Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
GUGGENHEIM CAPITAL LLC | 41 | 41 | 0.01% | 0.03% | 0.07% | Q2 2013 | Q2 2023 | 41 |
Advisors Asset Management, Inc. | 41 | 41 | 0.00% | 0.06% | 0.13% | Q2 2013 | Q2 2023 | 41 |
BANK OF AMERICA CORP /DE/ | 41 | 41 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 41 |
MORGAN STANLEY | 41 | 41 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 41 |
ROYAL BANK OF CANADA | 41 | 41 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 41 |
WELLS FARGO & COMPANY/MN | 41 | 41 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 41 |
Invesco Ltd. | 41 | 41 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 41 |
LPL Financial LLC | 25 | 15 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2023 | 40 |
DAVENPORT & Co LLC | 40 | 40 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2023 | 40 |
Capital Investment Advisors, LLC | 39 | 39 | 0.01% | 0.02% | 0.06% | Q4 2013 | Q2 2023 | 39 |
UBS Group AG | 35 | 35 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2023 | 35 |
CITIGROUP INC | 25 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2023 | 33 |
Raymond James Financial Services Advisors, Inc. | 17 | 1 | 0.00% | 0.01% | 0.04% | Q3 2013 | Q1 2023 | 32 |
AMERIPRISE FINANCIAL INC | 25 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 31 |
HUNTINGTON NATIONAL BANK | 18 | 2 | 0.00% | 0.00% | 0.02% | Q1 2009 | Q3 2023 | 31 |
STIFEL FINANCIAL CORP | 30 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q2 2023 | 31 |
E&G Advisors, LP | 30 | 30 | 0.12% | 0.17% | 0.27% | Q1 2016 | Q2 2023 | 30 |
B. Riley Wealth Advisors, Inc. | 30 | 30 | 0.00% | 0.02% | 0.06% | Q1 2016 | Q2 2023 | 30 |
Shaker Financial Services, LLC | 11 | 1 | 0.07% | 0.72% | 1.44% | Q3 2013 | Q2 2023 | 30 |
Baillie Gifford | 29 | 29 | 0.00% | 0.01% | 0.03% | Q4 2013 | Q4 2020 | 29 |
MARINER INVESTMENT GROUP LLC | 12 | 2 | 0.14% | 1.34% | 2.68% | Q1 2014 | Q3 2022 | 28 |
Cetera Advisor Networks LLC | 20 | 1 | 0.00% | 0.03% | 0.10% | Q1 2013 | Q2 2020 | 28 |
JPMORGAN CHASE & CO | 26 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 27 |
Private Advisor Group, LLC | 18 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q2 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.03% | 0.08% | Q2 2013 | Q4 2019 | 27 |
ENVESTNET ASSET MANAGEMENT INC | 20 | 1 | 0.00% | 0.00% | 0.04% | Q1 2014 | Q2 2023 | 27 |
PNC FINANCIAL SERVICES GROUP, INC. | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 26 | 26 | 0.01% | 0.08% | 0.19% | Q1 2017 | Q2 2023 | 26 |
Geneos Wealth Management Inc. | 26 | 26 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2022 | 26 |
Cambridge Investment Research Advisors, Inc. | 23 | 2 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q2 2023 | 25 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 11 | 1 | 0.06% | 0.24% | 0.48% | Q4 2013 | Q2 2023 | 25 |
SIT INVESTMENT ASSOCIATES INC | 23 | 23 | 0.00% | 0.04% | 0.13% | Q4 2017 | Q2 2023 | 23 |
Coastal Bridge Advisors, LLC | 19 | 4 | 0.05% | 0.72% | 1.74% | Q4 2016 | Q2 2023 | 23 |
Horizon Kinetics | 23 | 23 | 0.02% | 0.03% | 0.05% | Q2 2013 | Q4 2018 | 23 |
WEALTHCARE CAPITAL MANAGEMENT LLC | 21 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2021 | 22 |
RAYMOND JAMES & ASSOCIATES | 14 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2023 | 22 |
COMMONWEALTH EQUITY SERVICES, LLC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2023 | 22 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 11 | 9 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q1 2022 | 20 |
PARK AVENUE SECURITIES LLC | 20 | 20 | 0.01% | 0.02% | 0.04% | Q3 2018 | Q2 2023 | 20 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 20 | 20 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2023 | 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 6 | 1 | 0.01% | 0.04% | 0.13% | Q4 2014 | Q2 2023 | 20 |
American Portfolios Advisors | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 20 |
Patriot Financial Group Insurance Agency, LLC | 19 | 19 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q2 2022 | 19 |
Next Capital Management LLC | 19 | 19 | 0.79% | 1.35% | 1.80% | Q4 2018 | Q2 2023 | 19 |
Lindbrook Capital, LLC | 19 | 19 | 0.00% | 1.12% | 2.94% | Q4 2018 | Q2 2023 | 19 |
First Heartland Consultants, Inc. | 18 | 18 | 0.01% | 0.03% | 0.05% | Q2 2013 | Q3 2017 | 18 |
Relative Value Partners Group, LLC | 11 | 7 | 0.01% | 0.30% | 0.88% | Q2 2015 | Q2 2021 | 18 |
Janney Montgomery Scott LLC | 15 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2023 | 18 |
MML INVESTORS SERVICES, LLC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2023 | 18 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q2 2023 | 18 |
WASHINGTON TRUST BANK | 18 | 18 | 0.00% | 0.01% | 0.01% | Q1 2014 | Q2 2018 | 18 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 18 | 18 | 0.01% | 0.01% | 0.02% | Q1 2019 | Q2 2023 | 18 |
Camelot Portfolios, LLC | 9 | 2 | 0.02% | 0.03% | 0.04% | Q1 2016 | Q2 2021 | 17 |
Virtus ETF Advisers LLC | 17 | 17 | 0.13% | 0.30% | 0.80% | Q2 2019 | Q2 2023 | 17 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 16 | 16 | 0.05% | 0.13% | 0.22% | Q3 2019 | Q2 2023 | 16 |
Brick & Kyle, Associates | 15 | 1 | 0.14% | 0.17% | 0.21% | Q4 2014 | Q4 2018 | 16 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10 | 1 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2023 | 16 |
IFP Advisors, Inc | 11 | 1 | 0.00% | 0.01% | 0.03% | Q4 2015 | Q4 2022 | 16 |
DOLIVER ADVISORS, LP | 5 | 1 | 0.03% | 0.13% | 0.45% | Q3 2013 | Q2 2020 | 16 |
Community Bank & Trust, Waco, Texas | 16 | 16 | 0.05% | 0.08% | 0.11% | Q4 2015 | Q3 2019 | 16 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q4 2019 | 15 |
D.A. DAVIDSON & CO. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2023 | 15 |
GILL CAPITAL PARTNERS, LLC | 14 | 1 | 0.30% | 0.55% | 1.03% | Q4 2018 | Q2 2023 | 15 |
Mariner, LLC | 13 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2022 | 14 |
OSAIC HOLDINGS, INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2023 | 14 |
NWAM LLC | 3 | 2 | 0.01% | 0.02% | 0.06% | Q2 2012 | Q3 2022 | 14 |
Yellowstone Partners, LLC | 12 | 2 | 0.06% | 0.08% | 0.11% | Q4 2013 | Q4 2017 | 14 |
OPPENHEIMER & CO INC | 7 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 13 |
Visionary Wealth Advisors | 13 | 13 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q2 2023 | 13 |
Penserra Capital Management LLC | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q3 2018 | 12 |
COHEN & STEERS, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2017 | 12 |
Dynamic Advisor Solutions LLC | 12 | 12 | 0.01% | 0.03% | 0.05% | Q1 2018 | Q4 2020 | 12 |
ASSETMARK, INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2023 | 12 |
NEWGATE CAPITAL MANAGEMENT LLC | 12 | 12 | 0.45% | 2.20% | 3.67% | Q3 2013 | Q2 2016 | 12 |
ROBINSON CAPITAL MANAGEMENT, LLC | 4 | 1 | 0.00% | 0.29% | 1.05% | Q4 2015 | Q2 2023 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.06% | 0.08% | 0.10% | Q4 2018 | Q3 2021 | 12 |
Klingman & Associates, LLC | 11 | 11 | 0.07% | 0.13% | 0.18% | Q4 2014 | Q2 2017 | 11 |
Platform Technology Partners | 7 | 4 | 0.02% | 0.03% | 0.06% | Q1 2020 | Q4 2022 | 11 |
Cetera Investment Advisers | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2023 | 11 |
Saba Capital Management, L.P. | 6 | 1 | 0.00% | 0.30% | 0.81% | Q3 2013 | Q2 2023 | 11 |
MSI Financial Services Inc | 6 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 10 |
CPWM, LLC | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2022 | 10 |
AQR Arbitrage LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2019 | 10 |
FNY Investment Advisers, LLC | 4 | 2 | 0.00% | 0.02% | 0.08% | Q2 2018 | Q3 2021 | 10 |
Sigma Planning Corp | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2023 | 10 |
WEDBUSH SECURITIES INC | 8 | 1 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2020 | 9 |
HighTower Advisors, LLC | 7 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 9 |
US BANCORP \DE\ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2020 | 9 |
Integrated Wealth Concepts LLC | 5 | 4 | 0.01% | 0.04% | 0.11% | Q2 2018 | Q2 2023 | 9 |
THRIVENT FINANCIAL FOR LUTHERANS | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2021 | 9 |
Trust Asset Management LLC | 6 | 1 | 0.44% | 1.47% | 1.87% | Q3 2011 | Q1 2016 | 9 |
Summit Financial Wealth Advisors, LLC | 9 | 9 | 0.02% | 0.03% | 0.04% | Q2 2017 | Q2 2019 | 9 |
Yorktown Management & Research Co Inc | 9 | 9 | 0.30% | 0.48% | 0.62% | Q1 2015 | Q1 2017 | 9 |
TRUIST FINANCIAL CORP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2021 | 9 |
RMB Capital Management, LLC | 5 | 1 | 0.00% | 0.01% | 0.04% | Q3 2015 | Q3 2020 | 9 |
Rockefeller Capital Management L.P. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2023 | 9 |
M&T BANK CORP | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2017 | 9 |
HARBOUR INVESTMENTS, INC. | 5 | 4 | 0.02% | 0.02% | 0.04% | Q1 2021 | Q2 2023 | 9 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 8 | 8 | 0.01% | 0.02% | 0.02% | Q3 2021 | Q2 2023 | 8 |
Creative Planning | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 8 |
JFS WEALTH ADVISORS, LLC | 8 | 8 | 0.00% | 0.02% | 0.03% | Q2 2014 | Q1 2016 | 8 |
INVESTMENT CENTERS OF AMERICA INC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2015 | Q3 2017 | 8 |
NewEdge Advisors, LLC | 7 | 1 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q2 2023 | 8 |
CreativeOne Wealth, LLC | 8 | 8 | 0.01% | 0.01% | 0.03% | Q3 2021 | Q2 2023 | 8 |
BB&T SECURITIES, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
Cetera Advisors LLC | 8 | 8 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q1 2016 | 8 |
HOLLENCREST CAPITAL MANAGEMENT | 5 | 3 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q2 2023 | 8 |
First Allied Advisory Services, Inc. | 5 | 1 | 0.00% | 0.04% | 0.07% | Q2 2013 | Q3 2020 | 8 |
Intellectus Partners, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2018 | 8 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2018 | 7 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 7 |
Elk River Wealth Management, LLC | 7 | 7 | 0.02% | 0.02% | 0.03% | Q4 2020 | Q2 2022 | 7 |
6 Meridian | 6 | 1 | 0.02% | 0.03% | 0.04% | Q3 2019 | Q2 2021 | 7 |
BELLEVUE ASSET MANAGEMENT, LLC | 7 | 7 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q2 2021 | 7 |
Kovack Advisors, Inc. | 4 | 1 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q2 2023 | 7 |
Fortitude Advisory Group L.L.C. | 7 | 7 | 0.09% | 0.11% | 0.14% | Q4 2021 | Q2 2023 | 7 |
TORONTO DOMINION BANK | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q3 2014 | 7 |
PANAGORA ASSET MANAGEMENT INC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2021 | 7 |
Chicago Partners Investment Group LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 7 |
CREDIT SUISSE AG/ | 4 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2016 | 6 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 6 | 6 | 0.00% | 0.02% | 0.05% | Q1 2014 | Q2 2015 | 6 |
AVIANCE CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2019 | 6 |
MUFG Americas Holdings Corp | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2015 | 6 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
CORNERSTONE ADVISORS INC | 6 | 6 | 0.03% | 0.13% | 0.19% | Q4 2013 | Q1 2015 | 6 |
Advisory Services Network, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q2 2023 | 6 |
Karpus Management, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2019 | 6 |
BANK OF MONTREAL /CAN/ | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 5 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 4 | 1 | 0.33% | 0.41% | 0.50% | Q2 2016 | Q1 2018 | 5 |
Virtu KCG Holdings LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2015 | 5 |
OAKTREE CAPITAL MANAGEMENT LP | 5 | 5 | 0.06% | 0.08% | 0.10% | Q2 2022 | Q2 2023 | 5 |
SIGNATUREFD, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 5 |
RIVERBRIDGE PARTNERS LLC | 5 | 5 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q2 2023 | 5 |
FLAGSHIP HARBOR ADVISORS, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2020 | 5 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 5 |
Independent Wealth Network Inc. | 5 | 5 | 0.04% | 0.05% | 0.05% | Q2 2022 | Q2 2023 | 5 |
Logan Stone Capital, LLC | 5 | 5 | 0.18% | 0.25% | 0.34% | Q2 2022 | Q2 2023 | 5 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.01% | 0.03% | Q4 2016 | Q3 2019 | 5 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2023 | 5 |
BLACKROCK ADVISORS LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2015 | 5 |
Quantedge Capital Pte Ltd | 3 | 2 | 0.02% | 0.08% | 0.21% | Q4 2020 | Q4 2022 | 5 |
Sowell Financial Services LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2021 | 5 |
Ausdal Financial Partners, Inc. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2021 | 5 |
Wealthspire Advisors, L.P. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2016 | 5 |
SUNTRUST BANKS INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 5 |
SII INVESTMENTS INC/WI | 5 | 5 | 0.04% | 0.07% | 0.08% | Q4 2016 | Q4 2017 | 5 |
SAGE FINANCIAL GROUP INC | 5 | 5 | 0.14% | 0.18% | 0.22% | Q4 2013 | Q4 2014 | 5 |
CWM, LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2023 | 5 |
Global Financial Private Capital, Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2020 | 5 |
CAXTON CORP | 5 | 5 | 0.08% | 0.57% | 1.75% | Q4 2014 | Q4 2015 | 5 |
Q Global Advisors, LLC | 5 | 5 | 0.42% | 0.55% | 0.78% | Q4 2018 | Q4 2019 | 5 |
Bank of New York Mellon Corp | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 4 |
Charles Schwab Investment Advisory, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
Windsor Capital Management, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 4 |
Congress Park Capital LLC | 4 | 4 | 0.08% | 0.08% | 0.09% | Q1 2021 | Q4 2021 | 4 |
WealthShield Partners, LLC | 4 | 4 | 0.01% | 0.02% | 0.02% | Q3 2020 | Q2 2021 | 4 |
Walleye Trading LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
North Star Investment Management Corp. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 4 |
EverSource Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
Walleye Capital LLC | 2 | 1 | 0.00% | 0.06% | 0.23% | Q3 2018 | Q4 2022 | 4 |
Absolute Return Capital, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 4 | 4 | 0.06% | 0.15% | 0.22% | Q4 2015 | Q3 2016 | 4 |
Weiss Asset Management LP | 2 | 1 | 0.01% | 0.02% | 0.05% | Q4 2015 | Q1 2019 | 4 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q2 2018 | 4 |
CENTRAL TRUST Co | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 4 |
BARRETT & COMPANY, INC. | 4 | 4 | 0.02% | 0.02% | 0.02% | Q3 2022 | Q2 2023 | 4 |
BlueSpruce Investments, LP | 4 | 4 | 0.12% | 0.20% | 0.24% | Q4 2014 | Q3 2015 | 4 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2020 | 4 |
FIRST FOUNDATION ADVISORS | 4 | 4 | 0.00% | 0.01% | 0.03% | Q4 2018 | Q3 2019 | 4 |
LAZARD ASSET MANAGEMENT LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
Sequoia Financial Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
ALBION FINANCIAL GROUP /UT | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 3 |
1607 Capital Partners, LLC | 3 | 3 | 0.10% | 0.11% | 0.13% | Q4 2022 | Q2 2023 | 3 |
Hilltop Holdings Inc. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q1 2019 | 3 |
Thomas J. Herzfeld Advisors, Inc. | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2018 | Q1 2019 | 3 |
Coppell Advisory Solutions LLC | 1 | 1 | 0.01% | 0.02% | 0.04% | Q4 2020 | Q3 2023 | 3 |
DRIVE WEALTH MANAGEMENT, LLC | 3 | 3 | 0.05% | 0.05% | 0.06% | Q4 2022 | Q2 2023 | 3 |
BARCLAYS PLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
Cardan Capital Partners, LLC | 3 | 3 | 0.03% | 0.03% | 0.04% | Q1 2020 | Q3 2020 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
Virtu Financial LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2021 | 3 |
Corient Private Wealth LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
Lloyd Park, LLC | 2 | 1 | 0.08% | 0.11% | 0.14% | Q4 2021 | Q3 2022 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Global Retirement Partners, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
Ellevest, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
SeaBridge Investment Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 3 |
Blue Trust, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Arkadios Wealth Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
Spire Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 2 |
EXENCIAL WEALTH ADVISORS, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q1 2013 | Q2 2013 | 2 |
RENAISSANCE GROUP LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q3 2014 | 2 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.02% | 0.02% | 0.03% | Q3 2018 | Q4 2022 | 2 |
Advisor OS, LLC | 2 | 2 | 0.02% | 0.02% | 0.03% | Q3 2020 | Q4 2020 | 2 |
Foresight Wealth Management, LLC | 2 | 2 | 0.02% | 0.03% | 0.04% | Q2 2022 | Q3 2022 | 2 |
Family Management Corp | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q1 2021 | 2 |
OTA Financial Group L.P. | 2 | 2 | 0.13% | 0.13% | 0.14% | Q1 2017 | Q2 2017 | 2 |
PFG Investments, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q2 2023 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.02% | 0.04% | Q4 2015 | Q4 2017 | 2 |
Segantii Capital Management Ltd | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
Almitas Capital LLC | 2 | 2 | 0.45% | 0.46% | 0.48% | Q1 2023 | Q2 2023 | 2 |
Arlington Capital Management, Inc. | 2 | 2 | 0.08% | 0.13% | 0.17% | Q3 2019 | Q4 2019 | 2 |
Sunbelt Securities, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q4 2019 | 2 |
Independence Trust CO | 2 | 2 | 0.32% | 0.33% | 0.33% | Q2 2015 | Q3 2015 | 2 |
ZAZOVE ASSOCIATES LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q4 2016 | 2 |
Regal Investment Advisors LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2013 | 2 |
CNB Bank | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
BENJAMIN EDWARDS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
SANDERS MORRIS HARRIS LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2017 | Q4 2017 | 2 |
REILLY FINANCIAL ADVISORS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 2 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2021 | 2 |
SHEPHERD KAPLAN KROCHUK, LLC | 2 | 2 | 0.06% | 0.07% | 0.08% | Q2 2016 | Q3 2016 | 2 |
AdvisorNet Financial, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q2 2023 | 2 |
Archer Investment Corp | 2 | 2 | 0.06% | 0.07% | 0.07% | Q4 2020 | Q1 2021 | 2 |
CAPTRUST FINANCIAL ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Cerity Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Accurate Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Newbridge Financial Services Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q4 2018 | 1 |
Confluence Wealth Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Lido Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Arete Wealth Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Integrated Advisors Network LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Certified Advisory Corp | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
JONES FINANCIAL COMPANIES LLLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
Risk Paradigm Group, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
Marquette Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q2 2023 | Q2 2023 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Aristides Capital LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2021 | Q4 2021 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
US FINANCIAL ADVISORS, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2015 | Q3 2015 | 1 |
Pinnacle Wealth Planning Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
MinichMacGregor Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2014 | Q4 2014 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
LVW Advisors, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2017 | Q4 2017 | 1 |
NEW ENGLAND SECURITIES CORP /MA/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
BDO Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
1834 INVESTMENT ADVISORS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
VSR Financial Services, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
Fusion Family Wealth LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Brookstone Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Fortis Advisors, LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2016 | Q4 2016 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Aveo Capital Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Hudock, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
SALEM INVESTMENT COUNSELORS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Matisse Capital | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2020 | Q1 2020 | 1 |
TRUSTCORE FINANCIAL SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
XTX Topco Ltd | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
External links
This page lists all the filers that currently own NUVEEN SR INCOME FD or have owned NUVEEN SR INCOME FD in the past.