This page lists the SEC filings reported by PenderFund Capital Management Ltd..
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D | 2021-01-12 | PenderFund Capital Management Ltd. | LEAF GROUP LTD. | 1,332,635 | 3.9% | EDGAR |
| SC 13D | 2020-06-29 | PenderFund Capital Management Ltd. | LEAF GROUP LTD. | 1,540,535 | 5.8% | EDGAR |
| SC 13G/A | 2018-02-02 | PenderFund Capital Management Ltd. | Mattersight Corp | 2,386,630 | 7.3% | EDGAR |
| SC 13G | 2017-05-09 | PenderFund Capital Management Ltd. | Mattersight Corp | 1,830,100 | 5.6% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.