Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 40 | 40 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 85 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 43 |
Citadel Advisors | 20 | 1 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 42 | 42 | 0.00% | 0.02% | 0.05% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 36 |
JANE STREET GROUP, LLC | 15 | 2 | 0.00% | 0.02% | 0.07% | Q1 2014 | Q3 2023 | 35 |
CIBC WORLD MARKET INC. | 35 | 35 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q2 2023 | 35 |
CITIGROUP INC | 19 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2023 | 33 |
Cutler Group LLC / CA | 6 | 1 | 0.00% | 0.00% | 0.03% | Q4 2015 | Q3 2023 | 32 |
IFP Advisors, Inc | 17 | 13 | 0.00% | 0.10% | 0.35% | Q1 2016 | Q3 2023 | 30 |
Cordasco Financial Network | 29 | 29 | 0.03% | 0.11% | 0.45% | Q2 2015 | Q2 2022 | 29 |
Cambridge Investment Research Advisors, Inc. | 10 | 4 | 0.00% | 0.01% | 0.03% | Q1 2016 | Q3 2023 | 25 |
ENVESTNET ASSET MANAGEMENT INC | 7 | 1 | 0.00% | 0.00% | 0.03% | Q1 2015 | Q3 2023 | 24 |
BLAIR WILLIAM & CO/IL | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 16 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 23 |
AMERIPRISE FINANCIAL INC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 23 |
BlackRock Inc. | 22 | 22 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2021 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.02% | Q3 2018 | Q3 2023 | 21 |
STIFEL FINANCIAL CORP | 7 | 1 | 0.00% | 0.00% | 0.04% | Q2 2015 | Q3 2023 | 21 |
Stratos Wealth Partners, LTD. | 20 | 20 | 0.02% | 0.04% | 0.21% | Q1 2016 | Q4 2020 | 20 |
FMR LLC | 12 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 20 |
Parallax Volatility Advisers, L.P. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 19 |
Advisory Services Network, LLC | 10 | 1 | 0.00% | 0.06% | 0.41% | Q1 2016 | Q1 2023 | 18 |
Allworth Financial LP | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 17 |
HARBOR INVESTMENT ADVISORY, LLC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2023 | 17 |
Tidal Investments LLC | 17 | 17 | 0.03% | 0.15% | 0.32% | Q3 2019 | Q3 2023 | 17 |
GenWealth Group, Inc. | 14 | 3 | 3.22% | 4.74% | 8.09% | Q2 2019 | Q3 2023 | 17 |
Invesco Ltd. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2022 | 17 |
Ellis Investment Partners, LLC | 16 | 1 | 0.05% | 0.10% | 0.18% | Q4 2018 | Q1 2023 | 17 |
CWM, LLC | 10 | 6 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2023 | 16 |
Paragon Advisors, LLC | 16 | 16 | 0.87% | 4.92% | 9.43% | Q4 2019 | Q3 2023 | 16 |
RAYMOND JAMES & ASSOCIATES | 6 | 1 | 0.00% | 0.01% | 0.13% | Q3 2015 | Q3 2023 | 15 |
Raymond James Financial Services Advisors, Inc. | 12 | 1 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2023 | 15 |
Qube Research & Technologies Ltd | 11 | 4 | 0.00% | 0.01% | 0.08% | Q4 2019 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.01% | 0.04% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.03% | 0.22% | Q2 2016 | Q4 2019 | 15 |
Cardan Capital Partners, LLC | 10 | 4 | 0.79% | 1.82% | 5.61% | Q4 2015 | Q1 2021 | 14 |
Pacifica Partners Inc. | 14 | 14 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q4 2023 | 14 |
Parallel Advisors, LLC | 11 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 13 |
PNC FINANCIAL SERVICES GROUP, INC. | 10 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2022 | 13 |
American Portfolios Advisors | 13 | 13 | 0.00% | 0.19% | 0.42% | Q3 2019 | Q3 2022 | 13 |
WOLVERINE TRADING, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2023 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Patriot Financial Group Insurance Agency, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2022 | 12 |
Avondale Wealth Management | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
US BANCORP \DE\ | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 12 |
GOLDMAN SACHS GROUP INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2012 | Q2 2023 | 11 |
Virtu KCG Holdings LLC | 5 | 1 | 0.00% | 0.04% | 0.13% | Q4 2013 | Q2 2017 | 11 |
Bridge Advisory, LLC | 10 | 1 | 0.82% | 1.91% | 3.80% | Q4 2020 | Q3 2023 | 11 |
RHS Financial, LLC | 11 | 11 | 0.16% | 0.25% | 0.41% | Q3 2019 | Q1 2022 | 11 |
Capital Asset Advisory Services LLC | 11 | 11 | 0.00% | 0.01% | 0.04% | Q4 2019 | Q2 2022 | 11 |
Faithward Advisors, LLC | 10 | 10 | 0.01% | 0.50% | 2.12% | Q2 2021 | Q3 2023 | 10 |
Transamerica Financial Advisors, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2018 | 10 |
FLOW TRADERS U.S. LLC | 6 | 1 | 0.02% | 0.16% | 0.32% | Q2 2020 | Q2 2023 | 10 |
JPMORGAN CHASE & CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 10 |
SevenOneSeven Capital Management | 10 | 10 | 0.01% | 0.79% | 1.74% | Q2 2021 | Q3 2023 | 10 |
West Branch Capital LLC | 10 | 10 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2023 | 10 |
Renaissance Technologies | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 9 |
HARBOUR INVESTMENTS, INC. | 5 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2023 | 9 |
Centric Wealth Management | 4 | 1 | 0.64% | 0.76% | 0.99% | Q4 2018 | Q3 2022 | 9 |
Forefront Analytics, LLC | 9 | 9 | 0.10% | 0.19% | 0.32% | Q4 2017 | Q4 2019 | 9 |
Private Advisor Group, LLC | 3 | 1 | 0.00% | 0.01% | 0.04% | Q3 2014 | Q3 2023 | 9 |
Almanack Investment Partners, LLC. | 5 | 1 | 0.03% | 0.59% | 1.86% | Q4 2016 | Q1 2022 | 9 |
Pension Partners, LLC | 3 | 1 | 4.42% | 4.67% | 5.04% | Q1 2014 | Q1 2018 | 9 |
GUGGENHEIM CAPITAL LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q1 2022 | 8 |
Atlas Financial Advisors, Inc. | 8 | 8 | 14.65% | 16.72% | 21.58% | Q4 2021 | Q3 2023 | 8 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 8 | 8 | 0.31% | 1.31% | 1.66% | Q1 2017 | Q4 2018 | 8 |
Csenge Advisory Group | 5 | 3 | 0.02% | 0.08% | 0.25% | Q2 2020 | Q3 2023 | 8 |
Cetera Advisor Networks LLC | 5 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q3 2023 | 8 |
BARCLAYS PLC | 5 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 8 |
BB&T SECURITIES, LLC | 8 | 8 | 0.00% | 0.04% | 0.17% | Q1 2016 | Q4 2017 | 8 |
SIMPLEX TRADING, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 8 |
Bogart Wealth, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
CENTAURUS FINANCIAL, INC. | 3 | 2 | 0.02% | 0.16% | 0.30% | Q4 2017 | Q3 2023 | 7 |
NVWM, LLC | 6 | 1 | 0.00% | 0.28% | 0.45% | Q1 2019 | Q4 2020 | 7 |
COMMONWEALTH EQUITY SERVICES, LLC | 5 | 1 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2023 | 7 |
Creative Planning | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2023 | 7 |
Janney Montgomery Scott LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q3 2023 | 7 |
OLIVER LAGORE VANVALIN INVESTMENT GROUP | 7 | 7 | 0.00% | 0.02% | 0.03% | Q1 2022 | Q3 2023 | 7 |
IRON Financial LLC | 7 | 7 | 0.10% | 0.16% | 0.26% | Q1 2021 | Q3 2022 | 7 |
Fermata Advisors, LLC | 6 | 6 | 0.42% | 1.19% | 3.73% | Q2 2022 | Q3 2023 | 6 |
Merit Financial Group, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
Mariner, LLC | 5 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q3 2023 | 6 |
Belpointe Asset Management LLC | 4 | 2 | 0.00% | 0.02% | 0.05% | Q4 2019 | Q1 2023 | 6 |
OneDigital Investment Advisors LLC | 6 | 6 | 0.05% | 0.06% | 0.07% | Q2 2022 | Q3 2023 | 6 |
CWA Asset Management Group, LLC | 6 | 6 | 0.04% | 0.06% | 0.08% | Q2 2022 | Q3 2023 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q3 2019 | 6 |
Gradient Investments LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2017 | 6 |
Foundations Investment Advisors, LLC | 6 | 6 | 0.01% | 0.03% | 0.06% | Q1 2020 | Q2 2021 | 6 |
MSI Financial Services Inc | 6 | 6 | 0.00% | 0.02% | 0.05% | Q3 2015 | Q4 2016 | 6 |
BCWM, LLC | 6 | 6 | 0.27% | 0.30% | 0.34% | Q2 2022 | Q3 2023 | 6 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 6 |
Cetera Investment Advisers | 4 | 2 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q3 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Ancora Advisors LLC | 6 | 6 | 0.00% | 0.02% | 0.04% | Q2 2022 | Q3 2023 | 6 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q3 2023 | 6 |
Solstein Capital, LLC | 4 | 1 | 0.70% | 1.82% | 3.34% | Q4 2018 | Q1 2020 | 5 |
BTS Asset Management, Inc. | 4 | 1 | 0.00% | 21.69% | 100.00% | Q2 2013 | Q4 2016 | 5 |
HSBC HOLDINGS PLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q4 2021 | 5 |
AE Wealth Management LLC | 5 | 5 | 0.01% | 0.04% | 0.13% | Q3 2022 | Q3 2023 | 5 |
NewSquare Capital LLC | 5 | 5 | 0.00% | 0.41% | 0.71% | Q3 2015 | Q3 2016 | 5 |
Aveo Capital Partners, LLC | 4 | 1 | 0.05% | 0.15% | 0.44% | Q2 2022 | Q3 2023 | 5 |
Geneos Wealth Management Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
NATIONAL PLANNING CORP | 2 | 1 | 0.00% | 0.14% | 0.38% | Q2 2013 | Q4 2014 | 5 |
SPROTT INC. | 5 | 5 | 0.02% | 0.02% | 0.02% | Q2 2022 | Q2 2023 | 5 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 5 |
Oakworth Capital, Inc. | 5 | 5 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q2 2018 | 5 |
Global Endowment Management, LP | 5 | 5 | 0.09% | 0.11% | 0.12% | Q4 2021 | Q4 2022 | 5 |
Concert Wealth Management Inc. | 3 | 1 | 0.00% | 0.24% | 0.46% | Q1 2015 | Q1 2017 | 5 |
FIRST FOUNDATION ADVISORS | 5 | 5 | 0.01% | 0.02% | 0.02% | Q1 2021 | Q1 2022 | 5 |
Carroll Financial Associates, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2020 | 5 |
ROCKY MOUNTAIN ADVISERS, LLC | 5 | 5 | 0.17% | 0.33% | 0.48% | Q2 2018 | Q2 2019 | 5 |
MANAGED ACCOUNT ADVISORS LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2015 | 5 |
PRIVATE TRUST CO NA | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2022 | Q3 2023 | 5 |
Ferguson Shapiro LLC | 5 | 5 | 0.10% | 3.54% | 7.27% | Q3 2021 | Q3 2022 | 5 |
Q3 Asset Management | 5 | 5 | 0.18% | 0.36% | 0.52% | Q3 2022 | Q3 2023 | 5 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 4 | 4 | 0.12% | 0.21% | 0.28% | Q4 2019 | Q3 2020 | 4 |
HCR Wealth Advisors | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q3 2020 | 4 |
CONFLUENCE INVESTMENT MANAGEMENT LLC | 3 | 1 | 0.01% | 0.04% | 0.11% | Q4 2020 | Q4 2022 | 4 |
EnTrustPermal Management LLC | 4 | 4 | 2.33% | 3.22% | 4.22% | Q4 2015 | Q3 2016 | 4 |
Spire Wealth Management | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
SIGNATUREFD, LLC | 4 | 4 | 0.01% | 0.02% | 0.03% | Q3 2015 | Q2 2016 | 4 |
Vertex Planning Partners, LLC | 4 | 4 | 0.84% | 1.05% | 1.25% | Q4 2022 | Q3 2023 | 4 |
Walleye Capital LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q1 2022 | Q3 2023 | 4 |
Delos Wealth Advisors, LLC | 2 | 2 | 0.02% | 0.03% | 0.03% | Q2 2022 | Q3 2023 | 4 |
Hudock, Inc. | 2 | 1 | 0.00% | 0.01% | 0.02% | Q2 2016 | Q1 2021 | 4 |
O'Dell Group, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2023 | 4 |
Phoenix Wealth Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
HighTower Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q2 2023 | 4 |
Newbridge Financial Services Group, Inc. | 2 | 2 | 0.00% | 0.03% | 0.07% | Q3 2022 | Q3 2023 | 4 |
Lavaca Capital LLC | 4 | 4 | 1.01% | 1.23% | 1.36% | Q4 2022 | Q3 2023 | 4 |
Horizon Wealth Management, LLC | 4 | 4 | 0.18% | 5.94% | 11.25% | Q4 2022 | Q3 2023 | 4 |
Hamilton Wealth, LLC | 4 | 4 | 0.08% | 2.31% | 4.00% | Q4 2022 | Q3 2023 | 4 |
Kestra Advisory Services, LLC | 3 | 1 | 0.00% | 0.02% | 0.03% | Q3 2020 | Q3 2022 | 4 |
Savior LLC | 4 | 4 | 0.02% | 3.24% | 8.46% | Q4 2022 | Q3 2023 | 4 |
Stratos Wealth Advisors, LLC | 3 | 1 | 0.03% | 0.04% | 0.07% | Q2 2022 | Q2 2023 | 4 |
EATON VANCE MANAGEMENT | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 2 | 1 | 0.00% | 0.26% | 0.68% | Q4 2020 | Q1 2023 | 3 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q2 2023 | 3 |
Heirloom Wealth Management | 3 | 3 | 0.11% | 2.93% | 4.47% | Q1 2023 | Q3 2023 | 3 |
CONSILIO WEALTH ADVISORS, LLC | 3 | 3 | 1.55% | 1.80% | 1.96% | Q1 2023 | Q3 2023 | 3 |
BALDWIN BROTHERS LLC/MA | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q4 2023 | 3 |
COMERICA BANK | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 3 |
SII INVESTMENTS INC/WI | 2 | 1 | 0.03% | 0.03% | 0.04% | Q4 2014 | Q4 2017 | 3 |
Provident Wealth Management, LLC | 3 | 3 | 0.91% | 1.06% | 1.18% | Q1 2023 | Q3 2023 | 3 |
First Allied Advisory Services, Inc. | 1 | 1 | 0.00% | 0.03% | 0.05% | Q1 2016 | Q3 2018 | 3 |
NewEdge Advisors, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
CAPITAL GUARDIAN TRUST CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
Koshinski Asset Management, Inc. | 2 | 1 | 0.00% | 0.06% | 0.10% | Q1 2022 | Q3 2023 | 3 |
NIEMANN CAPITAL MANAGEMENT INC | 3 | 3 | 0.83% | 1.32% | 2.23% | Q4 2019 | Q2 2020 | 3 |
ALTFEST L J & CO INC | 1 | 1 | 0.52% | 1.04% | 2.04% | Q1 2022 | Q1 2023 | 3 |
Sigma Planning Corp | 1 | 1 | 0.01% | 0.02% | 0.05% | Q3 2020 | Q4 2022 | 3 |
MUFG Americas Holdings Corp | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q2 2011 | 3 |
SRS Capital Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
DELPHI FINANCIAL GROUP, INC. | 3 | 3 | 0.34% | 0.41% | 0.51% | Q1 2023 | Q3 2023 | 3 |
IFG Advisory, LLC | 3 | 3 | 0.03% | 0.04% | 0.05% | Q2 2020 | Q4 2020 | 3 |
Headlands Technologies LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Main Management LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 3 |
NEXT Financial Group, Inc | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q3 2016 | 3 |
Intellectus Partners, LLC | 3 | 3 | 0.08% | 0.12% | 0.15% | Q3 2022 | Q1 2023 | 3 |
Kingfisher Capital LLC | 3 | 3 | 0.07% | 0.09% | 0.10% | Q1 2020 | Q3 2020 | 3 |
Merriman Wealth Management, LLC | 3 | 3 | 0.37% | 0.40% | 0.46% | Q1 2022 | Q3 2022 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.01% | 4.56% | 6.90% | Q4 2022 | Q3 2023 | 3 |
Venturi Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Trek Financial, LLC | 1 | 1 | 0.02% | 0.07% | 0.11% | Q3 2019 | Q1 2023 | 3 |
Covestor Ltd | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
Glassman Wealth Services | 2 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q3 2023 | 3 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 3 | 3 | 0.26% | 0.33% | 0.46% | Q1 2020 | Q3 2020 | 3 |
Gladstone Institutional Advisory LLC | 2 | 2 | 0.50% | 0.76% | 1.01% | Q4 2022 | Q1 2023 | 2 |
Hoxton Planning & Management, LLC | 2 | 2 | 0.12% | 0.14% | 0.17% | Q1 2023 | Q2 2023 | 2 |
IHT Wealth Management, LLC | 2 | 2 | 0.02% | 0.18% | 0.34% | Q2 2023 | Q3 2023 | 2 |
Freedom Investment Management, Inc. | 1 | 1 | 0.09% | 0.12% | 0.14% | Q2 2018 | Q3 2019 | 2 |
Knowledge Leaders Capital, LLC | 2 | 2 | 0.56% | 0.65% | 0.74% | Q3 2016 | Q4 2016 | 2 |
Allianz Asset Management GmbH | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q1 2016 | 2 |
Formidable Asset Management, LLC | 2 | 2 | 0.14% | 0.21% | 0.29% | Q3 2019 | Q4 2019 | 2 |
Cetera Advisors LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q3 2020 | Q4 2020 | 2 |
RiverFront Investment Group, LLC | 1 | 1 | 0.06% | 2.16% | 4.26% | Q2 2016 | Q3 2023 | 2 |
RFG Advisory, LLC | 2 | 2 | 0.04% | 0.06% | 0.09% | Q1 2023 | Q2 2023 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q2 2023 | 2 |
FDx Advisors, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q2 2016 | 2 |
Vident Investment Advisory, LLC | 2 | 2 | 0.17% | 0.20% | 0.24% | Q1 2020 | Q2 2020 | 2 |
Summit Financial Wealth Advisors, LLC | 2 | 2 | 0.03% | 0.03% | 0.04% | Q2 2015 | Q3 2015 | 2 |
Arete Wealth Advisors, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2020 | Q4 2020 | 2 |
WealthShield Partners, LLC | 1 | 1 | 0.00% | 0.03% | 0.07% | Q1 2019 | Q2 2023 | 2 |
Financial Gravity Asset Management, Inc. | 1 | 1 | 0.01% | 0.04% | 0.08% | Q2 2018 | Q3 2019 | 2 |
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 2 | 2 | 0.08% | 0.08% | 0.09% | Q2 2020 | Q3 2020 | 2 |
BENJAMIN EDWARDS INC | 1 | 1 | 0.18% | 0.25% | 0.32% | Q4 2020 | Q4 2022 | 2 |
TSFG, LLC | 2 | 2 | 0.02% | 0.14% | 0.26% | Q2 2023 | Q3 2023 | 2 |
SVB WEALTH LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Fiduciary Alliance LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 2 |
BOKF, NA | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q4 2022 | 2 |
FNY Investment Advisers, LLC | 2 | 2 | 0.06% | 0.08% | 0.10% | Q2 2023 | Q3 2023 | 2 |
BANK OF NOVA SCOTIA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
SINECERA CAPITAL, LLC | 2 | 2 | 1.11% | 1.17% | 1.22% | Q1 2022 | Q2 2022 | 2 |
AdvisorNet Financial, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Wealth Quarterback LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q1 2020 | 2 |
ROOSEVELT INVESTMENT GROUP LLC | 1 | 1 | 0.79% | 0.96% | 1.13% | Q3 2013 | Q2 2020 | 2 |
PRELUDE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q1 2020 | 2 |
St. Johns Investment Management Company, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q1 2016 | 2 |
SUMMIT CAPITAL MANAGEMENT LLC | 2 | 2 | 1.13% | 1.49% | 1.85% | Q2 2013 | Q3 2013 | 2 |
1834 INVESTMENT ADVISORS CO | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2023 | Q3 2023 | 2 |
Leucadia National | 2 | 2 | 0.03% | 0.03% | 0.03% | Q1 2023 | Q2 2023 | 2 |
Fulcrum Equity Management | 2 | 2 | 0.31% | 0.49% | 0.67% | Q2 2020 | Q3 2020 | 2 |
Laird Norton Wetherby Trust Company, LLC | 2 | 2 | 0.05% | 0.06% | 0.07% | Q2 2023 | Q3 2023 | 2 |
Brookstone Capital Management | 1 | 1 | 0.01% | 0.20% | 0.39% | Q1 2016 | Q2 2020 | 2 |
Plante Moran Financial Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q1 2023 | 2 |
TUCKER ASSET MANAGEMENT LLC | 2 | 2 | 0.02% | 0.03% | 0.03% | Q2 2023 | Q3 2023 | 2 |
Prospera Financial Services Inc | 1 | 1 | 0.02% | 0.04% | 0.06% | Q1 2023 | Q3 2023 | 2 |
ASHFORD CAPITAL MANAGEMENT INC | 2 | 2 | 0.20% | 0.27% | 0.33% | Q2 2023 | Q3 2023 | 2 |
Placemark Investments, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2014 | 2 |
Financial Advocates Investment Management | 2 | 2 | 0.10% | 0.10% | 0.11% | Q4 2022 | Q1 2023 | 2 |
MML INVESTORS SERVICES, LLC | 1 | 1 | 0.00% | 0.02% | 0.04% | Q3 2020 | Q2 2023 | 2 |
MACKAY SHIELDS LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q2 2023 | 2 |
U.S. Capital Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
NATIONAL BANK OF CANADA /FI/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Visionary Wealth Advisors | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q4 2022 | 1 |
Integrated Wealth Concepts LLC | 1 | 1 | 0.62% | 0.62% | 0.62% | Q4 2021 | Q4 2021 | 1 |
Larson Financial Group LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
Catalyst Capital Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
GeoWealth Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2023 | Q3 2023 | 1 |
Vontobel Holding Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
SWMG, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2022 | Q4 2022 | 1 |
Raleigh Capital Management Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Realta Investment Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Orion Portfolio Solutions, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
WESTPORT RESOURCES MANAGEMENT INC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q1 2016 | 1 |
Centerstone Investors, LLC | 1 | 1 | 3.44% | 3.44% | 3.44% | Q2 2020 | Q2 2020 | 1 |
Silicon Hills Wealth Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
Redhawk Wealth Advisors, Inc. | 1 | 1 | 0.43% | 0.43% | 0.43% | Q3 2020 | Q3 2020 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Danda Trouve Investment Management, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2022 | Q1 2022 | 1 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2020 | Q2 2020 | 1 |
North Ridge Wealth Advisors, Inc. | 1 | 1 | 0.28% | 0.28% | 0.28% | Q1 2023 | Q1 2023 | 1 |
Global Retirement Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
HARVEST GROUP WEALTH MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
CENTRAL TRUST Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Global Trust Asset Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
Harbour Capital Advisors, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2023 | Q2 2023 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
WFA of San Diego, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2020 | Q2 2020 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
STANSBERRY ASSET MANAGEMENT, LLC | 1 | 1 | 2.78% | 2.78% | 2.78% | Q4 2017 | Q4 2017 | 1 |
WIPFLI FINANCIAL ADVISORS LLC, | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Glovista Investments LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q3 2017 | Q3 2017 | 1 |
FNY Partners Fund LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2018 | Q1 2018 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
R.P. Boggs & Co. | 1 | 1 | 5.56% | 5.56% | 5.56% | Q1 2022 | Q1 2022 | 1 |
Heritage Wealth Partners, LLC | 1 | 1 | 0.19% | 0.19% | 0.19% | Q4 2022 | Q4 2022 | 1 |
Atria Investments, Inc | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q3 2019 | 1 |
WFG Advisors, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Raub Brock Capital Management LP | 1 | 1 | 0.12% | 0.12% | 0.12% | Q3 2023 | Q3 2023 | 1 |
LEVEL FOUR ADVISORY SERVICES, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q4 2022 | 1 |
GTS SECURITIES LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2023 | Q2 2023 | 1 |
Deer Park Road Corp | 1 | 1 | 0.43% | 0.43% | 0.43% | Q2 2022 | Q2 2022 | 1 |
Tempus Wealth Planning, LLC | 1 | 1 | 0.44% | 0.44% | 0.44% | Q4 2022 | Q4 2022 | 1 |
Zions Bancorporation, N.A. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Lenox Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
MJP ASSOCIATES INC /ADV | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2020 | Q4 2020 | 1 |
J.W. COLE ADVISORS, INC. | 1 | 1 | 0.15% | 0.15% | 0.15% | Q3 2021 | Q3 2021 | 1 |
Ballew Advisors, Inc | 1 | 1 | 0.80% | 0.80% | 0.80% | Q2 2021 | Q2 2021 | 1 |
Darwin Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Genesee Capital Advisors, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2019 | Q1 2019 | 1 |
Capital Investment Advisory Services, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
WEALTHSOURCE PARTNERS, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2020 | Q1 2020 | 1 |
Atria Wealth Solutions, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2023 | Q2 2023 | 1 |
Callodine Capital Management, LP | 1 | 1 | 1.13% | 1.13% | 1.13% | Q1 2023 | Q1 2023 | 1 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.14% | 0.14% | 0.14% | Q2 2021 | Q2 2021 | 1 |
WEDBUSH SECURITIES INC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2014 | Q3 2014 | 1 |
OLD MISSION CAPITAL LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2021 | Q3 2021 | 1 |
MAINSTAY CAPITAL MANAGEMENT LLC /ADV | 1 | 1 | 0.78% | 0.78% | 0.78% | Q1 2020 | Q1 2020 | 1 |
Moors & Cabot, Inc. | 1 | 1 | 0.10% | 0.10% | 0.10% | Q3 2018 | Q3 2018 | 1 |
WCG Wealth Advisors LLC | 1 | 1 | 0.79% | 0.79% | 0.79% | Q3 2023 | Q3 2023 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Clarity Financial LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2023 | Q3 2023 | 1 |
ASSETMARK, INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Sargent Bickham Lagudis LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1 | 1 | 0.34% | 0.34% | 0.34% | Q4 2020 | Q4 2020 | 1 |
IAMS WEALTH MANAGEMENT, LLC | 1 | 1 | 1.01% | 1.01% | 1.01% | Q4 2022 | Q4 2022 | 1 |
TRUIST FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 6.79% | 6.79% | 6.79% | Q4 2022 | Q4 2022 | 1 |
Farmer Steven Patrick | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
Hilltop Holdings Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2021 | Q3 2021 | 1 |
Equitable Holdings, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
Grey Street Capital, LLC | 1 | 1 | 0.27% | 0.27% | 0.27% | Q1 2023 | Q1 2023 | 1 |
Argent Trust Co | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2020 | Q2 2020 | 1 |
Systelligence, LLC | 1 | 1 | 0.42% | 0.42% | 0.42% | Q4 2019 | Q4 2019 | 1 |
BlackRock Institutional Trust Company, N.A. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Goodman Advisory Group, LLC | 1 | 1 | 0.69% | 0.69% | 0.69% | Q3 2023 | Q3 2023 | 1 |
Segment Wealth Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2021 | Q1 2021 | 1 |
Karp Capital Management Corp | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2019 | Q4 2019 | 1 |
Citizens Business Bank | 1 | 1 | 1.87% | 1.87% | 1.87% | Q3 2023 | Q3 2023 | 1 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q2 2016 | 1 |
AlphaCore Capital LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Legacy Private Trust Co. | 1 | 1 | 0.73% | 0.73% | 0.73% | Q3 2023 | Q3 2023 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2023 | Q3 2023 | 1 |
SMITH, MOORE & CO. | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2017 | Q3 2017 | 1 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2013 | Q2 2013 | 1 |
External links
This page lists all the filers that currently own PIMCO ETF TR or have owned PIMCO ETF TR in the past.