PenderFund Capital Management Ltd. Activity Q4 2017-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
	Buy	ESPERION THERAPEUTICS INC NEnote 4.000%11/1	$29,833	+42.9%	41,029,000	+30.9%	8.94%	+37.8%
	Buy	FIRST MAJESTIC SILVER CORPnote 0.375% 1/1	$23,637	+23.0%	23,000,000	+15.0%	7.08%	+18.5%
BUR	Sell	BURFORD CAP LTD	$16,104	+16.7%	846,905	-1.0%	4.83%	+12.4%
PAR	Sell	PAR TECHNOLOGY CORP	$15,513	+16.7%	296,349	-2.7%	4.65%	+12.5%
	Buy	SSR MINING INnote 2.500% 4/0	$14,136	+45.3%	10,150,000	+49.3%	4.24%	+40.0%
	Sell	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$12,549	-0.5%	9,295,000	-21.2%	3.76%	-4.1%
NAD	New	NUVEEN QUALITY MUNCP INCOME	$11,707	–	850,000	–	3.51%	–
NEA	New	NUVEEN AMT FREE QLTY MUN INC	$11,176	–	850,000	–	3.35%	–
NZF	Buy	NUVEEN MUNICIPAL CREDIT INC	$10,724	+6.8%	757,000	+16.5%	3.21%	+3.0%
FET	Sell	FORUM ENERGY TECHNOLOGIES IN	$6,529	-23.2%	200,122	-20.2%	1.96%	-26.0%
KKR	Sell	KKR & CO INC	$5,945	+5.4%	71,060	-6.5%	1.78%	+1.7%
EDD	Sell	MORGAN STANLEY EMERGING MKTS	$5,601	-7.5%	967,918	-0.7%	1.68%	-10.9%
ATEX	Sell	ANTERIX INC	$5,354	+0.8%	125,620	-0.7%	1.60%	-2.8%
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$4,710	–	200,000	–	1.41%	–
WIW	Buy	WESTERN AST INFL LKD OPP & I	$4,655	+32.7%	416,436	+39.4%	1.40%	+28.0%
EMD	Sell	WESTERN ASSET EMERGING MKTS	$4,592	-29.5%	407,300	-28.6%	1.38%	-32.0%
IBKR	Sell	INTERACTIVE BROKERS GROUP IN	$4,439	-5.6%	37,758	-11.6%	1.33%	-9.0%
Z	Sell	ZILLOW GROUP INCcl c cap stk	$4,378	-18.3%	69,847	-13.2%	1.31%	-21.2%
BIDU	Sell	BAIDU INCspon adr rep a	$4,367	-8.8%	23,930	-9.3%	1.31%	-12.0%
FAX	Sell	ABRDN ASIA PACIFIC INCOME FU	$2,146	-70.9%	644,870	-68.7%	0.64%	-71.9%
ARGO	Buy	ARGO GROUP INTL HLDGS LTD	$1,705	+35.2%	42,060	+30.9%	0.51%	+30.4%
GHL	Buy	GREENHILL & CO INC	$1,657	+30.6%	82,410	+26.0%	0.50%	+26.1%
BCOR	New	AVANTAX INC	$1,461	–	42,064	–	0.44%	–
	Sell	BEYOND MEAT INCnote 3/1	$1,453	-50.1%	4,000,000	-50.0%	0.44%	-52.0%
NVG	New	NUVEEN AMT FREE MUN CR INC F	$1,400	–	100,000	–	0.42%	–
EMAN	Buy	EMAGIN CORP	$1,385	+35.3%	512,400	+31.3%	0.42%	+30.5%
HCCI	New	HERITAGE CRYSTAL CLEAN INC	$1,337	–	21,712	–	0.40%	–
NATI	Buy	NATIONAL INSTRS CORP	$1,330	+67.9%	16,420	+57.7%	0.40%	+62.2%
MDWT	Buy	MIDWEST HLDG INC	$1,265	+45.2%	35,618	+45.0%	0.38%	+39.9%
TRHC	New	TABULA RASA HEALTHCARE INC	$1,261	–	90,023	–	0.38%	–
DEN	New	DENBURY INC	$1,247	–	9,370	–	0.37%	–
CTG	New	COMPUTER TASK GROUP INC	$1,231	–	87,710	–	0.37%	–
CIR	Buy	CIRCOR INTL INC	$1,206	+29.0%	15,930	+27.4%	0.36%	+24.1%
AEL	New	AMERICAN EQTY INVT LIFE HLD	$1,177	–	16,160	–	0.35%	–
	New	THORNE HEALTHTECH INC	$1,105	–	79,830	–	0.33%	–
ABCM	New	ABCAM PLCads	$1,101	–	35,830	–	0.33%	–
PLM	New	POLYMET MNG CORP	$1,076	–	380,905	–	0.32%	–
AVID	New	AVID TECHNOLOGY INC	$1,008	–	27,626	–	0.30%	–
VRTV	New	VERITIV CORP	$961	–	4,190	–	0.29%	–
SQNS	New	SEQUANS COMMUNICATIONS S Asponsored ads	$954	–	248,238	–	0.29%	–
	Buy	KALEYRA INC	$908	+123.1%	92,360	+102.7%	0.27%	+114.2%
HT	New	HERSHA HOSPITALITY TR	$896	–	66,867	–	0.27%	–
CCF	New	CHASE CORP	$890	–	5,150	–	0.27%	–
SCU	New	SCULPTOR CAP MGMT	$887	–	56,280	–	0.27%	–
CPRI	New	CAPRI HOLDINGS LIMITED	$885	–	12,380	–	0.26%	–
ICPT	New	INTERCEPT PHARMACEUTICALS IN	$877	–	34,840	–	0.26%	–
FRGI	New	FIESTA RESTAURANT GROUP INC	$876	–	76,220	–	0.26%	–
BLI	New	PHENOMEX INC	$862	–	635,800	–	0.26%	–
	New	SOVOS BRANDS INC	$821	–	26,810	–	0.25%	–
AJX	New	GREAT AJAX CORP	$780	–	89,190	–	0.23%	–
SSYS	New	STRATASYS LTD	$755	–	40,840	–	0.23%	–
HZNP	Buy	HORIZON THERAPEUTICS PUB L	$680	+31.8%	4,330	+14.2%	0.20%	+27.5%
NEWR	New	NEW RELIC INC	$659	–	5,670	–	0.20%	–
ARCE	New	ARCO PLATFORM LTD	$581	–	31,023	–	0.17%	–
AMNB	New	AMERICAN NATL BANKSHARES INC	$534	–	10,370	–	0.16%	–
WIA	Buy	WESTERN ASST INFLTN LKD INM	$506	+50500.0%	47,666	+36566.2%	0.15%	–
DG	New	DOLLAR GEN CORP NEW	$440	–	3,060	–	0.13%	–
ESTE	New	EARTHSTONE ENERGY INCcl a	$429	–	15,620	–	0.13%	–
AAIC	New	ARLINGTON ASSET INVST CORPcl a new	$419	–	72,090	–	0.13%	–
PFSW	New	PFSWEB INC	$417	–	41,217	–	0.12%	–
ATVI	New	ACTIVISION BLIZZARD INC	$413	–	3,250	–	0.12%	–
MMM	New	3M CO	$399	–	3,140	–	0.12%	–
	New	TIMBER PHARMACEUTICALS INC	$391	–	96,790	–	0.12%	–
	New	INFLECTION PT ACQUISITN CRP	$347	–	25,000	–	0.10%	–
NXGN	New	NEXTGEN HEALTHCARE INC	$332	–	10,290	–	0.10%	–
SCPL	New	SCIPLAY CORPORATIONcl a	$220	–	7,100	–	0.07%	–
ZYNE	New	ZYNERBA PHARMACEUTICALS INC	$213	–	123,444	–	0.06%	–
	New	CRIXUS BH3 ACQUISITION CO	$197	–	13,756	–	0.06%	–
SPLK	New	SPLUNK INC	$111	–	560	–	0.03%	–
TWNK	New	HOSTESS BRANDS INCcl a	$67	–	1,490	–	0.02%	–
PACW	New	PACWEST BANCORP DEL	$64	–	5,992	–	0.02%	–
	New	ELECTRIQ PWR HLDGS INC	$52	–	21,917	–	0.02%	–
LL	New	LL FLOORING HOLDINGS INC	$22	–	5,210	–	0.01%	–
	New	FINTECH ECOSYSTEM DEVE	$25	–	1,721	–	0.01%	–
	New	BERENSON ACQUISITION CORP I	$25	–	1,791	–	0.01%	–
LCA	New	LANDCADIA HOLDINGS IV INC	$16	–	1,145	–	0.01%	–
	New	SILVERBOX CORP III	$14	–	1,000	–	0.00%	–
	New	INFLECTION PT ACQUISITN CRP*w exp 08/31/202	$3	–	12,499	–	0.00%	–
	Exit	ALLEGO N V*w exp 03/16/202	$0	–	-250	–	0.00%	–
	New	SILVERBOX CORP III*w exp 02/28/202	$0	–	332	–	0.00%	–
	Exit	WILLIAMS ROWLAND ACQUISITION	$0	–	-1	–	0.00%	–
	Exit	OXBRIDGE ACQUISITION CORP	$0	–	-45	–	0.00%	–
BLUA	Exit	BLUERIVER ACQUISITION CORP	$0	–	-204	–	-0.00%	–
	Exit	SILVERBOX CORP IIIunit 02/28/2028	$0	–	-1,000	–	-0.00%	–
MTAC	Exit	MEDTECH ACQUISITION CORP	$0	–	-1,768	–	-0.01%	–
RMGC	Exit	RMG ACQUISITION CORP III	$0	–	-4,059	–	-0.02%	–
EAC	Exit	EDIFY ACQUISITION CORPcl a	$0	–	-5,013	–	-0.02%	–
	Exit	CORSAIR PARTNERING CORP	$0	–	-5,149	–	-0.02%	–
	Exit	MOUNTAIN CREST ACQSITN CORP	$0	–	-6,777	–	-0.03%	–
	Exit	GREENLIGHT BIOSCIENCS HLDS P	$0	–	-331,110	–	-0.04%	–
DNAD	Exit	SOCIAL CAP SUVRETTA HLDS CP	$0	–	-9,910	–	-0.04%	–
	Exit	FTAC EMERALD ACQUISITION COR	$0	–	-9,935	–	-0.04%	–
	Exit	ELLIOTT OPPORTUNITY II CORP	$0	–	-11,399	–	-0.05%	–
DNAB	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-11,440	–	-0.05%	–
	Exit	THUNDER BRDG CAP PRTNRS IV I	$0	–	-13,452	–	-0.06%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-1,680	–	-0.07%	–
ATAQ	Exit	ALTIMAR ACQUISITION CORP III	$0	–	-19,294	–	-0.08%	–
	Exit	INFLECTION PT ACQUISITN CRPunit 08/29/2031	$0	–	-25,000	–	-0.10%	–
	Exit	MOBIV ACQUISITION CORP	$0	–	-27,670	–	-0.12%	–
	Exit	FORGEROCK INCcl a	$0	–	-14,690	–	-0.12%	–
SPPI	Exit	SPECTRUM PHARMACEUTICALS INC	$0	–	-333,220	–	-0.13%	–
	Exit	KENSINGTON CAPITAL ACQUISITI	$0	–	-36,400	–	-0.16%	–
CLBR	Exit	COLOMBIER ACQUISITION CORPcl a	$0	–	-40,760	–	-0.17%	–
	Exit	DICE THERAPEUTICS INC	$0	–	-10,467	–	-0.20%	–
WTT	Exit	WIRELESS TELECOM GROUP INC	$0	–	-233,972	–	-0.20%	–
PRTK	Exit	PARATEK PHARMACEUTICALS INC	$0	–	-233,590	–	-0.21%	–
NUVA	Exit	NUVASIVE INC	$0	–	-12,770	–	-0.22%	–
AJRD	Exit	AEROJET ROCKETDYNE HLDGS INC	$0	–	-10,780	–	-0.24%	–
TRTN	Exit	TRITON INTL LTDcl a	$0	–	-7,220	–	-0.25%	–
	Exit	SOUTHPORT ACQUISITION CORP	$0	–	-59,330	–	-0.26%	–
KDNY	Exit	CHINOOK THERAPEUTICS INC	$0	–	-16,480	–	-0.26%	–
FRG	Exit	FRANCHISE GROUP INC	$0	–	-23,550	–	-0.28%	–
ABST	Exit	ABSOLUTE SOFTWARE CORP	$0	–	-59,268	–	-0.28%	–
	Exit	EMBARK TECHNOLOGY INC	$0	–	-239,113	–	-0.28%	–
	Exit	FIRST LT ACQUISITION GROUP Icl a	$0	–	-66,323	–	-0.29%	–
SYNH	Exit	SYNEOS HEALTH INCcl a	$0	–	-16,680	–	-0.29%	–
ARNC	Exit	ARCONIC CORPORATION	$0	–	-26,320	–	-0.32%	–
GLOP	Exit	GASLOG PARTNERS LPunit ltd ptnrp	$0	–	-97,640	–	-0.35%	–
USX	Exit	U S XPRESS ENTERPRISES INC	$0	–	-141,005	–	-0.36%	–
UNVR	Exit	UNIVAR SOLUTIONS INC	$0	–	-25,660	–	-0.38%	–
QUOT	Exit	QUOTIENT TECHNOLOGY INC	$0	–	-251,840	–	-0.40%	–
HMPT	Exit	HOME PT CAPITAL INCORPORATED	$0	–	-435,533	–	-0.42%	–
TESS	Exit	TESSCO TECHNOLOGIES INC	$0	–	-117,740	–	-0.43%	–
FOCS	Exit	FOCUS FINL PARTNERS INC	$0	–	-20,890	–	-0.45%	–
	Exit	BERKSHIRE GREY INC	$0	–	-819,020	–	-0.48%	–
RADI	Exit	RADIUS GLOBAL INFRASTRCTRE I	$0	–	-77,580	–	-0.48%	–
DSEY	Exit	DIVERSEY HLDGS LTD	$0	–	-137,750	–	-0.48%	–
ISEE	Exit	IVERIC BIO INC	$0	–	-29,450	–	-0.48%	–
BKI	Exit	BLACK KNIGHT INC	$0	–	-24,660	–	-0.61%	–
	Exit	SNAP INCnote 5/0	$0	–	-2,000,000	–	-0.61%	–
	Exit	SNAP INCnote 0.125% 3/0	$0	–	-3,000,000	–	-0.88%	–
	Exit	BANDWIDTH INCnote 0.250% 3/0	$0	–	-4,000,000	–	-1.30%	–
	Exit	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$0	–	-13,010,000	–	-5.34%	–

Q2 2023

			Value		Shares		↓ Weighting
	New	ESPERION THERAPEUTICS INC NEnote 4.000%11/1	$20,870	–	31,354,000	–	6.49%	–
	New	OPKO HEALTH INCnote 4.500% 2/1	$19,427	–	14,000,000	–	6.04%	–
	New	FIRST MAJESTIC SILVER CORPnote 0.375% 1/1	$19,224	–	20,000,000	–	5.98%	–
	New	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$17,187	–	13,010,000	–	5.34%	–
	New	BANDWIDTH INCnote 0.500% 4/0	$16,797	–	19,500,000	–	5.22%	–
	New	SANGOMA TECHNOLOGIES CORP	$15,427	–	3,097,833	–	4.80%	–
BUR	New	BURFORD CAP LTD	$13,805	–	855,565	–	4.29%	–
PAR	New	PAR TECHNOLOGY CORP	$13,291	–	304,679	–	4.13%	–
	New	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$12,609	–	11,795,000	–	3.92%	–
NZF	New	NUVEEN MUNICIPAL CREDIT INC	$10,040	–	650,000	–	3.12%	–
	New	SSR MINING INnote 2.500% 4/0	$9,732	–	6,800,000	–	3.02%	–
FET	New	FORUM ENERGY TECHNOLOGIES IN	$8,501	–	250,757	–	2.64%	–
FAX	New	ABRDN ASIA PACIFIC INCOME FU	$7,371	–	2,060,755	–	2.29%	–
EMD	New	WESTERN ASSET EMERGING MKTS	$6,510	–	570,109	–	2.02%	–
	New	DOCEBO INC	$6,178	–	117,820	–	1.92%	–
EDD	New	MORGAN STANLEY EMERGING MKTS	$6,057	–	974,818	–	1.88%	–
AVNW	New	AVIAT NETWORKS INC	$5,726	–	129,524	–	1.78%	–
KKR	New	KKR & CO INC	$5,640	–	76,020	–	1.75%	–
Z	New	ZILLOW GROUP INCcl c cap stk	$5,357	–	80,447	–	1.66%	–
ATEX	New	ANTERIX INC	$5,311	–	126,500	–	1.65%	–
BIDU	New	BAIDU INCspon adr rep a	$4,787	–	26,395	–	1.49%	–
IBKR	New	INTERACTIVE BROKERS GROUP IN	$4,701	–	42,718	–	1.46%	–
	New	BANDWIDTH INCnote 0.250% 3/0	$4,198	–	4,000,000	–	1.30%	–
SSNC	New	SS&C TECHNOLOGIES HLDGS INC	$3,517	–	43,810	–	1.09%	–
WIW	New	WESTERN AST INFL LKD OPP & I	$3,507	–	298,811	–	1.09%	–
PTON	New	PELOTON INTERACTIVE INC	$3,434	–	337,090	–	1.07%	–
EGAN	New	EGAIN CORP	$3,363	–	338,902	–	1.04%	–
TPL	New	TEXAS PACIFIC LAND CORPORATI	$3,326	–	1,907	–	1.03%	–
	New	BEYOND MEAT INCnote 3/1	$2,914	–	8,000,000	–	0.91%	–
	New	SNAP INCnote 0.125% 3/0	$2,837	–	3,000,000	–	0.88%	–
JD	New	JD.COM INCspon adr cl a	$2,562	–	56,665	–	0.80%	–
	New	MAGNITE INCnote 0.250% 3/1	$2,257	–	2,000,000	–	0.70%	–
IAC	New	IAC INC	$2,171	–	26,100	–	0.68%	–
	New	SNAP INCnote 5/0	$1,974	–	2,000,000	–	0.61%	–
BKI	New	BLACK KNIGHT INC	$1,951	–	24,660	–	0.61%	–
	New	BROOKFIELD CORPcl a ltd vt sh	$1,815	–	40,690	–	0.56%	–
ISEE	New	IVERIC BIO INC	$1,535	–	29,450	–	0.48%	–
	New	BERKSHIRE GREY INC	$1,530	–	819,020	–	0.48%	–
DSEY	New	DIVERSEY HLDGS LTD	$1,531	–	137,750	–	0.48%	–
RADI	New	RADIUS GLOBAL INFRASTRCTRE I	$1,531	–	77,580	–	0.48%	–
FOCS	New	FOCUS FINL PARTNERS INC	$1,453	–	20,890	–	0.45%	–
TESS	New	TESSCO TECHNOLOGIES INC	$1,396	–	117,740	–	0.43%	–
HMPT	New	HOME PT CAPITAL INCORPORATED	$1,339	–	435,533	–	0.42%	–
QUOT	New	QUOTIENT TECHNOLOGY INC	$1,281	–	251,840	–	0.40%	–
GHL	New	GREENHILL & CO INC	$1,269	–	65,380	–	0.39%	–
ARGO	New	ARGO GROUP INTL HLDGS LTD	$1,261	–	32,140	–	0.39%	–
UNVR	New	UNIVAR SOLUTIONS INC	$1,218	–	25,660	–	0.38%	–
USX	New	U S XPRESS ENTERPRISES INC	$1,147	–	141,005	–	0.36%	–
GLOP	New	GASLOG PARTNERS LPunit ltd ptnrp	$1,115	–	97,640	–	0.35%	–
MCHP	New	MICROCHIP TECHNOLOGY INC.	$1,075	–	9,060	–	0.33%	–
NGMS	New	NEOGAMES S A	$1,042	–	30,110	–	0.32%	–
ARNC	New	ARCONIC CORPORATION	$1,031	–	26,320	–	0.32%	–
EMAN	New	EMAGIN CORP	$1,024	–	390,320	–	0.32%	–
CIR	New	CIRCOR INTL INC	$935	–	12,500	–	0.29%	–
SYNH	New	SYNEOS HEALTH INCcl a	$931	–	16,680	–	0.29%	–
	New	FIRST LT ACQUISITION GROUP Icl a	$922	–	66,323	–	0.29%	–
	New	EMBARK TECHNOLOGY INC	$906	–	239,113	–	0.28%	–
ABST	New	ABSOLUTE SOFTWARE CORP	$900	–	59,268	–	0.28%	–
FRG	New	FRANCHISE GROUP INC	$894	–	23,550	–	0.28%	–
KW	New	KENNEDY-WILSON HOLDINGS INC	$890	–	41,150	–	0.28%	–
MDWT	New	MIDWEST HLDG INC	$871	–	24,558	–	0.27%	–
KDNY	New	CHINOOK THERAPEUTICS INC	$839	–	16,480	–	0.26%	–
	New	SOUTHPORT ACQUISITION CORP	$827	–	59,330	–	0.26%	–
STWD	New	STARWOOD PPTY TR INC	$807	–	31,400	–	0.25%	–
TRTN	New	TRITON INTL LTDcl a	$796	–	7,220	–	0.25%	–
NATI	New	NATIONAL INSTRS CORP	$792	–	10,410	–	0.25%	–
AJRD	New	AEROJET ROCKETDYNE HLDGS INC	$784	–	10,780	–	0.24%	–
SAVE	New	SPIRIT AIRLS INC	$771	–	33,930	–	0.24%	–
NUVA	New	NUVASIVE INC	$704	–	12,770	–	0.22%	–
PRTK	New	PARATEK PHARMACEUTICALS INC	$684	–	233,590	–	0.21%	–
SBUX	New	STARBUCKS CORP	$686	–	5,230	–	0.21%	–
SGEN	New	SEAGEN INC	$671	–	2,630	–	0.21%	–
LBRDK	New	LIBERTY BROADBAND CORP	$663	–	6,250	–	0.21%	–
WTT	New	WIRELESS TELECOM GROUP INC	$651	–	233,972	–	0.20%	–
	New	DICE THERAPEUTICS INC	$644	–	10,467	–	0.20%	–
BOAC	New	BLUESCAPE OPPORTUNITIES ACQU	$621	–	46,852	–	0.19%	–
FSV	New	FIRSTSERVICE CORP NEW	$555	–	2,720	–	0.17%	–
CLBR	New	COLOMBIER ACQUISITION CORPcl a	$555	–	40,760	–	0.17%	–
HZNP	New	HORIZON THERAPEUTICS PUB L	$516	–	3,790	–	0.16%	–
	New	KENSINGTON CAPITAL ACQUISITI	$509	–	36,400	–	0.16%	–
NOA	New	NORTH AMERN CONSTR GROUP LTD	$504	–	19,900	–	0.16%	–
ALCC	New	ALTC ACQUISITION CORP	$481	–	34,776	–	0.15%	–
NOC	New	NORTHROP GRUMMAN CORP	$453	–	750	–	0.14%	–
SPPI	New	SPECTRUM PHARMACEUTICALS INC	$424	–	333,220	–	0.13%	–
	New	KALEYRA INC	$407	–	45,570	–	0.13%	–
	New	FORGEROCK INCcl a	$400	–	14,690	–	0.12%	–
	New	MOBIV ACQUISITION CORP	$387	–	27,670	–	0.12%	–
	New	INFLECTION PT ACQUISITN CRPunit 08/29/2031	$335	–	25,000	–	0.10%	–
ATAQ	New	ALTIMAR ACQUISITION CORP III	$262	–	19,294	–	0.08%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$225	–	1,680	–	0.07%	–
	New	THUNDER BRDG CAP PRTNRS IV I	$180	–	13,452	–	0.06%	–
DNAB	New	SOCIAL CAP SUVRETTA HLDS CRP	$157	–	11,440	–	0.05%	–
	New	ELLIOTT OPPORTUNITY II CORP	$156	–	11,399	–	0.05%	–
	New	FTAC EMERALD ACQUISITION COR	$136	–	9,935	–	0.04%	–
DNAD	New	SOCIAL CAP SUVRETTA HLDS CP	$136	–	9,910	–	0.04%	–
	New	GREENLIGHT BIOSCIENCS HLDS P	$131	–	331,110	–	0.04%	–
	New	MOUNTAIN CREST ACQSITN CORP	$93	–	6,777	–	0.03%	–
NXE	New	NEXGEN ENERGY LTD	$71	–	11,300	–	0.02%	–
EAC	New	EDIFY ACQUISITION CORPcl a	$70	–	5,013	–	0.02%	–
	New	CORSAIR PARTNERING CORP	$71	–	5,149	–	0.02%	–
RMGC	New	RMG ACQUISITION CORP III	$61	–	4,059	–	0.02%	–
MTAC	New	MEDTECH ACQUISITION CORP	$25	–	1,768	–	0.01%	–
CANOWS	New	CANO HEALTH INC*w exp 06/03/202	$15	–	53,598	–	0.01%	–
	New	SILVERBOX CORP IIIunit 02/28/2028	$13	–	1,000	–	0.00%	–
	New	ALSET CAPITAL ACQUISITION CO	$3	–	182	–	0.00%	–
BLUA	New	BLUERIVER ACQUISITION CORP	$3	–	204	–	0.00%	–
	New	VELO3D INC*w exp 09/29/202	$2	–	5,000	–	0.00%	–
	New	LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202	$1	–	2,500	–	0.00%	–
JWSMWS	New	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	250	–	0.00%	–
	New	WILLIAMS ROWLAND ACQUISITION	$0	–	1	–	0.00%	–
WIA	New	WESTERN ASST INFLTN LKD INM	$1	–	130	–	0.00%	–
	New	ALLEGO N V*w exp 03/16/202	$0	–	250	–	0.00%	–
	New	TRITIUM DCFC LIMITED*w exp 01/13/202	$0	–	333	–	0.00%	–
	New	OXBRIDGE ACQUISITION CORP	$1	–	45	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
OEPWW	Exit	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$0	–	-1,666	–	0.00%	–
	Exit	TRITIUM DCFC LIMITED*w exp 01/13/202	$0	–	-333	–	0.00%	–
JWSMWS	Exit	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	-250	–	0.00%	–
LEGAW	Exit	LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202	$0	–	-2,500	–	0.00%	–
	Exit	WELSBACH TECH METALS ACQU CO	$0	–	-27	–	0.00%	–
	Exit	PEAR THERAPEUTICS INC*w exp 12/03/202	$0	–	-333	–	0.00%	–
	Exit	JAWS HURRICANE ACQUISITN COR*w exp 03/26/202	$0	–	-2,500	–	0.00%	–
PVWS	Exit	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$0	–	-2,500	–	0.00%	–
SSAAW	Exit	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$0	–	-1,666	–	0.00%	–
	Exit	FTAC EMERALD ACQUISITION COR	$0	–	-135	–	-0.00%	–
LUXAW	Exit	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$0	–	-30,633	–	-0.00%	–
	Exit	VELO3D INC*w exp 09/29/202	$0	–	-5,000	–	-0.00%	–
KNBE	Exit	KNOWBE4 INCcl a	$0	–	-900	–	-0.01%	–
PRPL	Exit	PURPLE INNOVATION INC	$0	–	-5,010	–	-0.01%	–
PNTM	Exit	PONTEM CORPORATION	$0	–	-2,300	–	-0.01%	–
NHF	Exit	NEXPOINT DIVERSIFIED REL ET	$0	–	-2,200	–	-0.01%	–
MRVI	Exit	MARAVAI LIFESCIENCES HLDGS I	$0	–	-1,200	–	-0.01%	–
MX	Exit	MAGNACHIP SEMICONDUCTOR CORP	$0	–	-2,800	–	-0.01%	–
BAP	Exit	CREDICORP LTD	$0	–	-290	–	-0.02%	–
RMGC	Exit	RMG ACQUISITION CORP III	$0	–	-3,455	–	-0.02%	–
HDB	Exit	HDFC BANK LTDsponsored ads	$0	–	-680	–	-0.02%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-3,000	–	-0.02%	–
NXE	Exit	NEXGEN ENERGY LTD	$0	–	-11,300	–	-0.02%	–
HTPA	Exit	HIGHLAND TRANSCEND PARTNERS	$0	–	-4,100	–	-0.02%	–
GPOR	Exit	GULFPORT ENERGY CORP	$0	–	-500	–	-0.02%	–
SWAV	Exit	SHOCKWAVE MED INC	$0	–	-160	–	-0.02%	–
FVAM	Exit	5 01 ACQUISITION CORP	$0	–	-4,375	–	-0.02%	–
INDA	Exit	ISHARES TRmsci india etf	$0	–	-1,190	–	-0.02%	–
PIN	Exit	INVESCO INDIA EXCHANGE-TRADEindia etf	$0	–	-2,060	–	-0.02%	–
SQM	Exit	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$0	–	-580	–	-0.02%	–
HAAC	Exit	HEALTH ASSURN ACQUISITION CO	$0	–	-6,334	–	-0.03%	–
DNAB	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-6,980	–	-0.03%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-6,980	–	-0.03%	–
ALCC	Exit	ALTC ACQUISITION CORP	$0	–	-6,926	–	-0.03%	–
MSDA	Exit	MSD ACQUISITION CORP	$0	–	-6,870	–	-0.03%	–
CVII	Exit	CHURCHILL CAPITAL CORP VII	$0	–	-7,006	–	-0.03%	–
HIII	Exit	HUDSON EXECUTIVE INVES III	$0	–	-7,090	–	-0.03%	–
LGAC	Exit	LAZARD GROWTH ACQUISITION CO	$0	–	-7,090	–	-0.03%	–
LCA	Exit	LANDCADIA HOLDINGS IV INC	$0	–	-7,090	–	-0.03%	–
CCVI	Exit	CHURCHILL CAPITAL CORP VI	$0	–	-6,980	–	-0.03%	–
ASZ	Exit	AUSTERLITZ ACQUISITION CORP	$0	–	-7,090	–	-0.03%	–
BRIV	Exit	B RILEY PRIN 250 MERGER CORP	$0	–	-7,080	–	-0.03%	–
REVH	Exit	REVOLUTION HEALTHCAR AQ CORP	$0	–	-7,067	–	-0.03%	–
FVIV	Exit	FORTRESS VALUE ACQUISI CORP	$0	–	-6,980	–	-0.03%	–
AGCB	Exit	ALTIMETER GROWTH CORP 2	$0	–	-6,970	–	-0.03%	–
WPCA	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-7,019	–	-0.03%	–
APGB	Exit	APOLLO STRATEGIC GRWT CPTL I	$0	–	-7,000	–	-0.03%	–
AAC	Exit	ARES ACQUISITION CORPORATION	$0	–	-7,000	–	-0.03%	–
HERA	Exit	FTAC HERA ACQUISITION CORP	$0	–	-7,090	–	-0.03%	–
MIT	Exit	MASON INDUSTRIAL TECHNOLGY I	$0	–	-7,090	–	-0.03%	–
VAQC	Exit	VECTOR ACQUISITION CORP II	$0	–	-6,916	–	-0.03%	–
SLAM	Exit	SLAM CORP	$0	–	-7,090	–	-0.03%	–
DNAD	Exit	SOCIAL CAP SUVRETTA HLDS CP	$0	–	-6,980	–	-0.03%	–
FSNB	Exit	FUSION ACQUISITION CORP II	$0	–	-7,090	–	-0.03%	–
AAQC	Exit	ACCELERATE ACQUISITION CORP	$0	–	-7,100	–	-0.03%	–
CPUH	Exit	COMPUTE HEALTH ACQUISITIN CO	$0	–	-7,090	–	-0.03%	–
KAHC	Exit	KKR ACQUISITION HOLDING I CO	$0	–	-7,090	–	-0.03%	–
SCOA	Exit	SCION TECH GROWTH I	$0	–	-7,000	–	-0.03%	–
HLAH	Exit	HAMILTON LANE ALLIANCE HLDGS	$0	–	-7,090	–	-0.03%	–
ADER	Exit	26 CAPITAL ACQUISITION CORP	$0	–	-7,000	–	-0.03%	–
HCII	Exit	HUDSON EXECUTIVE INVS CORP I	$0	–	-7,090	–	-0.03%	–
WPCB	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-7,090	–	-0.03%	–
	Exit	ELLIOTT OPPORTUNITY II CORP	$0	–	-6,999	–	-0.03%	–
ACQR	Exit	INDEPENDENCE HOLDINGS CORP	$0	–	-7,096	–	-0.03%	–
JWSM	Exit	JAWS MUSTANG ACQUISITION COR	$0	–	-7,000	–	-0.03%	–
CFIV	Exit	CF ACQUISITION CORP IV	$0	–	-7,740	–	-0.03%	–
PMVC	Exit	PMV CONSUMER ACQUISITION COR	$0	–	-10,603	–	-0.05%	–
	Exit	US WELL SERVICES INCcl a new 2022 added	$0	–	-21,530	–	-0.05%	–
PTRS	Exit	PARTNERS BANCORP	$0	–	-13,667	–	-0.05%	–
FSTX	Exit	F-STAR THERAPEUTICS INC	$0	–	-26,340	–	-0.06%	–
CANOWS	Exit	CANO HEALTH INC*w exp 06/03/202	$0	–	-53,598	–	-0.06%	–
CEF	Exit	SPROTT PHYSICAL GOLD & SILVEtr unit	$0	–	-10,000	–	-0.07%	–
	Exit	BROAD CAPITAL ACQUISITION CO	$0	–	-16,674	–	-0.07%	–
FHN	Exit	FIRST HORIZON CORPORATION	$0	–	-7,400	–	-0.07%	–
ENPC	Exit	EXECUTIVE NETWORK PARTNERINGcl a	$0	–	-17,200	–	-0.07%	–
FCAX	Exit	FORTRESS CAPITAL ACQUISITION	$0	–	-17,815	–	-0.08%	–
WIA	Exit	WESTERN ASST INFLTN LKD INM	$0	–	-20,691	–	-0.08%	–
AVAN	Exit	AVANTI ACQUISITION CORP	$0	–	-18,947	–	-0.08%	–
BKI	Exit	BLACK KNIGHT INC	$0	–	-3,280	–	-0.09%	–
PZN	Exit	PZENA INVT MGMT INCclass a	$0	–	-23,991	–	-0.10%	–
RFP	Exit	RESOLUTE FST PRODS INC	$0	–	-11,330	–	-0.10%	–
SFIX	Exit	STITCH FIX INC	$0	–	-57,800	–	-0.10%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-3,380	–	-0.10%	–
IPOD	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-23,040	–	-0.10%	–
BHVN	Exit	BIOHAVEN PHARMACTL HLDG CO L	$0	–	-1,530	–	-0.10%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-12,700	–	-0.10%	–
TWTR	Exit	TWITTER INC	$0	–	-5,520	–	-0.10%	–
HNGR	Exit	HANGER INC	$0	–	-13,140	–	-0.11%	–
COIN	Exit	COINBASE GLOBAL INC	$0	–	-4,100	–	-0.11%	–
CNVY	Exit	CONVEY HEALTH SOLUTIONS HLDG	$0	–	-27,300	–	-0.12%	–
FBC	Exit	FLAGSTAR BANCORP INC	$0	–	-9,040	–	-0.13%	–
VYGG	Exit	VY GLOBAL GROWTH	$0	–	-29,855	–	-0.13%	–
SJI	Exit	SOUTH JERSEY INDS INC	$0	–	-9,080	–	-0.13%	–
	Exit	PROFESSIONAL HLDG CORP	$0	–	-11,870	–	-0.13%	–
IS	Exit	IRONSOURCE LTD	$0	–	-89,881	–	-0.13%	–
TGA	Exit	TRANSGLOBE ENERGY CORP	$0	–	-117,300	–	-0.14%	–
	Exit	KENSINGTON CAPITAL ACQUISITI	$0	–	-32,100	–	-0.14%	–
ABTX	Exit	ALLEGIANCE BANCSHARES INC	$0	–	-7,850	–	-0.14%	–
TRQ	Exit	TURQUOISE HILL RES LTD	$0	–	-11,370	–	-0.14%	–
EVOP	Exit	EVO PMTS INC	$0	–	-10,300	–	-0.15%	–
ONEM	Exit	1LIFE HEALTHCARE INC	$0	–	-20,200	–	-0.15%	–
AERI	Exit	AERIE PHARMACEUTICALS INC	$0	–	-22,950	–	-0.15%	–
ZY	Exit	ZYMERGEN INC	$0	–	-124,500	–	-0.15%	–
AVLR	Exit	AVALARA INC	$0	–	-3,800	–	-0.15%	–
ECOM	Exit	CHANNELADVISOR CORP	$0	–	-15,490	–	-0.15%	–
ROG	Exit	ROGERS CORP	$0	–	-1,630	–	-0.17%	–
FSV	Exit	FIRSTSERVICE CORP NEW	$0	–	-3,300	–	-0.17%	–
VIVO	Exit	MERIDIAN BIOSCIENCE INC	$0	–	-12,550	–	-0.17%	–
STOR	Exit	STORE CAP CORP	$0	–	-12,740	–	-0.17%	–
CYBE	Exit	CYBEROPTICS CORP	$0	–	-7,520	–	-0.18%	–
TEN	Exit	TENNECO INC CL A VTG	$0	–	-23,400	–	-0.18%	–
TSPQ	Exit	TCW SPECIAL PURPOSE ACQU COR	$0	–	-42,550	–	-0.18%	–
	Exit	WARNER BROS DISCOVERY INC	$0	–	-37,600	–	-0.19%	–
SMLR	Exit	SEMLER SCIENTIFIC INC	$0	–	-11,700	–	-0.19%	–
EXTN	Exit	EXTERRAN CORP	$0	–	-106,570	–	-0.19%	–
NOA	Exit	NORTH AMERN CONSTR GROUP LTD	$0	–	-46,620	–	-0.19%	–
IPOF	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-46,150	–	-0.20%	–
CCXI	Exit	CHEMOCENTRYX INC	$0	–	-8,930	–	-0.20%	–
PING	Exit	PING IDENTITY HLDG CORP	$0	–	-16,660	–	-0.20%	–
CIGI	Exit	COLLIERS INTL GROUP INC	$0	–	-5,180	–	-0.20%	–
RNDB	Exit	RANDOLPH BANCORP INC	$0	–	-17,690	–	-0.21%	–
LBRDK	Exit	LIBERTY BROADBAND CORP	$0	–	-6,510	–	-0.21%	–
AAWW	Exit	ATLAS AIR WORLDWIDE HLDGS IN	$0	–	-5,330	–	-0.22%	–
HIL	Exit	HILL INTL INC	$0	–	-157,500	–	-0.23%	–
MN	Exit	MANNING & NAPIER INCcl a	$0	–	-42,880	–	-0.23%	–
STON	Exit	STONEMOR INC	$0	–	-162,300	–	-0.24%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC.	$0	–	-9,310	–	-0.25%	–
MGI	Exit	MONEYGRAM INTL INC	$0	–	-54,800	–	-0.25%	–
MSTR	Exit	MICROSTRATEGY INCcl a new	$0	–	-2,700	–	-0.25%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-32,950	–	-0.26%	–
EDD	Exit	MORGAN STANLEY EMERGING MKTS	$0	–	-150,000	–	-0.26%	–
NLSN	Exit	NIELSEN HLDGS PLC	$0	–	-22,670	–	-0.27%	–
SWIR	Exit	SIERRA WIRELESS INC	$0	–	-21,390	–	-0.28%	–
KW	Exit	KENNEDY-WILSON HOLDINGS INC	$0	–	-43,500	–	-0.29%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-7,990	–	-0.29%	–
Y	Exit	ALLEGHANY CORP MD	$0	–	-810	–	-0.29%	–
BRG	Exit	BLUEROCK RESIDENTIAL GWT REI	$0	–	-27,600	–	-0.32%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-1,690	–	-0.34%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-10,600	–	-0.37%	–
	Exit	SNAP INCnote 0.750% 8/0	$0	–	-1,000,000	–	-0.37%	–
	Exit	MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1	$0	–	-740,000	–	-0.48%	–
SJR	Exit	SHAW COMMUNICATIONS INCcl b conv	$0	–	-47,320	–	-0.50%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-33,870	–	-0.60%	–
SQ	Exit	BLOCK INCcl a	$0	–	-28,200	–	-0.67%	–
IAC	Exit	IAC INC	$0	–	-29,700	–	-0.71%	–
	Exit	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$0	–	-1,910,000	–	-0.75%	–
EBIX	Exit	EBIX INC	$0	–	-94,417	–	-0.77%	–
EMD	Exit	WESTERN ASSET EMERGING MKTS	$0	–	-226,957	–	-0.78%	–
PTON	Exit	PELOTON INTERACTIVE INC	$0	–	-288,790	–	-0.86%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-37,294	–	-0.89%	–
WIW	Exit	WESTERN AST INFL LKD OPP & I	$0	–	-268,976	–	-1.05%	–
	Exit	BEYOND MEAT INCnote 3/1	$0	–	-8,000,000	–	-1.06%	–
UTI	Exit	UNIVERSAL TECHNICAL INST INC	$0	–	-531,682	–	-1.25%	–
	Exit	DOCEBO INC	$0	–	-117,820	–	-1.38%	–
	Exit	TABULA RASA HEALTHCARE INCnote 1.750% 2/1	$0	–	-4,000,000	–	-1.40%	–
EGAN	Exit	EGAIN CORP	$0	–	-458,428	–	-1.46%	–
FAX	Exit	ABRDN ASIA PACIFIC INCOME FU	$0	–	-1,460,000	–	-1.59%	–
	Exit	TRICIDA INCnote 3.500% 5/1	$0	–	-6,658,000	–	-1.59%	–
AVNW	Exit	AVIAT NETWORKS INC	$0	–	-141,219	–	-1.67%	–
	Exit	SSR MNG INCnote 2.500% 4/0	$0	–	-4,000,000	–	-1.89%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-88,305	–	-1.92%	–
SSNC	Exit	SS&C TECHNOLOGIES HLDGS INC	$0	–	-93,640	–	-1.93%	–
ATEX	Exit	ANTERIX INC	$0	–	-126,500	–	-1.95%	–
IBKR	Exit	INTERACTIVE BROKERS GROUP IN	$0	–	-74,148	–	-2.05%	–
Z	Exit	ZILLOW GROUP INCcl c cap stk	$0	–	-186,057	–	-2.30%	–
MAXR	Exit	MAXAR TECHNOLOGIES INC	$0	–	-288,331	–	-2.33%	–
KKR	Exit	KKR & CO INC	$0	–	-126,660	–	-2.35%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-48,110	–	-2.44%	–
	Exit	D-WAVE QUANTUM INC	$0	–	-747,838	–	-2.54%	–
TPL	Exit	TEXAS PACIFIC LAND CORPORATI	$0	–	-3,500	–	-2.69%	–
BUR	Exit	BURFORD CAP LTD	$0	–	-952,182	–	-3.09%	–
PAR	Exit	PAR TECHNOLOGY CORP	$0	–	-251,311	–	-3.21%	–
	Exit	SANGOMA TECHNOLOGIES CORP	$0	–	-1,594,600	–	-3.60%	–
	Exit	SFL CORPORATION LTDnote 4.875% 5/0	$0	–	-8,656,000	–	-3.73%	–
	Exit	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$0	–	-11,795,000	–	-3.89%	–
	Exit	OPKO HEALTH INCnote 4.500% 2/1	$0	–	-10,000,000	–	-4.12%	–
	Exit	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$0	–	-15,510,000	–	-6.13%	–
	Exit	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$0	–	-17,123,134	–	-7.23%	–
	Exit	ESPERION THERAPEUTICS INC NEnote 4.000%11/1	$0	–	-29,679,000	–	-7.42%	–

Q3 2022

			Value		Shares		↓ Weighting
	Sell	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$19,599,000	+9.3%	15,510,000	-2.8%	6.13%	+23.7%
	Sell	SANGOMA TECHNOLOGIES CORP	$11,497,000	-33.9%	1,594,600	-0.2%	3.60%	-25.2%
PAR	Sell	PAR TECHNOLOGY CORP	$10,251,000	-23.8%	251,311	-9.9%	3.21%	-13.8%
BUR	Sell	BURFORD CAP LTD	$9,865,000	-32.7%	952,182	-15.6%	3.09%	-23.9%
TPL	Sell	TEXAS PACIFIC LAND CORPORATI	$8,592,000	+6.9%	3,500	-16.6%	2.69%	+21.0%
	New	D-WAVE QUANTUM INC	$8,137,000	–	747,838	–	2.54%	–
BIDU	Sell	BAIDU INCspon adr rep a	$7,808,000	-29.2%	48,110	-16.5%	2.44%	-19.9%
KKR	Sell	KKR & CO INC	$7,523,000	-3.5%	126,660	-3.2%	2.35%	+9.2%
Z	Sell	ZILLOW GROUP INCcl c cap stk	$7,354,000	-6.6%	186,057	-3.4%	2.30%	+5.6%
IBKR	Sell	INTERACTIVE BROKERS GROUP IN	$6,546,000	-7.5%	74,148	-25.8%	2.05%	+4.6%
SSNC	Sell	SS&C TECHNOLOGIES HLDGS INC	$6,176,000	-15.7%	93,640	-4.5%	1.93%	-4.7%
JD	Sell	JD.COM INCspon adr cl a	$6,136,000	-19.1%	88,305	-3.7%	1.92%	-8.5%
	New	SSR MNG INCnote 2.500% 4/0	$6,049,000	–	4,000,000	–	1.89%	–
AVNW	Sell	AVIAT NETWORKS INC	$5,341,000	-26.1%	141,219	-37.0%	1.67%	-16.3%
	Sell	TRICIDA INCnote 3.500% 5/1	$5,095,000	-58.6%	6,658,000	-62.8%	1.59%	-53.1%
FAX	New	ABRDN ASIA PACIFIC INCOME FU	$5,082,000	–	1,460,000	–	1.59%	–
EGAN	Sell	EGAIN CORP	$4,654,000	-27.5%	458,428	-10.4%	1.46%	-18.0%
	Buy	DOCEBO INC	$4,395,000	+98.2%	117,820	+96.4%	1.38%	+124.3%
UTI	Sell	UNIVERSAL TECHNICAL INST INC	$3,995,000	-31.1%	531,682	-15.9%	1.25%	-22.1%
	Sell	BEYOND MEAT INCnote 3/1	$3,404,000	-47.5%	8,000,000	-38.5%	1.06%	-40.6%
WIW	Buy	WESTERN AST INFL LKD OPP & I	$3,370,000	+266.7%	268,976	+296.7%	1.05%	+315.0%
HHC	Sell	HOWARD HUGHES CORP	$2,853,000	-17.0%	37,294	-5.0%	0.89%	-6.2%
PTON	Sell	PELOTON INTERACTIVE INC	$2,765,000	-21.3%	288,790	-2.9%	0.86%	-11.0%
EMD	Buy	WESTERN ASSET EMERGING MKTS	$2,502,000	+781.0%	226,957	+807.8%	0.78%	+891.1%
EBIX	Sell	EBIX INC	$2,474,000	+14.5%	94,417	-5.0%	0.77%	+29.6%
	Sell	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$2,409,000	-51.0%	1,910,000	-65.6%	0.75%	-44.6%
IAC	Sell	IAC INC	$2,272,000	-26.1%	29,700	-5.5%	0.71%	-16.4%
SQ	Sell	BLOCK INCcl a	$2,142,000	-8.1%	28,200	-4.3%	0.67%	+3.9%
BAM	Sell	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$1,914,000	-6.4%	33,870	-5.1%	0.60%	+6.0%
SJR	Buy	SHAW COMMUNICATIONS INCcl b conv	$1,589,000	+148.7%	47,320	+181.0%	0.50%	+180.8%
	New	SNAP INCnote 0.750% 8/0	$1,194,000	–	1,000,000	–	0.37%	–
NOC	Sell	NORTHROP GRUMMAN CORP	$1,098,000	-49.2%	1,690	-51.9%	0.34%	-42.6%
BRG	Buy	BLUEROCK RESIDENTIAL GWT REI	$1,020,000	+28.3%	27,600	+17.4%	0.32%	+45.0%
Y	Buy	ALLEGHANY CORP MD	$939,000	+43.6%	810	+32.8%	0.29%	+62.4%
SWIR	Sell	SIERRA WIRELESS INC	$899,000	-85.5%	21,390	-89.6%	0.28%	-83.6%
NLSN	Buy	NIELSEN HLDGS PLC	$868,000	+39.5%	22,670	+9.0%	0.27%	+58.1%
EDD	Buy	MORGAN STANLEY EMERGING MKTS	$833,000	+188.2%	150,000	+200.0%	0.26%	+226.2%
MCHP	New	MICROCHIP TECHNOLOGY INC.	$785,000	–	9,310	–	0.25%	–
MGI	Buy	MONEYGRAM INTL INC	$787,000	+45.5%	54,800	+30.5%	0.25%	+64.0%
STON	Buy	STONEMOR INC	$769,000	+37.6%	162,300	+27.8%	0.24%	+55.5%
MN	New	MANNING & NAPIER INCcl a	$727,000	–	42,880	–	0.23%	–
HIL	New	HILL INTL INC	$722,000	–	157,500	–	0.23%	–
AAWW	New	ATLAS AIR WORLDWIDE HLDGS IN	$704,000	–	5,330	–	0.22%	–
LBRDK	New	LIBERTY BROADBAND CORP	$664,000	–	6,510	–	0.21%	–
RNDB	New	RANDOLPH BANCORP INC	$659,000	–	17,690	–	0.21%	–
CIGI	Buy	COLLIERS INTL GROUP INC	$656,000	+10.8%	5,180	+23.3%	0.20%	+25.0%
PING	New	PING IDENTITY HLDG CORP	$646,000	–	16,660	–	0.20%	–
IPOF	Buy	SOCIAL CAPITAL HEDOSOPHA HLD	$637,000	+162.1%	46,150	+142.9%	0.20%	+197.0%
CCXI	New	CHEMOCENTRYX INC	$637,000	–	8,930	–	0.20%	–
NOA	Buy	NORTH AMERN CONSTR GROUP LTD	$615,000	+51.1%	46,620	+62.0%	0.19%	+69.9%
EXTN	Buy	EXTERRAN CORP	$612,000	+13.1%	106,570	+9.0%	0.19%	+27.3%
TSPQ	Buy	TCW SPECIAL PURPOSE ACQU COR	$577,000	+17.8%	42,550	+9.0%	0.18%	+33.3%
TEN	Buy	TENNECO INC CL A VTG	$562,000	+38.4%	23,400	+27.2%	0.18%	+57.1%
CYBE	New	CYBEROPTICS CORP	$559,000	–	7,520	–	0.18%	–
STOR	New	STORE CAP CORP	$551,000	–	12,740	–	0.17%	–
VIVO	New	MERIDIAN BIOSCIENCE INC	$547,000	–	12,550	–	0.17%	–
ROG	Buy	ROGERS CORP	$545,000	+15.5%	1,630	+16.4%	0.17%	+30.8%
ECOM	New	CHANNELADVISOR CORP	$485,000	–	15,490	–	0.15%	–
AVLR	New	AVALARA INC	$482,000	–	3,800	–	0.15%	–
ONEM	New	1LIFE HEALTHCARE INC	$479,000	–	20,200	–	0.15%	–
ZY	New	ZYMERGEN INC	$478,000	–	124,500	–	0.15%	–
AERI	New	AERIE PHARMACEUTICALS INC	$480,000	–	22,950	–	0.15%	–
EVOP	New	EVO PMTS INC	$474,000	–	10,300	–	0.15%	–
TRQ	New	TURQUOISE HILL RES LTD	$465,000	–	11,370	–	0.14%	–
ABTX	New	ALLEGIANCE BANCSHARES INC	$451,000	–	7,850	–	0.14%	–
	New	KENSINGTON CAPITAL ACQUISITI	$442,000	–	32,100	–	0.14%	–
TGA	New	TRANSGLOBE ENERGY CORP	$433,000	–	117,300	–	0.14%	–
IS	New	IRONSOURCE LTD	$427,000	–	89,881	–	0.13%	–
	New	PROFESSIONAL HLDG CORP	$425,000	–	11,870	–	0.13%	–
SJI	Buy	SOUTH JERSEY INDS INC	$419,000	+14.5%	9,080	+9.1%	0.13%	+29.7%
FBC	Buy	FLAGSTAR BANCORP INC	$417,000	+10.0%	9,040	+8.9%	0.13%	+23.8%
VYGG	Buy	VY GLOBAL GROWTH	$414,000	+36.2%	29,855	+24.9%	0.13%	+54.8%
CNVY	New	CONVEY HEALTH SOLUTIONS HLDG	$396,000	–	27,300	–	0.12%	–
HNGR	New	HANGER INC	$340,000	–	13,140	–	0.11%	–
TWTR	Buy	TWITTER INC	$334,000	+81.5%	5,520	+44.5%	0.10%	+103.9%
SAVE	Buy	SPIRIT AIRLS INC	$330,000	+62.6%	12,700	+92.4%	0.10%	+83.9%
BHVN	New	BIOHAVEN PHARMACTL HLDG CO L	$319,000	–	1,530	–	0.10%	–
IPOD	New	SOCIAL CAPITAL HEDOSOPHA HLD	$319,000	–	23,040	–	0.10%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$318,000	–	3,380	–	0.10%	–
SFIX	Sell	STITCH FIX INC	$315,000	-71.7%	57,800	-67.0%	0.10%	-67.8%
PZN	New	PZENA INVT MGMT INCclass a	$314,000	–	23,991	–	0.10%	–
RFP	New	RESOLUTE FST PRODS INC	$313,000	–	11,330	–	0.10%	–
BKI	Buy	BLACK KNIGHT INC	$293,000	+60.1%	3,280	+50.5%	0.09%	+80.4%
AVAN	Buy	AVANTI ACQUISITION CORP	$262,000	+870.4%	18,947	+802.2%	0.08%	+1071.4%
WIA	Buy	WESTERN ASST INFLTN LKD INM	$256,000	-1.2%	20,691	+0.4%	0.08%	+11.1%
FCAX	Buy	FORTRESS CAPITAL ACQUISITION	$245,000	+6025.0%	17,815	+5217.9%	0.08%	+7600.0%
ENPC	New	EXECUTIVE NETWORK PARTNERINGcl a	$237,000	–	17,200	–	0.07%	–
FHN	New	FIRST HORIZON CORPORATION	$234,000	–	7,400	–	0.07%	–
	New	BROAD CAPITAL ACQUISITION CO	$230,000	–	16,674	–	0.07%	–
CANOWS	Sell	CANO HEALTH INC*w exp 06/03/202	$195,000	+290.0%	53,598	-6.3%	0.06%	+335.7%
FSTX	Buy	F-STAR THERAPEUTICS INC	$186,000	+0.5%	26,340	+14.8%	0.06%	+13.7%
	New	US WELL SERVICES INCcl a new 2022 added	$151,000	–	21,530	–	0.05%	–
PMVC	New	PMV CONSUMER ACQUISITION COR	$146,000	–	10,603	–	0.05%	–
CFIV	Buy	CF ACQUISITION CORP IV	$106,000	+17.8%	7,740	+9.0%	0.03%	+32.0%
DNAD	Buy	SOCIAL CAP SUVRETTA HLDS CP	$95,000	+18.8%	6,980	+9.1%	0.03%	+36.4%
REVH	Buy	REVOLUTION HEALTHCAR AQ CORP	$96,000	+18.5%	7,067	+9.1%	0.03%	+36.4%
AAQC	Buy	ACCELERATE ACQUISITION CORP	$96,000	+17.1%	7,100	+9.2%	0.03%	+30.4%
MIT	Buy	MASON INDUSTRIAL TECHNOLGY I	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
WPCA	Buy	WARBURG PINCUS CAPTAL CORP I	$96,000	+18.5%	7,019	+9.2%	0.03%	+36.4%
LCA	Buy	LANDCADIA HOLDINGS IV INC	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
WPCB	Buy	WARBURG PINCUS CAPTAL CORP I	$97,000	+18.3%	7,090	+9.1%	0.03%	+30.4%
KAHC	Buy	KKR ACQUISITION HOLDING I CO	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
HIII	Buy	HUDSON EXECUTIVE INVES III	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
HCII	Buy	HUDSON EXECUTIVE INVS CORP I	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
HLAH	Buy	HAMILTON LANE ALLIANCE HLDGS	$97,000	+18.3%	7,090	+9.1%	0.03%	+30.4%
FSNB	Buy	FUSION ACQUISITION CORP II	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
FVIV	Buy	FORTRESS VALUE ACQUISI CORP	$95,000	+18.8%	6,980	+9.1%	0.03%	+36.4%
ADER	Buy	26 CAPITAL ACQUISITION CORP	$95,000	+17.3%	7,000	+9.4%	0.03%	+36.4%
VAQC	Buy	VECTOR ACQUISITION CORP II	$95,000	+18.8%	6,916	+9.0%	0.03%	+36.4%
AGCB	Buy	ALTIMETER GROWTH CORP 2	$95,000	+17.3%	6,970	+8.9%	0.03%	+36.4%
APGB	Buy	APOLLO STRATEGIC GRWT CPTL I	$95,000	+17.3%	7,000	+9.4%	0.03%	+36.4%
ASZ	Buy	AUSTERLITZ ACQUISITION CORP	$96,000	+17.1%	7,090	+9.1%	0.03%	+30.4%
	Buy	ELLIOTT OPPORTUNITY II CORP	$95,000	+18.8%	6,999	+9.4%	0.03%	+36.4%
SCOA	Buy	SCION TECH GROWTH I	$96,000	+18.5%	7,000	+9.4%	0.03%	+36.4%
AAC	Buy	ARES ACQUISITION CORPORATION	$96,000	+18.5%	7,000	+9.4%	0.03%	+36.4%
HERA	Buy	FTAC HERA ACQUISITION CORP	$97,000	+18.3%	7,090	+9.1%	0.03%	+30.4%
ACQR	Buy	INDEPENDENCE HOLDINGS CORP	$97,000	+18.3%	7,096	+9.1%	0.03%	+30.4%
JWSM	Buy	JAWS MUSTANG ACQUISITION COR	$96,000	+18.5%	7,000	+9.4%	0.03%	+36.4%
LGAC	Buy	LAZARD GROWTH ACQUISITION CO	$97,000	+18.3%	7,090	+9.1%	0.03%	+30.4%
SLAM	Buy	SLAM CORP	$97,000	+18.3%	7,090	+9.1%	0.03%	+30.4%
BRIV	Buy	B RILEY PRIN 250 MERGER CORP	$96,000	+17.1%	7,080	+8.9%	0.03%	+30.4%
CPUH	Buy	COMPUTE HEALTH ACQUISITIN CO	$97,000	+18.3%	7,090	+9.1%	0.03%	+30.4%
CVII	Buy	CHURCHILL CAPITAL CORP VII	$95,000	+17.3%	7,006	+9.0%	0.03%	+36.4%
CCVI	Buy	CHURCHILL CAPITAL CORP VI	$95,000	+17.3%	6,980	+9.1%	0.03%	+36.4%
ALCC	Buy	ALTC ACQUISITION CORP	$93,000	+17.7%	6,926	+9.1%	0.03%	+31.8%
DNAB	Buy	SOCIAL CAP SUVRETTA HLDS CRP	$94,000	+17.5%	6,980	+9.1%	0.03%	+31.8%
MSDA	Buy	MSD ACQUISITION CORP	$94,000	+19.0%	6,870	+9.0%	0.03%	+31.8%
KVSC	Buy	KHOSLA VENTURES ACQUT CO III	$94,000	+17.5%	6,980	+9.1%	0.03%	+31.8%
HAAC	Buy	HEALTH ASSURN ACQUISITION CO	$87,000	+16.0%	6,334	+7.7%	0.03%	+28.6%
SQM	Buy	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$73,000	+78.0%	580	+52.6%	0.02%	+109.1%
PIN	Buy	INVESCO INDIA EXCHANGE-TRADEindia etf	$67,000	+26.4%	2,060	+14.4%	0.02%	+40.0%
INDA	Buy	ISHARES TRmsci india etf	$67,000	+26.4%	1,190	+13.3%	0.02%	+40.0%
FVAM	Buy	5 01 ACQUISITION CORP	$60,000	+42.9%	4,375	+32.2%	0.02%	+58.3%
HTPA	Buy	HIGHLAND TRANSCEND PARTNERS	$56,000	+14.3%	4,100	+5.1%	0.02%	+28.6%
TSM	Buy	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$55,000	+31.0%	3,000	+650.0%	0.02%	+41.7%
HDB	New	HDFC BANK LTDsponsored ads	$55,000	–	680	–	0.02%	–
RMGC	Buy	RMG ACQUISITION CORP III	$47,000	+17.5%	3,455	+9.5%	0.02%	+36.4%
BAP	Buy	CREDICORP LTD	$49,000	+122.7%	290	+107.1%	0.02%	+150.0%
NHF	New	NEXPOINT DIVERSIFIED REL ET	$38,000	–	2,200	–	0.01%	–
PNTM	Buy	PONTEM CORPORATION	$32,000	+18.5%	2,300	+9.5%	0.01%	+42.9%
PRPL	New	PURPLE INNOVATION INC	$28,000	–	5,010	–	0.01%	–
KNBE	New	KNOWBE4 INCcl a	$26,000	–	900	–	0.01%	–
LUXAW	Sell	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$6,000	0.0%	30,633	-7.2%	0.00%	0.0%
	New	WELSBACH TECH METALS ACQU CO	$0	–	27	–	0.00%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-10,332	–	-0.00%	–
BOAC	Exit	BLUESCAPE OPPORTUNITIES ACQU	$0	–	-1,300	–	-0.01%	–
PRPB	Exit	CC NEUBERGER PRIN HLDGS II	$0	–	-2,000	–	-0.01%	–
IPOFWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-48,500	–	-0.01%	–
UNIT	Exit	UNITI GROUP INC	$0	–	-2,800	–	-0.01%	–
FUN	Exit	CEDAR FAIR L Pdepositry unit	$0	–	-600	–	-0.01%	–
KSS	Exit	KOHLS CORP	$0	–	-900	–	-0.01%	–
CRHC	Exit	COHN ROBBINS HOLDINGS CORP	$0	–	-4,000	–	-0.01%	–
DNAA	Exit	SOCIAL CAP SUVRETTA HLDS CRP	$0	–	-6,400	–	-0.02%	–
DNAC	Exit	SOCIAL CAP SUVRETTA HLD CRPI	$0	–	-7,094	–	-0.02%	–
LEAP	Exit	RIBBIT LEAP LTD	$0	–	-7,660	–	-0.03%	–
NTRA	Exit	NATERA INC	$0	–	-2,478	–	-0.03%	–
ETAC	Exit	E MERGE TECHNOLOGY ACQUISITI	$0	–	-9,874	–	-0.04%	–
	Exit	US WELL SERVICES INCcl a new	$0	–	-129,072	–	-0.04%	–
HMLP	Exit	HOEGH LNG PARTNERS LP	$0	–	-16,300	–	-0.05%	–
HTA	Exit	HEALTHCARE TR AMER INCcl a new	$0	–	-5,800	–	-0.06%	–
OBCI	Exit	OCEAN BIO CHEM INC	$0	–	-13,122	–	-0.06%	–
	Exit	CORNER GROWTH ACQUISITN CORP	$0	–	-18,489	–	-0.07%	–
WBT	Exit	WELBILT INC	$0	–	-7,880	–	-0.07%	–
NTUS	Exit	NATUS MED INC DEL	$0	–	-5,800	–	-0.07%	–
CDR	Exit	CEDAR REALTY TRUST INC	$0	–	-7,400	–	-0.08%	–
NSEC	Exit	NATIONAL SEC GROUP INC	$0	–	-13,249	–	-0.08%	–
GOAC	Exit	GO ACQUISITION CORP	$0	–	-23,875	–	-0.08%	–
STCN	Exit	STEEL CONNECT INC	$0	–	-180,720	–	-0.09%	–
MILE	Exit	METROMILE INC	$0	–	-264,100	–	-0.09%	–
	Exit	THERAPEUTICSMD INC	$0	–	-24,410	–	-0.09%	–
TUFN	Exit	TUFIN SOFTWARE TECHNOLOGIE SHS	$0	–	-22,600	–	-0.10%	–
CDK	Exit	CDK GLOBAL INC	$0	–	-5,270	–	-0.10%	–
PBIP	Exit	PRUDENTIAL BANCORP INC NEW	$0	–	-22,900	–	-0.12%	–
COHR	Exit	COHERENT INC	$0	–	-1,300	–	-0.12%	–
MTOR	Exit	MERITOR INC	$0	–	-10,500	–	-0.14%	–
SAIL	Exit	SAILPOINT TECHNOLOGIES HLDGS	$0	–	-6,100	–	-0.14%	–
TPTX	Exit	TURNING POINT THERAPEUTICS I	$0	–	-5,180	–	-0.14%	–
CNR	Exit	CORNERSTONE BLDG BRANDS INC	$0	–	-15,880	–	-0.14%	–
BKEP	Exit	BLUEKNIGHT ENERGY PARTNERS L	$0	–	-87,200	–	-0.14%	–
ACC	Exit	AMERICAN CAMPUS CMNTYS INC	$0	–	-6,800	–	-0.16%	–
NPTN	Exit	NEOPHOTONICS CORP	$0	–	-30,300	–	-0.17%	–
HMTV	Exit	HEMISPHERE MEDIA GROUP INCcl a	$0	–	-63,710	–	-0.17%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-5,000	–	-0.17%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INC	$0	–	-79,980	–	-0.18%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-28,550	–	-0.20%	–
	Exit	POINTS COM INC	$0	–	-23,420	–	-0.21%	–
	Exit	SUNRUN INCnote 2/0	$0	–	-17,870,000	–	-4.61%	–
	Exit	PRECIGEN INCnote 3.500% 7/0	$0	–	-20,400,000	–	-5.79%	–

Q2 2022

			Value		Shares		↓ Weighting
	New	ESPERION THERAPEUTICS INC NEnote 4.000%11/1	$21,367,000	–	29,679,000	–	5.91%	–
	New	FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0	$21,347,000	–	17,123,134	–	5.90%	–
	New	PRECIGEN INCnote 3.500% 7/0	$20,939,000	–	20,400,000	–	5.79%	–
	New	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$17,925,000	–	15,960,000	–	4.96%	–
	New	SANGOMA TECHNOLOGIES CORP	$17,381,000	–	1,597,500	–	4.81%	–
	New	SUNRUN INCnote 2/0	$16,677,000	–	17,870,000	–	4.61%	–
BUR	New	BURFORD CAP LTD	$14,661,000	–	1,128,830	–	4.05%	–
PAR	New	PAR TECHNOLOGY CORP	$13,458,000	–	278,881	–	3.72%	–
	New	OPKO HEALTH INCnote 4.500% 2/1	$13,406,000	–	10,000,000	–	3.71%	–
	New	TRICIDA INCnote 3.500% 5/1	$12,306,000	–	17,908,000	–	3.40%	–
	New	SFL CORPORATION LTDnote 4.875% 5/0	$11,445,000	–	8,656,000	–	3.16%	–
BIDU	New	BAIDU INCspon adr rep a	$11,029,000	–	57,610	–	3.05%	–
	New	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$10,081,000	–	11,795,000	–	2.79%	–
MAXR	New	MAXAR TECHNOLOGIES INC	$9,650,000	–	288,331	–	2.67%	–
TPL	New	TEXAS PACIFIC LAND CORPORATI	$8,035,000	–	4,195	–	2.22%	–
Z	New	ZILLOW GROUP INCcl c cap stk	$7,874,000	–	192,660	–	2.18%	–
KKR	New	KKR & CO INC	$7,795,000	–	130,828	–	2.16%	–
JD	New	JD.COM INCspon adr cl a	$7,583,000	–	91,735	–	2.10%	–
SSNC	New	SS&C TECHNOLOGIES HLDGS INC	$7,330,000	–	98,060	–	2.03%	–
AVNW	New	AVIAT NETWORKS INC	$7,223,000	–	224,109	–	2.00%	–
IBKR	New	INTERACTIVE BROKERS GROUP IN	$7,078,000	–	99,960	–	1.96%	–
ATEX	New	ANTERIX INC	$6,687,000	–	126,500	–	1.85%	–
	New	BEYOND MEAT INCnote 3/1	$6,484,000	–	13,000,000	–	1.79%	–
EGAN	New	EGAIN CORP	$6,420,000	–	511,519	–	1.78%	–
SWIR	New	SIERRA WIRELESS INC	$6,200,000	–	205,629	–	1.71%	–
UTI	New	UNIVERSAL TECHNICAL INST INC	$5,802,000	–	632,154	–	1.60%	–
	New	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$4,921,000	–	5,560,000	–	1.36%	–
	New	TABULA RASA HEALTHCARE INCnote 1.750% 2/1	$3,577,000	–	4,000,000	–	0.99%	–
PTON	New	PELOTON INTERACTIVE INC	$3,515,000	–	297,475	–	0.97%	–
HHC	New	HOWARD HUGHES CORP	$3,438,000	–	39,252	–	0.95%	–
IAC	New	IAC INTERACTIVECORP NEW	$3,073,000	–	31,430	–	0.85%	–
SQ	New	BLOCK INCcl a	$2,332,000	–	29,480	–	0.64%	–
	New	DOCEBO INC	$2,218,000	–	60,000	–	0.61%	–
NOC	New	NORTHROP GRUMMAN CORP	$2,162,000	–	3,510	–	0.60%	–
EBIX	New	EBIX INC	$2,161,000	–	99,353	–	0.60%	–
BAM	New	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$2,044,000	–	35,700	–	0.56%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$1,551,000	–	10,600	–	0.43%	–
SFIX	New	STITCH FIX INC	$1,112,000	–	174,893	–	0.31%	–
KW	New	KENNEDY-WILSON HOLDINGS INC	$1,061,000	–	43,500	–	0.29%	–
	New	MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1	$1,017,000	–	740,000	–	0.28%	–
WIW	New	WESTERN AST INFL LKD OPP & I	$919,000	–	67,799	–	0.25%	–
STWD	New	STARWOOD PPTY TR INC	$886,000	–	32,950	–	0.24%	–
BRG	New	BLUEROCK RESIDENTIAL GWT REI	$795,000	–	23,500	–	0.22%	–
SBUX	New	STARBUCKS CORP	$786,000	–	7,990	–	0.22%	–
	New	POINTS COM INC	$753,000	–	23,420	–	0.21%	–
PSTH	New	PERSHING SQUARE TONTINE HLDG	$734,000	–	28,550	–	0.20%	–
Y	New	ALLEGHANY CORP MD	$654,000	–	610	–	0.18%	–
	New	WARNER BROS DISCOVERY INC	$650,000	–	37,600	–	0.18%	–
GTYH	New	GTY TECHNOLOGY HOLDINGS INC	$644,000	–	79,980	–	0.18%	–
SJR	New	SHAW COMMUNICATIONS INCcl b conv	$639,000	–	16,840	–	0.18%	–
CTXS	New	CITRIX SYS INC	$625,000	–	5,000	–	0.17%	–
HMTV	New	HEMISPHERE MEDIA GROUP INCcl a	$626,000	–	63,710	–	0.17%	–
NLSN	New	NIELSEN HLDGS PLC	$622,000	–	20,800	–	0.17%	–
NPTN	New	NEOPHOTONICS CORP	$614,000	–	30,300	–	0.17%	–
CIGI	New	COLLIERS INTL GROUP INC	$592,000	–	4,200	–	0.16%	–
MSTR	New	MICROSTRATEGY INCcl a new	$571,000	–	2,700	–	0.16%	–
ACC	New	AMERICAN CAMPUS CMNTYS INC	$564,000	–	6,800	–	0.16%	–
STON	New	STONEMOR INC	$559,000	–	127,000	–	0.16%	–
EXTN	New	EXTERRAN CORP	$541,000	–	97,800	–	0.15%	–
MGI	New	MONEYGRAM INTL INC	$541,000	–	42,000	–	0.15%	–
FSV	New	FIRSTSERVICE CORP NEW	$515,000	–	3,300	–	0.14%	–
BKEP	New	BLUEKNIGHT ENERGY PARTNERS L	$507,000	–	87,200	–	0.14%	–
CNR	New	CORNERSTONE BLDG BRANDS INC	$501,000	–	15,880	–	0.14%	–
TPTX	New	TURNING POINT THERAPEUTICS I	$502,000	–	5,180	–	0.14%	–
SAIL	New	SAILPOINT TECHNOLOGIES HLDGS	$492,000	–	6,100	–	0.14%	–
MTOR	New	MERITOR INC	$491,000	–	10,500	–	0.14%	–
TSPQ	New	TCW SPECIAL PURPOSE ACQU COR	$490,000	–	39,020	–	0.14%	–
ROG	New	ROGERS CORP	$472,000	–	1,400	–	0.13%	–
PBIP	New	PRUDENTIAL BANCORP INC NEW	$446,000	–	22,900	–	0.12%	–
COHR	New	COHERENT INC	$445,000	–	1,300	–	0.12%	–
SMLR	New	SEMLER SCIENTIFIC INC	$424,000	–	11,700	–	0.12%	–
NOA	New	NORTH AMERN CONSTR GROUP LTD	$407,000	–	28,770	–	0.11%	–
TEN	New	TENNECO INC	$406,000	–	18,400	–	0.11%	–
FBC	New	FLAGSTAR BANCORP INC	$379,000	–	8,300	–	0.10%	–
CDK	New	CDK GLOBAL INC	$372,000	–	5,270	–	0.10%	–
SJI	New	SOUTH JERSEY INDS INC	$366,000	–	8,320	–	0.10%	–
TUFN	New	TUFIN SOFTWARE TECHNOLOGIE SHS	$365,000	–	22,600	–	0.10%	–
	New	THERAPEUTICSMD INC	$313,000	–	24,410	–	0.09%	–
STCN	New	STEEL CONNECT INC	$312,000	–	180,720	–	0.09%	–
MILE	New	METROMILE INC	$312,000	–	264,100	–	0.09%	–
GOAC	New	GO ACQUISITION CORP	$307,000	–	23,875	–	0.08%	–
VYGG	New	VY GLOBAL GROWTH	$304,000	–	23,900	–	0.08%	–
EDD	New	MORGAN STANLEY EMERGING MKTS	$289,000	–	50,000	–	0.08%	–
EMD	New	WESTERN ASSET EMERGING MKTS	$284,000	–	25,000	–	0.08%	–
NSEC	New	NATIONAL SEC GROUP INC	$279,000	–	13,249	–	0.08%	–
CDR	New	CEDAR REALTY TRUST INC	$274,000	–	7,400	–	0.08%	–
WIA	New	WESTERN ASST INFLTN LKD INM	$259,000	–	20,600	–	0.07%	–
COIN	New	COINBASE GLOBAL INC	$248,000	–	4,100	–	0.07%	–
NTUS	New	NATUS MED INC DEL	$245,000	–	5,800	–	0.07%	–
IPOF	New	SOCIAL CAPITAL HEDOSOPHA HLD	$243,000	–	19,000	–	0.07%	–
WBT	New	WELBILT INC	$242,000	–	7,880	–	0.07%	–
	New	CORNER GROWTH ACQUISITN CORP	$239,000	–	18,489	–	0.07%	–
OBCI	New	OCEAN BIO CHEM INC	$218,000	–	13,122	–	0.06%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$217,000	–	10,000	–	0.06%	–
HTA	New	HEALTHCARE TR AMER INCcl a new	$208,000	–	5,800	–	0.06%	–
SAVE	New	SPIRIT AIRLS INC	$203,000	–	6,600	–	0.06%	–
HMLP	New	HOEGH LNG PARTNERS LP	$189,000	–	16,300	–	0.05%	–
FSTX	New	F-STAR THERAPEUTICS INC	$185,000	–	22,950	–	0.05%	–
TWTR	New	TWITTER INC	$184,000	–	3,820	–	0.05%	–
BKI	New	BLACK KNIGHT INC	$183,000	–	2,180	–	0.05%	–
PTRS	New	PARTNERS BANCORP	$159,000	–	13,667	–	0.04%	–
	New	US WELL SERVICES INCcl a new	$156,000	–	129,072	–	0.04%	–
ETAC	New	E MERGE TECHNOLOGY ACQUISITI	$127,000	–	9,874	–	0.04%	–
NTRA	New	NATERA INC	$113,000	–	2,478	–	0.03%	–
LEAP	New	RIBBIT LEAP LTD	$98,000	–	7,660	–	0.03%	–
DNAC	New	SOCIAL CAP SUVRETTA HLD CRPI	$91,000	–	7,094	–	0.02%	–
CFIV	New	CF ACQUISITION CORP IV	$90,000	–	7,100	–	0.02%	–
KAHC	New	KKR ACQUISITION HOLDING I CO	$82,000	–	6,500	–	0.02%	–
AAQC	New	ACCELERATE ACQUISITION CORP	$82,000	–	6,500	–	0.02%	–
ASZ	New	AUSTERLITZ ACQUISITION CORP	$82,000	–	6,500	–	0.02%	–
CPUH	New	COMPUTE HEALTH ACQUISITIN CO	$82,000	–	6,500	–	0.02%	–
HIII	New	HUDSON EXECUTIVE INVES III	$82,000	–	6,500	–	0.02%	–
HCII	New	HUDSON EXECUTIVE INVS CORP I	$82,000	–	6,500	–	0.02%	–
HLAH	New	HAMILTON LANE ALLIANCE HLDGS	$82,000	–	6,500	–	0.02%	–
FSNB	New	FUSION ACQUISITION CORP II	$82,000	–	6,500	–	0.02%	–
WPCB	New	WARBURG PINCUS CAPTAL CORP I	$82,000	–	6,500	–	0.02%	–
BRIV	New	B RILEY PRIN 250 MERGER CORP	$82,000	–	6,500	–	0.02%	–
SLAM	New	SLAM CORP	$82,000	–	6,500	–	0.02%	–
MIT	New	MASON INDUSTRIAL TECHNOLGY I	$82,000	–	6,500	–	0.02%	–
LGAC	New	LAZARD GROWTH ACQUISITION CO	$82,000	–	6,500	–	0.02%	–
ACQR	New	INDEPENDENCE HOLDINGS CORP	$82,000	–	6,506	–	0.02%	–
LCA	New	LANDCADIA HOLDINGS IV INC	$82,000	–	6,500	–	0.02%	–
HERA	New	FTAC HERA ACQUISITION CORP	$82,000	–	6,500	–	0.02%	–
DNAA	New	SOCIAL CAP SUVRETTA HLDS CRP	$81,000	–	6,400	–	0.02%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$80,000	–	6,400	–	0.02%	–
FVIV	New	FORTRESS VALUE ACQUISI CORP	$80,000	–	6,400	–	0.02%	–
ADER	New	26 CAPITAL ACQUISITION CORP	$81,000	–	6,400	–	0.02%	–
CVII	New	CHURCHILL CAPITAL CORP VII	$81,000	–	6,426	–	0.02%	–
CCVI	New	CHURCHILL CAPITAL CORP VI	$81,000	–	6,400	–	0.02%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$81,000	–	6,400	–	0.02%	–
APGB	New	APOLLO STRATEGIC GRWT CPTL I	$81,000	–	6,400	–	0.02%	–
	New	ELLIOTT OPPORTUNITY II CORP	$80,000	–	6,399	–	0.02%	–
SCOA	New	SCION TECH GROWTH I	$81,000	–	6,400	–	0.02%	–
AAC	New	ARES ACQUISITION CORPORATION	$81,000	–	6,400	–	0.02%	–
JWSM	New	JAWS MUSTANG ACQUISITION COR	$81,000	–	6,400	–	0.02%	–
MSDA	New	MSD ACQUISITION CORP	$79,000	–	6,300	–	0.02%	–
REVH	New	REVOLUTION HEALTHCAR AQ CORP	$81,000	–	6,477	–	0.02%	–
DNAB	New	SOCIAL CAP SUVRETTA HLDS CRP	$80,000	–	6,400	–	0.02%	–
DNAD	New	SOCIAL CAP SUVRETTA HLDS CP	$80,000	–	6,400	–	0.02%	–
VAQC	New	VECTOR ACQUISITION CORP II	$80,000	–	6,346	–	0.02%	–
WPCA	New	WARBURG PINCUS CAPTAL CORP I	$81,000	–	6,429	–	0.02%	–
ALCC	New	ALTC ACQUISITION CORP	$79,000	–	6,346	–	0.02%	–
HAAC	New	HEALTH ASSURN ACQUISITION CO	$75,000	–	5,880	–	0.02%	–
PIN	New	INVESCO INDIA EXCHANGE-TRADEindia etf	$53,000	–	1,800	–	0.02%	–
INDA	New	ISHARES TR MSCIindia etf	$53,000	–	1,050	–	0.02%	–
NXE	New	NEXGEN ENERGY LTD	$52,000	–	11,300	–	0.01%	–
CRHC	New	COHN ROBBINS HOLDINGS CORP	$51,000	–	4,000	–	0.01%	–
GPOR	New	GULFPORT ENERGY CORP	$51,000	–	500	–	0.01%	–
CANOWS	New	CANO HEALTH INC*w exp 06/03/202	$50,000	–	57,198	–	0.01%	–
HTPA	New	HIGHLAND TRANSCEND PARTNERS	$49,000	–	3,900	–	0.01%	–
MX	New	MAGNACHIP SEMICONDUCTOR CORP	$52,000	–	2,800	–	0.01%	–
MRVI	New	MARAVAI LIFESCIENCES HLDGS I	$44,000	–	1,200	–	0.01%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$42,000	–	400	–	0.01%	–
FVAM	New	5 01 ACQUISITION CORP	$42,000	–	3,310	–	0.01%	–
RMGC	New	RMG ACQUISITION CORP III	$40,000	–	3,155	–	0.01%	–
KSS	New	KOHLS CORP	$41,000	–	900	–	0.01%	–
SQM	New	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$41,000	–	380	–	0.01%	–
SWAV	New	SHOCKWAVE MED INC	$39,000	–	160	–	0.01%	–
UNIT	New	UNITI GROUP INC	$34,000	–	2,800	–	0.01%	–
FUN	New	CEDAR FAIR L Pdepositry unit	$34,000	–	600	–	0.01%	–
IPOFWS	New	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$30,000	–	48,500	–	0.01%	–
AVAN	New	AVANTI ACQUISITION CORP	$27,000	–	2,100	–	0.01%	–
PRPB	New	CC NEUBERGER PRIN HLDGS II	$26,000	–	2,000	–	0.01%	–
PNTM	New	PONTEM CORPORATION	$27,000	–	2,100	–	0.01%	–
BAP	New	CREDICORP LTD	$22,000	–	140	–	0.01%	–
BOAC	New	BLUESCAPE OPPORTUNITIES ACQU	$17,000	–	1,300	–	0.01%	–
LUXAW	New	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$6,000	–	32,999	–	0.00%	–
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$6,000	–	10,332	–	0.00%	–
FCAX	New	FORTRESS CAPITAL ACQUISITION	$4,000	–	335	–	0.00%	–
	New	FTAC EMERALD ACQUISITION COR	$2,000	–	135	–	0.00%	–
	New	VELO3D INC*w exp 12/01/202	$2,000	–	5,000	–	0.00%	–
OEPWW	New	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$0	–	1,666	–	0.00%	–
	New	PEAR THERAPEUTICS INC*w exp 12/03/202	$0	–	333	–	0.00%	–
SSAAW	New	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$0	–	1,666	–	0.00%	–
LEGAW	New	LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202	$1,000	–	2,500	–	0.00%	–
	New	JAWS HURRICANE ACQUISITN COR*w exp 03/26/202	$1,000	–	2,500	–	0.00%	–
JWSMWS	New	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	250	–	0.00%	–
	New	TRITIUM DCFC LIMITED*w exp 01/13/202	$1,000	–	333	–	0.00%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$1,000	–	2,500	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
ACQR	Exit	INDEPENDENCE HOLDINGS CORP	$0	–	-10	–	0.00%	–
SSAAW	Exit	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$0	–	-1,666	–	0.00%	–
VAQC	Exit	VECTOR ACQUISITION CORP II	$0	–	-14	–	0.00%	–
AAQC	Exit	ACCELERATE ACQUISITION CORP	$0	–	-100	–	0.00%	–
THMAW	Exit	THIMBLE POINT ACQUISITION CO*w exp 02/04/202	$0	–	-333	–	0.00%	–
DCRNW	Exit	DECARBONIZATION PLUS ACQU II*w exp 01/19/202	$0	–	-333	–	0.00%	–
SPAQWS	Exit	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$0	–	-250	–	0.00%	–
JWSMWS	Exit	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	-250	–	0.00%	–
OEPWW	Exit	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$0	–	-1,666	–	0.00%	–
LEGAW	Exit	LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202	$0	–	-2,500	–	-0.00%	–
DISCA	Exit	DISCOVERY INC	$0	–	-160	–	-0.00%	–
PVWS	Exit	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$0	–	-2,500	–	-0.00%	–
FCAX	Exit	FORTRESS CAPITAL ACQUISITION	$0	–	-200	–	-0.00%	–
IPODWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-1,250	–	-0.00%	–
CSOD	Exit	CORNERSTONE ONDEMAND INC	$0	–	-55	–	-0.00%	–
SCOA	Exit	SCION TECH GROWTH I	$0	–	-600	–	-0.00%	–
SJR	Exit	SHAW COMMUNICATIONS INCcl b conv	$0	–	-210	–	-0.00%	–
STMP	Exit	STAMPS COM INC	$0	–	-20	–	-0.00%	–
SCR	Exit	SCORE MEDIA & GAMING INC	$0	–	-190	–	-0.00%	–
AGCB	Exit	ALTIMETER GROWTH CORP 2	$0	–	-700	–	-0.00%	–
RENN	Exit	RENREN INCsponsored ads	$0	–	-500	–	-0.00%	–
SVBI	Exit	SEVERN BANCORP INC ANNAPOLIS	$0	–	-483	–	-0.00%	–
CCVI	Exit	CHURCHILL CAPITAL CORP VI	$0	–	-700	–	-0.00%	–
WPCB	Exit	WARBURG PINCUS CAPTAL CORP I	$0	–	-900	–	-0.00%	–
SWKH	Exit	SWK HLDGS CORP	$0	–	-550	–	-0.00%	–
CVII	Exit	CHURCHILL CAPITAL CORP VII	$0	–	-1,026	–	-0.00%	–
PMBC	Exit	PACIFIC MERCANTILE BANCORP	$0	–	-905	–	-0.00%	–
RMGC	Exit	RMG ACQUISITION CORP III	$0	–	-800	–	-0.00%	–
PRPB	Exit	CC NEUBERGER PRIN HLDGS II	$0	–	-800	–	-0.00%	–
PNTM	Exit	PONTEM CORPORATION	$0	–	-1,300	–	-0.00%	–
MGLN	Exit	MAGELLAN HEALTH INC	$0	–	-136	–	-0.00%	–
HIII	Exit	HUDSON EXECUTIVE INVES III	$0	–	-1,300	–	-0.00%	–
ETAC	Exit	E MERGE TECHNOLOGY ACQUISITI	$0	–	-1,300	–	-0.00%	–
OACB	Exit	OAKTREE ACQUISITION CORP II	$0	–	-1,300	–	-0.00%	–
GOAC	Exit	GO ACQUISITION CORP	$0	–	-1,300	–	-0.00%	–
BRPM	Exit	B RILEY PRINCIPAL 150 MERGER	$0	–	-1,300	–	-0.00%	–
AAC	Exit	ARES ACQUISITION CORPORATION	$0	–	-1,300	–	-0.00%	–
AVAN	Exit	AVANTI ACQUISITION CORP	$0	–	-1,253	–	-0.00%	–
SLAM	Exit	SLAM CORP	$0	–	-1,258	–	-0.00%	–
MIT	Exit	MASON INDUSTRIAL TECHNOLGY I	$0	–	-1,300	–	-0.00%	–
TSPQ	Exit	TCW SPECIAL PURPOSE ACQU COR	$0	–	-1,300	–	-0.00%	–
LGAC	Exit	LAZARD GROWTH ACQUISITION CO	$0	–	-1,300	–	-0.00%	–
FVAM	Exit	5 01 ACQUISITION CORP	$0	–	-1,300	–	-0.00%	–
VGII	Exit	VIRGIN GROUP ACQUISIT CORP I	$0	–	-1,288	–	-0.00%	–
DNAC	Exit	SOCIAL CAP SUVRETTA HLD CRPI	$0	–	-1,300	–	-0.00%	–
BOAC	Exit	BLUESCAPE OPPORTUNITIES ACQU	$0	–	-1,300	–	-0.00%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-700	–	-0.00%	–
BRIV	Exit	B RILEY PRIN 250 MERGER CORP	$0	–	-1,300	–	-0.00%	–
FSNB	Exit	FUSION ACQUISITION CORP II	$0	–	-1,300	–	-0.00%	–
CFIV	Exit	CF ACQUISITION CORP IV	$0	–	-1,300	–	-0.00%	–
CRHC	Exit	COHN ROBBINS HOLDINGS CORP	$0	–	-1,300	–	-0.00%	–
HAAC	Exit	HEALTH ASSURN ACQUISITION CO	$0	–	-1,300	–	-0.00%	–
HCII	Exit	HUDSON EXECUTIVE INVS CORP I	$0	–	-1,300	–	-0.00%	–
HLAH	Exit	HAMILTON LANE ALLIANCE HLDGS	$0	–	-1,300	–	-0.00%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-1,300	–	-0.00%	–
	Exit	TRILLIUM THERAPEUTICS INC	$0	–	-700	–	-0.00%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-10,332	–	-0.00%	–
KAHC	Exit	KKR ACQUISITION HOLDING I CO	$0	–	-1,300	–	-0.00%	–
APGB	Exit	APOLLO STRATEGIC GRWT CPTL I	$0	–	-1,300	–	-0.00%	–
KDMN	Exit	KADMON HLDGS INC	$0	–	-1,840	–	-0.01%	–
NUAN	Exit	NUANCE COMMUNICATIONS INC	$0	–	-257	–	-0.01%	–
AJRD	Exit	AEROJET ROCKETDYNE HLDGS INC	$0	–	-510	–	-0.01%	–
UFS	Exit	DOMTAR CORP	$0	–	-460	–	-0.01%	–
CNBKA	Exit	CENTURY BANCORPORATION INCcl a non vtg	$0	–	-220	–	-0.01%	–
ANAT	Exit	AMERICAN NATIONAL GROUP INC	$0	–	-135	–	-0.01%	–
STFC	Exit	STATE AUTO FINL CORP	$0	–	-500	–	-0.01%	–
WBT	Exit	WELBILT INC	$0	–	-1,080	–	-0.01%	–
BAMR	Exit	BROOKFIELD ASSET MGMT REINScl a exch lt vtg	$0	–	-427	–	-0.01%	–
CVA	Exit	COVANTA HLDG CORP	$0	–	-1,260	–	-0.01%	–
SPWH	Exit	SPORTSMANS WHSE HLDGS INC	$0	–	-1,460	–	-0.01%	–
INOV	Exit	INOVALON HLDGS INC	$0	–	-760	–	-0.01%	–
PPD	Exit	PPD INC	$0	–	-670	–	-0.01%	–
XLRN	Exit	ACCELERON PHARMA INC	$0	–	-200	–	-0.01%	–
LUXAW	Exit	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$0	–	-32,999	–	-0.01%	–
GSKY	Exit	GREENSKY INCcl a	$0	–	-3,800	–	-0.01%	–
CIT	Exit	CIT GROUP INC	$0	–	-930	–	-0.02%	–
VER	Exit	VEREIT INC	$0	–	-1,100	–	-0.02%	–
EBSB	Exit	MERIDIAN BANCORP INC MD	$0	–	-2,500	–	-0.02%	–
GNOG	Exit	GOLDEN NUGGET ONLINE GAMIN	$0	–	-2,900	–	-0.02%	–
FBC	Exit	FLAGSTAR BANCORP INC	$0	–	-1,000	–	-0.02%	–
ACBI	Exit	ATLANTIC CAP BANCSHARES INC	$0	–	-2,000	–	-0.02%	–
IPOFWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-49,750	–	-0.03%	–
HCNEU	Exit	JAWS HURRICANE ACQUISITN CORunit 06/08/2026	$0	–	-10,000	–	-0.03%	–
VMEO	Exit	VIMEO INC	$0	–	-5,908	–	-0.06%	–
CANOWS	Exit	CANO HEALTH INC*w exp 06/03/202	$0	–	-57,198	–	-0.08%	–
SOFIW	Exit	SOFI TECHNOLOGIES INC*w exp 05/28/202	$0	–	-48,600	–	-0.10%	–
FSV	Exit	FIRSTSERVICE CORP	$0	–	-2,500	–	-0.15%	–
CIGI	Exit	COLLIERS INTL GROUP INC	$0	–	-3,700	–	-0.16%	–
CFX	Exit	COLFAX CORP	$0	–	-14,312	–	-0.22%	–
HBI	Exit	HANESBRANDS INC	$0	–	-42,200	–	-0.24%	–
DISCK	Exit	DISCOVERY INC	$0	–	-37,600	–	-0.30%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-38,450	–	-0.31%	–
KW	Exit	KENNEDY-WILSON HOLDINGS INC	$0	–	-45,600	–	-0.32%	–
	Exit	LENDINGTREE INC NEWnote 0.625% 6/0	$0	–	-1,000,000	–	-0.33%	–
	Exit	INFINERA CORPnote 2.125% 9/0	$0	–	-1,134,000	–	-0.42%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-3,660	–	-0.44%	–
	Exit	INFINERA CORPnote 2.500% 3/0	$0	–	-1,000,000	–	-0.44%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-10,300	–	-0.50%	–
KLR	Exit	KALEYRA INC	$0	–	-138,900	–	-0.51%	–
IPOF	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-157,200	–	-0.53%	–
MSTR	Exit	MICROSTRATEGY INCcl a	$0	–	-3,200	–	-0.61%	–
	Exit	KARYOPHARM THERAPEUTICS INCnote 3.000%10/1	$0	–	-3,000,000	–	-0.76%	–
AXDX	Exit	ACCELERATE DIAGNOSTICS INC	$0	–	-465,259	–	-0.90%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-50,750	–	-0.90%	–
	Exit	MOMO INCnote 1.250% 7/0	$0	–	-3,500,000	–	-0.99%	–
	Exit	FIREEYE INCnote 0.875% 6/0	$0	–	-3,000,000	–	-1.06%	–
FLR	Exit	FLUOR CORP	$0	–	-211,700	–	-1.12%	–
LILAK	Exit	LIBERTY LATIN AMERICA LTD	$0	–	-284,961	–	-1.24%	–
TWTR	Exit	TWITTER INC	$0	–	-62,800	–	-1.26%	–
LILA	Exit	LIBERTY LATIN AMERICA LTD	$0	–	-296,861	–	-1.28%	–
	Exit	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$0	–	-5,560,000	–	-1.32%	–
IAC	Exit	IAC INTERACTIVECORP NEW	$0	–	-34,575	–	-1.49%	–
	Exit	EAGLE BULK SHIPPING INCnote 5.000% 8/0	$0	–	-3,063,000	–	-1.51%	–
FTSI	Exit	FTS INTERNATIONAL INC	$0	–	-200,000	–	-1.63%	–
TPL	Exit	TEXAS PACIFIC LAND CORPORATI	$0	–	-4,165	–	-1.67%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-60,937	–	-1.77%	–
EBIX	Exit	EBIX INC	$0	–	-204,907	–	-1.83%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-203,525	–	-1.88%	–
EGAN	Exit	EGAIN CORP	$0	–	-596,518	–	-2.01%	–
MAXR	Exit	MAXAR TECHNOLOGIES INC	$0	–	-247,801	–	-2.32%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-97,605	–	-2.33%	–
	Exit	SSR MNG INCnote 2.500% 4/0	$0	–	-6,250,000	–	-2.38%	–
	Exit	OPKO HEALTH INCnote 4.500% 2/1	$0	–	-6,000,000	–	-2.48%	–
SQ	Exit	SQUARE INCcl a	$0	–	-32,340	–	-2.57%	–
UTI	Exit	UNIVERSAL TECHNICAL INST INC	$0	–	-1,168,376	–	-2.61%	–
	Exit	FLEXION THERAPEUTICS INCnote 3.375% 5/0	$0	–	-9,000,000	–	-2.71%	–
IBKR	Exit	INTERACTIVE BROKERS GROUP IN	$0	–	-133,300	–	-2.75%	–
SFIX	Exit	STITCH FIX INC	$0	–	-208,430	–	-2.76%	–
AVNW	Exit	AVIAT NETWORKS INC	$0	–	-260,109	–	-2.83%	–
SSNC	Exit	SS&C TECHNOLOGIES HLDGS INC	$0	–	-123,250	–	-2.83%	–
	Exit	SHIP FIN INTL LTDnote 4.875% 5/0	$0	–	-8,656,000	–	-2.93%	–
CLDR	Exit	CLOUDERA INC	$0	–	-580,300	–	-3.07%	–
PAR	Exit	PAR TECHNOLOGY CORP	$0	–	-152,481	–	-3.10%	–
Z	Exit	ZILLOW GROUP INCcl c cap stk	$0	–	-110,854	–	-3.23%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-67,130	–	-3.42%	–
KKR	Exit	KKR & CO INC	$0	–	-176,008	–	-3.55%	–
	Exit	TRICIDA INCnote 3.500% 5/1	$0	–	-28,408,000	–	-4.27%	–
	Exit	INTREXON CORPnote 3.500% 7/0	$0	–	-17,400,000	–	-4.81%	–
BUR	Exit	BURFORD CAP LTD ORD	$0	–	-1,634,753	–	-5.95%	–
	Exit	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$0	–	-21,060,000	–	-6.32%	–

Q3 2021

			Value		Shares		↓ Weighting
BUR	Sell	BURFORD CAP LTD ORD	$22,756,000	+5.8%	1,634,753	-2.1%	5.95%	+18.1%
	Buy	INTREXON CORPnote 3.500% 7/0	$18,423,000	+70.6%	17,400,000	+74.0%	4.81%	+90.4%
KKR	Sell	KKR & CO INC	$13,572,000	+4.4%	176,008	-0.6%	3.55%	+16.5%
BIDU	Buy	BAIDU INCspon adr rep a	$13,073,000	-15.1%	67,130	+10.2%	3.42%	-5.2%
Z	Buy	ZILLOW GROUP INCcl c cap stk	$12,376,000	-20.0%	110,854	+8.6%	3.23%	-10.7%
PAR	Buy	PAR TECHNOLOGY CORP	$11,880,000	-2.5%	152,481	+8.5%	3.10%	+8.9%
CLDR	Buy	CLOUDERA INC	$11,738,000	+3.2%	580,300	+0.3%	3.07%	+15.2%
SSNC	Sell	SS&C TECHNOLOGIES HLDGS INC	$10,834,000	-13.1%	123,250	-11.7%	2.83%	-3.0%
SFIX	Buy	STITCH FIX INC	$10,547,000	-31.7%	208,430	+0.8%	2.76%	-23.8%
IBKR	Sell	INTERACTIVE BROKERS GROUP IN	$10,525,000	-3.6%	133,300	-0.5%	2.75%	+7.6%
UTI	Sell	UNIVERSAL TECHNICAL INST INC	$10,004,000	+5.7%	1,168,376	-0.6%	2.61%	+18.0%
SQ	Sell	SQUARE INCcl a	$9,824,000	-6.1%	32,340	-6.5%	2.57%	+4.9%
JD	Sell	JD.COM INCspon adr cl a	$8,931,000	-8.0%	97,605	-0.5%	2.33%	+2.7%
EGAN	Sell	EGAIN CORP	$7,707,000	-23.5%	596,518	-15.8%	2.01%	-14.6%
BHC	Sell	BAUSCH HEALTH COS INC	$7,189,000	-3.5%	203,525	-0.6%	1.88%	+7.7%
EBIX	Sell	EBIX INC	$6,989,000	-19.2%	204,907	-0.5%	1.83%	-9.9%
HHC	Sell	HOWARD HUGHES CORP	$6,777,000	-8.4%	60,937	-0.5%	1.77%	+2.3%
TPL	Sell	TEXAS PACIFIC LAND CORPORATI	$6,380,000	-24.9%	4,165	-2.8%	1.67%	-16.2%
FTSI	Sell	FTS INTERNATIONAL INC	$6,232,000	-20.0%	200,000	-9.9%	1.63%	-10.7%
	Sell	EAGLE BULK SHIPPING INCnote 5.000% 8/0	$5,773,000	-7.1%	3,063,000	-14.4%	1.51%	+3.8%
IAC	Sell	IAC INTERACTIVECORP NEW	$5,706,000	-14.1%	34,575	-0.5%	1.49%	-4.1%
	Sell	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$5,031,000	-36.0%	5,560,000	-41.8%	1.32%	-28.5%
LILA	Sell	LIBERTY LATIN AMERICA LTD	$4,918,000	-3.9%	296,861	-0.4%	1.28%	+7.3%
TWTR	Sell	TWITTER INC	$4,804,000	-10.9%	62,800	-0.6%	1.26%	-0.6%
LILAK	Sell	LIBERTY LATIN AMERICA LTD	$4,735,000	-5.4%	284,961	-0.5%	1.24%	+5.5%
	New	MOMO INCnote 1.250% 7/0	$3,777,000	–	3,500,000	–	0.99%	–
BAM	Sell	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$3,444,000	-12.1%	50,750	-18.1%	0.90%	-1.9%
AXDX	New	ACCELERATE DIAGNOSTICS INC	$3,436,000	–	465,259	–	0.90%	–
IPOF	Sell	SOCIAL CAPITAL HEDOSOPHA HLD	$2,021,000	+0.9%	157,200	-0.7%	0.53%	+12.6%
BABA	Buy	ALIBABA GROUP HLDG LTDsponsored ads	$1,931,000	-22.8%	10,300	+15.7%	0.50%	-13.8%
NOC	Sell	NORTHROP GRUMMAN CORP	$1,670,000	-6.4%	3,660	-7.6%	0.44%	+4.3%
HBI	Sell	HANESBRANDS INC	$917,000	-13.9%	42,200	-8.3%	0.24%	-3.6%
CANOWS	Sell	CANO HEALTH INC*w exp 06/03/202	$299,000	+7.9%	57,198	-5.5%	0.08%	+20.0%
VMEO	Sell	VIMEO INC	$220,000	-93.6%	5,908	-89.5%	0.06%	-92.9%
ACBI	New	ATLANTIC CAP BANCSHARES INC	$67,000	–	2,000	–	0.02%	–
FBC	New	FLAGSTAR BANCORP INC	$64,000	–	1,000	–	0.02%	–
GNOG	New	GOLDEN NUGGET ONLINE GAMIN	$64,000	–	2,900	–	0.02%	–
EBSB	New	MERIDIAN BANCORP INC MD	$66,000	–	2,500	–	0.02%	–
VER	New	VEREIT INC	$63,000	–	1,100	–	0.02%	–
CIT	New	CIT GROUP INC	$61,000	–	930	–	0.02%	–
GSKY	New	GREENSKY INCcl a	$54,000	–	3,800	–	0.01%	–
XLRN	New	ACCELERON PHARMA INC	$44,000	–	200	–	0.01%	–
PPD	New	PPD INC	$40,000	–	670	–	0.01%	–
INOV	New	INOVALON HLDGS INC	$39,000	–	760	–	0.01%	–
SPWH	New	SPORTSMANS WHSE HLDGS INC	$33,000	–	1,460	–	0.01%	–
ANAT	New	AMERICAN NATIONAL GROUP INC	$32,000	–	135	–	0.01%	–
CVA	New	COVANTA HLDG CORP	$32,000	–	1,260	–	0.01%	–
CNBKA	New	CENTURY BANCORPORATION INCcl a non vtg	$32,000	–	220	–	0.01%	–
STFC	New	STATE AUTO FINL CORP	$32,000	–	500	–	0.01%	–
BAMR	New	BROOKFIELD ASSET MGMT REINScl a exch lt vtg	$30,000	–	427	–	0.01%	–
UFS	New	DOMTAR CORP	$32,000	–	460	–	0.01%	–
WBT	New	WELBILT INC	$32,000	–	1,080	–	0.01%	–
AJRD	New	AEROJET ROCKETDYNE HLDGS INC	$28,000	–	510	–	0.01%	–
KDMN	New	KADMON HLDGS INC	$20,000	–	1,840	–	0.01%	–
NUAN	New	NUANCE COMMUNICATIONS INC	$18,000	–	257	–	0.01%	–
HCII	New	HUDSON EXECUTIVE INVS CORP I	$16,000	–	1,300	–	0.00%	–
HIII	New	HUDSON EXECUTIVE INVES III	$16,000	–	1,300	–	0.00%	–
HLAH	New	HAMILTON LANE ALLIANCE HLDGS	$16,000	–	1,300	–	0.00%	–
GOAC	New	GO ACQUISITION CORP	$16,000	–	1,300	–	0.00%	–
FSNB	New	FUSION ACQUISITION CORP II	$16,000	–	1,300	–	0.00%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$16,000	–	1,300	–	0.00%	–
FVAM	New	5 01 ACQUISITION CORP	$16,000	–	1,300	–	0.00%	–
KAHC	New	KKR ACQUISITION HOLDING I CO	$16,000	–	1,300	–	0.00%	–
MGLN	New	MAGELLAN HEALTH INC	$16,000	–	136	–	0.00%	–
MIT	New	MASON INDUSTRIAL TECHNOLGY I	$16,000	–	1,300	–	0.00%	–
ETAC	New	E MERGE TECHNOLOGY ACQUISITI	$16,000	–	1,300	–	0.00%	–
PSTH	New	PERSHING SQUARE TONTINE HLDG	$17,000	–	700	–	0.00%	–
TSPQ	New	TCW SPECIAL PURPOSE ACQU COR	$16,000	–	1,300	–	0.00%	–
	New	TRILLIUM THERAPEUTICS INC	$16,000	–	700	–	0.00%	–
CFIV	New	CF ACQUISITION CORP IV	$16,000	–	1,300	–	0.00%	–
BRIV	New	B RILEY PRIN 250 MERGER CORP	$16,000	–	1,300	–	0.00%	–
BRPM	New	B RILEY PRINCIPAL 150 MERGER	$16,000	–	1,300	–	0.00%	–
APGB	New	APOLLO STRATEGIC GRWT CPTL I	$16,000	–	1,300	–	0.00%	–
AVAN	New	AVANTI ACQUISITION CORP	$16,000	–	1,253	–	0.00%	–
BOAC	New	BLUESCAPE OPPORTUNITIES ACQU	$16,000	–	1,300	–	0.00%	–
CRHC	New	COHN ROBBINS HOLDINGS CORP	$16,000	–	1,300	–	0.00%	–
AAC	New	ARES ACQUISITION CORPORATION	$16,000	–	1,300	–	0.00%	–
LGAC	New	LAZARD GROWTH ACQUISITION CO	$16,000	–	1,300	–	0.00%	–
OACB	Buy	OAKTREE ACQUISITION CORP II	$16,000	+433.3%	1,300	+420.0%	0.00%	+300.0%
PNTM	New	PONTEM CORPORATION	$16,000	–	1,300	–	0.00%	–
SLAM	New	SLAM CORP	$16,000	–	1,258	–	0.00%	–
DNAC	New	SOCIAL CAP SUVRETTA HLD CRPI	$16,000	–	1,300	–	0.00%	–
VGII	New	VIRGIN GROUP ACQUISIT CORP I	$16,000	–	1,288	–	0.00%	–
HAAC	New	HEALTH ASSURN ACQUISITION CO	$16,000	–	1,300	–	0.00%	–
SWKH	Buy	SWK HLDGS CORP	$13,000	+85.7%	550	+83.3%	0.00%	+50.0%
PRPB	New	CC NEUBERGER PRIN HLDGS II	$10,000	–	800	–	0.00%	–
RMGC	New	RMG ACQUISITION CORP III	$10,000	–	800	–	0.00%	–
WPCB	New	WARBURG PINCUS CAPTAL CORP I	$11,000	–	900	–	0.00%	–
PMBC	New	PACIFIC MERCANTILE BANCORP	$11,000	–	905	–	0.00%	–
CVII	New	CHURCHILL CAPITAL CORP VII	$13,000	–	1,026	–	0.00%	–
SJR	Buy	SHAW COMMUNICATIONS INCcl b conv	$8,000	+700.0%	210	+320.0%	0.00%	–
SCR	New	SCORE MEDIA & GAMING INC	$8,000	–	190	–	0.00%	–
STMP	New	STAMPS COM INC	$8,000	–	20	–	0.00%	–
SCOA	New	SCION TECH GROWTH I	$7,000	–	600	–	0.00%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$9,000	–	700	–	0.00%	–
CCVI	New	CHURCHILL CAPITAL CORP VI	$9,000	–	700	–	0.00%	–
SVBI	New	SEVERN BANCORP INC ANNAPOLIS	$8,000	–	483	–	0.00%	–
CSOD	New	CORNERSTONE ONDEMAND INC	$4,000	–	55	–	0.00%	–
FCAX	New	FORTRESS CAPITAL ACQUISITION	$2,000	–	200	–	0.00%	–
ESMWS	Exit	ESM ACQUISITION CORPORATION*w exp 02/02/202	$0	–	-233	–	0.00%	–
ACQR	New	INDEPENDENCE HOLDINGS CORP	$0	–	10	–	0.00%	–
AAQC	New	ACCELERATE ACQUISITION CORP	$1,000	–	100	–	0.00%	–
VAQC	New	VECTOR ACQUISITION CORP II	$0	–	14	–	0.00%	–
TREB	Exit	TREBIA ACQUISITION CORP	$0	–	-250	–	-0.00%	–
RTP	Exit	REINVENT TECHNOLOGY PARTNERScl a	$0	–	-500	–	-0.00%	–
ESGC	Exit	EROS STX GLOBAL CORPORATION	$0	–	-4,800	–	-0.00%	–
SPFRWS	Exit	JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202	$0	–	-5,000	–	-0.00%	–
LEGA	Exit	LEAD EDGE GROWTH OPRTUNTS LT	$0	–	-10,000	–	-0.03%	–
BTTR	Exit	BETTER CHOICE CO INC	$0	–	-27,778	–	-0.04%	–
WPFWS	Exit	FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202	$0	–	-58,032	–	-0.04%	–
HUT	Exit	HUT 8 MNG CORP COM	$0	–	-33,000	–	-0.04%	–
BPY	Exit	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$0	–	-27,309	–	-0.15%	–
UUUUWS	Exit	ENERGY FUELS INC*w exp 09/20/202	$0	–	-200,000	–	-0.21%	–
BWG	Exit	BRANDYWINEGBL GBL INCM OPP F	$0	–	-100,000	–	-0.37%	–
	Exit	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$0	–	-6,500,000	–	-1.27%	–
SHSP	Exit	SHARPSPRING INC	$0	–	-395,702	–	-1.94%	–
	Exit	INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0	$0	–	-9,605,000	–	-2.51%	–

Q2 2021

			Value		Shares		↓ Weighting
	New	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$24,611,000	–	21,060,000	–	5.76%	–
BUR	New	BURFORD CAP LTD	$21,503,000	–	1,669,570	–	5.03%	–
Z	New	ZILLOW GROUP INCcl c cap stk	$15,462,000	–	102,054	–	3.62%	–
SFIX	New	STITCH FIX INC	$15,451,000	–	206,705	–	3.62%	–
BIDU	New	BAIDU INCspon adr rep a	$15,400,000	–	60,930	–	3.60%	–
	New	TRICIDA INCnote 3.500% 5/1	$13,414,000	–	28,408,000	–	3.14%	–
KKR	New	KKR & CO INC	$12,998,000	–	177,008	–	3.04%	–
SSNC	New	SS&C TECHNOLOGIES HLDGS INC	$12,465,000	–	139,550	–	2.92%	–
MAXR	New	MAXAR TECHNOLOGIES INC	$12,303,000	–	247,801	–	2.88%	–
PAR	New	PAR TECHNOLOGY CORP	$12,179,000	–	140,481	–	2.85%	–
CLDR	New	CLOUDERA INC	$11,371,000	–	578,400	–	2.66%	–
IBKR	New	INTERACTIVE BROKERS GROUP IN	$10,918,000	–	134,000	–	2.56%	–
	New	INTREXON CORPnote 3.500% 7/0	$10,799,000	–	10,000,000	–	2.53%	–
	New	INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0	$10,735,000	–	9,605,000	–	2.51%	–
AVNW	New	AVIAT NETWORKS INC	$10,566,000	–	260,109	–	2.47%	–
SQ	New	SQUARE INCcl a	$10,457,000	–	34,600	–	2.45%	–
	New	SHIP FIN INTL LTDnote 4.875% 5/0	$10,373,000	–	8,656,000	–	2.43%	–
	New	FLEXION THERAPEUTICS INCnote 3.375% 5/0	$10,191,000	–	9,000,000	–	2.39%	–
EGAN	New	EGAIN CORP	$10,077,000	–	708,156	–	2.36%	–
	New	OPKO HEALTH INCnote 4.500% 2/1	$9,871,000	–	6,000,000	–	2.31%	–
JD	New	JD.COM INCspon adr cl a	$9,706,000	–	98,105	–	2.27%	–
	New	SSR MNG INCnote 2.500% 4/0	$9,472,000	–	6,250,000	–	2.22%	–
UTI	New	UNIVERSAL TECHNICAL INST INC	$9,461,000	–	1,175,976	–	2.22%	–
EBIX	New	EBIX INC	$8,653,000	–	205,907	–	2.03%	–
TPL	New	TEXAS PACIFIC LAND CORPORATI	$8,497,000	–	4,285	–	1.99%	–
SHSP	New	SHARPSPRING INC	$8,285,000	–	395,702	–	1.94%	–
	New	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$7,857,000	–	9,560,000	–	1.84%	–
FTSI	New	FTS INTERNATIONAL INC	$7,786,000	–	222,032	–	1.82%	–
BHC	New	BAUSCH HEALTH COS INC	$7,448,000	–	204,725	–	1.74%	–
HHC	New	HOWARD HUGHES CORP	$7,398,000	–	61,237	–	1.73%	–
IAC	New	IAC INTERACTIVECORP	$6,639,000	–	34,740	–	1.55%	–
	New	EAGLE BULK SHIPPING INCnote 5.000% 8/0	$6,212,000	–	3,578,000	–	1.45%	–
	New	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$5,424,000	–	6,500,000	–	1.27%	–
TWTR	New	TWITTER INC	$5,391,000	–	63,200	–	1.26%	–
LILA	New	LIBERTY LATIN AMERICA LTD	$5,119,000	–	297,961	–	1.20%	–
LILAK	New	LIBERTY LATIN AMERICA LTD	$5,005,000	–	286,361	–	1.17%	–
FLR	New	FLUOR CORP	$4,645,000	–	211,700	–	1.09%	–
	New	FIREEYE INCnote 0.875% 6/0	$4,221,000	–	3,000,000	–	0.99%	–
BAM	New	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$3,918,000	–	61,950	–	0.92%	–
	New	KARYOPHARM THERAPEUTICS INCnote 3.000%10/1	$3,754,000	–	3,000,000	–	0.88%	–
VMEO	New	VIMEO INC	$3,426,000	–	56,398	–	0.80%	–
MSTR	New	MICROSTRATEGY INCcl a new	$2,636,000	–	3,200	–	0.62%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$2,502,000	–	8,900	–	0.59%	–
KLR	New	KALEYRA INC	$2,107,000	–	138,900	–	0.49%	–
IPOF	New	SOCIAL CAPITAL HEDOSOPHA HLD	$2,002,000	–	158,300	–	0.47%	–
	New	INFINERA CORPnote 2.500% 3/0	$1,898,000	–	1,000,000	–	0.44%	–
NOC	New	NORTHROP GRUMMAN CORP	$1,784,000	–	3,960	–	0.42%	–
	New	INFINERA CORPnote 2.125% 9/0	$1,733,000	–	1,134,000	–	0.41%	–
BWG	New	BRANDYWINEGBL GBL INCM OPP F	$1,563,000	–	100,000	–	0.37%	–
	New	LENDINGTREE INCnote 0.625% 6/0	$1,470,000	–	1,000,000	–	0.34%	–
DISCK	New	DISCOVERY INC	$1,351,000	–	37,600	–	0.32%	–
STWD	New	STARWOOD PPTY TR INC	$1,247,000	–	38,450	–	0.29%	–
KW	New	KENNEDY-WILSON HOLDINGS INC	$1,123,000	–	45,600	–	0.26%	–
HBI	New	HANESBRANDS INC	$1,065,000	–	46,000	–	0.25%	–
UUUUWS	New	ENERGY FUELS INC*w exp 09/20/202	$882,000	–	200,000	–	0.21%	–
CFX	New	COLFAX CORP	$813,000	–	14,312	–	0.19%	–
BPY	New	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$641,000	–	27,309	–	0.15%	–
FSV	New	FIRSTSERVICE CORP	$532,000	–	2,500	–	0.12%	–
SOFIW	New	SOFI TECHNOLOGIES INC*w exp 05/28/202	$513,000	–	48,600	–	0.12%	–
CIGI	New	COLLIERS INTL GROUP INC	$514,000	–	3,700	–	0.12%	–
CANOWS	New	CANO HEALTH INC*w exp 06/03/202	$277,000	–	60,498	–	0.06%	–
HUT	New	HUT 8 MNG CORP COM	$177,000	–	33,000	–	0.04%	–
BTTR	New	BETTER CHOICE CO INC	$148,000	–	27,778	–	0.04%	–
WPFWS	New	FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202	$150,000	–	58,032	–	0.04%	–
IPOFWS	New	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$127,000	–	49,750	–	0.03%	–
HCNEU	New	JAWS HURRICANE ACQUISITN CORunit 06/08/2026	$125,000	–	10,000	–	0.03%	–
LEGA	New	LEAD EDGE GROWTH OPRTUNTS LT	$121,000	–	10,000	–	0.03%	–
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$81,000	–	10,332	–	0.02%	–
LUXAW	New	LUX HEALTH TECH ACQUISITION*w exp 11/30/202	$54,000	–	32,999	–	0.01%	–
SPFRWS	New	JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202	$12,000	–	5,000	–	0.00%	–
ESGC	New	EROS STX GLOBAL CORPORATION	$9,000	–	4,800	–	0.00%	–
SWKH	New	SWK HLDGS CORP	$7,000	–	300	–	0.00%	–
RENN	New	RENREN INCsponsored ads	$7,000	–	500	–	0.00%	–
TREB	New	TREBIA ACQUISITION CORP	$3,000	–	250	–	0.00%	–
DISCA	New	DISCOVERY INC	$6,000	–	160	–	0.00%	–
LEGAW	New	LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202	$4,000	–	2,500	–	0.00%	–
OACB	New	OAKTREE ACQUISITION CORP II	$3,000	–	250	–	0.00%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$3,000	–	2,500	–	0.00%	–
RTP	New	REINVENT TECHNOLOGY PARTNERScl a	$6,000	–	500	–	0.00%	–
IPODWS	New	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$4,000	–	1,250	–	0.00%	–
SJR	New	SHAW COMMUNICATIONS INCcl b conv	$1,000	–	50	–	0.00%	–
SSAAW	New	SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202	$2,000	–	1,666	–	0.00%	–
OEPWW	New	ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202	$2,000	–	1,666	–	0.00%	–
JWSMWS	New	JAWS MUSTANG ACQUISITION COR*w exp 01/30/202	$0	–	250	–	0.00%	–
ESMWS	New	ESM ACQUISITION CORPORATION*w exp 02/02/202	$0	–	233	–	0.00%	–
DCRNW	New	DECARBONIZATION PLUS ACQU II*w exp 01/19/202	$1,000	–	333	–	0.00%	–
THMAW	New	THIMBLE POINT ACQUISITION CO*w exp 02/04/202	$1,000	–	333	–	0.00%	–
SPAQWS	New	SPARTAN ACQUISITION CORP III*w exp 02/04/202	$0	–	250	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-10,332	–	-0.03%	–
UUUUWS	Exit	ENERGY FUELS INC*w exp 09/20/202	$0	–	-200,000	–	-0.04%	–
FSV	Exit	FIRSTSERVICE CORP NEW	$0	–	-1,200	–	-0.06%	–
CIGI	Exit	COLLIERS INTL GROUP INC	$0	–	-2,500	–	-0.06%	–
IPOCWS	Exit	SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999	$0	–	-56,741	–	-0.08%	–
GOGO	Exit	GOGO INC	$0	–	-48,500	–	-0.17%	–
CFX	Exit	COLFAX CORP	$0	–	-14,312	–	-0.17%	–
FCT	Exit	FIRST TR SR FLG RTE INCM FD	$0	–	-50,000	–	-0.20%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-38,450	–	-0.22%	–
LILAK	Exit	LIBERTY LATIN AMERICA LTD	$0	–	-83,347	–	-0.22%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-2,400	–	-0.29%	–
MODN	Exit	MODEL N INC	$0	–	-21,754	–	-0.29%	–
	Exit	ACORDA THERAPEUTICS INCnote 1.750% 6/1	$0	–	-1,000,000	–	-0.32%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-300,000	–	-0.40%	–
BHRPRB	Exit	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$0	–	-101,720	–	-0.44%	–
BPY	Exit	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$0	–	-102,109	–	-0.45%	–
UPLD	Exit	UPLAND SOFTWARE INC	$0	–	-35,586	–	-0.50%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-100,000	–	-0.52%	–
	Exit	TUTOR PERINI CORPnote 2.875% 6/1	$0	–	-1,425,000	–	-0.54%	–
CIEN	Exit	CIENA CORP	$0	–	-37,459	–	-0.56%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-52,950	–	-0.65%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-14,500	–	-0.66%	–
FLR	Exit	FLUOR CORP NEW	$0	–	-211,700	–	-0.69%	–
WPFU	Exit	FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999	$0	–	-174,100	–	-0.73%	–
JWSU	Exit	JAWS ACQUISITION CORPunit 99/99/9999	$0	–	-181,500	–	-0.75%	–
SHSP	Exit	SHARPSPRING INC	$0	–	-181,014	–	-0.75%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-10,000	–	-0.77%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-93,000	–	-0.78%	–
IPOC	Exit	SOCIAL CAP HEDSPIA HLDG CO I	$0	–	-170,224	–	-0.82%	–
FAX	Exit	ABERDEEN ASIA-PACIFIC INCOME	$0	–	-610,000	–	-0.89%	–
UTI	Exit	UNIVERSAL TECHNICAL INST INC	$0	–	-492,644	–	-0.92%	–
IPOB	Exit	SOCIAL CAP HDOSPHIA HLDG CO	$0	–	-135,009	–	-0.94%	–
LILA	Exit	LIBERTY LATIN AMERICA LTD	$0	–	-309,847	–	-0.96%	–
MAXR	Exit	MAXAR TECHNOLOGIES INC	$0	–	-111,251	–	-1.03%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-200,000	–	-1.06%	–
NAD	Exit	NUVEEN QUALITY MUNCP INCOME	$0	–	-200,000	–	-1.08%	–
NVG	Exit	NUVEEN AMT FREE MUN CR INC F	$0	–	-200,000	–	-1.16%	–
CLDR	Exit	CLOUDERA INC	$0	–	-291,900	–	-1.18%	–
EVV	Exit	EATON VANCE LTD DURATION INC	$0	–	-300,000	–	-1.26%	–
	Exit	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$0	–	-5,000,000	–	-1.31%	–
TWTR	Exit	TWITTER INC	$0	–	-80,100	–	-1.33%	–
AVNW	Exit	AVIAT NETWORKS INC	$0	–	-165,213	–	-1.34%	–
EGAN	Exit	EGAIN CORP	$0	–	-272,401	–	-1.40%	–
WIW	Exit	WESTERN AST INFL LKD OPP & I	$0	–	-350,000	–	-1.45%	–
	Exit	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$0	–	-4,000,000	–	-1.45%	–
TPL	Exit	TEXAS PAC LD TRsub ctf prop i t	$0	–	-8,987	–	-1.50%	–
IBKR	Exit	INTERACTIVE BROKERS GROUP IN	$0	–	-90,600	–	-1.61%	–
PAR	Exit	PAR TECHNOLOGY CORP	$0	–	-107,981	–	-1.62%	–
BLW	Exit	BLACKROCK LTD DURATION INC T	$0	–	-300,000	–	-1.63%	–
SQ	Exit	SQUARE INCcl a	$0	–	-28,900	–	-1.76%	–
BHC	Exit	BAUSCH HEALTH COS INC	$0	–	-319,125	–	-1.77%	–
HBI	Exit	HANESBRANDS INC	$0	–	-337,511	–	-1.93%	–
	Exit	INFINERA CORPnote 2.125% 9/0	$0	–	-6,134,000	–	-2.12%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-103,547	–	-2.18%	–
IAC	Exit	IAC INTERACTIVECORP	$0	–	-52,840	–	-2.33%	–
	Exit	AVAYA HLDGS CORPnote 2.250% 6/1	$0	–	-6,700,000	–	-2.39%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-85,805	–	-2.39%	–
SSNC	Exit	SS&C TECHNOLOGIES HLDGS INC	$0	–	-108,450	–	-2.43%	–
	Exit	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$0	–	-10,560,000	–	-2.51%	–
LEAF	Exit	LEAF GROUP LTD	$0	–	-1,524,235	–	-2.88%	–
	Exit	INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0	$0	–	-9,605,000	–	-2.91%	–
Z	Exit	ZILLOW GROUP INCcl c cap stk	$0	–	-77,474	–	-2.91%	–
KKR	Exit	KKR & CO INC	$0	–	-235,140	–	-2.98%	–
SFIX	Exit	STITCH FIX INC	$0	–	-298,975	–	-2.99%	–
	Exit	SUNPOWER CORPdbcv 4.000% 1/1	$0	–	-9,106,000	–	-3.32%	–
EBIX	Exit	EBIX INC	$0	–	-439,828	–	-3.34%	–
	Exit	SUNPOWER CORPdbcv 0.875% 6/0	$0	–	-9,904,000	–	-3.57%	–
	Exit	TWITTER INCnote 0.250% 6/1	$0	–	-9,000,000	–	-3.72%	–
JENGQ	Exit	JUST ENERGY GROUP INC	$0	–	-2,907,702	–	-6.05%	–
	Exit	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$0	–	-20,060,000	–	-6.27%	–

Q3 2020

			Value		Shares		↓ Weighting
JENGQ	New	JUST ENERGY GROUP INC	$21,750,000	–	2,907,702	–	6.05%	–
	Sell	SUNPOWER CORPdbcv 0.875% 6/0	$12,831,000	-31.5%	9,904,000	-33.5%	3.57%	-29.5%
EBIX	Buy	EBIX INC	$12,019,000	+16.1%	439,828	+29.0%	3.34%	+19.4%
	Sell	SUNPOWER CORPdbcv 4.000% 1/1	$11,921,000	-30.0%	9,106,000	-39.7%	3.32%	-28.0%
SFIX	Buy	STITCH FIX INC	$10,768,000	+72.3%	298,975	+62.0%	2.99%	+77.3%
KKR	Sell	KKR & CO INC	$10,707,000	-19.2%	235,140	-25.6%	2.98%	-16.9%
	New	INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0	$10,463,000	–	9,605,000	–	2.91%	–
Z	Sell	ZILLOW GROUP INCcl c cap stk	$10,463,000	+23.9%	77,474	-28.2%	2.91%	+27.5%
LEAF	Sell	LEAF GROUP LTD	$10,353,000	+34.9%	1,524,235	-1.1%	2.88%	+38.7%
SSNC	Sell	SS&C TECHNOLOGIES HLDGS INC	$8,737,000	-1.0%	108,450	-5.7%	2.43%	+1.9%
JD	Sell	JD.COM INCspon adr cl a	$8,599,000	-7.0%	85,805	-24.2%	2.39%	-4.4%
IAC	New	IAC INTERACTIVECORP	$8,373,000	–	52,840	–	2.33%	–
HHC	Sell	HOWARD HUGHES CORP	$7,844,000	+6.4%	103,547	-1.0%	2.18%	+9.4%
HBI	Sell	HANESBRANDS INC	$6,946,000	+19.5%	337,511	-11.0%	1.93%	+23.0%
BHC	New	BAUSCH HEALTH COS INC	$6,377,000	–	319,125	–	1.77%	–
PAR	Sell	PAR TECHNOLOGY CORP	$5,825,000	+24.2%	107,981	-6.4%	1.62%	+27.9%
IBKR	Sell	INTERACTIVE BROKERS GROUP IN	$5,804,000	+12.1%	90,600	-0.8%	1.61%	+15.4%
TPL	Buy	TEXAS PAC LD TRsub ctf prop i t	$5,409,000	+57.7%	8,987	+111.5%	1.50%	+62.2%
	Sell	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$5,225,000	-39.3%	4,000,000	-38.2%	1.45%	-37.5%
EGAN	Sell	EGAIN CORP	$5,027,000	-68.3%	272,401	-74.1%	1.40%	-67.4%
AVNW	Buy	AVIAT NETWORKS INC	$4,831,000	+121.1%	165,213	+87.3%	1.34%	+127.2%
TWTR	Buy	TWITTER INC	$4,771,000	+109.2%	80,100	+42.0%	1.33%	+115.1%
	New	INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1	$4,719,000	–	5,000,000	–	1.31%	–
MAXR	Sell	MAXAR TECHNOLOGIES INC	$3,700,000	-60.6%	111,251	-71.1%	1.03%	-59.4%
IPOB	New	SOCIAL CAP HDOSPHIA HLDG CO	$3,374,000	–	135,009	–	0.94%	–
UTI	New	UNIVERSAL TECHNICAL INST INC	$3,301,000	–	492,644	–	0.92%	–
IPOC	New	SOCIAL CAP HEDSPIA HLDG CO I	$2,968,000	–	170,224	–	0.82%	–
PSTH	New	PERSHING SQUARE TONTINE HLDG	$2,805,000	–	93,000	–	0.78%	–
SHSP	New	SHARPSPRING INC	$2,687,000	–	181,014	–	0.75%	–
JWSU	New	JAWS ACQUISITION CORPunit 99/99/9999	$2,682,000	–	181,500	–	0.75%	–
WPFU	New	FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999	$2,615,000	–	174,100	–	0.73%	–
FLR	Sell	FLUOR CORP NEW	$2,483,000	-35.6%	211,700	-10.0%	0.69%	-33.8%
	Sell	TUTOR PERINI CORPnote 2.875% 6/1	$1,936,000	-76.6%	1,425,000	-77.7%	0.54%	-76.0%
MUI	Sell	BLACKROCK MUNI INTER DR FD I	$1,873,000	-50.0%	100,000	-50.0%	0.52%	-48.6%
BPY	Sell	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$1,606,000	-71.0%	102,109	-75.2%	0.45%	-70.1%
MODN	Sell	MODEL N INC	$1,038,000	-32.2%	21,754	-33.0%	0.29%	-30.2%
NOC	Buy	NORTHROP GRUMMAN CORP	$1,040,000	+107.6%	2,400	+100.0%	0.29%	+114.1%
LILAK	New	LIBERTY LATIN AMERICA LTD	$792,000	–	83,347	–	0.22%	–
CFX	Sell	COLFAX CORP	$598,000	-10.9%	14,312	-19.2%	0.17%	-8.3%
GOGO	New	GOGO INC	$597,000	–	48,500	–	0.17%	–
IPOCWS	New	SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999	$303,000	–	56,741	–	0.08%	–
CIGI	Buy	COLLIERS INTL GROUP INC	$222,000	+77.6%	2,500	+56.2%	0.06%	+82.4%
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$97,000	–	10,332	–	0.03%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-2,700	–	-0.07%	–
MMX	Exit	MAVERIX METALS INC	$0	–	-50,000	–	-0.08%	–
DESP	Exit	DESPEGAR COM CORP	$0	–	-38,100	–	-0.10%	–
ENB	Exit	ENBRIDGE INC	$0	–	-18,085	–	-0.20%	–
BBU	Exit	BROOKFIELD BUSINESS PARTNERSunit ltd lp	$0	–	-22,880	–	-0.26%	–
SU	Exit	SUNCOR ENERGY INC	$0	–	-47,400	–	-0.29%	–
ANET	Exit	ARISTA NETWORKS INC	$0	–	-7,900	–	-0.61%	–
IPOBU	Exit	SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999	$0	–	-135,009	–	-0.62%	–
CNQ	Exit	CANADIAN NAT RES LTD	$0	–	-108,200	–	-0.69%	–
IPOCU	Exit	SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999	$0	–	-170,224	–	-0.74%	–
MHK	Exit	MOHAWK INDS INC	$0	–	-22,100	–	-0.82%	–
	Exit	AURORA CANNABIS INCnote 5.500% 2/2	$0	–	-5,750,000	–	-1.02%	–
BB	Exit	BLACKBERRY LTD	$0	–	-850,980	–	-1.52%	–
ESI	Exit	ELEMENT SOLUTIONS INC	$0	–	-412,633	–	-1.64%	–
	Exit	SSR MNG INCnote 2.500% 4/0	$0	–	-3,250,000	–	-1.67%	–
	Exit	ZILLOW GROUP INCnote 1.500% 7/0	$0	–	-6,880,000	–	-2.63%	–
	Exit	OPKO HEALTH INCnote 4.500% 2/1	$0	–	-8,790,000	–	-3.43%	–

Q2 2020

			Value		Shares		↓ Weighting
	New	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$22,462,000	–	20,060,000	–	6.07%	–
	New	SUNPOWER CORPdbcv 0.875% 6/0	$18,731,000	–	14,904,000	–	5.06%	–
	New	SUNPOWER CORPdbcv 4.000% 1/1	$17,041,000	–	15,106,000	–	4.61%	–
EGAN	New	EGAIN CORP	$15,852,000	–	1,051,006	–	4.28%	–
KKR	New	KKR & CO INC	$13,249,000	–	316,040	–	3.58%	–
	New	OPKO HEALTH INCnote 4.500% 2/1	$12,702,000	–	8,790,000	–	3.43%	–
	New	TWITTER INCnote 0.250% 6/1	$11,542,000	–	9,000,000	–	3.12%	–
EBIX	New	EBIX INC	$10,352,000	–	341,036	–	2.80%	–
	New	ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1	$10,343,000	–	10,560,000	–	2.80%	–
	New	ZILLOW GROUP INCnote 1.500% 7/0	$9,728,000	–	6,880,000	–	2.63%	–
MAXR	New	MAXAR TECHNOLOGIES INC	$9,387,000	–	385,327	–	2.54%	–
JD	New	JD.COM INCspon adr cl a	$9,249,000	–	113,205	–	2.50%	–
SSNC	New	SS&C TECHNOLOGIES HLDGS INC	$8,822,000	–	115,050	–	2.38%	–
	New	TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0	$8,603,000	–	6,470,000	–	2.32%	–
Z	New	ZILLOW GROUP INCcl c cap stk	$8,445,000	–	107,974	–	2.28%	–
	New	TUTOR PERINI CORPnote 2.875% 6/1	$8,284,000	–	6,400,000	–	2.24%	–
LEAF	New	LEAF GROUP LTD	$7,675,000	–	1,540,535	–	2.08%	–
	New	AVAYA HLDGS CORPnote 2.250% 6/1	$7,538,000	–	6,700,000	–	2.04%	–
HHC	New	HOWARD HUGHES CORP	$7,373,000	–	104,547	–	1.99%	–
	New	INFINERA CORPnote 2.125% 9/0	$7,164,000	–	6,134,000	–	1.94%	–
SFIX	New	STITCH FIX INC	$6,250,000	–	184,600	–	1.69%	–
	New	SSR MNG INCnote 2.500% 4/0	$6,171,000	–	3,250,000	–	1.67%	–
ESI	New	ELEMENT SOLUTIONS INC	$6,078,000	–	412,633	–	1.64%	–
HBI	New	HANESBRANDS INC	$5,812,000	–	379,211	–	1.57%	–
BLW	New	BLACKROCK LTD DURATION INC T	$5,673,000	–	300,000	–	1.53%	–
BB	New	BLACKBERRY LTD	$5,635,000	–	850,980	–	1.52%	–
BPY	New	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$5,540,000	–	411,875	–	1.50%	–
WIW	New	WESTERN AST INFL LKD OPP & I	$5,208,000	–	350,000	–	1.41%	–
IBKR	New	INTERACTIVE BROKERS GROUP IN	$5,177,000	–	91,300	–	1.40%	–
CLDR	New	CLOUDERA INC	$5,041,000	–	291,900	–	1.36%	–
PAR	New	PAR TECHNOLOGY CORP	$4,689,000	–	115,400	–	1.27%	–
EVV	New	EATON VANCE LTD DURATION INC	$4,590,000	–	300,000	–	1.24%	–
NVG	New	NUVEEN AMT FREE MUN CR INC F	$4,149,000	–	200,000	–	1.12%	–
SQ	New	SQUARE INCcl a	$4,117,000	–	28,900	–	1.11%	–
LILA	New	LIBERTY LATIN AMERICA LTD	$4,089,000	–	309,847	–	1.10%	–
FLR	New	FLUOR CORP	$3,856,000	–	235,100	–	1.04%	–
NAD	New	NUVEEN QUALITY MUNCP INCOME	$3,807,000	–	200,000	–	1.03%	–
	New	AURORA CANNABIS INCnote 5.500% 2/2	$3,788,000	–	5,750,000	–	1.02%	–
NEA	New	NUVEEN AMT FREE QLTY MUN INC	$3,774,000	–	200,000	–	1.02%	–
MUI	New	BLACKROCK MUNI INTER DR FD I	$3,747,000	–	200,000	–	1.01%	–
TPL	New	TEXAS PAC LD TRsub ctf prop i t	$3,431,000	–	4,250	–	0.93%	–
FAX	New	ABERDEEN ASIA-PACIFIC INCOME	$3,155,000	–	610,000	–	0.85%	–
MHK	New	MOHAWK INDS INC	$3,053,000	–	22,100	–	0.82%	–
MSFT	New	MICROSOFT CORP	$2,763,000	–	10,000	–	0.75%	–
CIEN	New	CIENA CORP	$2,754,000	–	37,459	–	0.74%	–
IPOCU	New	SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999	$2,743,000	–	170,224	–	0.74%	–
CNQ	New	CANADIAN NAT RES LTD	$2,548,000	–	108,200	–	0.69%	–
BAM	New	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$2,366,000	–	52,950	–	0.64%	–
BIDU	New	BAIDU INCspon adr rep a	$2,360,000	–	14,500	–	0.64%	–
IPOBU	New	SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999	$2,302,000	–	135,009	–	0.62%	–
TWTR	New	TWITTER INC	$2,281,000	–	56,400	–	0.62%	–
ANET	New	ARISTA NETWORKS INC	$2,253,000	–	7,900	–	0.61%	–
AVNW	New	AVIAT NETWORKS INC	$2,185,000	–	88,198	–	0.59%	–
UPLD	New	UPLAND SOFTWARE INC	$1,679,000	–	35,586	–	0.45%	–
MODN	New	MODEL N INC	$1,532,000	–	32,454	–	0.41%	–
VVR	New	INVESCO SR INCOME TR	$1,409,000	–	300,000	–	0.38%	–
BHRPRB	New	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$1,393,000	–	101,720	–	0.38%	–
	New	ACORDA THERAPEUTICS INCnote 1.750% 6/1	$1,183,000	–	1,000,000	–	0.32%	–
SU	New	SUNCOR ENERGY INC	$1,085,000	–	47,400	–	0.29%	–
BBU	New	BROOKFIELD BUSINESS PARTNERSunit ltd lp	$956,000	–	22,880	–	0.26%	–
STWD	New	STARWOOD PPTY TR INC	$781,000	–	38,450	–	0.21%	–
ENB	New	ENBRIDGE INC	$747,000	–	18,085	–	0.20%	–
FCT	New	FIRST TR SR FLG RTE INCM FD	$739,000	–	50,000	–	0.20%	–
CFX	New	COLFAX CORP	$671,000	–	17,712	–	0.18%	–
NOC	New	NORTHROP GRUMMAN CORP	$501,000	–	1,200	–	0.14%	–
DESP	New	DESPEGAR COM CORP	$371,000	–	38,100	–	0.10%	–
MMX	New	MAVERIX METALS INC	$301,000	–	50,000	–	0.08%	–
SBUX	New	STARBUCKS CORP	$270,000	–	2,700	–	0.07%	–
FSV	New	FIRSTSERVICE CORP	$164,000	–	1,200	–	0.04%	–
UUUUWS	New	ENERGY FUELS INC*w exp 09/20/202	$130,000	–	200,000	–	0.04%	–
CIGI	New	COLLIERS INTL GROUP INC	$125,000	–	1,600	–	0.03%	–

Q4 2019

			Value		Shares		↓ Weighting
UUUUWS	Exit	ENERGY FUELS INC*w exp 09/20/202	$0	–	-200,000	–	-0.05%	–
YTRA	Exit	YATRA ONLINE INC	$0	–	-54,112	–	-0.07%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-2,700	–	-0.08%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-9,850	–	-0.08%	–
TPC	Exit	TUTOR PERINI CORP	$0	–	-20,400	–	-0.11%	–
DESP	Exit	DESPEGAR CORP	$0	–	-38,100	–	-0.15%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-6,700	–	-0.16%	–
WIW	Exit	WESTERN AST INFL LKD OPP & I	$0	–	-50,000	–	-0.19%	–
	Exit	CHESAPEAKE ENERGY CORPnote 5.500% 9/1	$0	–	-500,000	–	-0.23%	–
NQP	Exit	NUVEEN PENNSYLVANIA QLT MUN	$0	–	-50,000	–	-0.24%	–
NMY	Exit	NUVEEN MARYLAND QLT MUN INC	$0	–	-60,000	–	-0.27%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-60,406	–	-0.28%	–
NAD	Exit	NUVEEN QUALITY MUNCP IN E	$0	–	-60,000	–	-0.29%	–
PXLW	Exit	PIXELWORKS INC NEW	$0	–	-225,000	–	-0.31%	–
MCA	Exit	BLACKROCK MUNIYIELD CALI QLT	$0	–	-65,000	–	-0.31%	–
	Exit	GOPRO INCnote 3.500% 4/1	$0	–	-1,000,000	–	-0.32%	–
PHD	Exit	PIONEER FLOATING RATE TR	$0	–	-100,000	–	-0.35%	–
CFX	Exit	COLFAX CORP	$0	–	-33,617	–	-0.36%	–
JE	Exit	JUST ENERGY GROUP INC	$0	–	-353,000	–	-0.37%	–
FCT	Exit	FIRST TR SR FLG RTE INCM FD	$0	–	-100,000	–	-0.40%	–
UPLD	Exit	UPLAND SOFTWARE INC	$0	–	-35,586	–	-0.45%	–
	Exit	ACORDA THERAPEUTICS INCnote 1.750% 6/1	$0	–	-2,000,000	–	-0.53%	–
BHRPRB	Exit	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$0	–	-76,866	–	-0.53%	–
FAX	Exit	ABERDEEN ASIA PACIFIC IN	$0	–	-410,000	–	-0.58%	–
TGB	Exit	TASEKO MINES LTD	$0	–	-3,338,319	–	-0.64%	–
BWG	Exit	BRANDYWINEGBL GLBAL INM OPRT	$0	–	-158,948	–	-0.66%	–
NRK	Exit	NUVEEN NEW YORK AMT QLT MUNI	$0	–	-160,000	–	-0.72%	–
SYNL	Exit	SYNALLOY CP DEL	$0	–	-165,005	–	-0.82%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-180,000	–	-0.85%	–
	Exit	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$0	–	-5,750,000	–	-0.92%	–
PCOM	Exit	POINTS INTL LTD NEW	$0	–	-217,457	–	-1.05%	–
KW	Exit	KENNEDY-WILSON HLDGS INC	$0	–	-142,958	–	-1.08%	–
PAR	Exit	PAR TECHNOLOGY CORP	$0	–	-141,000	–	-1.14%	–
CLDR	Exit	CLOUDERA INC	$0	–	-432,400	–	-1.31%	–
LEAF	Exit	LEAF GROUP LTD	$0	–	-1,240,227	–	-1.36%	–
ESI	Exit	ELEMENT SOLUTIONS INC	$0	–	-401,233	–	-1.42%	–
SD	Exit	SANDRIDGE ENERGY INC NEW	$0	–	-929,156	–	-1.43%	–
CLNY	Exit	COLONY CAP INC NEW CL A	$0	–	-773,374	–	-1.46%	–
	Exit	ZILLOW GROUP INCnote 1.500% 7/0	$0	–	-5,380,000	–	-1.62%	–
HBI	Exit	HANESBRANDS INC	$0	–	-306,611	–	-1.64%	–
WYNN	Exit	WYNN RESORTS LTD	$0	–	-44,400	–	-1.74%	–
	Exit	TWITTER INCnote 1.000% 9/1	$0	–	-5,500,000	–	-1.81%	–
BB	Exit	BLACKBERRY LTD	$0	–	-856,980	–	-1.91%	–
EGAN	Exit	EGAIN CORP NEW	$0	–	-794,085	–	-2.00%	–
LILA	Exit	LIBERTY LATIN AMERICA LTD	$0	–	-340,647	–	-2.16%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-68,541	–	-2.38%	–
	Exit	INFINERA CORPORATIONnote 2.125% 9/0	$0	–	-8,134,000	–	-2.39%	–
	Exit	TUTOR PERINI CORPnote 2.875% 6/1	$0	–	-8,000,000	–	-2.61%	–
MIDD	Exit	MIDDLEBY CORP	$0	–	-66,300	–	-2.70%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-208,647	–	-2.76%	–
BPY	Exit	BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN	$0	–	-346,666	–	-2.93%	–
JD	Exit	JD INCspon adr cl a	$0	–	-288,205	–	-3.01%	–
	Exit	SUNPOWER CORPdbcv 0.875% 6/0	$0	–	-10,042,000	–	-3.10%	–
	Exit	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$0	–	-13,060,000	–	-3.13%	–
Z	Exit	ZILLOW GROUP INCcl c cap stk	$0	–	-283,000	–	-3.18%	–
SWIR	Exit	SIERRA WIRELESS INC	$0	–	-713,039	–	-3.43%	–
MAXR	Exit	MAXAR TECHNOLOGIES INC	$0	–	-1,015,756	–	-3.52%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-96,842	–	-3.58%	–
	Exit	CARBONITE INCnote 2.500% 4/0	$0	–	-12,500,000	–	-4.01%	–
CARB	Exit	CARBONITE INC	$0	–	-761,200	–	-4.14%	–
	Exit	SUNPOWER CORPdbcv 4.000% 1/1	$0	–	-13,867,000	–	-4.16%	–
SSNC	Exit	SS&C TECHNOLOGIES HLDGS INC	$0	–	-248,250	–	-4.23%	–
KKR	Exit	KKR & CO INCcl a	$0	–	-472,340	–	-4.49%	–
	Exit	AVAYA HLDGS CORPnote 2.250% 6/1 added	$0	–	-19,700,000	–	-5.82%	–

Q3 2019

			Value		Shares		↓ Weighting
	New	AVAYA HLDGS CORPnote 2.250% 6/1 added	$17,290,000	–	19,700,000	–	5.82%	–
KKR	Sell	KKR & CO INCcl a	$13,355,000	-19.7%	472,340	-23.2%	4.49%	-24.3%
SSNC	Buy	SS&C TECHNOLOGIES HLDGS INC	$12,576,000	-10.3%	248,250	+6.8%	4.23%	-15.4%
	Buy	SUNPOWER CORPdbcv 4.000% 1/1	$12,366,000	+19.4%	13,867,000	+16.9%	4.16%	+12.5%
CARB	Buy	CARBONITE INC	$12,293,000	+84.0%	761,200	+105.6%	4.14%	+73.4%
	New	CARBONITE INCnote 2.500% 4/0	$11,907,000	–	12,500,000	–	4.01%	–
HHC	Sell	HOWARD HUGHES CORP	$10,640,000	-34.7%	96,842	-21.9%	3.58%	-38.4%
MAXR	Sell	MAXAR TECHNOLOGIES INC	$10,462,000	-24.4%	1,015,756	-26.3%	3.52%	-28.7%
SWIR	Buy	SIERRA WIRELESS INC	$10,189,000	-4.5%	713,039	+4.6%	3.43%	-10.0%
Z	Buy	ZILLOW GROUP INCcl c cap stk	$9,443,000	-30.3%	283,000	+3.5%	3.18%	-34.3%
	Buy	PARATEK PHARMACEUTICALS INCnote 4.750% 5/0	$9,300,000	+49.3%	13,060,000	+44.2%	3.13%	+40.8%
	Buy	SUNPOWER CORPdbcv 0.875% 6/0	$9,219,000	+74.2%	10,042,000	+73.0%	3.10%	+64.2%
JD	Sell	JD INCspon adr cl a	$8,957,000	-10.4%	288,205	-8.4%	3.01%	-15.6%
BPY	Sell	BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN	$8,705,000	-7.2%	346,666	-7.1%	2.93%	-12.5%
TRIP	Sell	TRIPADVISOR INC	$8,191,000	-23.8%	208,647	-9.9%	2.76%	-28.2%
MIDD	Buy	MIDDLEBY CORP	$8,016,000	+32.3%	66,300	+49.0%	2.70%	+24.7%
	New	TUTOR PERINI CORPnote 2.875% 6/1	$7,760,000	–	8,000,000	–	2.61%	–
	Sell	INFINERA CORPORATIONnote 2.125% 9/0	$7,100,000	+5278.8%	8,134,000	-45.8%	2.39%	+4983.0%
BIDU	Sell	BAIDU INCspon adr rep a	$7,081,000	-16.7%	68,541	-7.8%	2.38%	-21.5%
LILA	Buy	LIBERTY LATIN AMERICA LTD	$6,408,000	+32.4%	340,647	+15.3%	2.16%	+24.8%
EGAN	Buy	EGAIN CORP NEW	$5,948,000	+68.6%	794,085	+81.2%	2.00%	+58.9%
BB	Buy	BLACKBERRY LTD	$5,670,000	+18.8%	856,980	+92.2%	1.91%	+11.9%
	Buy	TWITTER INCnote 1.000% 9/1	$5,388,000	+162.8%	5,500,000	+175.0%	1.81%	+147.7%
WYNN	Buy	WYNN RESORTS LTD	$5,188,000	+2.6%	44,400	+22.3%	1.74%	-3.3%
HBI	Buy	HANESBRANDS INC	$4,867,000	+16.1%	306,611	+16.7%	1.64%	+9.4%
	Buy	ZILLOW GROUP INCnote 1.500% 7/0	$4,806,000	+150.6%	5,380,000	+169.0%	1.62%	+136.1%
CLNY	Buy	COLONY CAP INC NEW CL A	$4,346,000	+18.0%	773,374	+17.5%	1.46%	+11.2%
SD	Buy	SANDRIDGE ENERGY INC NEW	$4,256,000	+1.7%	929,156	+45.7%	1.43%	-4.1%
ESI	Sell	ELEMENT SOLUTIONS INC	$4,221,000	-45.5%	401,233	-47.6%	1.42%	-48.7%
LEAF	Buy	LEAF GROUP LTD	$4,056,000	-38.7%	1,240,227	+25.9%	1.36%	-42.3%
CLDR	Buy	CLOUDERA INC	$3,889,000	+123.5%	432,400	+49.1%	1.31%	+110.6%
KW	Sell	KENNEDY-WILSON HLDGS INC	$3,199,000	-39.5%	142,958	-42.4%	1.08%	-43.0%
MUI	Sell	BLACKROCK MUNI INTER DR FD I	$2,525,000	-47.7%	180,000	-47.1%	0.85%	-50.7%
SYNL	Buy	SYNALLOY CP DEL	$2,434,000	+922.7%	165,005	+1017.6%	0.82%	+863.5%
TGB	New	TASEKO MINES LTD	$1,903,000	–	3,338,319	–	0.64%	–
BHRPRB	Sell	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$1,575,000	-20.7%	76,866	-27.8%	0.53%	-25.2%
JE	Sell	JUST ENERGY GROUP INC	$1,108,000	-43.2%	353,000	-12.5%	0.37%	-46.4%
	New	GOPRO INCnote 3.500% 4/1	$958,000	–	1,000,000	–	0.32%	–
PXLW	Sell	PIXELWORKS INC NEW	$927,000	-57.2%	225,000	-68.2%	0.31%	-59.6%
NAD	Sell	NUVEEN QUALITY MUNCP IN E	$862,000	-71.2%	60,000	-71.4%	0.29%	-72.8%
NMY	Sell	NUVEEN MARYLAND QLT MUN INC	$799,000	-81.3%	60,000	-81.5%	0.27%	-82.4%
NQP	Sell	NUVEEN PENNSYLVANIA QLT MUN	$702,000	-71.1%	50,000	-71.4%	0.24%	-72.7%
BAM	Sell	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$474,000	-28.5%	6,700	-34.3%	0.16%	-32.9%
DESP	New	DESPEGAR CORP	$434,000	–	38,100	–	0.15%	–
TPC	New	TUTOR PERINI CORP	$338,000	–	20,400	–	0.11%	–
ATEX	Exit	PDVWIRELESS INC	$0	–	-50	–	0.00%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-175	–	-0.08%	–
V	Exit	VISA INC	$0	–	-1,460	–	-0.10%	–
JEF	Exit	JEFFERIES FINL GROUP INC	$0	–	-14,500	–	-0.11%	–
	Exit	SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1	$0	–	-450,000	–	-0.16%	–
NAN	Exit	NUVEEN NEW YORK QLT MUN INC	$0	–	-150,000	–	-0.75%	–
MODN	Exit	MODEL N INC	$0	–	-111,051	–	-0.86%	–
ASUR	Exit	ASURE SOFTWARE INC	$0	–	-402,696	–	-1.30%	–
	Exit	PRETIUM RES INCnote 2.250% 3/1	$0	–	-3,708,000	–	-1.31%	–
	Exit	SILVER STD RES INCnote 2.875% 2/0	$0	–	-5,369,000	–	-1.94%	–

Q2 2019

			Value		Shares		↓ Weighting
KKR	New	KKR & CO INCcl a	$16,634,000	–	614,940	–	5.94%	–
HHC	New	HOWARD HUGHES CORP	$16,285,000	–	124,042	–	5.81%	–
SSNC	New	SS&C TECHNOLOGIES HLDGS INC	$14,019,000	–	232,550	–	5.00%	–
MAXR	New	MAXAR TECHNOLOGIES INC	$13,833,000	–	1,377,756	–	4.94%	–
Z	New	ZILLOW GROUP INCcl c cap stk	$13,542,000	–	273,300	–	4.83%	–
TRIP	New	TRIPADVISOR INC	$10,753,000	–	231,547	–	3.84%	–
SWIR	New	SIERRA WIRELESS INC	$10,673,000	–	681,540	–	3.81%	–
	New	SUNPOWER CORPdbcv 4.000% 1/1	$10,356,000	–	11,867,000	–	3.70%	–
JD	New	JD COM INCspon adr cl a	$9,997,000	–	314,605	–	3.57%	–
BPY	New	BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN	$9,380,000	–	372,966	–	3.35%	–
BIDU	New	BAIDU INCspon adr rep a	$8,497,000	–	74,341	–	3.03%	–
ESI	New	ELEMENT SOLUTIONS INC	$7,748,000	–	766,033	–	2.77%	–
CARB	New	CARBONITE INC	$6,682,000	–	370,168	–	2.38%	–
LEAF	New	LEAF GROUP LTD	$6,622,000	–	985,345	–	2.36%	–
	New	PARATEK PHARMACEUTICALSinc note 4.750% 5/0	$6,228,000	–	9,060,000	–	2.22%	–
MIDD	New	MIDDLEBY CORP	$6,057,000	–	44,500	–	2.16%	–
	New	SILVER STD RES INCnote 2.875% 2/0	$5,432,000	–	5,369,000	–	1.94%	–
	New	SUNPOWER CORPdbcv 0.875% 6/0	$5,291,000	–	5,805,000	–	1.89%	–
KW	New	KENNEDY-WILSON HLDGS INC	$5,285,000	–	248,256	–	1.89%	–
WYNN	New	WYNN RESORTS LTD	$5,057,000	–	36,300	–	1.80%	–
LILA	New	LIBERTY LATIN AMERICA LTD	$4,841,000	–	295,547	–	1.73%	–
MUI	New	BLACKROCK MUNI INTER DR FD I	$4,825,000	–	340,000	–	1.72%	–
BB	New	BLACKBERRY LTD	$4,774,000	–	445,780	–	1.70%	–
NMY	New	NUVEEN MARYLAND QLT MUN INC	$4,271,000	–	325,000	–	1.52%	–
HBI	New	HANESBRANDS INC	$4,192,000	–	262,800	–	1.50%	–
SD	New	SANDRIDGE ENERGY INC	$4,183,000	–	637,674	–	1.49%	–
CLNY	New	COLONY CAP INC	$3,684,000	–	658,374	–	1.32%	–
	New	PRETIUM RES INCnote 2.250% 3/1	$3,658,000	–	3,708,000	–	1.31%	–
PAR	New	PAR TECHNOLOGY CORP	$3,645,000	–	141,000	–	1.30%	–
ASUR	New	ASURE SOFTWARE INC	$3,632,000	–	402,696	–	1.30%	–
EGAN	New	EGAIN CORP	$3,528,000	–	438,203	–	1.26%	–
PCOM	New	POINTS INTL LTD	$3,390,000	–	217,457	–	1.21%	–
NAD	New	NUVEEN QUALITY MUNCP INCOME	$2,990,000	–	210,000	–	1.07%	–
	New	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$2,827,000	–	5,750,000	–	1.01%	–
NQP	New	NUVEEN PENNSYLVANIA QLT MUN	$2,426,000	–	175,000	–	0.87%	–
MODN	New	MODEL N INC	$2,406,000	–	111,051	–	0.86%	–
PXLW	New	PIXELWORKS INC	$2,166,000	–	707,934	–	0.77%	–
NRK	New	NUVEEN NEW YORK AMT QLT MUNI	$2,115,000	–	160,000	–	0.76%	–
NAN	New	NUVEEN NEW YORK QLT MUN INC	$2,111,000	–	150,000	–	0.75%	–
	New	TWITTER INCnote 1.000% 9/1	$2,050,000	–	2,000,000	–	0.73%	–
BHRPRB	New	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$1,985,000	–	106,485	–	0.71%	–
JE	New	JUST ENERGY GROUP INC	$1,949,000	–	403,600	–	0.70%	–
	New	ZILLOW GROUP INCnote 1.500% 7/0	$1,918,000	–	2,000,000	–	0.68%	–
BWG	New	BRANDYWINEGBL GLBAL INM OPRT	$1,891,000	–	158,948	–	0.68%	–
CLDR	New	CLOUDERA INC	$1,740,000	–	290,000	–	0.62%	–
FAX	New	ABERDEEN ASIA PACIFIC INCOM	$1,730,000	–	410,000	–	0.62%	–
	New	ACORDA THERAPEUTICS INCnote 1.750% 6/1	$1,709,000	–	2,000,000	–	0.61%	–
UPLD	New	UPLAND SOFTWARE INC	$1,680,000	–	35,586	–	0.60%	–
FCT	New	FIRST TR SR FLG RTE INCM FD	$1,204,000	–	100,000	–	0.43%	–
PHD	New	PIONEER FLOATING RATE TR	$1,051,000	–	100,000	–	0.38%	–
CFX	New	COLFAX CORP	$957,000	–	33,617	–	0.34%	–
MCA	New	BLACKROCK MUNIYIELD CALI QLT	$928,000	–	65,000	–	0.33%	–
EMD	New	WESTERN ASSET EMRG MKT DEBT	$865,000	–	60,406	–	0.31%	–
	New	CHESAPEAKE ENERGY CORPnote 5.500% 9/1	$706,000	–	500,000	–	0.25%	–
BAM	New	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$663,000	–	10,200	–	0.24%	–
WIW	New	WESTERN AST INFL LKD OPP & I	$562,000	–	50,000	–	0.20%	–
	New	SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1	$452,000	–	450,000	–	0.16%	–
JEF	New	JEFFERIES FINL GROUP INC	$312,000	–	14,500	–	0.11%	–
V	New	VISA INC	$267,000	–	1,460	–	0.10%	–
SBUX	New	STARBUCKS CORP	$263,000	–	2,700	–	0.09%	–
YTRA	New	YATRA ONLINE INC	$244,000	–	54,112	–	0.09%	–
SYNL	New	SYNALLOY CP DEL	$238,000	–	14,764	–	0.08%	–
STWD	New	STARWOOD PPTY TR INC	$227,000	–	9,850	–	0.08%	–
GOOG	New	ALPHABET INCcap stk cl c	$220,000	–	175	–	0.08%	–
UUUUWS	New	ENERGY FUELS INC*w exp 09/20/202	$154,000	–	200,000	–	0.06%	–
	New	INFINERA CORPORATIONnote 2.125% 9/0	$132,000	–	15,000,000	–	0.05%	–
ATEX	New	PDVWIRELESS INC	$0	–	50	–	0.00%	–

Q4 2018

			Value		Shares		↓ Weighting
DAIO	Exit	DATA I O CORP	$0	–	-500	–	-0.00%	–
	Exit	GOPRO INCnote 3.500% 4/1	$0	–	-150,000	–	-0.04%	–
NWL	Exit	NEWELL BRANDS INC	$0	–	-7,300	–	-0.05%	–
SD	Exit	SANDRIDGE ENERGY INC	$0	–	-20,000	–	-0.07%	–
UL	Exit	UNILEVER PLCspon adr	$0	–	-3,500	–	-0.08%	–
BRKB	Exit	BERKSHIRE HATHAWAY INCdel cl b	$0	–	-900	–	-0.08%	–
V	Exit	VISA INC COM CL A	$0	–	-1,460	–	-0.08%	–
OAK	Exit	OAKTREE CAP GROUP LLCunit cl a	$0	–	-5,130	–	-0.08%	–
TU	Exit	TELUS CORP	$0	–	-6,770	–	-0.09%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-12,750	–	-0.11%	–
BNS	Exit	BANK N S HALIFAX	$0	–	-5,040	–	-0.12%	–
	Exit	SUNPOWER CORPdbcv 0.875% 6/0	$0	–	-518,000	–	-0.13%	–
YTRA	Exit	YATRA ONLINE INC	$0	–	-62,700	–	-0.14%	–
UUUUWS	Exit	ENERGY FUELS INCw exp 09/20/202	$0	–	-200,000	–	-0.14%	–
GLIBA	Exit	GCI LIBERTY INC COM CLASS A	$0	–	-7,300	–	-0.14%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-350	–	-0.16%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-7,200	–	-0.17%	–
FAX	Exit	ABERDEEN ASIA PACIFIC INCOM	$0	–	-200,000	–	-0.26%	–
	Exit	KEYW HLDG CORPnote 2.500% 7/1	$0	–	-1,000,000	–	-0.31%	–
PHIKQ	Exit	PHI INC COM NON VTG	$0	–	-87,880	–	-0.34%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-90,406	–	-0.38%	–
NQP	Exit	NUVEEN PENNSYLVANIA QLT MUN	$0	–	-100,000	–	-0.39%	–
LBTYK	Exit	LIBERTY GLOBAL PLC	$0	–	-38,300	–	-0.39%	–
BAM	Exit	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$0	–	-25,194	–	-0.43%	–
VPV	Exit	INVESCO PA VALUE MUN INCOME	$0	–	-130,081	–	-0.48%	–
BWG	Exit	BRANDYWINEGBL GLBAL INM OPRT	$0	–	-158,948	–	-0.54%	–
	Exit	FIREEYE INCnote 1.625% 6/0	$0	–	-2,000,000	–	-0.57%	–
QMCO	Exit	QUANTUM CORP	$0	–	-584,183	–	-0.59%	–
MCA	Exit	BLACKROCK MUNIYIELD CALI QLT	$0	–	-175,000	–	-0.70%	–
DHXM	Exit	DHX MEDIA LTD COM VAR VTG	$0	–	-1,070,600	–	-0.70%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-175,000	–	-0.71%	–
PCOM	Exit	POINTS INTL LTD	$0	–	-138,260	–	-0.72%	–
MAXR	Exit	MAXAR TECHNOLOGIES LTD	$0	–	-59,693	–	-0.73%	–
	Exit	SILVER STD RES INCnote 2.875% 2/0	$0	–	-2,500,000	–	-0.77%	–
	Exit	AMYRIS INCnote 9.500% 4/1	$0	–	-2,500,000	–	-0.78%	–
BHRPRB	Exit	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$0	–	-134,647	–	-0.79%	–
NAN	Exit	NUVEEN NEW YORK QLT MUN INC	$0	–	-225,000	–	-0.86%	–
NMY	Exit	NUVEEN MARYLAND QLT MUN INC	$0	–	-280,000	–	-1.02%	–
	Exit	ACETO CORPnote 2.000%11/0	$0	–	-4,478,000	–	-1.06%	–
SEAC	Exit	SEACHANGE INTL INC	$0	–	-1,710,532	–	-1.16%	–
NM	Exit	NAVIOS MARITIME HOLDINGS INC	$0	–	-5,719,268	–	-1.21%	–
EGAN	Exit	EGAIN CORP	$0	–	-421,143	–	-1.23%	–
PXLW	Exit	PIXELWORKS INC	$0	–	-708,164	–	-1.23%	–
	Exit	AMYRIS INCnote 9.500% 4/1	$0	–	-4,000,000	–	-1.24%	–
PKX	Exit	POSCOspon adr	$0	–	-53,600	–	-1.27%	–
	Exit	GLOBAL EAGLE ENTMT INCnore 2.750% 2/1	$0	–	-5,750,000	–	-1.37%	–
MODN	Exit	MODEL N INC	$0	–	-250,821	–	-1.54%	–
AIGWS	Exit	AMERICAN INTL GROUP INCw exp 01/19/202	$0	–	-284,614	–	-1.61%	–
KKR	Exit	KKR & CO INCcl a added	$0	–	-159,424	–	-1.62%	–
LEAF	Exit	LEAF GROUP LTD	$0	–	-425,000	–	-1.68%	–
	Exit	TWITTER INCnote 1.000% 9/1	$0	–	-6,000,000	–	-1.72%	–
	Exit	MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0	$0	–	-6,220,000	–	-1.91%	–
UPLD	Exit	UPLAND SOFTWARE INC	$0	–	-148,634	–	-2.02%	–
HBI	Exit	HANESBRANDS INC	$0	–	-336,246	–	-2.32%	–
	Exit	AMYRIS INCnote 6.500% 5/1	$0	–	-7,526,000	–	-2.34%	–
ASUR	Exit	ASURE SOFTWARE INC	$0	–	-558,751	–	-2.42%	–
BPY	Exit	BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN	$0	–	-359,800	–	-2.94%	–
KW	Exit	KENNEDY-WILSON HLDGS INC	$0	–	-372,256	–	-2.95%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-166,707	–	-3.00%	–
	Exit	SUNPOWER CORPdbcv 4.000% 1/1	$0	–	-12,737,000	–	-3.33%	–
SWIR	Exit	SIERRA WIRELESS INC	$0	–	-557,640	–	-4.09%	–
MIDD	Exit	MIDDLEBY CORP	$0	–	-91,436	–	-4.41%	–
JD	Exit	JD COM INC SPON ADR CL Aspon adr cl a	$0	–	-488,400	–	-4.54%	–
LBRDK	Exit	LIBERTY BROADBAND CORP COM SER C	$0	–	-141,000	–	-4.65%	–
PAH	Exit	PLATFORM SPECIALTY PRODS COR	$0	–	-1,043,300	–	-4.72%	–
CFX	Exit	COLFAX CORP	$0	–	-372,160	–	-5.07%	–
LILA	Exit	LIBERTY LATIN AMERICA LTD COM CL A	$0	–	-660,348	–	-5.68%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-120,882	–	-5.75%	–
BIDU	Exit	BAIDU INC SPON ADR REP Aspon adr rep a	$0	–	-74,134	–	-5.81%	–

Q3 2018

			Value		Shares		↓ Weighting
BIDU	Buy	BAIDU INC SPON ADR REP Aspon adr rep a	$18,713,000	+9.1%	74,134	+51.2%	5.81%	-3.1%
HHC	Buy	HOWARD HUGHES CORP	$18,526,000	+16.4%	120,882	+41.7%	5.75%	+3.4%
LILA	New	LIBERTY LATIN AMERICA LTD COM CL A	$18,302,000	–	660,348	–	5.68%	–
CFX	Sell	COLFAX CORP	$16,323,000	+4.4%	372,160	-5.3%	5.07%	-7.3%
PAH	Sell	PLATFORM SPECIALTY PRODS COR	$15,204,000	-10.6%	1,043,300	-1.7%	4.72%	-20.6%
JD	New	JD COM INC SPON ADR CL Aspon adr cl a	$14,609,000	–	488,400	–	4.54%	–
MIDD	Buy	MIDDLEBY CORP	$14,191,000	+20.3%	91,436	+1.8%	4.41%	+6.8%
SWIR	Sell	SIERRA WIRELESS INC	$13,183,000	-17.1%	557,640	-21.4%	4.09%	-26.4%
	Buy	SUNPOWER CORPdbcv 4.000% 1/1	$10,721,000	+60.6%	12,737,000	+62.0%	3.33%	+42.6%
TRIP	Sell	TRIPADVISOR INC	$9,646,000	-28.9%	166,707	-3.5%	3.00%	-36.8%
BPY	New	BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN	$9,481,000	–	359,800	–	2.94%	–
ASUR	Buy	ASURE SOFTWARE INC	$7,798,000	+34.4%	558,751	+102.8%	2.42%	+19.3%
	Buy	AMYRIS INCnote 6.500% 5/1	$7,526,000	+37.4%	7,526,000	+36.2%	2.34%	+22.0%
HBI	Buy	HANESBRANDS INC	$7,455,000	+3213.3%	336,246	+4266.8%	2.32%	+2830.4%
UPLD	Sell	UPLAND SOFTWARE INC	$6,496,000	-13.8%	148,634	-9.1%	2.02%	-23.5%
	Buy	TWITTER INCnote 1.000% 9/1	$5,539,000	+185.5%	6,000,000	+200.0%	1.72%	+153.7%
KKR	New	KKR & CO INCcl a added	$5,210,000	–	159,424	–	1.62%	–
MODN	Buy	MODEL N INC	$4,948,000	+36.6%	250,821	+79.4%	1.54%	+21.2%
	Sell	GLOBAL EAGLE ENTMT INCnore 2.750% 2/1	$4,398,000	-4.0%	5,750,000	-8.0%	1.37%	-14.7%
PXLW	Sell	PIXELWORKS INC	$3,955,000	+18.3%	708,164	-0.1%	1.23%	+5.0%
EGAN	Buy	EGAIN CORP	$3,949,000	+54.7%	421,143	+187.1%	1.23%	+37.3%
NM	New	NAVIOS MARITIME HOLDINGS INC	$3,900,000	–	5,719,268	–	1.21%	–
SEAC	Buy	SEACHANGE INTL INC	$3,732,000	-40.3%	1,710,532	+18.6%	1.16%	-47.0%
	New	ACETO CORPnote 2.000%11/0	$3,413,000	–	4,478,000	–	1.06%	–
NMY	Buy	NUVEEN MARYLAND QLT MUN INC	$3,298,000	+20.9%	280,000	+24.4%	1.02%	+7.3%
BHRPRB	New	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$2,552,000	–	134,647	–	0.79%	–
	Buy	AMYRIS INCnote 9.500% 4/1	$2,500,000	+66.4%	2,500,000	+66.7%	0.78%	+47.8%
MAXR	New	MAXAR TECHNOLOGIES LTD	$2,361,000	–	59,693	–	0.73%	–
DHXM	Buy	DHX MEDIA LTD COM VAR VTG	$2,270,000	+80.0%	1,070,600	+107.1%	0.70%	+59.9%
QMCO	Buy	QUANTUM CORP	$1,889,000	+40.9%	584,183	+5.1%	0.59%	+25.2%
BWG	Sell	BRANDYWINEGBL GLBAL INM OPRT	$1,729,000	-15.2%	158,948	-11.2%	0.54%	-24.7%
VPV	Sell	INVESCO PA VALUE MUN INCOME	$1,547,000	-42.6%	130,081	-42.2%	0.48%	-49.0%
BAM	Sell	BROOKFIELD ASSET MGMT INCcl a ltd vt sh	$1,394,000	-17.4%	25,194	-17.9%	0.43%	-26.6%
LBTYK	New	LIBERTY GLOBAL PLC	$1,257,000	–	38,300	–	0.39%	–
NQP	New	NUVEEN PENNSYLVANIA QLT MUN	$1,245,000	–	100,000	–	0.39%	–
EMD	Sell	WESTERN ASSET EMRG MKT DEBT	$1,213,000	-17.2%	90,406	-18.1%	0.38%	-26.4%
PHIKQ	New	PHI INC COM NON VTG	$1,084,000	–	87,880	–	0.34%	–
FAX	New	ABERDEEN ASIA PACIFIC INCOM	$828,000	–	200,000	–	0.26%	–
YTRA	New	YATRA ONLINE INC	$441,000	–	62,700	–	0.14%	–
	New	SUNPOWER CORPdbcv 0.875% 6/0	$425,000	–	518,000	–	0.13%	–
OAK	Sell	OAKTREE CAP GROUP LLCunit cl a	$269,000	-37.1%	5,130	-35.3%	0.08%	-44.0%
V	Sell	VISA INC COM CL A	$263,000	-39.3%	1,460	-38.1%	0.08%	-45.7%
BRKB	Sell	BERKSHIRE HATHAWAY INCdel cl b	$259,000	-41.3%	900	-48.6%	0.08%	-48.1%
SD	Sell	SANDRIDGE ENERGY INC	$217,000	-59.3%	20,000	-33.4%	0.07%	-64.0%
DAIO	New	DATA I O CORP	$3,000	–	500	–	0.00%	–
MSGN	Exit	MSG NETWORK INC	$0	–	-200	–	-0.00%	–
GIM	Exit	TEMPLETON GLOBAL INCOME FD	$0	–	-50,000	–	-0.11%	–
QTRHF	Exit	QUARTERHILL INC	$0	–	-399,700	–	-0.19%	–
EXFO	Exit	EXFO INC	$0	–	-523,100	–	-0.85%	–
BHRPRB	Exit	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$0	–	-134,647	–	-0.89%	–
DISCK	Exit	DISCOVERY INC COM SER C	$0	–	-210,600	–	-2.44%	–
EGC	Exit	ENERGY XXI GULF COAST INC	$0	–	-650,399	–	-2.69%	–
MATR	Exit	MATTERSIGHT CORP	$0	–	-2,833,126	–	-3.43%	–
SYNT	Exit	SYNTEL INC	$0	–	-235,564	–	-4.08%	–

Q2 2018

			Value		Shares		↓ Weighting
BIDU	New	BAIDU INCspon adr rep a	$17,149,000	–	49,034	–	6.00%	–
PAH	New	PLATFORM SPECIALTY PRODS COR	$17,012,000	–	1,061,400	–	5.95%	–
HHC	New	HOWARD HUGHES CORP	$15,916,000	–	85,282	–	5.56%	–
SWIR	New	SIERRA WIRELESS INC	$15,899,000	–	709,440	–	5.56%	–
CFX	New	COLFAX CORP COM	$15,635,000	–	393,040	–	5.47%	–
LBRDK	New	LIBERTY BROADBAND CORP	$14,755,000	–	141,000	–	5.16%	–
TRIP	New	TRIPADVISOR INC	$13,560,000	–	172,807	–	4.74%	–
MIDD	New	MIDDLEBY CORP	$11,801,000	–	89,855	–	4.13%	–
SYNT	New	SYNTEL INC	$11,662,000	–	235,564	–	4.08%	–
KW	New	KENNEDY-WILSON HLDGS INC	$10,672,000	–	372,256	–	3.73%	–
MATR	New	MATTERSIGHT CORP	$9,803,000	–	2,833,126	–	3.43%	–
EGC	New	ENERGY XXI GULF COAST INC	$7,681,000	–	650,399	–	2.69%	–
UPLD	New	UPLAND SOFTWARE INC	$7,537,000	–	163,463	–	2.64%	–
DISCK	New	DISCOVERY INC COM SER C	$6,990,000	–	210,600	–	2.44%	–
	New	SUNPOWER CORPdbcv 4.000% 1/1	$6,676,000	–	7,862,000	–	2.33%	–
LEAF	New	LEAF GROUP LTD	$6,414,000	–	425,000	–	2.24%	–
SEAC	New	SEACHANGE INTL INC	$6,252,000	–	1,441,722	–	2.19%	–
	New	MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0	$6,153,000	–	6,220,000	–	2.15%	–
AIGWS	New	AMERICAN INTL GROUP INC*w exp 01/19/202	$5,999,000	–	284,614	–	2.10%	–
ASUR	New	ASURE SOFTWARE INC	$5,804,000	–	275,551	–	2.03%	–
	New	AMYRIS INCnote 6.500% 5/1	$5,478,000	–	5,526,000	–	1.92%	–
PKX	New	POSCOsponsored adr	$4,994,000	–	53,600	–	1.75%	–
	New	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$4,582,000	–	6,250,000	–	1.60%	–
	New	AMYRIS INCnote 9.500% 4/1	$4,005,000	–	4,000,000	–	1.40%	–
MODN	New	MODEL N INC	$3,622,000	–	139,843	–	1.27%	–
PXLW	New	PIXELWORKS INC	$3,344,000	–	708,624	–	1.17%	–
PCOM	New	POINTS INTL LTD	$3,145,000	–	138,260	–	1.10%	–
NAN	New	NUVEEN NEW YORK QLT MUN INC	$2,833,000	–	225,000	–	0.99%	–
NMY	New	NUVEEN MARYLAND QLT MUN INC	$2,729,000	–	225,000	–	0.95%	–
VPV	New	INVESCO PA VALUE MUN INCOME	$2,693,000	–	225,000	–	0.94%	–
EGAN	New	EGAIN CORP	$2,553,000	–	146,713	–	0.89%	–
BHRPRB	New	BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b	$2,542,000	–	134,647	–	0.89%	–
	New	SILVER STD RES INCnote 2.875 2/0	$2,485,000	–	2,500,000	–	0.87%	–
EXFO	New	EXFO INC	$2,443,000	–	523,100	–	0.85%	–
MCA	New	BLACKROCK MUNIYIELD CALI QLT	$2,335,000	–	175,000	–	0.82%	–
MUI	New	BLACKROCK MUNI INTER DR FD I	$2,312,000	–	175,000	–	0.81%	–
BWG	New	BRANDYWINEGBL GLBAL INM OPRT COM	$2,038,000	–	178,948	–	0.71%	–
	New	TWITTER INCnote 1.000% 9/1	$1,940,000	–	2,000,000	–	0.68%	–
	New	FIREEYE INCnote 1.625% 6/0	$1,837,000	–	2,000,000	–	0.64%	–
BAM	New	BROOKFIELD ASSET MGMT INC CL A LTD VT SH	$1,687,000	–	30,694	–	0.59%	–
	New	AMYRIS INCnote 9.500% 4/1	$1,502,000	–	1,500,000	–	0.52%	–
EMD	New	WESTERN ASSET EMRG MKT DEBT	$1,465,000	–	110,406	–	0.51%	–
QMCO	New	QUANTUM CORP	$1,341,000	–	556,049	–	0.47%	–
DHXM	New	DHX MEDIA LTD COM VAR VTG ADDED	$1,261,000	–	517,000	–	0.44%	–
	New	KEYW HLDG CORPnote 2.500% 7/1	$1,003,000	–	1,000,000	–	0.35%	–
GOOG	New	ALPHABET INCcap stk cl c	$548,000	–	350	–	0.19%	–
QTRHF	New	QUARTERHILL INC	$536,000	–	399,700	–	0.19%	–
SD	New	SANDRIDGE ENERGY INC	$533,000	–	30,049	–	0.19%	–
SBUX	New	STARBUCKS CORP	$484,000	–	7,200	–	0.17%	–
GLIBA	New	GCI LIBERTY INC	$456,000	–	7,300	–	0.16%	–
BRKB	New	BERKSHIRE HATHAWAY INCdel cl b new	$441,000	–	1,750	–	0.15%	–
V	New	VISA INC	$433,000	–	2,360	–	0.15%	–
OAK	New	OAKTREE CAP GROUP LLC UNIT	$428,000	–	7,930	–	0.15%	–
BNS	New	BANK N S HALIFAX	$384,000	–	5,040	–	0.13%	–
STWD	New	STARWOOD PPTY TR INC	$374,000	–	12,750	–	0.13%	–
TU	New	TELUS CORP	$327,000	–	6,770	–	0.11%	–
GIM	New	TEMPLETON GLOBAL INCOME FD	$307,000	–	50,000	–	0.11%	–
UUUUWS	New	ENERGY FUELS INC*w exp 09/20/202	$300,000	–	200,000	–	0.10%	–
NWL	New	NEWELL BRANDS INC	$266,000	–	7,300	–	0.09%	–
UL	New	UNILEVER PLCspon adr	$254,000	–	3,500	–	0.09%	–
HBI	New	HANESBRANDS INC	$225,000	–	7,700	–	0.08%	–
	New	GOPRO INCnote 3.500% 4/1 added	$139,000	–	150,000	–	0.05%	–
MSGN	New	MSG NETWORK INC	$6,000	–	200	–	0.00%	–

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