$190 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 103 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 18.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOVT | Sell | ISHARES TRus treas bd etf | $17,308,900 | -39.0% | 785,340 | -36.6% | 9.09% | -35.6% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $14,686,012 | -7.1% | 227,831 | -3.3% | 7.71% | -1.9% |
| IAU | Sell | ISHARES GOLD TRishares new | $7,733,350 | -5.5% | 221,016 | -1.7% | 4.06% | -0.2% |
| CVX | Sell | CHEVRON CORP NEW | $7,370,028 | +6.1% | 43,708 | -1.0% | 3.87% | +12.1% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $6,659,868 | -5.6% | 91,582 | -2.7% | 3.50% | -0.3% |
| MDT | Buy | MEDTRONIC PLC | $6,446,247 | +165.2% | 81,544 | +198.0% | 3.38% | +180.0% |
| ESGU | Sell | ISHARES TResg awr msci usa | $5,793,925 | -6.4% | 61,435 | -3.3% | 3.04% | -1.2% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $4,841,322 | -5.1% | 34,168 | +0.2% | 2.54% | +0.2% |
| CSCO | Sell | CISCO SYS INC | $4,568,444 | -0.9% | 84,978 | -4.6% | 2.40% | +4.6% |
| XOM | Sell | EXXON MOBIL CORP | $4,347,467 | +7.9% | 36,975 | -1.6% | 2.28% | +13.9% |
| New | SCHWAB CHARLES FAMILY FDamt tax free mny | $4,343,000 | – | 4,343,000 | +100.0% | 2.28% | – | |
| USMV | Buy | ISHARES TRmsci usa min vol | $3,906,208 | -1.9% | 53,681 | +0.2% | 2.05% | +3.5% |
| MSFT | Sell | MICROSOFT CORP | $3,883,909 | -9.3% | 12,301 | -2.2% | 2.04% | -4.3% |
| HON | Sell | HONEYWELL INTL INC | $3,881,388 | -12.3% | 21,010 | -1.5% | 2.04% | -7.4% |
| INTC | Buy | INTEL CORP | $3,833,479 | +23.2% | 107,833 | +15.9% | 2.01% | +30.0% |
| WMT | Buy | WALMART INC | $3,808,800 | +149.9% | 23,815 | +145.6% | 2.00% | +163.9% |
| SCHW | Buy | SCHWAB CHARLES CORP | $3,755,572 | +0.6% | 68,407 | +3.8% | 1.97% | +6.2% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $3,593,915 | +12.1% | 39,760 | +0.7% | 1.89% | +18.3% |
| ACN | Sell | ACCENTURE PLC IRELAND | $3,473,107 | -2.5% | 11,309 | -2.1% | 1.82% | +2.9% |
| AAPL | Sell | APPLE INC | $3,424,517 | -12.5% | 20,002 | -0.8% | 1.80% | -7.6% |
| ABBV | Sell | ABBVIE INC | $3,367,945 | +8.3% | 22,595 | -2.1% | 1.77% | +14.4% |
| CF | Buy | CF INDS HLDGS INC | $3,141,428 | +72.8% | 36,639 | +39.9% | 1.65% | +82.5% |
| BG | Buy | BUNGE LIMITED | $2,991,706 | +18.4% | 27,637 | +3.2% | 1.57% | +25.0% |
| GD | Sell | GENERAL DYNAMICS CORP | $2,970,942 | +1.1% | 13,445 | -1.6% | 1.56% | +6.7% |
| ORCL | Sell | ORACLE CORP | $2,882,190 | -13.9% | 27,211 | -3.2% | 1.51% | -9.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,877,715 | +1.9% | 8,215 | -0.8% | 1.51% | +7.5% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,832,353 | -4.3% | 32,091 | -2.7% | 1.49% | +1.0% |
| SRE | Buy | SEMPRA | $2,760,415 | -5.6% | 40,225 | +100.2% | 1.45% | -0.3% |
| COLD | Sell | AMERICOLD REALTY TRUST INC | $2,712,808 | -8.5% | 88,567 | -2.8% | 1.42% | -3.3% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $2,710,661 | -0.1% | 31,435 | -3.1% | 1.42% | +5.5% |
| VONE | Sell | VANGUARD SCOTTSDALE FDSvng rus1000idx | $2,595,597 | -22.1% | 13,334 | -19.4% | 1.36% | -17.8% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $2,507,703 | -2.0% | 9,209 | +1.9% | 1.32% | +3.5% |
| EMR | Sell | EMERSON ELEC CO | $2,441,483 | +4.2% | 25,282 | -2.4% | 1.28% | +10.0% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $2,158,906 | -6.2% | 63,572 | -1.5% | 1.13% | -1.0% |
| BWA | Sell | BORGWARNER INC | $2,154,467 | -18.3% | 53,368 | -1.0% | 1.13% | -13.7% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $1,900,799 | -3.7% | 38,130 | -0.1% | 1.00% | +1.7% |
| ABT | Sell | ABBOTT LABS | $1,540,109 | -12.9% | 15,902 | -2.0% | 0.81% | -8.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,317,979 | -14.4% | 40,666 | -1.8% | 0.69% | -9.7% |
| TSLA | Sell | TESLA INC | $1,279,448 | -5.5% | 5,113 | -1.2% | 0.67% | -0.3% |
| QCOM | Sell | QUALCOMM INC | $1,226,658 | -6.8% | 11,045 | -0.1% | 0.64% | -1.7% |
| DE | DEERE & CO | $1,185,804 | -6.8% | 3,131 | 0.0% | 0.62% | -1.6% | |
| V | Buy | VISA INC | $1,149,727 | +163.8% | 4,999 | +172.4% | 0.60% | +178.3% |
| COST | COSTCO WHSL CORP NEW | $1,146,483 | +4.9% | 2,029 | 0.0% | 0.60% | +10.9% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,121,194 | -2.1% | 2,613 | +1.6% | 0.59% | +3.5% |
| SLB | Sell | SCHLUMBERGER LTD | $1,089,094 | +11.2% | 18,599 | -6.6% | 0.57% | +17.5% |
| ROK | ROCKWELL AUTOMATION INC | $1,070,584 | -13.2% | 3,745 | 0.0% | 0.56% | -8.5% | |
| COP | CONOCOPHILLIPS | $986,913 | +15.6% | 8,238 | 0.0% | 0.52% | +21.9% | |
| TFLO | New | ISHARES TRtrs flt rt bd | $940,822 | – | 18,542 | +100.0% | 0.49% | – |
| INTU | INTUIT | $935,532 | +11.5% | 1,831 | 0.0% | 0.49% | +17.7% | |
| VEA | Buy | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $875,076 | -4.8% | 20,015 | +0.6% | 0.46% | +0.7% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $819,184 | +9.1% | 6,260 | -0.2% | 0.43% | +15.3% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $795,993 | +21.3% | 8,975 | +40.8% | 0.42% | +28.2% |
| EWS | New | ISHARES INCmsci singpor etf | $698,126 | – | 38,045 | +100.0% | 0.37% | – |
| HXL | New | HEXCEL CORP NEW | $664,233 | – | 10,197 | +100.0% | 0.35% | – |
| New | GE HEALTHCARE TECHNOLOGIES I | $651,279 | – | 9,572 | +100.0% | 0.34% | – | |
| UNH | UNITEDHEALTH GROUP INC | $581,332 | +4.9% | 1,153 | 0.0% | 0.30% | +10.5% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $578,429 | -3.5% | 1,341 | -0.3% | 0.30% | +2.0% |
| IWB | Sell | ISHARES TRrus 1000 etf | $572,736 | -3.5% | 2,428 | -0.3% | 0.30% | +2.0% |
| MCD | MCDONALDS CORP | $477,660 | -11.7% | 1,813 | 0.0% | 0.25% | -6.7% | |
| ADBE | ADOBE INC | $467,579 | +4.3% | 917 | 0.0% | 0.25% | +10.3% | |
| MORN | MORNINGSTAR INC | $421,632 | +19.5% | 1,800 | 0.0% | 0.22% | +25.6% | |
| PEP | PEPSICO INC | $416,423 | -8.5% | 2,458 | 0.0% | 0.22% | -3.1% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $410,592 | -3.6% | 1,933 | 0.0% | 0.22% | +1.9% | |
| MAR | MARRIOTT INTL INC NEWcl a | $397,052 | +7.0% | 2,020 | 0.0% | 0.21% | +13.0% | |
| NKE | NIKE INCcl b | $382,287 | -13.3% | 3,984 | 0.0% | 0.20% | -8.2% | |
| SCHR | Buy | SCHWAB STRATEGIC TRint-trm u.s tres | $365,783 | +5.6% | 7,630 | +8.5% | 0.19% | +11.6% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $338,050 | +39.0% | 4,175 | +39.2% | 0.18% | +47.1% |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $330,635 | +4.9% | 7,415 | +1.0% | 0.17% | +10.8% |
| ALKS | ALKERMES PLC | $311,892 | -10.5% | 11,135 | 0.0% | 0.16% | -5.2% | |
| MELI | New | MERCADOLIBRE INC | $292,881 | – | 231 | +100.0% | 0.15% | – |
| New | CALIDI BIOTHERAPEUTICS INC | $276,797 | – | 83,247 | +100.0% | 0.14% | – | |
| RTX | Sell | RTX CORPORATION | $271,954 | -26.9% | 3,779 | -0.5% | 0.14% | -22.7% |
| DIS | DISNEY WALT CO | $272,086 | -9.2% | 3,357 | 0.0% | 0.14% | -4.0% | |
| TXN | Sell | TEXAS INSTRS INC | $270,317 | -17.3% | 1,700 | -6.3% | 0.14% | -12.9% |
| MCK | MCKESSON CORP | $261,282 | +1.8% | 600 | 0.0% | 0.14% | +7.0% | |
| INMD | INMODE LTD | $255,255 | -18.4% | 8,380 | 0.0% | 0.13% | -14.1% | |
| NOC | NORTHROP GRUMMAN CORP | $252,670 | -3.4% | 574 | 0.0% | 0.13% | +2.3% | |
| IDXX | IDEXX LABS INC | $250,993 | -12.9% | 574 | 0.0% | 0.13% | -7.7% | |
| SPDW | SPDR INDEX SHS FDSportfolio devlpd | $244,514 | -4.7% | 7,885 | 0.0% | 0.13% | 0.0% | |
| PFE | PFIZER INC | $233,518 | -9.6% | 7,040 | 0.0% | 0.12% | -3.9% | |
| NVDA | NVIDIA CORPORATION | $230,185 | +2.8% | 529 | 0.0% | 0.12% | +9.0% | |
| IUSB | Sell | ISHARES TRcore total usd | $227,668 | -24.9% | 5,208 | -21.8% | 0.12% | -20.5% |
| GLD | SPDR GOLD TR | $214,999 | -3.8% | 1,254 | 0.0% | 0.11% | +1.8% | |
| PXD | New | PIONEER NAT RES CO | $212,793 | – | 927 | +100.0% | 0.11% | – |
| Buy | TENON MEDICAL INC | $168,237 | +186.0% | 1,082,606 | +406.4% | 0.09% | +203.4% | |
| Buy | HEARTBEAM INC | $96,535 | -6.6% | 44,900 | +4.7% | 0.05% | 0.0% | |
| INTC | INTEL CORPcall | $48,837 | +13.7% | 10,000 | 0.0% | 0.03% | +23.8% | |
| New | TENON MEDICAL INC*w exp 06/16/202 | $43,656 | – | 1,070,000 | +100.0% | 0.02% | – | |
| VNRX | VOLITIONRX LTD | $38,306 | -50.4% | 55,596 | 0.0% | 0.02% | -47.4% | |
| FAX | ABRDN ASIA PACIFIC INCOME FU | $27,458 | -9.3% | 11,207 | 0.0% | 0.01% | -6.7% | |
| AAPL | APPLE INCput | $10,054 | +57.2% | 3,300 | 0.0% | 0.01% | +66.7% | |
| VICI | Exit | VICI PPTYS INC | $0 | – | -433 | -100.0% | -0.01% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -4,420 | -100.0% | -0.11% | – |
| EFG | Exit | ISHARES TReafe grwth etf | $0 | – | -2,435 | -100.0% | -0.12% | – |
| IBTF | Exit | ISHARES TRibonds 25 trm ts | $0 | – | -11,048 | -100.0% | -0.13% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -2,736 | -100.0% | -0.13% | – |
| EFV | Exit | ISHARES TReafe value etf | $0 | – | -5,405 | -100.0% | -0.13% | – |
| IBTD | Exit | ISHARES TRibonds 23 trm ts | $0 | – | -40,976 | -100.0% | -0.51% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -659,551 | -100.0% | -4.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.