 |
1919 Investment Counsel, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q2 2020 | 2 |
Traynor Capital Management, Inc. | 2 | 2 | 0.04% | 0.04% | 0.05% | Q1 2017 | Q2 2017 | 2 |
NORTHERN TRUST CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
DRW Securities, LLC | 2 | 2 | 0.04% | 0.05% | 0.06% | Q4 2014 | Q1 2015 | 2 |
BlackRock Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2017 | 2 |
Financial Architects, Inc | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2014 | 2 |
RWA WEALTH PARTNERS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
Family Management Corp | 2 | 2 | 0.12% | 0.12% | 0.12% | Q4 2020 | Q1 2021 | 2 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 2 |
BlackRock Investment Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
AMUSSEN HUNSAKER ASSOCIATES LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q3 2018 | 2 |
Laurion Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2017 | 2 |
STEEL GROVE CAPITAL ADVISORS, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2015 | Q1 2015 | 1 |
SVB WEALTH LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Clearstead Advisors, LLC | 1 | 1 | 0.23% | 0.23% | 0.23% | Q3 2017 | Q3 2017 | 1 |
Janney Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
UNITED SERVICES AUTOMOBILE ASSOCIATION | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Integrated Advisors Network LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
B. Riley Wealth Management, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q2 2014 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
KMS FINANCIAL SERVICES, INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q2 2014 | 1 |
HOWARD WEALTH MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
Investors Research Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Chapwood Capital Investment Management, LLC | 1 | 1 | 2.30% | 2.30% | 2.30% | Q4 2019 | Q4 2019 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q3 2019 | 1 |
Requisite Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Portfolio Strategies, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Hatteras Investment Partners, LP | 1 | 1 | 0.15% | 0.15% | 0.15% | Q3 2015 | Q3 2015 | 1 |
Klingman & Associates, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q4 2018 | 1 |
Brookstone Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2018 | Q3 2018 | 1 |
AFFINIA FINANCIAL GROUP, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2021 | Q1 2021 | 1 |
FIRST NEW YORK SECURITIES LLC /NY | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Sigma Planning Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Independence Trust CO | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2017 | Q4 2017 | 1 |
Adalta Capital Management LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
Chicago Partners Investment Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
First Horizon Advisors, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2014 | Q2 2014 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
NEW ENGLAND SECURITIES CORP /MA/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Valley Brook Capital Group, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Waldron Private Wealth LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
V Wealth Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 1 | 1 | 1.10% | 1.10% | 1.10% | Q3 2014 | Q3 2014 | 1 |
PenderFund Capital Management Ltd. | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2020 | Q1 2020 | 1 |
MIO Partners, Inc. | 1 | 1 | 82.84% | 82.84% | 82.84% | Q4 2020 | Q4 2020 | 1 |
FIRST MANHATTAN CO. LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Karpus Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Spire Wealth Management | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
AE Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
Fort Warren Capital Management, LP | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2015 | Q4 2015 | 1 |
Eos Management, L.P. | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2015 | Q4 2015 | 1 |
CLEAR STREET MARKETS LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
VERUS CAPITAL PARTNERS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2014 | Q4 2014 | 1 |
Disciplined Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
REGENTATLANTIC CAPITAL LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2019 | Q3 2019 | 1 |
OLD MISSION CAPITAL LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2018 | Q4 2018 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
CHOREO, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
SEGALL BRYANT & HAMILL, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Partnervest Advisory Services LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Sound Point Capital Management, LP | 1 | 1 | 0.90% | 0.90% | 0.90% | Q4 2015 | Q4 2015 | 1 |
Voit & Company, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2019 | Q4 2019 | 1 |
External links
This page lists all the filers that currently own VOYA PRIME RATE TR or have owned VOYA PRIME RATE TR in the past.