NUVEEN SR INCOME FD shareholder history

Current and past NUVEEN SR INCOME FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
GUGGENHEIM CAPITAL LLC 41410.01%0.03%0.07%Q2 2013Q2 202341
Advisors Asset Management, Inc. 41410.00%0.06%0.13%Q2 2013Q2 202341
BANK OF AMERICA CORP /DE/ 41410.00%0.00%0.00%Q2 2013Q2 202341
MORGAN STANLEY 41410.00%0.00%0.00%Q2 2013Q2 202341
ROYAL BANK OF CANADA 41410.00%0.00%0.00%Q2 2013Q2 202341
WELLS FARGO & COMPANY/MN 41410.00%0.00%0.00%Q2 2013Q2 202341
Invesco Ltd. 41410.00%0.00%0.00%Q2 2013Q2 202341
LPL Financial LLC 25150.00%0.00%0.01%Q2 2013Q2 202340
DAVENPORT & Co LLC 40400.00%0.00%0.00%Q2 2013Q1 202340
Capital Investment Advisors, LLC 39390.01%0.02%0.06%Q4 2013Q2 202339
UBS Group AG 35350.00%0.00%0.00%Q4 2014Q2 202335
CITIGROUP INC 2510.00%0.00%0.00%Q3 2013Q2 202333
Raymond James Financial Services Advisors, Inc. 1710.00%0.01%0.04%Q3 2013Q1 202332
AMERIPRISE FINANCIAL INC 2560.00%0.00%0.00%Q2 2013Q2 202331
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.02%Q1 2009Q3 202331
STIFEL FINANCIAL CORP 3010.00%0.00%0.01%Q3 2014Q2 202331
E&G Advisors, LP 30300.12%0.17%0.27%Q1 2016Q2 202330
B. Riley Wealth Advisors, Inc. 30300.00%0.02%0.06%Q1 2016Q2 202330
Shaker Financial Services, LLC 1110.07%0.72%1.44%Q3 2013Q2 202330
Baillie Gifford 29290.00%0.01%0.03%Q4 2013Q4 202029
MARINER INVESTMENT GROUP LLC 1220.14%1.34%2.68%Q1 2014Q3 202228
Cetera Advisor Networks LLC 2010.00%0.03%0.10%Q1 2013Q2 202028
JPMORGAN CHASE & CO 2610.00%0.00%0.00%Q2 2013Q4 202227
Private Advisor Group, LLC 1810.00%0.01%0.02%Q4 2013Q2 202327
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.03%0.08%Q2 2013Q4 201927
ENVESTNET ASSET MANAGEMENT INC 2010.00%0.00%0.04%Q1 2014Q2 202327
PNC FINANCIAL SERVICES GROUP, INC. 27270.00%0.00%0.00%Q2 2013Q4 201927
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 26260.01%0.08%0.19%Q1 2017Q2 202326
Geneos Wealth Management Inc. 26260.00%0.00%0.01%Q1 2016Q2 202226
Cambridge Investment Research Advisors, Inc. 2320.00%0.00%0.01%Q2 2015Q2 202325
RIVERNORTH CAPITAL MANAGEMENT, LLC 1110.06%0.24%0.48%Q4 2013Q2 202325
SIT INVESTMENT ASSOCIATES INC 23230.00%0.04%0.13%Q4 2017Q2 202323
Coastal Bridge Advisors, LLC 1940.05%0.72%1.74%Q4 2016Q2 202323
Horizon Kinetics 23230.02%0.03%0.05%Q2 2013Q4 201823
WEALTHCARE CAPITAL MANAGEMENT LLC 2110.00%0.00%0.00%Q1 2015Q1 202122
RAYMOND JAMES & ASSOCIATES 1420.00%0.00%0.00%Q1 2016Q2 202322
COMMONWEALTH EQUITY SERVICES, LLC 22220.00%0.00%0.00%Q1 2018Q2 202322
PARAMETRIC PORTFOLIO ASSOCIATES LLC 1190.00%0.00%0.01%Q3 2013Q1 202220
PARK AVENUE SECURITIES LLC 20200.01%0.02%0.04%Q3 2018Q2 202320
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 20200.00%0.00%0.00%Q3 2018Q2 202320
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 610.01%0.04%0.13%Q4 2014Q2 202320
American Portfolios Advisors 20200.00%0.00%0.00%Q4 2017Q3 202220
Patriot Financial Group Insurance Agency, LLC 19190.00%0.01%0.02%Q4 2017Q2 202219
Next Capital Management LLC 19190.79%1.35%1.80%Q4 2018Q2 202319
Lindbrook Capital, LLC 19190.00%1.12%2.94%Q4 2018Q2 202319
First Heartland Consultants, Inc. 18180.01%0.03%0.05%Q2 2013Q3 201718
Relative Value Partners Group, LLC 1170.01%0.30%0.88%Q2 2015Q2 202118
Janney Montgomery Scott LLC 1530.00%0.00%0.00%Q3 2013Q2 202318
MML INVESTORS SERVICES, LLC 18180.00%0.00%0.00%Q1 2019Q2 202318
WOLVERINE ASSET MANAGEMENT LLC 710.00%0.01%0.02%Q3 2013Q2 202318
WASHINGTON TRUST BANK 18180.00%0.01%0.01%Q1 2014Q2 201818
HORIZON KINETICS ASSET MANAGEMENT LLC 18180.01%0.01%0.02%Q1 2019Q2 202318
Camelot Portfolios, LLC 920.02%0.03%0.04%Q1 2016Q2 202117
Virtus ETF Advisers LLC 17170.13%0.30%0.80%Q2 2019Q2 202317
INTEGRATED CAPITAL MANAGEMENT, INC. 16160.05%0.13%0.22%Q3 2019Q2 202316
Brick & Kyle, Associates 1510.14%0.17%0.21%Q4 2014Q4 201816
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1010.00%0.00%0.01%Q1 2016Q2 202316
IFP Advisors, Inc 1110.00%0.01%0.03%Q4 2015Q4 202216
DOLIVER ADVISORS, LP 510.03%0.13%0.45%Q3 2013Q2 202016
Community Bank & Trust, Waco, Texas 16160.05%0.08%0.11%Q4 2015Q3 201916
Advisor Group, Inc. 15150.00%0.01%0.01%Q2 2016Q4 201915
D.A. DAVIDSON & CO. 15150.00%0.00%0.00%Q4 2019Q2 202315
GILL CAPITAL PARTNERS, LLC 1410.30%0.55%1.03%Q4 2018Q2 202315
Mariner, LLC 1310.00%0.00%0.00%Q2 2016Q3 202214
OSAIC HOLDINGS, INC. 14140.00%0.00%0.00%Q1 2020Q2 202314
NWAM LLC 320.01%0.02%0.06%Q2 2012Q3 202214
Yellowstone Partners, LLC 1220.06%0.08%0.11%Q4 2013Q4 201714
OPPENHEIMER & CO INC 760.00%0.00%0.00%Q2 2013Q2 202213
Visionary Wealth Advisors 13130.00%0.01%0.01%Q2 2020Q2 202313
Penserra Capital Management LLC 12120.00%0.01%0.01%Q4 2015Q3 201812
COHEN & STEERS, INC. 12120.00%0.00%0.00%Q1 2015Q4 201712
Dynamic Advisor Solutions LLC 12120.01%0.03%0.05%Q1 2018Q4 202012
ASSETMARK, INC 12120.00%0.00%0.00%Q3 2020Q2 202312
NEWGATE CAPITAL MANAGEMENT LLC 12120.45%2.20%3.67%Q3 2013Q2 201612
ROBINSON CAPITAL MANAGEMENT, LLC 410.00%0.29%1.05%Q4 2015Q2 202312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 12120.06%0.08%0.10%Q4 2018Q3 202112
Klingman & Associates, LLC 11110.07%0.13%0.18%Q4 2014Q2 201711
Platform Technology Partners 740.02%0.03%0.06%Q1 2020Q4 202211
Cetera Investment Advisers 11110.00%0.00%0.00%Q4 2020Q2 202311
Saba Capital Management, L.P. 610.00%0.30%0.81%Q3 2013Q2 202311
MSI Financial Services Inc 620.00%0.00%0.01%Q2 2013Q4 201610
CPWM, LLC 10100.00%0.01%0.01%Q2 2020Q3 202210
AQR Arbitrage LLC 550.00%0.00%0.01%Q1 2015Q4 201910
FNY Investment Advisers, LLC 420.00%0.02%0.08%Q2 2018Q3 202110
Sigma Planning Corp 10100.00%0.00%0.00%Q1 2021Q2 202310
WEDBUSH SECURITIES INC 810.01%0.01%0.02%Q2 2013Q2 20209
HighTower Advisors, LLC 720.00%0.00%0.01%Q2 2013Q1 20169
US BANCORP \DE\ 710.00%0.00%0.00%Q4 2013Q4 20209
Integrated Wealth Concepts LLC 540.01%0.04%0.11%Q2 2018Q2 20239
THRIVENT FINANCIAL FOR LUTHERANS 990.00%0.00%0.00%Q4 2019Q4 20219
Trust Asset Management LLC 610.44%1.47%1.87%Q3 2011Q1 20169
Summit Financial Wealth Advisors, LLC 990.02%0.03%0.04%Q2 2017Q2 20199
Yorktown Management & Research Co Inc 990.30%0.48%0.62%Q1 2015Q1 20179
TRUIST FINANCIAL CORP 990.00%0.00%0.00%Q4 2019Q4 20219
RMB Capital Management, LLC 510.00%0.01%0.04%Q3 2015Q3 20209
Rockefeller Capital Management L.P. 990.00%0.00%0.00%Q2 2021Q2 20239
M&T BANK CORP 990.00%0.00%0.00%Q1 2015Q1 20179
HARBOUR INVESTMENTS, INC. 540.02%0.02%0.04%Q1 2021Q2 20239
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 880.01%0.02%0.02%Q3 2021Q2 20238
Creative Planning 610.00%0.00%0.00%Q2 2013Q2 20178
JFS WEALTH ADVISORS, LLC 880.00%0.02%0.03%Q2 2014Q1 20168
INVESTMENT CENTERS OF AMERICA INC 880.01%0.01%0.02%Q4 2015Q3 20178
NewEdge Advisors, LLC 710.00%0.01%0.01%Q2 2017Q2 20238
CreativeOne Wealth, LLC 880.01%0.01%0.03%Q3 2021Q2 20238
BB&T SECURITIES, LLC 880.00%0.00%0.00%Q4 2017Q3 20198
Cetera Advisors LLC 880.01%0.01%0.01%Q2 2014Q1 20168
HOLLENCREST CAPITAL MANAGEMENT 530.00%0.01%0.01%Q2 2017Q2 20238
First Allied Advisory Services, Inc. 510.00%0.04%0.07%Q2 2013Q3 20208
Intellectus Partners, LLC 880.00%0.00%0.00%Q4 2016Q3 20188
MANUFACTURERS LIFE INSURANCE COMPANY, THE 770.00%0.00%0.00%Q3 2016Q1 20187
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2013Q4 20197
Elk River Wealth Management, LLC 770.02%0.02%0.03%Q4 2020Q2 20227
6 Meridian 610.02%0.03%0.04%Q3 2019Q2 20217
BELLEVUE ASSET MANAGEMENT, LLC 770.00%0.01%0.02%Q4 2019Q2 20217
Kovack Advisors, Inc. 410.01%0.01%0.02%Q4 2020Q2 20237
Fortitude Advisory Group L.L.C. 770.09%0.11%0.14%Q4 2021Q2 20237
TORONTO DOMINION BANK 770.00%0.00%0.00%Q1 2013Q3 20147
PANAGORA ASSET MANAGEMENT INC 610.00%0.00%0.00%Q3 2019Q2 20217
Chicago Partners Investment Group LLC 770.00%0.00%0.00%Q2 2015Q4 20167
CREDIT SUISSE AG/ 420.00%0.00%0.00%Q4 2013Q4 20166
UNITED CAPITAL FINANCIAL ADVISORS, LLC 660.00%0.02%0.05%Q1 2014Q2 20156
AVIANCE CAPITAL MANAGEMENT, LLC 310.00%0.01%0.02%Q3 2013Q1 20196
MUFG Americas Holdings Corp 660.00%0.00%0.00%Q4 2013Q1 20156
CREATIVE FINANCIAL DESIGNS INC /ADV 660.00%0.00%0.00%Q1 2022Q2 20236
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
CORNERSTONE ADVISORS INC 660.03%0.13%0.19%Q4 2013Q1 20156
Advisory Services Network, LLC 330.00%0.00%0.01%Q4 2021Q2 20236
Karpus Management, Inc. 660.00%0.00%0.00%Q3 2018Q4 20196
BANK OF MONTREAL /CAN/ 550.00%0.00%0.00%Q3 2017Q3 20185
Livingston Group Asset Management CO (operating as Southport Capital Management) 410.33%0.41%0.50%Q2 2016Q1 20185
Virtu KCG Holdings LLC 310.00%0.00%0.01%Q4 2013Q4 20155
OAKTREE CAPITAL MANAGEMENT LP 550.06%0.08%0.10%Q2 2022Q2 20235
SIGNATUREFD, LLC 550.00%0.00%0.00%Q2 2022Q2 20235
RIVERBRIDGE PARTNERS LLC 550.00%0.01%0.01%Q2 2022Q2 20235
FLAGSHIP HARBOR ADVISORS, LLC 550.00%0.00%0.00%Q3 2019Q3 20205
BENJAMIN F. EDWARDS & COMPANY, INC. 550.00%0.00%0.00%Q4 2018Q4 20195
Independent Wealth Network Inc. 550.04%0.05%0.05%Q2 2022Q2 20235
Logan Stone Capital, LLC 550.18%0.25%0.34%Q2 2022Q2 20235
TWO SIGMA SECURITIES, LLC 210.00%0.01%0.03%Q4 2016Q3 20195
SUSQUEHANNA INTERNATIONAL GROUP, LLP 310.00%0.00%0.00%Q1 2017Q2 20235
BLACKROCK ADVISORS LLC 550.00%0.00%0.00%Q4 2014Q4 20155
Quantedge Capital Pte Ltd 320.02%0.08%0.21%Q4 2020Q4 20225
Sowell Financial Services LLC 550.00%0.00%0.00%Q1 2020Q1 20215
Ausdal Financial Partners, Inc. 550.01%0.01%0.01%Q4 2020Q4 20215
Wealthspire Advisors, L.P. 550.00%0.00%0.00%Q4 2015Q4 20165
SUNTRUST BANKS INC 550.00%0.00%0.00%Q1 2018Q1 20195
SII INVESTMENTS INC/WI 550.04%0.07%0.08%Q4 2016Q4 20175
SAGE FINANCIAL GROUP INC 550.14%0.18%0.22%Q4 2013Q4 20145
CWM, LLC 310.00%0.00%0.01%Q4 2018Q2 20235
Global Financial Private Capital, Inc 550.00%0.00%0.00%Q2 2019Q2 20205
CAXTON CORP 550.08%0.57%1.75%Q4 2014Q4 20155
Q Global Advisors, LLC 550.42%0.55%0.78%Q4 2018Q4 20195
Bank of New York Mellon Corp 440.00%0.00%0.00%Q4 2016Q3 20174
Charles Schwab Investment Advisory, Inc. 440.00%0.00%0.00%Q3 2022Q2 20234
Windsor Capital Management, LLC 310.00%0.00%0.00%Q2 2013Q3 20154
Congress Park Capital LLC 440.08%0.08%0.09%Q1 2021Q4 20214
WealthShield Partners, LLC 440.01%0.02%0.02%Q3 2020Q2 20214
Walleye Trading LLC 440.00%0.00%0.00%Q4 2017Q3 20184
North Star Investment Management Corp. 440.00%0.00%0.00%Q4 2016Q3 20174
EverSource Wealth Advisors, LLC 440.00%0.00%0.00%Q3 2022Q2 20234
Walleye Capital LLC 210.00%0.06%0.23%Q3 2018Q4 20224
Absolute Return Capital, LLC 440.01%0.01%0.01%Q2 2013Q1 20144
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 440.06%0.15%0.22%Q4 2015Q3 20164
Weiss Asset Management LP 210.01%0.02%0.05%Q4 2015Q1 20194
Laurion Capital Management LP 210.00%0.01%0.01%Q4 2014Q2 20184
CENTRAL TRUST Co 440.00%0.00%0.00%Q2 2013Q1 20144
SG Americas Securities, LLC 210.00%0.00%0.00%Q4 2013Q1 20164
BARRETT & COMPANY, INC. 440.02%0.02%0.02%Q3 2022Q2 20234
BlueSpruce Investments, LP 440.12%0.20%0.24%Q4 2014Q3 20154
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q4 2016Q4 20204
FIRST FOUNDATION ADVISORS 440.00%0.01%0.03%Q4 2018Q3 20194
LAZARD ASSET MANAGEMENT LLC 330.00%0.00%0.00%Q4 2021Q2 20223
Sequoia Financial Advisors, LLC 330.00%0.00%0.00%Q4 2021Q2 20223
ALBION FINANCIAL GROUP /UT 210.00%0.00%0.00%Q4 2020Q3 20213
1607 Capital Partners, LLC 330.10%0.11%0.13%Q4 2022Q2 20233
Hilltop Holdings Inc. 330.02%0.02%0.02%Q3 2018Q1 20193
Thomas J. Herzfeld Advisors, Inc. 330.00%0.01%0.02%Q3 2018Q1 20193
Coppell Advisory Solutions LLC 110.01%0.02%0.04%Q4 2020Q3 20233
DRIVE WEALTH MANAGEMENT, LLC 330.05%0.05%0.06%Q4 2022Q2 20233
BARCLAYS PLC 330.00%0.00%0.00%Q2 2013Q4 20133
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
Cardan Capital Partners, LLC 330.03%0.03%0.04%Q1 2020Q3 20203
SEI INVESTMENTS CO 330.00%0.00%0.00%Q3 2016Q1 20173
Virtu Financial LLC 110.00%0.01%0.01%Q4 2017Q3 20213
Corient Private Wealth LLC 330.00%0.00%0.00%Q4 2022Q2 20233
Lloyd Park, LLC 210.08%0.11%0.14%Q4 2021Q3 20223
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
Global Retirement Partners, LLC 330.00%0.00%0.00%Q4 2022Q2 20233
Ellevest, Inc. 330.00%0.00%0.00%Q1 2020Q3 20203
SeaBridge Investment Advisors LLC 330.00%0.00%0.00%Q2 2016Q4 20163
Blue Trust, Inc. 220.00%0.00%0.00%Q2 2023Q3 20232
Arkadios Wealth Advisors 220.00%0.00%0.00%Q2 2021Q3 20212
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20212
EXENCIAL WEALTH ADVISORS, LLC 220.04%0.04%0.04%Q1 2013Q2 20132
RENAISSANCE GROUP LLC 110.01%0.01%0.01%Q1 2014Q3 20142
CLOUGH CAPITAL PARTNERS L P 110.02%0.02%0.03%Q3 2018Q4 20222
Advisor OS, LLC 220.02%0.02%0.03%Q3 2020Q4 20202
Foresight Wealth Management, LLC 220.02%0.03%0.04%Q2 2022Q3 20222
Family Management Corp 220.04%0.04%0.04%Q4 2020Q1 20212
OTA Financial Group L.P. 220.13%0.13%0.14%Q1 2017Q2 20172
PFG Investments, LLC 220.01%0.01%0.01%Q1 2023Q2 20232
Squarepoint Ops LLC 110.00%0.02%0.04%Q4 2015Q4 20172
Segantii Capital Management Ltd 220.00%0.00%0.00%Q4 2021Q1 20222
Almitas Capital LLC 220.45%0.46%0.48%Q1 2023Q2 20232
Arlington Capital Management, Inc. 220.08%0.13%0.17%Q3 2019Q4 20192
Sunbelt Securities, Inc. 220.01%0.01%0.01%Q3 2019Q4 20192
Independence Trust CO 220.32%0.33%0.33%Q2 2015Q3 20152
ZAZOVE ASSOCIATES LLC 220.01%0.01%0.01%Q3 2016Q4 20162
Regal Investment Advisors LLC 220.00%0.00%0.01%Q2 2013Q3 20132
CNB Bank 220.00%0.00%0.00%Q1 2023Q2 20232
BENJAMIN EDWARDS INC 220.00%0.00%0.00%Q4 2021Q1 20222
SANDERS MORRIS HARRIS LLC 220.03%0.03%0.03%Q3 2017Q4 20172
REILLY FINANCIAL ADVISORS, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
NORTHERN TRUST CORP 110.00%0.00%0.00%Q2 2019Q3 20222
Citadel Advisors 110.00%0.00%0.00%Q1 2017Q4 20212
SHEPHERD KAPLAN KROCHUK, LLC 220.06%0.07%0.08%Q2 2016Q3 20162
AdvisorNet Financial, Inc 220.00%0.00%0.00%Q2 2018Q3 20182
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q3 2020Q2 20232
Archer Investment Corp 220.06%0.07%0.07%Q4 2020Q1 20212
CAPTRUST FINANCIAL ADVISORS 110.00%0.00%0.00%Q2 2023Q2 20231
Cerity Partners LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Accurate Wealth Management, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Newbridge Financial Services Group, Inc. 110.00%0.00%0.00%Q2 2021Q2 20211
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Ameritas Investment Company, LLC 110.03%0.03%0.03%Q4 2018Q4 20181
Confluence Wealth Services, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Lido Advisors, LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Arete Wealth Advisors, LLC 110.02%0.02%0.02%Q4 2022Q4 20221
FMR LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Integrated Advisors Network LLC 110.01%0.01%0.01%Q4 2019Q4 20191
COHEN & STEERS CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2015Q1 20151
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Certified Advisory Corp 110.02%0.02%0.02%Q4 2018Q4 20181
Coppell Advisory Solutions Corp. 110.01%0.01%0.01%Q4 2022Q4 20221
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q1 2020Q1 20201
JONES FINANCIAL COMPANIES LLLP 110.00%0.00%0.00%Q3 2013Q3 20131
HRT FINANCIAL LP 110.02%0.02%0.02%Q1 2020Q1 20201
Risk Paradigm Group, LLC 110.02%0.02%0.02%Q3 2015Q3 20151
Marquette Asset Management, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Alpine Global Management, LLC 110.16%0.16%0.16%Q2 2023Q2 20231
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q3 2022Q3 20221
Aristides Capital LLC 110.04%0.04%0.04%Q4 2021Q4 20211
ExodusPoint Capital Management, LP 110.01%0.01%0.01%Q1 2020Q1 20201
US FINANCIAL ADVISORS, LLC 110.03%0.03%0.03%Q3 2015Q3 20151
Pinnacle Wealth Planning Services, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q4 2021Q4 20211
MinichMacGregor Wealth Management, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
TradeLink Global Equity LLC 110.13%0.13%0.13%Q4 2014Q4 20141
BLUEFIN CAPITAL MANAGEMENT, LLC 110.01%0.01%0.01%Q1 2022Q1 20221
LVW Advisors, LLC 110.10%0.10%0.10%Q4 2017Q4 20171
NEW ENGLAND SECURITIES CORP /MA/ 110.00%0.00%0.00%Q4 2013Q4 20131
BDO Wealth Advisors, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
1834 INVESTMENT ADVISORS CO 110.00%0.00%0.00%Q3 2019Q3 20191
VSR Financial Services, Inc. 110.02%0.02%0.02%Q2 2013Q2 20131
EATON VANCE MANAGEMENT 110.00%0.00%0.00%Q1 2021Q1 20211
BOOTHBAY FUND MANAGEMENT, LLC 110.02%0.02%0.02%Q4 2018Q4 20181
Fusion Family Wealth LLC 110.00%0.00%0.00%Q3 2017Q3 20171
Brookstone Capital Management 110.00%0.00%0.00%Q1 2022Q1 20221
Fortis Advisors, LLC 110.15%0.15%0.15%Q4 2016Q4 20161
Plante Moran Financial Advisors, LLC 110.01%0.01%0.01%Q2 2014Q2 20141
Aveo Capital Partners, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
TFS CAPITAL LLC 110.01%0.01%0.01%Q1 2016Q1 20161
Hudock, Inc. 110.02%0.02%0.02%Q2 2013Q2 20131
SALEM INVESTMENT COUNSELORS INC 110.00%0.00%0.00%Q1 2020Q1 20201
Matisse Capital 110.03%0.03%0.03%Q1 2020Q1 20201
TRUSTCORE FINANCIAL SERVICES, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
XTX Topco Ltd 110.01%0.01%0.01%Q2 2023Q2 20231
Gradient Investments LLC 110.00%0.00%0.00%Q3 2022Q3 20221
External links

This page lists all the filers that currently own NUVEEN SR INCOME FD or have owned NUVEEN SR INCOME FD in the past.