Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.01% | 0.05% | 0.22% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Capital Investment Advisors, LLC | 41 | 41 | 0.01% | 0.02% | 0.03% | Q4 2013 | Q4 2023 | 41 |
Advisors Asset Management, Inc. | 40 | 40 | 0.00% | 0.06% | 0.12% | Q4 2013 | Q3 2023 | 40 |
STIFEL FINANCIAL CORP | 39 | 39 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2023 | 39 |
FIRST FOUNDATION ADVISORS | 31 | 2 | 0.01% | 0.09% | 0.26% | Q3 2013 | Q3 2023 | 39 |
JFS WEALTH ADVISORS, LLC | 38 | 38 | 0.04% | 0.80% | 2.95% | Q2 2014 | Q3 2023 | 38 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Stratos Wealth Partners, LTD. | 36 | 36 | 0.01% | 0.03% | 0.10% | Q4 2014 | Q3 2023 | 36 |
Invesco Ltd. | 35 | 35 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2021 | 35 |
REILLY FINANCIAL ADVISORS, LLC | 35 | 35 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q4 2021 | 35 |
CITIGROUP INC | 33 | 33 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2021 | 33 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 28 | 4 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 32 |
HOLLENCREST CAPITAL MANAGEMENT | 28 | 4 | 0.02% | 0.35% | 1.93% | Q2 2014 | Q3 2023 | 32 |
Raymond James Financial Services Advisors, Inc. | 32 | 32 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2023 | 32 |
Cetera Investment Advisers | 22 | 6 | 0.01% | 0.05% | 0.15% | Q3 2016 | Q3 2023 | 28 |
RAYMOND JAMES & ASSOCIATES | 21 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 27 |
MUFG Americas Holdings Corp | 27 | 27 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q2 2017 | 27 |
WESCAP Management Group, Inc. | 27 | 27 | 0.08% | 0.16% | 0.31% | Q1 2016 | Q3 2022 | 27 |
Diligent Investors, LLC | 26 | 26 | 0.20% | 0.39% | 0.83% | Q2 2017 | Q3 2023 | 26 |
OPPENHEIMER & CO INC | 14 | 12 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q2 2021 | 26 |
Karp Capital Management Corp | 9 | 4 | 0.01% | 0.48% | 1.08% | Q4 2014 | Q1 2022 | 26 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 9 | 2 | 0.01% | 0.10% | 0.22% | Q2 2014 | Q3 2023 | 25 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Fiera Capital Corp | 24 | 24 | 0.00% | 0.02% | 0.03% | Q4 2016 | Q3 2022 | 24 |
Creative Planning | 8 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 23 |
Allworth Financial LP | 16 | 7 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2023 | 23 |
Benchmark Capital Advisors | 23 | 23 | 0.18% | 0.28% | 0.42% | Q2 2013 | Q4 2018 | 23 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
HighTower Advisors, LLC | 19 | 2 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q1 2020 | 21 |
Bank of New York Mellon Corp | 13 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2023 | 21 |
Mutual Advisors, LLC | 20 | 20 | 0.01% | 0.05% | 0.16% | Q4 2017 | Q3 2022 | 20 |
MACKAY SHIELDS LLC | 11 | 1 | 0.03% | 0.18% | 0.46% | Q4 2013 | Q3 2022 | 20 |
NORTHERN TRUST CORP | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 20 |
WOLVERINE ASSET MANAGEMENT LLC | 8 | 1 | 0.00% | 0.02% | 0.04% | Q4 2013 | Q2 2023 | 19 |
VISTA INVESTMENT MANAGEMENT | 11 | 4 | 0.08% | 0.15% | 0.29% | Q4 2017 | Q1 2023 | 19 |
Apriem Advisors | 16 | 2 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2022 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
WEDBUSH SECURITIES INC | 12 | 6 | 0.01% | 0.02% | 0.03% | Q3 2018 | Q3 2023 | 18 |
Lido Advisors, LLC | 17 | 17 | 0.01% | 0.08% | 0.19% | Q1 2016 | Q1 2020 | 17 |
Vivaldi Capital Management LP | 11 | 3 | 0.08% | 0.27% | 1.73% | Q3 2017 | Q3 2023 | 17 |
CENTAURUS FINANCIAL, INC. | 16 | 16 | 0.01% | 0.02% | 0.07% | Q3 2019 | Q2 2023 | 16 |
Ameritas Investment Partners, Inc. | 12 | 4 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 16 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 8 | 2 | 0.09% | 0.65% | 1.58% | Q4 2016 | Q3 2023 | 16 |
Advisor Group, Inc. | 15 | 15 | 0.01% | 0.02% | 0.03% | Q2 2016 | Q4 2019 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
Allianz Asset Management GmbH | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
MARINER INVESTMENT GROUP LLC | 9 | 5 | 0.04% | 1.33% | 4.54% | Q1 2014 | Q1 2020 | 14 |
Karpus Management, Inc. | 10 | 4 | 0.04% | 0.59% | 1.14% | Q3 2018 | Q3 2023 | 14 |
FIRST TRUST ADVISORS LP | 10 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2019 | 14 |
Cypress Wealth Services, LLC | 14 | 14 | 0.04% | 0.06% | 0.08% | Q4 2017 | Q1 2021 | 14 |
AQR Arbitrage LLC | 6 | 1 | 0.00% | 0.04% | 0.22% | Q1 2015 | Q3 2023 | 13 |
NEXT Financial Group, Inc | 6 | 1 | 0.01% | 0.01% | 0.02% | Q3 2016 | Q4 2021 | 13 |
DOLIVER ADVISORS, LP | 3 | 1 | 0.08% | 0.24% | 0.64% | Q2 2013 | Q2 2018 | 12 |
Stonebridge Capital Advisors LLC | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Dakota Wealth Management | 8 | 4 | 0.03% | 0.11% | 0.17% | Q4 2018 | Q3 2023 | 12 |
SIT INVESTMENT ASSOCIATES INC | 6 | 1 | 0.04% | 0.12% | 0.28% | Q4 2018 | Q3 2023 | 12 |
IFP Advisors, Inc | 11 | 1 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q4 2018 | 12 |
Hennion & Walsh Asset Management, Inc. | 11 | 11 | 0.16% | 0.31% | 0.53% | Q1 2021 | Q3 2023 | 11 |
Saba Capital Management, L.P. | 7 | 4 | 0.02% | 0.36% | 0.89% | Q4 2018 | Q3 2023 | 11 |
Efficient Market Advisors, LLC | 11 | 11 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q4 2015 | 11 |
Formidable Asset Management, LLC | 11 | 11 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q1 2016 | 11 |
FLAGSHIP HARBOR ADVISORS, LLC | 10 | 10 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q3 2020 | 10 |
M&T BANK CORP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2016 | 10 |
Evercore Wealth Management, LLC | 6 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 10 |
RMB Capital Management, LLC | 4 | 1 | 0.01% | 0.05% | 0.08% | Q4 2015 | Q3 2020 | 10 |
Snowden Capital Advisors LLC | 7 | 3 | 0.00% | 0.04% | 0.10% | Q2 2019 | Q2 2023 | 10 |
Thomas J. Herzfeld Advisors, Inc. | 9 | 1 | 0.03% | 0.08% | 0.13% | Q2 2017 | Q4 2020 | 10 |
Rockefeller Capital Management L.P. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q3 2023 | 10 |
Tempus Wealth Planning, LLC | 10 | 10 | 0.08% | 0.12% | 0.17% | Q2 2021 | Q3 2023 | 10 |
D.A. DAVIDSON & CO. | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q4 2022 | 9 |
CWM, LLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2023 | 9 |
Laurel Wealth Advisors, Inc. | 6 | 3 | 0.04% | 0.05% | 0.08% | Q2 2017 | Q4 2022 | 9 |
Corient Capital Partners, LLC | 7 | 2 | 0.02% | 0.03% | 0.05% | Q3 2016 | Q3 2022 | 9 |
Integrated Wealth Management | 9 | 9 | 0.08% | 0.10% | 0.11% | Q1 2015 | Q1 2017 | 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 9 |
BANK OF MONTREAL /CAN/ | 6 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2022 | 9 |
Laird Norton Wetherby Wealth Management, LLC | 5 | 1 | 0.01% | 0.02% | 0.03% | Q1 2017 | Q3 2022 | 8 |
Steward Partners Investment Advisory, LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 8 |
GOLDMAN SACHS GROUP INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2018 | 8 |
Keystone Wealth Services, LLC | 8 | 8 | 0.07% | 0.10% | 0.13% | Q4 2021 | Q3 2023 | 8 |
SteelPeak Wealth, LLC | 8 | 8 | 0.01% | 0.02% | 0.02% | Q2 2020 | Q1 2022 | 8 |
DEUTSCHE BANK AG\ | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2016 | 8 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 5 | 3 | 0.02% | 0.04% | 0.06% | Q1 2019 | Q4 2022 | 8 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2021 | 8 |
MSI Financial Services Inc | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2016 | 8 |
MKT Advisors LLC | 7 | 7 | 0.10% | 0.13% | 0.14% | Q1 2022 | Q3 2023 | 7 |
LINCOLN NATIONAL CORP | 7 | 7 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q4 2021 | 7 |
Alpha Cubed Investments, LLC | 3 | 2 | 0.01% | 0.05% | 0.18% | Q4 2013 | Q3 2023 | 7 |
PNC FINANCIAL SERVICES GROUP, INC. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.01% | 0.02% | 0.03% | Q1 2022 | Q3 2023 | 7 |
US BANCORP \DE\ | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2022 | 7 |
Beacon Pointe Advisors, LLC | 3 | 1 | 0.02% | 0.11% | 0.23% | Q4 2018 | Q4 2021 | 7 |
Intellectus Partners, LLC | 7 | 7 | 0.15% | 0.39% | 0.54% | Q1 2022 | Q3 2023 | 7 |
Holloway Wealth Management, LLC | 6 | 1 | 0.00% | 0.01% | 0.03% | Q4 2016 | Q4 2018 | 7 |
Western Wealth Management, LLC | 7 | 7 | 0.04% | 0.09% | 0.11% | Q1 2022 | Q3 2023 | 7 |
Ignite Planners, LLC | 7 | 7 | 0.57% | 1.18% | 1.83% | Q1 2022 | Q3 2023 | 7 |
EVOKE WEALTH, LLC | 6 | 1 | 0.00% | 0.04% | 0.04% | Q3 2019 | Q3 2023 | 7 |
RB Capital Management, LLC | 6 | 6 | 0.10% | 0.21% | 0.36% | Q2 2022 | Q3 2023 | 6 |
GEODE CAPITAL MANAGEMENT, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2019 | 6 |
ROBINSON CAPITAL MANAGEMENT, LLC | 4 | 2 | 0.15% | 1.16% | 1.48% | Q2 2019 | Q3 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Intersect Capital LLC | 6 | 6 | 0.07% | 0.09% | 0.11% | Q4 2020 | Q1 2022 | 6 |
Arlington Financial Advisors, LLC | 6 | 6 | 0.09% | 0.15% | 0.25% | Q2 2022 | Q3 2023 | 6 |
Weiss Asset Management LP | 2 | 1 | 0.01% | 0.04% | 0.08% | Q4 2013 | Q4 2022 | 6 |
AQR Capital Management | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2014 | 6 |
WOODWARD DIVERSIFIED CAPITAL, LLC | 6 | 6 | 0.10% | 0.13% | 0.14% | Q2 2022 | Q3 2023 | 6 |
Cambridge Investment Research Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q4 2017 | 6 |
Realta Investment Advisors | 6 | 6 | 0.03% | 0.04% | 0.05% | Q2 2022 | Q3 2023 | 6 |
Mascoma Wealth Management LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
M&R CAPITAL MANAGEMENT INC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q3 2017 | 6 |
Occidental Asset Management, LLC | 6 | 6 | 0.02% | 0.03% | 0.04% | Q2 2022 | Q3 2023 | 6 |
Litman Gregory Wealth Management LLC | 3 | 1 | 0.02% | 0.03% | 0.05% | Q2 2021 | Q3 2023 | 6 |
WHITTIER TRUST CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 5 |
BARCLAYS PLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 5 |
Matisse Capital | 4 | 1 | 0.53% | 1.32% | 4.20% | Q4 2019 | Q3 2023 | 5 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q2 2018 | 5 |
AKANTHOS CAPITAL MANAGEMENT LLC | 5 | 5 | 1.30% | 3.42% | 5.04% | Q4 2013 | Q4 2014 | 5 |
HCR Wealth Advisors | 5 | 5 | 0.02% | 0.03% | 0.05% | Q2 2022 | Q2 2023 | 5 |
Golden State Wealth Management, LLC | 3 | 1 | 0.02% | 0.04% | 0.06% | Q1 2019 | Q3 2020 | 5 |
Parallel Advisors, LLC | 3 | 2 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q3 2022 | 5 |
Kavar Capital Partners, LLC | 3 | 2 | 0.01% | 0.02% | 0.02% | Q2 2015 | Q2 2018 | 5 |
JPMORGAN CHASE & CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 5 |
Almitas Capital LLC | 3 | 1 | 0.15% | 3.94% | 8.47% | Q4 2018 | Q3 2023 | 5 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 5 |
Logan Stone Capital, LLC | 4 | 4 | 2.81% | 3.45% | 4.25% | Q4 2022 | Q3 2023 | 4 |
Gerber Kawasaki Wealth & Investment Management | 4 | 4 | 0.45% | 0.56% | 0.63% | Q4 2015 | Q3 2016 | 4 |
Cerity Partners LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Mine & Arao Wealth Creation & Management, LLC. | 4 | 4 | 0.04% | 0.05% | 0.06% | Q4 2022 | Q3 2023 | 4 |
Miracle Mile Advisors, LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q1 2023 | 4 |
Lindbrook Capital, LLC | 3 | 1 | 0.01% | 0.07% | 0.10% | Q2 2021 | Q4 2022 | 4 |
Front Row Advisors LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q3 2018 | 4 |
SEI INVESTMENTS CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2018 | 4 |
SILVIA MCCOLL WEALTH MANAGEMENT, LLC | 4 | 4 | 0.19% | 0.21% | 0.22% | Q4 2022 | Q3 2023 | 4 |
CHANNEL WEALTH LLC | 4 | 4 | 0.30% | 0.49% | 0.71% | Q1 2023 | Q4 2023 | 4 |
OTA Financial Group L.P. | 1 | 1 | 0.13% | 0.44% | 0.96% | Q2 2013 | Q4 2022 | 4 |
Vontobel Swiss Wealth Advisors AG | 4 | 4 | 1.72% | 1.80% | 1.91% | Q4 2019 | Q3 2020 | 4 |
Running Point Capital Advisors, LLC | 4 | 4 | 0.20% | 0.22% | 0.23% | Q1 2022 | Q4 2022 | 4 |
UMB Bank, n.a. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2022 | 4 |
Ford Financial Group, LLC | 2 | 1 | 0.03% | 0.06% | 0.08% | Q2 2021 | Q3 2022 | 4 |
B. Riley Wealth Advisors, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
Corient Private Wealth LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2018 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.82% | 0.87% | 0.90% | Q4 2022 | Q3 2023 | 4 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.01% | 0.05% | Q4 2016 | Q4 2018 | 4 |
Pensionmark Financial Group, LLC | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2022 | Q3 2023 | 4 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 4 | 4 | 0.01% | 0.03% | 0.05% | Q4 2021 | Q3 2022 | 4 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 3 |
Mariner, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
KWB Wealth | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q3 2023 | 3 |
Kore Private Wealth LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q2 2020 | 3 |
EP Wealth Advisors, LLC | 3 | 3 | 0.00% | 0.15% | 0.45% | Q1 2023 | Q3 2023 | 3 |
Tortoise Investment Management, LLC | 3 | 3 | 0.01% | 0.03% | 0.04% | Q1 2023 | Q3 2023 | 3 |
MERCER GLOBAL ADVISORS INC /ADV | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q2 2022 | 3 |
NEW ENGLAND SECURITIES CORP /MA/ | 2 | 1 | 0.00% | 0.04% | 0.06% | Q2 2013 | Q4 2014 | 3 |
Tarbox Family Office, Inc. | 2 | 1 | 0.06% | 0.06% | 0.06% | Q2 2021 | Q2 2022 | 3 |
TFS CAPITAL LLC | 3 | 3 | 0.04% | 0.05% | 0.07% | Q4 2013 | Q2 2014 | 3 |
MML INVESTORS SERVICES, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q2 2019 | 3 |
Integrated Wealth Concepts LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
Ackerman Capital Advisors, LLC | 1 | 1 | 0.00% | 0.09% | 0.14% | Q1 2019 | Q4 2022 | 3 |
Destination Wealth Management | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q2 2023 | 3 |
Cooper Financial Group | 3 | 3 | 0.08% | 0.10% | 0.15% | Q2 2021 | Q4 2021 | 3 |
SANDERS MORRIS HARRIS LLC | 3 | 3 | 0.07% | 0.08% | 0.08% | Q2 2019 | Q4 2019 | 3 |
J.P. Morgan Private Wealth Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q3 2017 | Q4 2022 | 3 |
Golden State Equity Partners | 3 | 3 | 0.03% | 0.05% | 0.07% | Q1 2023 | Q3 2023 | 3 |
AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2020 | 3 |
Perigon Wealth Management, LLC | 3 | 3 | 0.01% | 0.02% | 0.03% | Q1 2023 | Q3 2023 | 3 |
Bridge Advisory, LLC | 3 | 3 | 0.07% | 0.08% | 0.10% | Q4 2020 | Q2 2021 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q3 2023 | 3 |
Walleye Capital LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q2 2023 | 3 |
REGATTA CAPITAL GROUP, LLC | 2 | 2 | 0.07% | 0.08% | 0.09% | Q2 2022 | Q3 2022 | 2 |
Beach Point Capital Management LP | 2 | 2 | 1.44% | 1.84% | 2.23% | Q2 2023 | Q3 2023 | 2 |
TD Waterhouse Canada Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2022 | 2 |
Paloma Partners Management Co | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Garrison Point Capital, LLC | 2 | 2 | 4.78% | 4.92% | 5.06% | Q2 2022 | Q3 2022 | 2 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 2 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 2 |
Morton Capital Management LLC/CA | 2 | 2 | 0.10% | 0.10% | 0.10% | Q2 2022 | Q3 2022 | 2 |
PANAGORA ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
CTC Capital Management, LLC | 2 | 2 | 0.22% | 0.24% | 0.25% | Q4 2022 | Q1 2023 | 2 |
CTC Alternative Strategies, Ltd. | 2 | 2 | 0.14% | 0.17% | 0.19% | Q2 2023 | Q3 2023 | 2 |
Penserra Capital Management LLC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q1 2023 | Q2 2023 | 2 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.02% | 0.10% | 0.19% | Q2 2018 | Q3 2018 | 2 |
FNY Investment Advisers, LLC | 1 | 1 | 0.02% | 0.04% | 0.06% | Q2 2019 | Q4 2019 | 2 |
Covington Capital Management | 2 | 2 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q3 2022 | 2 |
AXXCESS WEALTH MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q2 2023 | Q3 2023 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2015 | 2 |
Perennial Investment Advisors, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q2 2023 | 2 |
Summit Trail Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2022 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q1 2022 | 2 |
Fort Point Capital Partners LLC | 2 | 2 | 0.03% | 0.04% | 0.05% | Q2 2023 | Q3 2023 | 2 |
WFA of San Diego, LLC | 1 | 1 | 0.01% | 0.02% | 0.04% | Q2 2022 | Q4 2022 | 2 |
LIBERTY WEALTH MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
EMFO, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q2 2022 | Q2 2022 | 1 |
Pinnacle Wealth Planning Services, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Hayden Royal, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2018 | Q4 2018 | 1 |
Spectrum Asset Management, Inc. (NB/CA) | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2022 | Q1 2022 | 1 |
Ionic Capital Management LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q2 2022 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Spectrum Wealth Advisory Group, LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q2 2021 | Q2 2021 | 1 |
FIR TREE CAPITAL MANAGEMENT LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
First Command Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Equitable Holdings, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Gemmer Asset Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
HERITAGE WEALTH MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
L & S Advisors Inc | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2017 | Q2 2017 | 1 |
XTX Topco Ltd | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2023 | Q1 2023 | 1 |
Williams Jones Wealth Management, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Meridian Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
WealthOne, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Family Management Corp | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q2 2022 | 1 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
CIBC Private Wealth Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Strategic Advocates LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q3 2023 | Q3 2023 | 1 |
RITHOLTZ WEALTH MANAGEMENT | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
ATWOOD & PALMER INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Confluence Wealth Management LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2015 | Q1 2015 | 1 |
BREWIN DOLPHIN LTD | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2016 | Q4 2016 | 1 |
Safeguard Investment Advisory Group, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
Private Ocean, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
SeaCrest Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
CATALYST PRIVATE WEALTH, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
PenderFund Capital Management Ltd. | 1 | 1 | 0.26% | 0.26% | 0.26% | Q1 2019 | Q1 2019 | 1 |
Squar Milner Financial Services LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Concert Wealth Management Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
AlphaCentric Advisors LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2021 | 1 |
First Command Financial Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
MAGNOLIA CAPITAL ADVISORS LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2022 | Q1 2022 | 1 |
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This page lists all the filers that currently own BLACKROCK MUNIHLDNGS CALI QL or have owned BLACKROCK MUNIHLDNGS CALI QL in the past.