$408 Million is the total value of PenderFund Capital Management Ltd.'s 172 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 52.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SANGOMA TECHNOLOGIES CORP | $29,966,000 | -2.0% | 1,685,400 | +20.2% | 7.34% | +5.7% | |
| Sell | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $22,713,000 | -8.4% | 20,060,000 | -4.7% | 5.56% | -1.2% | |
| Sell | PRECIGEN INCnote 3.500% 7/0 | $20,312,000 | -11.2% | 20,400,000 | -8.9% | 4.98% | -4.1% | |
| New | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $19,704,000 | – | 29,679,000 | +100.0% | 4.83% | – | |
| MAXR | Buy | MAXAR TECHNOLOGIES INC | $15,439,000 | +31.7% | 313,861 | +0.1% | 3.78% | +42.1% |
| Buy | OPKO HEALTH INCnote 4.500% 2/1 | $14,791,000 | +38.5% | 10,000,000 | +66.7% | 3.62% | +49.4% | |
| BUR | Sell | BURFORD CAP LTD ORD SHS | $14,688,000 | -21.6% | 1,278,419 | -8.9% | 3.60% | -15.4% |
| PAR | Buy | PAR TECHNOLOGY CORP | $14,064,000 | +38.2% | 278,881 | +82.9% | 3.44% | +49.1% |
| New | SUNRUN INCnote 2/0 added | $12,880,000 | – | 12,870,000 | +100.0% | 3.15% | – | |
| Sell | TRICIDA INCnote 3.500% 5/1 | $12,479,000 | -27.9% | 19,408,000 | -20.5% | 3.06% | -22.2% | |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $11,873,000 | -26.5% | 192,670 | -3.7% | 2.91% | -20.7% |
| PTON | Buy | PELOTON INTERACTIVE INC | $11,492,000 | -17.4% | 347,900 | +13.2% | 2.81% | -10.9% |
| SFL CORPORATION LTDnote 4.875% 5/0 | $11,126,000 | +1.4% | 8,656,000 | 0.0% | 2.72% | +9.4% | ||
| BIDU | Sell | BAIDU INCspon adr rep a | $10,655,000 | -15.5% | 64,420 | -3.9% | 2.61% | -8.8% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $10,265,000 | -24.2% | 109,450 | -16.2% | 2.51% | -18.2% |
| AVNW | AVIAT NETWORKS INC | $10,006,000 | -5.2% | 260,109 | 0.0% | 2.45% | +2.3% | |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $9,121,000 | -29.9% | 110,700 | -14.5% | 2.23% | -24.3% |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $8,899,000 | – | 7,123,134 | +100.0% | 2.18% | – | |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $8,712,000 | -18.9% | 787,454 | -27.5% | 2.13% | -12.5% |
| EGAN | Sell | EGAIN CORP | $8,183,000 | +11.6% | 565,218 | -2.7% | 2.00% | +20.4% |
| KKR | Sell | KKR & CO INC | $8,103,000 | -29.8% | 110,858 | -9.5% | 1.98% | -24.3% |
| TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $7,520,000 | -11.3% | 8,000,000 | 0.0% | 1.84% | -4.3% | ||
| TPL | Buy | TEXAS PACIFIC LAND CORPORATI | $7,218,000 | +10.8% | 4,270 | +3.5% | 1.77% | +19.5% |
| ATEX | Buy | ANTERIX INC | $7,123,000 | +13598.1% | 98,400 | +13957.1% | 1.74% | +14433.3% |
| JD | Sell | JD.COM INCspon adr cl a | $6,649,000 | -22.6% | 91,905 | -5.2% | 1.63% | -16.5% |
| SWIR | SIERRA WIRELESS INC | $6,604,000 | +1.2% | 292,600 | 0.0% | 1.62% | +9.2% | |
| SFIX | Sell | STITCH FIX INC | $6,438,000 | -67.2% | 511,400 | -37.6% | 1.58% | -64.6% |
| HHC | Sell | HOWARD HUGHES CORP | $6,273,000 | -10.8% | 48,432 | -11.4% | 1.54% | -3.8% |
| BHC | Sell | BAUSCH HEALTH COS INC | $5,453,000 | -23.5% | 190,925 | -6.4% | 1.34% | -17.4% |
| Sell | SSR MNG INCnote 2.500% 4/0 | $5,233,000 | -17.5% | 3,000,000 | -25.0% | 1.28% | -11.0% | |
| SQ | Sell | BLOCK INCcl a | $5,008,000 | -23.7% | 29,540 | -8.1% | 1.23% | -17.7% |
| EBIX | Sell | EBIX INC | $4,692,000 | -22.5% | 113,207 | -28.1% | 1.15% | -16.4% |
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $4,636,000 | -13.5% | 5,560,000 | 0.0% | 1.14% | -6.7% | ||
| TWTR | Sell | TWITTER INC | $4,116,000 | -20.1% | 85,100 | -9.7% | 1.01% | -13.8% |
| HELLO GROUP INCnote 1.250% 7/0 | $3,965,000 | +3.4% | 3,500,000 | 0.0% | 0.97% | +11.6% | ||
| IAC | Sell | IAC INTERACTIVECORP NEW | $3,940,000 | -30.9% | 31,430 | -8.9% | 0.96% | -25.5% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,945,000 | -12.7% | 41,660 | -5.6% | 0.72% | -5.9% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,962,000 | +9.5% | 3,510 | -4.1% | 0.48% | +18.2% |
| MSTR | MICROSTRATEGY INCcl a new | $1,824,000 | -11.7% | 3,000 | 0.0% | 0.45% | -4.7% | |
| Sell | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $1,615,000 | -48.4% | 1,500,000 | -50.0% | 0.40% | -44.2% | |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,591,000 | -11.0% | 11,700 | -1.7% | 0.39% | -3.9% |
| New | BAOZUN INCnote 1.625% 5/0 | $1,385,000 | – | 1,100,000 | +100.0% | 0.34% | – | |
| KW | Sell | KENNEDY-WILSON HOLDINGS INC | $1,326,000 | -3.7% | 43,500 | -4.6% | 0.32% | +3.8% |
| Sell | LENDINGTREE INCnote 0.500% 7/1 | $1,289,000 | -75.6% | 1,250,000 | -75.0% | 0.32% | -73.7% | |
| DISCK | DISCOVERY INC | $1,174,000 | +7.8% | 37,600 | 0.0% | 0.29% | +16.6% | |
| New | MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,039,000 | – | 740,000 | +100.0% | 0.25% | – | |
| WIW | New | WESTERN AST INFL LKD OPP & I | $1,018,000 | – | 67,799 | +100.0% | 0.25% | – |
| STWD | Sell | STARWOOD PPTY TR INC | $996,000 | -5.4% | 32,950 | -3.8% | 0.24% | +2.1% |
| COIN | Buy | COINBASE GLOBAL INC | $973,000 | +21.9% | 4,100 | +64.0% | 0.24% | +31.5% |
| CIGI | Sell | COLLIERS INTL GROUP INC | $684,000 | -15.6% | 4,200 | -2.3% | 0.17% | -8.7% |
| FSV | Buy | FIRSTSERVICE CORP NEW | $597,000 | -11.0% | 3,300 | +22.2% | 0.15% | -3.9% |
| EPAY | Buy | BOTTOMLINE TECH DEL INC | $510,000 | +146.4% | 7,200 | +148.3% | 0.12% | +166.0% |
| MIME | New | MIMECAST LTD | $497,000 | – | 5,000 | +100.0% | 0.12% | – |
| BRG | New | BLUEROCK RESIDENTIAL GWT REI | $478,000 | – | 14,400 | +100.0% | 0.12% | – |
| ROG | Buy | ROGERS CORP | $476,000 | +207.1% | 1,400 | +211.1% | 0.12% | +234.3% |
| CTXS | New | CITRIX SYS INC | $467,000 | – | 3,700 | +100.0% | 0.11% | – |
| SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $462,000 | +225.4% | 11,920 | +221.3% | 0.11% | +253.1% |
| PLAN | New | ANAPLAN INC | $455,000 | – | 5,600 | +100.0% | 0.11% | – |
| REGI | New | RENEWABLE ENERGY GROUP INC | $409,000 | – | 5,400 | +100.0% | 0.10% | – |
| ANAT | Buy | AMERICAN NATIONAL GROUP INC | $410,000 | +220.3% | 1,735 | +224.3% | 0.10% | +244.8% |
| New | US ECOLOGY INC | $389,000 | – | 6,500 | +100.0% | 0.10% | – | |
| NPTN | Buy | NEOPHOTONICS CORP | $388,000 | +141.0% | 20,400 | +145.8% | 0.10% | +156.8% |
| Y | New | ALLEGHANY CORP MD | $371,000 | – | 350 | +100.0% | 0.09% | – |
| SJI | New | SOUTH JERSEY INDS INC | $359,000 | – | 8,320 | +100.0% | 0.09% | – |
| CERN | New | CERNER CORP | $357,000 | – | 3,050 | +100.0% | 0.09% | – |
| TEN | New | TENNECO INC | $357,000 | – | 15,600 | +100.0% | 0.09% | – |
| FOE | New | FERRO CORP | $342,000 | – | 12,584 | +100.0% | 0.08% | – |
| TSPQ | Buy | TCW SPECIAL PURPOSE ACQU COR | $323,000 | +303.8% | 26,500 | +307.7% | 0.08% | +338.9% |
| ESBK | Buy | ELMIRA SVGS BK ELMIRA N Y | $315,000 | +90.9% | 10,987 | +92.8% | 0.08% | +108.1% |
| MTOR | New | MERITOR INC | $311,000 | – | 7,000 | +100.0% | 0.08% | – |
| PBCT | Buy | PEOPLES UNITED FINANCIAL INC | $307,000 | +94.3% | 12,300 | +75.7% | 0.08% | +108.3% |
| WIA | New | WESTERN ASST INFLTN LKD INM | $301,000 | – | 20,600 | +100.0% | 0.07% | – |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $296,000 | +270.0% | 11,900 | +271.9% | 0.07% | +300.0% |
| VYGG | New | VY GLOBAL GROWTH | $296,000 | – | 23,900 | +100.0% | 0.07% | – |
| ZNGA | New | ZYNGA INCcl a | $262,000 | – | 22,700 | +100.0% | 0.06% | – |
| HTA | New | HEALTHCARE TR AMER INCcl a new | $255,000 | – | 6,500 | +100.0% | 0.06% | – |
| MGI | Buy | MONEYGRAM INTL INC | $252,000 | +447.8% | 19,100 | +315.2% | 0.06% | +520.0% |
| TSC | Buy | TRISTATE CAP HLDGS INC | $245,000 | +52.2% | 5,900 | +40.5% | 0.06% | +62.2% |
| OCDX | New | ORTHO CLINICAL DIAGNOSTICS H | $247,000 | – | 10,600 | +100.0% | 0.06% | – |
| WBT | Buy | WELBILT INC | $234,000 | +9.9% | 7,880 | +11.3% | 0.06% | +18.8% |
| PBIP | New | PRUDENTIAL BANCORP INC NEW | $226,000 | – | 11,000 | +100.0% | 0.06% | – |
| NSEC | New | NATIONAL SEC GROUP INC | $217,000 | – | 10,845 | +100.0% | 0.05% | – |
| FBC | FLAGSTAR BANCORP INC | $207,000 | -12.7% | 3,900 | 0.0% | 0.05% | -5.6% | |
| STXB | New | SPIRIT OF TEX BANCSHARES INC | $204,000 | – | 6,200 | +100.0% | 0.05% | – |
| LEVL | LEVEL ONE BANCORP INC | $200,000 | 0.0% | 4,000 | 0.0% | 0.05% | +8.9% | |
| EXTN | New | EXTERRAN CORP | $191,000 | – | 24,600 | +100.0% | 0.05% | – |
| VG | New | VONAGE HLDGS CORP | $174,000 | – | 6,875 | +100.0% | 0.04% | – |
| FLOW | Buy | SPX FLOW INC | $172,000 | +21.1% | 1,600 | +23.1% | 0.04% | +31.2% |
| XENT | New | INTERSECT ENT INC | $172,000 | – | 4,900 | +100.0% | 0.04% | – |
| IIN | New | INTRICON CORP | $167,000 | – | 5,600 | +100.0% | 0.04% | – |
| CDR | New | CEDAR REALTY TRUST INC | $152,000 | – | 4,400 | +100.0% | 0.04% | – |
| VNE | New | VEONEER INC | $134,000 | – | 2,900 | +100.0% | 0.03% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $126,000 | – | 4,800 | +100.0% | 0.03% | – |
| NTRA | NATERA INC | $126,000 | -57.0% | 2,478 | 0.0% | 0.03% | -53.7% | |
| SAVE | New | SPIRIT AIRLS INC | $115,000 | – | 4,200 | +100.0% | 0.03% | – |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $113,000 | -34.7% | 57,198 | 0.0% | 0.03% | -28.2% | |
| ETAC | Buy | E MERGE TECHNOLOGY ACQUISITI | $111,000 | +170.7% | 8,979 | +172.1% | 0.03% | +200.0% |
| TLMD | New | SOC TELEMED INC | $111,000 | – | 29,700 | +100.0% | 0.03% | – |
| GOAC | Buy | GO ACQUISITION CORP | $102,000 | +104.0% | 8,278 | +107.0% | 0.02% | +127.3% |
| ALTU | New | ALTITUDE ACQUISITION CORP | $99,000 | – | 7,974 | +100.0% | 0.02% | – |
| DNAC | Buy | SOCIAL CAP SUVRETTA HLD CRPI | $88,000 | +175.0% | 7,094 | +180.4% | 0.02% | +214.3% |
| CFIV | Buy | CF ACQUISITION CORP IV | $87,000 | +42.6% | 7,100 | +44.9% | 0.02% | +50.0% |
| LGAC | LAZARD GROWTH ACQUISITION CO | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| LCA | LANDCADIA HOLDINGS IV INC | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| HCII | HUDSON EXECUTIVE INVS CORP I | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| KAHC | KKR ACQUISITION HOLDING I CO | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| HERA | FTAC HERA ACQUISITION CORP | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| DUNE | DUNE ACQUISITION CORP | $80,000 | 0.0% | 6,400 | 0.0% | 0.02% | +11.1% | |
| ACQR | INDEPENDENCE HOLDINGS CORP | $80,000 | 0.0% | 6,506 | 0.0% | 0.02% | +11.1% | |
| HLAH | HAMILTON LANE ALLIANCE HLDGS | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| FSNB | FUSION ACQUISITION CORP II | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| WPCB | WARBURG PINCUS CAPTAL CORP I | $80,000 | 0.0% | 6,500 | 0.0% | 0.02% | +11.1% | |
| CCVI | CHURCHILL CAPITAL CORP VI | $79,000 | 0.0% | 6,400 | 0.0% | 0.02% | +5.6% | |
| MIT | MASON INDUSTRIAL TECHNOLGY I | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| REVH | REVOLUTION HEALTHCAR AQ CORP | $79,000 | -1.2% | 6,477 | 0.0% | 0.02% | +5.6% | |
| KVSC | Buy | KHOSLA VENTURES ACQUT CO III | $78,000 | +90.2% | 6,400 | +93.9% | 0.02% | +111.1% |
| HIII | HUDSON EXECUTIVE INVES III | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| SUMR | New | SUMMER INFANT INC | $79,000 | – | 5,422 | +100.0% | 0.02% | – |
| FVIV | FORTRESS VALUE ACQUISI CORP | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| ADER | 26 CAPITAL ACQUISITION CORP | $79,000 | -1.2% | 6,400 | 0.0% | 0.02% | +5.6% | |
| CPUH | COMPUTE HEALTH ACQUISITIN CO | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| CVII | Buy | CHURCHILL CAPITAL CORP VII | $79,000 | +5.3% | 6,426 | +5.8% | 0.02% | +11.8% |
| AGCB | ALTIMETER GROWTH CORP 2 | $79,000 | -1.2% | 6,400 | 0.0% | 0.02% | +5.6% | |
| APGB | APOLLO STRATEGIC GRWT CPTL I | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| ASZ | AUSTERLITZ ACQUISITION CORP | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| BRIV | B RILEY PRIN 250 MERGER CORP | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| ELLIOTT OPPORTUNITY II CORP | $78,000 | -1.3% | 6,399 | 0.0% | 0.02% | +5.6% | ||
| SCOA | SCION TECH GROWTH I | $79,000 | 0.0% | 6,400 | 0.0% | 0.02% | +5.6% | |
| AAC | ARES ACQUISITION CORPORATION | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| JWSM | JAWS MUSTANG ACQUISITION COR | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| MSDA | New | MSD ACQUISITION CORP | $77,000 | – | 6,300 | +100.0% | 0.02% | – |
| ALCC | ALTC ACQUISITION CORP | $77,000 | -2.5% | 6,346 | 0.0% | 0.02% | +5.6% | |
| SLAM | Buy | SLAM CORP | $79,000 | +92.7% | 6,500 | +97.0% | 0.02% | +111.1% |
| DNAA | Buy | SOCIAL CAP SUVRETTA HLDS CRP | $79,000 | +9.7% | 6,400 | +12.3% | 0.02% | +18.8% |
| DNAB | SOCIAL CAP SUVRETTA HLDS CRP | $78,000 | -2.5% | 6,400 | 0.0% | 0.02% | +5.6% | |
| DNAD | SOCIAL CAP SUVRETTA HLDS CP | $78,000 | -1.3% | 6,400 | 0.0% | 0.02% | +5.6% | |
| AAQC | ACCELERATE ACQUISITION CORP | $79,000 | -1.2% | 6,500 | 0.0% | 0.02% | +5.6% | |
| VAQC | Buy | VECTOR ACQUISITION CORP II | $77,000 | +3750.0% | 6,346 | +4246.6% | 0.02% | – |
| WPCA | Buy | WARBURG PINCUS CAPTAL CORP I | $79,000 | +1875.0% | 6,429 | +1854.1% | 0.02% | +1800.0% |
| HAAC | Buy | HEALTH ASSURN ACQUISITION CO | $72,000 | +10.8% | 5,880 | +11.4% | 0.02% | +20.0% |
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $75,000 | -37.5% | 48,500 | 0.0% | 0.02% | -33.3% | |
| PTRS | PARTNERS BANCORP | $71,000 | -6.6% | 6,148 | 0.0% | 0.02% | 0.0% | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $59,000 | +5.4% | 2,800 | +33.3% | 0.01% | +7.7% |
| NXE | New | NEXGEN ENERGY LTD | $59,000 | – | 8,400 | +100.0% | 0.01% | – |
| GPOR | New | GULFPORT ENERGY CORP | $56,000 | – | 500 | +100.0% | 0.01% | – |
| VGII | VIRGIN GROUP ACQUISIT CORP I | $54,000 | -1.8% | 4,400 | 0.0% | 0.01% | +8.3% | |
| OACB | OAKTREE ACQUISITION CORP II | $50,000 | 0.0% | 4,000 | 0.0% | 0.01% | +9.1% | |
| CRHC | COHN ROBBINS HOLDINGS CORP | $50,000 | 0.0% | 4,000 | 0.0% | 0.01% | +9.1% | |
| UNIT | New | UNITI GROUP INC | $48,000 | – | 2,800 | +100.0% | 0.01% | – |
| HTPA | HIGHLAND TRANSCEND PARTNERS | $48,000 | -2.0% | 3,900 | 0.0% | 0.01% | +9.1% | |
| RMGC | Buy | RMG ACQUISITION CORP III | $39,000 | +50.0% | 3,155 | +50.2% | 0.01% | +66.7% |
| FUN | New | CEDAR FAIR L Pdepositry unit | $41,000 | – | 600 | +100.0% | 0.01% | – |
| SWAV | New | SHOCKWAVE MED INC | $41,000 | – | 160 | +100.0% | 0.01% | – |
| FVAM | Buy | 5 01 ACQUISITION CORP | $41,000 | 0.0% | 3,310 | +0.3% | 0.01% | +11.1% |
| THS | New | TREEHOUSE FOODS INC | $28,000 | – | 700 | +100.0% | 0.01% | – |
| PRPB | CC NEUBERGER PRIN HLDGS II | $25,000 | 0.0% | 2,000 | 0.0% | 0.01% | 0.0% | |
| AVAN | AVANTI ACQUISITION CORP | $26,000 | 0.0% | 2,100 | 0.0% | 0.01% | 0.0% | |
| PNTM | PONTEM CORPORATION | $26,000 | 0.0% | 2,100 | 0.0% | 0.01% | 0.0% | |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $17,000 | -51.4% | 32,999 | 0.0% | 0.00% | -50.0% | |
| BOAC | BLUESCAPE OPPORTUNITIES ACQU | $16,000 | 0.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $12,000 | -29.4% | 10,332 | 0.0% | 0.00% | -25.0% | |
| VELO3D INC*w exp 12/01/202 | $13,000 | +30.0% | 5,000 | 0.0% | 0.00% | +50.0% | ||
| FCAX | FORTRESS CAPITAL ACQUISITION | $4,000 | 0.0% | 335 | 0.0% | 0.00% | 0.0% | |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $1,000 | 0.0% | 1,666 | 0.0% | 0.00% | – | |
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $1,000 | -50.0% | 2,500 | 0.0% | 0.00% | – | |
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| New | TRITIUM DCFC LIMITED*w exp 01/13/202 added | $1,000 | – | 333 | +100.0% | 0.00% | – | |
| SPAQWS | Exit | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | -250 | -100.0% | 0.00% | – |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| DCRNW | Exit | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $0 | – | -333 | -100.0% | 0.00% | – |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | -100.0% | 1,666 | 0.0% | 0.00% | – | |
| New | JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $2,000 | – | 2,500 | +100.0% | 0.00% | – | |
| New | CORNER GROWTH ACQUISITN CORP | $0 | – | 10 | +100.0% | 0.00% | – | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $1,000 | -50.0% | 2,500 | 0.0% | 0.00% | – | |
| GNOG | Exit | GOLDEN NUGGET ONLINE GAMIN | $0 | – | -2,900 | -100.0% | -0.01% | – |
| CPLG | Exit | COREPOINT LODGING INC | $0 | – | -4,000 | -100.0% | -0.02% | – |
| FMAC | Exit | FIRSTMARK HORIZON ACQUISITIO | $0 | – | -6,400 | -100.0% | -0.02% | – |
| MGLN | Exit | MAGELLAN HEALTH INC | $0 | – | -736 | -100.0% | -0.02% | – |
| MCFE | Exit | MCAFEE CORP | $0 | – | -3,300 | -100.0% | -0.02% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INC | $0 | – | -1,557 | -100.0% | -0.02% | – |
| HCNEU | Exit | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| STFC | Exit | STATE AUTO FINL CORP | $0 | – | -2,000 | -100.0% | -0.03% | – |
| KRA | Exit | KRATON CORP | $0 | – | -2,300 | -100.0% | -0.03% | – |
| GSKY | Exit | GREENSKY INCcl a | $0 | – | -10,700 | -100.0% | -0.04% | – |
| GCP | Exit | GCP APPLIED TECHNOLOGIES INC | $0 | – | -4,000 | -100.0% | -0.04% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -4,700 | -100.0% | -0.04% | – |
| KOR | Exit | CORVUS GOLD INC | $0 | – | -39,600 | -100.0% | -0.04% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -2,530 | -100.0% | -0.04% | – |
| GWB | Exit | GREAT WESTERN BANCORP INC | $0 | – | -3,900 | -100.0% | -0.04% | – |
| PAE | Exit | PAE INC | $0 | – | -14,900 | -100.0% | -0.04% | – |
| PSXP | Exit | PHILLIPS 66 PARTNERS LP | $0 | – | -4,100 | -100.0% | -0.04% | – |
| CSPR | Exit | CASPER SLEEP INC | $0 | – | -22,700 | -100.0% | -0.04% | – |
| ACBI | Exit | ATLANTIC CAP BANCSHARES INC | $0 | – | -5,600 | -100.0% | -0.05% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -3,910 | -100.0% | -0.05% | – |
| KLR | Exit | KALEYRA INC | $0 | – | -57,314 | -100.0% | -0.16% | – |
| CFX | Exit | COLFAX CORP | $0 | – | -14,312 | -100.0% | -0.19% | – |
| Exit | SPIRE GLOBAL INC | $0 | – | -296,433 | -100.0% | -0.29% | – | |
| Exit | INFINERA CORPnote 2.125% 9/0 | $0 | – | -1,134,000 | -100.0% | -0.39% | – | |
| Exit | INFINERA CORPnote 2.500% 3/0 | $0 | – | -1,000,000 | -100.0% | -0.42% | – | |
| Exit | MANDIANT INCnote 0.875% 6/0 | $0 | – | -3,000,000 | -100.0% | -0.90% | – | |
| Exit | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $0 | – | -3,063,000 | -100.0% | -1.25% | – | |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -211,700 | -100.0% | -1.51% | – |
| FTSI | Exit | FTS INTERNATIONAL INC | $0 | – | -220,900 | -100.0% | -1.66% | – |
| Exit | LENDINGTREE INCnote 0.625% 6/0 | $0 | – | -6,500,000 | -100.0% | -1.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.