| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| GOLDMAN SACHS GROUP INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q1 2014 | 24 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 12 |
| BARCLAYS PLC | 4 | 4 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q1 2014 | 12 |
| UBS AG | 4 | 4 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q1 2014 | 12 |
| Parallax Volatility Advisers, L.P. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 10 |
| Spot Trading L.L.C | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 9 |
| PEAK6 Group LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 8 |
| WELLS FARGO & COMPANY/MN | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 7 |
| PRELUDE CAPITAL MANAGEMENT, LLC | 5 | 5 | 0.01% | 0.11% | 0.28% | Q1 2013 | Q1 2014 | 7 |
| PALISADE CAPITAL MANAGEMENT, LP | 6 | 6 | 0.06% | 0.16% | 0.25% | Q4 2012 | Q1 2014 | 6 |
| CREDIT SUISSE AG/ | 5 | 5 | 0.00% | 0.03% | 0.06% | Q1 2013 | Q1 2014 | 6 |
| OppenheimerFunds, Inc. | 5 | 5 | 0.05% | 0.05% | 0.06% | Q1 2013 | Q1 2014 | 5 |
| Cetera Advisor Networks LLC | 5 | 5 | 0.01% | 0.05% | 0.18% | Q1 2013 | Q1 2014 | 5 |
| COMMERCE BANK | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q1 2014 | 5 |
| PRIVATE TRUST CO NA | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q1 2014 | 5 |
| ROYAL BANK OF CANADA | 4 | 4 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q1 2014 | 4 |
| Highlander Capital Management, LLC | 4 | 4 | 0.06% | 0.39% | 0.69% | Q2 2013 | Q1 2014 | 4 |
| First City Capital Management, Inc. | 4 | 4 | 0.23% | 0.26% | 0.31% | Q2 2013 | Q1 2014 | 4 |
| IFC Holdings Incorporated/FL | 4 | 4 | 0.07% | 0.07% | 0.07% | Q2 2013 | Q1 2014 | 4 |
| MERITAGE PORTFOLIO MANAGEMENT | 4 | 4 | 0.38% | 0.40% | 0.42% | Q2 2013 | Q1 2014 | 4 |
| ROTHSCHILD INVESTMENT LLC /IL | 4 | 4 | 0.03% | 0.04% | 0.05% | Q2 2013 | Q1 2014 | 4 |
| Barnett & Company, Inc. | 4 | 4 | 0.29% | 0.36% | 0.42% | Q2 2013 | Q1 2014 | 4 |
| Commonwealth Equity Services, Inc | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | 4 | 4 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q1 2014 | 4 |
| FMR LLC | 4 | 4 | 0.04% | 0.05% | 0.05% | Q2 2013 | Q1 2014 | 4 |
| LEVIN CAPITAL STRATEGIES, L.P. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| SHIKIAR ASSET MANAGEMENT INC | 4 | 4 | 2.92% | 3.01% | 3.20% | Q2 2013 | Q1 2014 | 4 |
| ADIRONDACK TRUST CO | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| Renaissance Technologies | 4 | 4 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q1 2014 | 4 |
| Janney Montgomery Scott LLC | 3 | 1 | 0.02% | 0.02% | 0.03% | Q3 2013 | Q2 2015 | 4 |
| SILVER CAPITAL MANAGEMENT LLC | 4 | 4 | 5.25% | 5.51% | 5.80% | Q2 2013 | Q1 2014 | 4 |
| ING GROEP NV | 4 | 4 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q1 2014 | 4 |
| CREDIT AGRICOLE S A | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| BANK OF AMERICA CORP /DE/ | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| 1919 Investment Counsel, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| HENNESSY ADVISORS INC | 4 | 4 | 0.21% | 0.26% | 0.29% | Q2 2013 | Q1 2014 | 4 |
| RUSSELL FRANK CO/ | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q1 2014 | 4 |
| GABELLI FUNDS LLC | 4 | 4 | 0.03% | 0.03% | 0.03% | Q2 2013 | Q1 2014 | 4 |
| MSI Financial Services Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| BLAIR WILLIAM & CO/IL | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| Janney Capital Management LLC | 4 | 4 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q1 2014 | 4 |
| STEPHENS INC /AR/ | 4 | 4 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q1 2014 | 4 |
| WHITEBOX ADVISORS LLC | 4 | 4 | 0.18% | 0.24% | 0.30% | Q2 2013 | Q1 2014 | 4 |
| ROYCE & ASSOCIATES LP | 4 | 4 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q1 2014 | 4 |
| Transamerica Financial Advisors, Inc. | 4 | 4 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2014 | 4 |
| LPL Financial LLC | 4 | 4 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q1 2014 | 4 |
| GLENMEDE TRUST CO NA | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| Cambridge Investment Research Advisors, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| DEERE & CO | 4 | 4 | 0.03% | 0.07% | 0.13% | Q2 2013 | Q1 2014 | 4 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 4 | 4 | 0.03% | 0.06% | 0.09% | Q2 2013 | Q1 2014 | 4 |
| FRANKLIN STREET ADVISORS INC /NC | 4 | 4 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q1 2014 | 4 |
| B. Riley Wealth Advisors, Inc. | 4 | 4 | 0.06% | 0.07% | 0.08% | Q2 2013 | Q1 2014 | 4 |
| RAYMOND JAMES & ASSOCIATES | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| JPMORGAN CHASE & CO | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| AMERIPRISE FINANCIAL INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| CITIGROUP INC | 4 | 4 | 0.01% | 0.02% | 0.05% | Q2 2013 | Q1 2014 | 4 |
| KMS FINANCIAL SERVICES, INC | 4 | 4 | 0.05% | 0.05% | 0.06% | Q2 2013 | Q1 2014 | 4 |
| HighTower Advisors, LLC | 4 | 4 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q1 2014 | 4 |
| Regent Investment Management LLC | 4 | 4 | 0.09% | 0.11% | 0.14% | Q2 2013 | Q1 2014 | 4 |
| PNC FINANCIAL SERVICES GROUP, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| MONROE BANK & TRUST/MI | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| COOPERMAN LEON G | 4 | 4 | 2.09% | 2.36% | 2.60% | Q2 2013 | Q1 2014 | 4 |
| THORNBURG INVESTMENT MANAGEMENT INC | 4 | 4 | 0.52% | 0.58% | 0.70% | Q2 2013 | Q1 2014 | 4 |
| Invesco Ltd. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| RATIONAL ADVISORS LLC | 4 | 4 | 0.03% | 0.03% | 0.04% | Q1 2013 | Q4 2013 | 4 |
| J.P. Morgan Private Wealth Advisors LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| WILLIAM HARRIS INVESTORS INC | 4 | 4 | 0.08% | 0.09% | 0.14% | Q2 2013 | Q1 2014 | 4 |
| AMERICAN INTERNATIONAL GROUP, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| Ranger International Management, LP | 4 | 4 | 4.12% | 4.37% | 4.85% | Q2 2013 | Q1 2014 | 4 |
| Creative Planning | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| KINGS POINT CAPITAL MANAGEMENT | 4 | 4 | 0.00% | 0.03% | 0.04% | Q2 2013 | Q1 2014 | 4 |
| Ensemble Capital Management | 4 | 4 | 0.25% | 0.26% | 0.27% | Q2 2013 | Q1 2014 | 4 |
| MORGAN STANLEY | 4 | 4 | 0.02% | 0.04% | 0.08% | Q2 2013 | Q1 2014 | 4 |
| Yorktown Management & Research Co Inc | 4 | 4 | 0.74% | 0.87% | 0.98% | Q2 2013 | Q1 2014 | 4 |
| CLEARBRIDGE, LLC | 4 | 4 | 0.19% | 0.27% | 0.32% | Q2 2013 | Q1 2014 | 4 |
| AXA S.A. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | 4 | 4 | 0.36% | 0.47% | 0.59% | Q2 2013 | Q1 2014 | 4 |
| GUGGENHEIM CAPITAL LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| Trellus Management Company, LLC | 4 | 4 | 1.04% | 1.30% | 1.48% | Q2 2013 | Q1 2014 | 4 |
| SELZ CAPITAL LLC | 4 | 4 | 2.16% | 2.68% | 3.15% | Q2 2013 | Q1 2014 | 4 |
| US BANCORP \DE\ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| DREMAN VALUE MANAGEMENT, L L C | 4 | 4 | 0.00% | 0.28% | 0.43% | Q2 2013 | Q1 2014 | 4 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| WFG Advisors, LP | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
| ProVise Management Group, LLC | 4 | 4 | 0.12% | 0.18% | 0.27% | Q2 2013 | Q1 2014 | 4 |
| D.A. DAVIDSON & CO. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| First Allied Advisory Services, Inc. | 4 | 4 | 0.06% | 0.07% | 0.09% | Q2 2013 | Q1 2014 | 4 |
| Tower Research Capital LLC (TRC) | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2014 | 3 |
| TCW GROUP INC | 3 | 3 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q4 2013 | 3 |
| Carroll Financial Associates, Inc. | 3 | 3 | 0.06% | 0.10% | 0.16% | Q2 2013 | Q4 2013 | 3 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 3 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2013 | 3 |
| Weiss Multi-Strategy Advisers LLC | 3 | 3 | 0.07% | 0.08% | 0.11% | Q2 2013 | Q4 2013 | 3 |
| FCG ADVISORS, LLC | 3 | 3 | 0.07% | 0.08% | 0.08% | Q3 2013 | Q1 2014 | 3 |
| Boyle Capital Management, L.L.C. | 3 | 3 | 0.31% | 0.67% | 0.87% | Q2 2013 | Q4 2013 | 3 |
| GSA CAPITAL PARTNERS LLP | 3 | 3 | 0.02% | 0.04% | 0.05% | Q2 2013 | Q4 2013 | 3 |
| Citadel Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2014 | 3 |
| Focused Wealth Management, Inc | 3 | 3 | 0.52% | 0.85% | 1.03% | Q3 2013 | Q1 2014 | 3 |
| TORONTO DOMINION BANK | 2 | 1 | 0.00% | 0.03% | 0.04% | Q1 2013 | Q4 2013 | 3 |
| HL FINANCIAL SERVICES LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q4 2013 | 3 |
| OPPENHEIMER & CO INC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2013 | 3 |
| Private Wealth Partners, LLC | 3 | 3 | 0.05% | 0.06% | 0.06% | Q3 2013 | Q1 2014 | 3 |
| York Capital Management Global Advisors, LLC | 2 | 2 | 0.02% | 0.40% | 1.10% | Q4 2013 | Q1 2014 | 3 |
| STALEY CAPITAL ADVISERS INC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q4 2013 | 3 |
| FIFTH THIRD BANCORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2014 | 3 |
| Prentice Capital Management, LP | 3 | 3 | 18.71% | 18.90% | 19.11% | Q4 2013 | Q2 2014 | 3 |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
| Family Management Corp | 3 | 3 | 0.60% | 0.69% | 0.80% | Q2 2013 | Q4 2013 | 3 |
| WASATCH ADVISORS LP | 3 | 3 | 0.02% | 0.03% | 0.04% | Q2 2013 | Q4 2013 | 3 |
| CORNERCAP INVESTMENT COUNSEL INC | 3 | 3 | 0.06% | 0.07% | 0.08% | Q2 2013 | Q4 2013 | 3 |
| Partnervest Advisory Services LLC | 3 | 3 | 0.03% | 0.17% | 0.25% | Q3 2013 | Q1 2014 | 3 |
| DEUTSCHE BANK AG\ | 3 | 3 | 0.01% | 0.02% | 0.02% | Q3 2013 | Q1 2014 | 3 |
| Neuberger Berman Group LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2014 | 3 |
| Prospera Financial Services Inc | 2 | 2 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q3 2013 | 2 |
| Cowen Prime Services LLC | 2 | 2 | 0.32% | 0.33% | 0.34% | Q4 2013 | Q1 2014 | 2 |
| RMF GP, LLC | 2 | 2 | 1.70% | 1.73% | 1.76% | Q2 2013 | Q3 2013 | 2 |
| CLEAR STREET MARKETS LLC | 1 | 1 | 0.00% | 0.05% | 0.11% | Q1 2014 | Q1 2014 | 2 |
| TEACHERS ADVISORS, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2013 | Q3 2013 | 2 |
| CAPSTONE INVESTMENT ADVISORS, LLC | 2 | 2 | 0.02% | 0.14% | 0.25% | Q4 2013 | Q1 2014 | 2 |
| EAGLE ASSET MANAGEMENT INC | 2 | 2 | 0.16% | 0.22% | 0.28% | Q2 2013 | Q3 2013 | 2 |
| BALDWIN BROTHERS LLC/MA | 2 | 2 | 0.06% | 0.07% | 0.07% | Q2 2013 | Q3 2013 | 2 |
| GUYASUTA INVESTMENT ADVISORS INC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
| INTEGRAL DERIVATIVES, LLC | 2 | 2 | 0.01% | 0.02% | 0.04% | Q4 2013 | Q1 2014 | 2 |
| PATTEN & PATTEN INC/TN | 2 | 2 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q3 2013 | 2 |
| STATE OF WISCONSIN INVESTMENT BOARD | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
| Harvest Capital Strategies LLC | 2 | 2 | 0.09% | 0.18% | 0.26% | Q2 2013 | Q3 2013 | 2 |
| K.J. Harrison & Partners Inc | 2 | 2 | 0.03% | 0.04% | 0.04% | Q4 2013 | Q1 2014 | 2 |
| CSS LLC/IL | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2013 | Q1 2014 | 2 |
| PANAGORA ASSET MANAGEMENT INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2014 | 2 |
| WESTPORT RESOURCES MANAGEMENT INC | 2 | 2 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q3 2013 | 2 |
| FIRST MERCANTILE TRUST CO | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
| Jefferies Group LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
| Alyeska Investment Group, L.P. | 2 | 2 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q1 2014 | 2 |
| NAVELLIER & ASSOCIATES INC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q4 2012 | Q1 2013 | 2 |
| WATER ISLAND CAPITAL LLC | 2 | 2 | 0.59% | 1.92% | 3.26% | Q4 2013 | Q1 2014 | 2 |
| BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
| WALNUT PRIVATE EQUITY PARTNERS, LLC | 2 | 2 | 0.63% | 0.67% | 0.72% | Q4 2013 | Q1 2014 | 2 |
| GLG INC. | 2 | 2 | 0.03% | 0.03% | 0.04% | Q2 2013 | Q3 2013 | 2 |
| COBALT CAPITAL MANAGEMENT, INC. | 2 | 2 | 3.01% | 3.05% | 3.09% | Q2 2013 | Q3 2013 | 2 |
| MCKINLEY CAPITAL MANAGEMENT LLC | 2 | 2 | 0.05% | 0.06% | 0.06% | Q2 2013 | Q3 2013 | 2 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
| Nine Chapters Capital Management LLC | 2 | 2 | 0.04% | 0.07% | 0.09% | Q2 2013 | Q3 2013 | 2 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2013 | 2 |
| DEAN INVESTMENT ASSOCIATES, LLC | 2 | 2 | 0.57% | 0.64% | 0.70% | Q2 2013 | Q3 2013 | 2 |
| SG Americas Securities, LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q3 2013 | Q1 2014 | 2 |
| Private Advisor Group, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q1 2014 | 2 |
| Reservoir Operations, L.P. | 2 | 2 | 1.88% | 1.94% | 2.00% | Q4 2013 | Q1 2014 | 2 |
| Numeric Investors LLC | 2 | 2 | 0.10% | 0.11% | 0.12% | Q2 2013 | Q3 2013 | 2 |
| Dean Capital Management | 2 | 2 | 1.90% | 1.95% | 2.00% | Q2 2013 | Q3 2013 | 2 |
| OMERS ADMINISTRATION Corp | 2 | 2 | 0.23% | 0.35% | 0.47% | Q4 2013 | Q1 2014 | 2 |
| LAKEWOOD CAPITAL MANAGEMENT, LP | 2 | 2 | 1.68% | 1.83% | 1.98% | Q2 2013 | Q3 2013 | 2 |
| STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2009 | Q1 2014 | 2 |
| West Family Investments, Inc. | 2 | 2 | 0.27% | 0.28% | 0.29% | Q2 2013 | Q3 2013 | 2 |
| WEDBUSH SECURITIES INC | 2 | 2 | 0.03% | 0.08% | 0.12% | Q2 2013 | Q3 2013 | 2 |
| NORTHERN CAPITAL MANAGEMENT LLC | 2 | 2 | 0.08% | 0.09% | 0.10% | Q2 2013 | Q3 2013 | 2 |
| EJF Capital LLC | 2 | 2 | 0.24% | 0.36% | 0.47% | Q2 2013 | Q3 2013 | 2 |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2013 | Q3 2013 | 2 |
| CQS Cayman LP | 2 | 2 | 0.78% | 1.16% | 1.54% | Q4 2013 | Q1 2014 | 2 |
| Jane Street Holding, LLC | 1 | 1 | 0.01% | 0.04% | 0.07% | Q2 2013 | Q4 2013 | 2 |
| RAIFF PARTNERS INC | 1 | 1 | 3.91% | 3.91% | 3.91% | Q2 2013 | Q2 2013 | 1 |
| Stone Toro Investment Advisers, LP | 1 | 1 | 1.95% | 1.95% | 1.95% | Q1 2014 | Q1 2014 | 1 |
| OTA Financial Group L.P. | 1 | 1 | 0.32% | 0.32% | 0.32% | Q1 2014 | Q1 2014 | 1 |
| JNBA Financial Advisors | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
| Quotient Investors, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q3 2013 | Q3 2013 | 1 |
| STIFEL FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
| SIGNATUREFD, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| Quantbot Technologies LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
| JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| Winslow, Evans & Crocker, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
| IndexIQ Advisors LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2014 | Q1 2014 | 1 |
| Guild Investment Management, Inc. | 1 | 1 | 1.23% | 1.23% | 1.23% | Q1 2012 | Q1 2012 | 1 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 1 | 1 | 0.60% | 0.60% | 0.60% | Q1 2014 | Q1 2014 | 1 |
| CHARTWELL INVESTMENT PARTNERS/PA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
| Arete Wealth Advisors, LLC | 1 | 1 | 1.50% | 1.50% | 1.50% | Q4 2013 | Q4 2013 | 1 |
| TIG Advisors, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2013 | Q2 2013 | 1 |
| Grantham, Mayo, Van Otterloo & Co. LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q4 2013 | 1 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2013 | Q4 2013 | 1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
| MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| Visium Asset Management, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| Independence Trust CO | 1 | 1 | 0.14% | 0.14% | 0.14% | Q2 2013 | Q2 2013 | 1 |
| Timber Hill LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| Orinda Asset Management LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q3 2013 | Q3 2013 | 1 |
| Mariner, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q1 2014 | 1 |
| Madden Advisory Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
| BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| Shamrock Asset Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
| Hudock, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| TOURADJI CAPITAL MANAGEMENT, LP | 1 | 1 | 1.74% | 1.74% | 1.74% | Q1 2014 | Q1 2014 | 1 |
| Crow Point Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| GROUP ONE TRADING, L.P. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
| B. Riley Wealth Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| IRONBRIDGE CAPITAL MANAGEMENT LP | 1 | 1 | 0.32% | 0.32% | 0.32% | Q2 2013 | Q2 2013 | 1 |
| BlueCrest Capital Management LLP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2013 | Q3 2013 | 1 |
| Ancora Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
| COWEN INC. | 1 | 1 | 1.08% | 1.08% | 1.08% | Q1 2014 | Q1 2014 | 1 |
| Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
| Trutina Financial LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q3 2013 | Q3 2013 | 1 |
| BANQUE PICTET & CIE SA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
| SEI TRUST CO | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q2 2013 | 1 |
| EDMUNDS WHITE PARTNERS LLC | 1 | 1 | 3.78% | 3.78% | 3.78% | Q2 2013 | Q2 2013 | 1 |
| OSTERWEIS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| TCI Wealth Advisors, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2013 | Q4 2013 | 1 |
| GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| Gemmer Asset Management LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q1 2014 | 1 |
| BROWN BROTHERS HARRIMAN & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| WASHINGTON TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
External links
This page lists all the filers that currently own KKR FINL HLDGS LLC or have owned KKR FINL HLDGS LLC in the past.