$441 Million is the total value of PenderFund Capital Management Ltd.'s 157 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 63.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | SANGOMA TECHNOLOGIES CORP COMnew added | $30,591,000 | – | 1,401,970 | +100.0% | 6.94% | – | |
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $24,802,000 | +2.6% | 21,060,000 | 0.0% | 5.63% | -10.9% | ||
| Buy | PRECIGEN INCnote 3.500% 7/0 | $22,865,000 | +24.1% | 22,400,000 | +28.7% | 5.19% | +7.8% | |
| SFIX | Buy | STITCH FIX INC | $19,628,000 | +86.1% | 820,000 | +293.4% | 4.46% | +61.6% |
| BUR | Sell | BURFORD CAP LTD | $18,738,000 | -17.7% | 1,402,762 | -14.2% | 4.25% | -28.5% |
| Sell | TRICIDA INCnote 3.500% 5/1 | $17,304,000 | +5.8% | 24,408,000 | -14.1% | 3.93% | -8.1% | |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $16,153,000 | +30.5% | 199,970 | +80.4% | 3.67% | +13.4% |
| PTON | New | PELOTON INTERACTIVE INC | $13,907,000 | – | 307,400 | +100.0% | 3.16% | – |
| SSNC | Buy | SS&C TECHNOLOGIES HLDGS INC | $13,538,000 | +25.0% | 130,550 | +5.9% | 3.07% | +8.5% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $13,010,000 | +23.6% | 129,500 | -2.9% | 2.95% | +7.4% |
| BIDU | Sell | BAIDU INCspon adr rep a | $12,610,000 | -3.5% | 67,000 | -0.2% | 2.86% | -16.2% |
| MAXR | Buy | MAXAR TECHNOLOGIES INC | $11,721,000 | +31.8% | 313,561 | +26.5% | 2.66% | +14.5% |
| KKR | Sell | KKR & CO INC | $11,545,000 | -14.9% | 122,508 | -30.4% | 2.62% | -26.1% |
| SFL CORPORATION LTDnote 4.875% 5/0 | $10,974,000 | -2.0% | 8,656,000 | 0.0% | 2.49% | -14.9% | ||
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $10,743,000 | +7.4% | 1,086,085 | -7.0% | 2.44% | -6.7% |
| OPKO HEALTH INCnote 4.500% 2/1 | $10,677,000 | +12.6% | 6,000,000 | 0.0% | 2.42% | -2.2% | ||
| AVNW | AVIAT NETWORKS INC | $10,555,000 | -2.5% | 260,109 | 0.0% | 2.40% | -15.3% | |
| PAR | PAR TECHNOLOGY CORP | $10,178,000 | -14.3% | 152,481 | 0.0% | 2.31% | -25.6% | |
| JD | Sell | JD.COM INCspon adr cl a | $8,589,000 | -3.8% | 96,905 | -0.7% | 1.95% | -16.5% |
| New | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $8,481,000 | – | 8,000,000 | +100.0% | 1.92% | – | |
| Buy | LENDINGTREE INCnote 0.625% 6/0 | $8,170,000 | +542.8% | 6,500,000 | +550.0% | 1.86% | +458.7% | |
| FTSI | Buy | FTS INTERNATIONAL INC | $7,335,000 | +17.7% | 220,900 | +10.4% | 1.66% | +2.3% |
| EGAN | Sell | EGAIN CORP | $7,335,000 | -4.8% | 581,018 | -2.6% | 1.66% | -17.3% |
| BHC | Buy | BAUSCH HEALTH COS INC | $7,125,000 | -0.9% | 203,925 | +0.2% | 1.62% | -13.9% |
| HHC | Sell | HOWARD HUGHES CORP | $7,034,000 | +3.8% | 54,637 | -10.3% | 1.60% | -9.8% |
| FLR | FLUOR CORP NEW | $6,633,000 | +54.9% | 211,700 | 0.0% | 1.51% | +34.6% | |
| SQ | Sell | BLOCK INCcl a | $6,566,000 | -33.2% | 32,140 | -0.6% | 1.49% | -42.0% |
| SWIR | New | SIERRA WIRELESS INC | $6,525,000 | – | 292,600 | +100.0% | 1.48% | – |
| TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $6,517,000 | +2.1% | 4,125 | -1.0% | 1.48% | -11.3% |
| Sell | SSR MNG INCnote 2.500% 4/0 | $6,342,000 | -30.2% | 4,000,000 | -36.0% | 1.44% | -39.4% | |
| EBIX | Sell | EBIX INC | $6,053,000 | -13.4% | 157,407 | -23.2% | 1.37% | -24.8% |
| IAC | Sell | IAC INTERACTIVECORP NEW | $5,704,000 | -0.0% | 34,500 | -0.2% | 1.30% | -13.1% |
| EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $5,487,000 | -5.0% | 3,063,000 | 0.0% | 1.25% | -17.4% | ||
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $5,362,000 | +6.6% | 5,560,000 | 0.0% | 1.22% | -7.5% | ||
| New | LENDINGTREE INCnote 0.500% 7/1 | $5,288,000 | – | 5,000,000 | +100.0% | 1.20% | – | |
| TWTR | Buy | TWITTER INC | $5,150,000 | +7.2% | 94,200 | +50.0% | 1.17% | -6.9% |
| MANDIANT INCnote 0.875% 6/0 | $3,969,000 | -2.5% | 3,000,000 | 0.0% | 0.90% | -15.3% | ||
| HELLO GROUP INCnote 1.250% 7/0 | $3,834,000 | +1.5% | 3,500,000 | 0.0% | 0.87% | -11.9% | ||
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $3,373,000 | -2.1% | 44,150 | -13.0% | 0.77% | -14.9% |
| KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $3,127,000 | +7.3% | 3,000,000 | 0.0% | 0.71% | -6.7% | ||
| MSTR | Sell | MICROSTRATEGY INCcl a new | $2,066,000 | -11.9% | 3,000 | -6.2% | 0.47% | -23.5% |
| INFINERA CORPnote 2.500% 3/0 | $1,870,000 | +11.0% | 1,000,000 | 0.0% | 0.42% | -3.6% | ||
| NOC | NORTHROP GRUMMAN CORP | $1,792,000 | +7.3% | 3,660 | 0.0% | 0.41% | -6.7% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,788,000 | -7.4% | 11,900 | +15.5% | 0.41% | -19.6% |
| INFINERA CORPnote 2.125% 9/0 | $1,716,000 | +7.3% | 1,134,000 | 0.0% | 0.39% | -6.7% | ||
| KW | KENNEDY-WILSON HOLDINGS INC | $1,377,000 | +14.0% | 45,600 | 0.0% | 0.31% | -0.9% | |
| New | SPIRE GLOBAL INC | $1,267,000 | – | 296,433 | +100.0% | 0.29% | – | |
| DISCK | DISCOVERY INC | $1,089,000 | -5.8% | 37,600 | 0.0% | 0.25% | -18.2% | |
| STWD | Sell | STARWOOD PPTY TR INC | $1,053,000 | -11.4% | 34,250 | -10.9% | 0.24% | -23.2% |
| CFX | COLFAX CORP | $832,000 | 0.0% | 14,312 | 0.0% | 0.19% | -12.9% | |
| CIGI | Buy | COLLIERS INTL GROUP INC | $810,000 | +35.0% | 4,300 | +16.2% | 0.18% | +17.2% |
| COIN | New | COINBASE GLOBAL INC | $798,000 | – | 2,500 | +100.0% | 0.18% | – |
| KLR | Sell | KALEYRA INC | $728,000 | -62.4% | 57,314 | -58.7% | 0.16% | -67.4% |
| FSV | Buy | FIRSTSERVICE CORP NEW | $671,000 | +17.1% | 2,700 | +8.0% | 0.15% | +1.3% |
| NTRA | New | NATERA INC | $293,000 | – | 2,478 | +100.0% | 0.07% | – |
| FBC | Buy | FLAGSTAR BANCORP INC | $237,000 | +270.3% | 3,900 | +290.0% | 0.05% | +217.6% |
| AJRD | Buy | AEROJET ROCKETDYNE HLDGS INC | $231,000 | +725.0% | 3,910 | +666.7% | 0.05% | +642.9% |
| WBT | Buy | WELBILT INC | $213,000 | +565.6% | 7,080 | +555.6% | 0.05% | +500.0% |
| EPAY | New | BOTTOMLINE TECH DEL INC | $207,000 | – | 2,900 | +100.0% | 0.05% | – |
| ACBI | Buy | ATLANTIC CAP BANCSHARES INC | $204,000 | +204.5% | 5,600 | +180.0% | 0.05% | +155.6% |
| LEVL | New | LEVEL ONE BANCORP INC | $200,000 | – | 4,000 | +100.0% | 0.04% | – |
| CSPR | New | CASPER SLEEP INC | $192,000 | – | 22,700 | +100.0% | 0.04% | – |
| PSXP | New | PHILLIPS 66 PARTNERS LP | $187,000 | – | 4,100 | +100.0% | 0.04% | – |
| PAE | New | PAE INC | $187,000 | – | 14,900 | +100.0% | 0.04% | – |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $173,000 | -42.1% | 57,198 | 0.0% | 0.04% | -50.0% | |
| GWB | New | GREAT WESTERN BANCORP INC | $168,000 | – | 3,900 | +100.0% | 0.04% | – |
| ESBK | New | ELMIRA SVGS BK ELMIRA N Y | $165,000 | – | 5,700 | +100.0% | 0.04% | – |
| KOR | New | CORVUS GOLD INC | $162,000 | – | 39,600 | +100.0% | 0.04% | – |
| VRS | New | VERSO CORPcl a | $161,000 | – | 4,700 | +100.0% | 0.04% | – |
| CIT | Buy | CIT GROUP INC | $164,000 | +168.9% | 2,530 | +172.0% | 0.04% | +131.2% |
| NPTN | New | NEOPHOTONICS CORP | $161,000 | – | 8,300 | +100.0% | 0.04% | – |
| TSC | New | TRISTATE CAP HLDGS INC | $161,000 | – | 4,200 | +100.0% | 0.04% | – |
| PBCT | New | PEOPLES UNITED FINANCIAL INC | $158,000 | – | 7,000 | +100.0% | 0.04% | – |
| GCP | New | GCP APPLIED TECHNOLOGIES INC | $160,000 | – | 4,000 | +100.0% | 0.04% | – |
| GSKY | Buy | GREENSKY INCcl a | $154,000 | +185.2% | 10,700 | +181.6% | 0.04% | +150.0% |
| ROG | New | ROGERS CORP | $155,000 | – | 450 | +100.0% | 0.04% | – |
| FLOW | New | SPX FLOW INC | $142,000 | – | 1,300 | +100.0% | 0.03% | – |
| SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $142,000 | +1675.0% | 3,710 | +1666.7% | 0.03% | +1500.0% |
| KRA | New | KRATON CORP | $135,000 | – | 2,300 | +100.0% | 0.03% | – |
| STFC | Buy | STATE AUTO FINL CORP | $131,000 | +309.4% | 2,000 | +300.0% | 0.03% | +275.0% |
| HCNEU | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $126,000 | -0.8% | 10,000 | 0.0% | 0.03% | -12.1% | |
| ANAT | Buy | AMERICAN NATIONAL GROUP INC | $128,000 | +300.0% | 535 | +296.3% | 0.03% | +262.5% |
| IPOFWS | Sell | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $120,000 | +1.7% | 48,500 | -2.5% | 0.03% | -12.9% |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $109,000 | +505.6% | 1,557 | +505.8% | 0.02% | +400.0% |
| MCFE | New | MCAFEE CORP | $108,000 | – | 3,300 | +100.0% | 0.02% | – |
| MGLN | Buy | MAGELLAN HEALTH INC | $88,000 | +450.0% | 736 | +441.2% | 0.02% | +400.0% |
| FSNB | Buy | FUSION ACQUISITION CORP II | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| LCA | New | LANDCADIA HOLDINGS IV INC | $80,000 | – | 6,500 | +100.0% | 0.02% | – |
| CPLG | New | COREPOINT LODGING INC | $79,000 | – | 4,000 | +100.0% | 0.02% | – |
| CPUH | New | COMPUTE HEALTH ACQUISITIN CO | $80,000 | – | 6,500 | +100.0% | 0.02% | – |
| MIT | Buy | MASON INDUSTRIAL TECHNOLGY I | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| WPCB | Buy | WARBURG PINCUS CAPTAL CORP I | $80,000 | +627.3% | 6,500 | +622.2% | 0.02% | +500.0% |
| DUNE | New | DUNE ACQUISITION CORP | $80,000 | – | 6,400 | +100.0% | 0.02% | – |
| HIII | Buy | HUDSON EXECUTIVE INVES III | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| HCII | Buy | HUDSON EXECUTIVE INVS CORP I | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| CCVI | Buy | CHURCHILL CAPITAL CORP VI | $79,000 | +777.8% | 6,400 | +814.3% | 0.02% | +800.0% |
| DNAD | New | SOCIAL CAP SUVRETTA HLDS CP | $79,000 | – | 6,400 | +100.0% | 0.02% | – |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $80,000 | +370.6% | 3,200 | +357.1% | 0.02% | +350.0% |
| DNAB | New | SOCIAL CAP SUVRETTA HLDS CRP | $80,000 | – | 6,400 | +100.0% | 0.02% | – |
| HLAH | Buy | HAMILTON LANE ALLIANCE HLDGS | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| REVH | New | REVOLUTION HEALTHCAR AQ CORP | $80,000 | – | 6,477 | +100.0% | 0.02% | – |
| FMAC | New | FIRSTMARK HORIZON ACQUISITIO | $80,000 | – | 6,400 | +100.0% | 0.02% | – |
| AAQC | Buy | ACCELERATE ACQUISITION CORP | $80,000 | +7900.0% | 6,500 | +6400.0% | 0.02% | – |
| BRIV | Buy | B RILEY PRIN 250 MERGER CORP | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| TSPQ | Buy | TCW SPECIAL PURPOSE ACQU COR | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| ALCC | New | ALTC ACQUISITION CORP | $79,000 | – | 6,346 | +100.0% | 0.02% | – |
| ADER | New | 26 CAPITAL ACQUISITION CORP | $80,000 | – | 6,400 | +100.0% | 0.02% | – |
| HERA | New | FTAC HERA ACQUISITION CORP | $80,000 | – | 6,500 | +100.0% | 0.02% | – |
| KAHC | Buy | KKR ACQUISITION HOLDING I CO | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| FVIV | New | FORTRESS VALUE ACQUISI CORP | $79,000 | – | 6,400 | +100.0% | 0.02% | – |
| AGCB | Buy | ALTIMETER GROWTH CORP 2 | $80,000 | +788.9% | 6,400 | +814.3% | 0.02% | +800.0% |
| APGB | Buy | APOLLO STRATEGIC GRWT CPTL I | $79,000 | +393.8% | 6,400 | +392.3% | 0.02% | +350.0% |
| ASZ | New | AUSTERLITZ ACQUISITION CORP | $80,000 | – | 6,500 | +100.0% | 0.02% | – |
| LGAC | Buy | LAZARD GROWTH ACQUISITION CO | $80,000 | +400.0% | 6,500 | +400.0% | 0.02% | +350.0% |
| New | ELLIOTT OPPORTUNITY II CORP | $79,000 | – | 6,399 | +100.0% | 0.02% | – | |
| SCOA | Buy | SCION TECH GROWTH I | $79,000 | +1028.6% | 6,400 | +966.7% | 0.02% | +800.0% |
| JWSM | New | JAWS MUSTANG ACQUISITION COR | $79,000 | – | 6,400 | +100.0% | 0.02% | – |
| AAC | Buy | ARES ACQUISITION CORPORATION | $79,000 | +393.8% | 6,400 | +392.3% | 0.02% | +350.0% |
| ACQR | Buy | INDEPENDENCE HOLDINGS CORP | $80,000 | – | 6,506 | +64960.0% | 0.02% | – |
| PTRS | New | PARTNERS BANCORP | $76,000 | – | 6,148 | +100.0% | 0.02% | – |
| CVII | Buy | CHURCHILL CAPITAL CORP VII | $75,000 | +476.9% | 6,071 | +491.7% | 0.02% | +466.7% |
| DNAA | New | SOCIAL CAP SUVRETTA HLDS CRP | $72,000 | – | 5,700 | +100.0% | 0.02% | – |
| HAAC | Buy | HEALTH ASSURN ACQUISITION CO | $65,000 | +306.2% | 5,280 | +306.2% | 0.02% | +275.0% |
| CFIV | Buy | CF ACQUISITION CORP IV | $61,000 | +281.2% | 4,900 | +276.9% | 0.01% | +250.0% |
| MX | New | MAGNACHIP SEMICONDUCTOR CORP | $56,000 | – | 2,100 | +100.0% | 0.01% | – |
| ATEX | New | ANTERIX INC | $52,000 | – | 700 | +100.0% | 0.01% | – |
| VGII | Buy | VIRGIN GROUP ACQUISIT CORP I | $55,000 | +243.8% | 4,400 | +241.6% | 0.01% | +200.0% |
| OACB | Buy | OAKTREE ACQUISITION CORP II | $50,000 | +212.5% | 4,000 | +207.7% | 0.01% | +175.0% |
| CRHC | Buy | COHN ROBBINS HOLDINGS CORP | $50,000 | +212.5% | 4,000 | +207.7% | 0.01% | +175.0% |
| GOAC | Buy | GO ACQUISITION CORP | $50,000 | +212.5% | 4,000 | +207.7% | 0.01% | +175.0% |
| HTPA | New | HIGHLAND TRANSCEND PARTNERS | $49,000 | – | 3,900 | +100.0% | 0.01% | – |
| MGI | New | MONEYGRAM INTL INC | $46,000 | – | 4,600 | +100.0% | 0.01% | – |
| SLAM | Buy | SLAM CORP | $41,000 | +156.2% | 3,300 | +162.3% | 0.01% | +125.0% |
| ETAC | Buy | E MERGE TECHNOLOGY ACQUISITI | $41,000 | +156.2% | 3,300 | +153.8% | 0.01% | +125.0% |
| FVAM | Buy | 5 01 ACQUISITION CORP | $41,000 | +156.2% | 3,300 | +153.8% | 0.01% | +125.0% |
| KVSC | Buy | KHOSLA VENTURES ACQUT CO III | $41,000 | +156.2% | 3,300 | +153.8% | 0.01% | +125.0% |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $35,000 | -27.1% | 32,999 | 0.0% | 0.01% | -38.5% | |
| GNOG | GOLDEN NUGGET ONLINE GAMIN | $37,000 | -42.2% | 2,900 | 0.0% | 0.01% | -52.9% | |
| DNAC | Buy | SOCIAL CAP SUVRETTA HLD CRPI | $32,000 | +100.0% | 2,530 | +94.6% | 0.01% | +75.0% |
| PRPB | Buy | CC NEUBERGER PRIN HLDGS II | $25,000 | +150.0% | 2,000 | +150.0% | 0.01% | +100.0% |
| RMGC | Buy | RMG ACQUISITION CORP III | $26,000 | +160.0% | 2,100 | +162.5% | 0.01% | +100.0% |
| AVAN | Buy | AVANTI ACQUISITION CORP | $26,000 | +62.5% | 2,100 | +67.6% | 0.01% | +50.0% |
| PNTM | Buy | PONTEM CORPORATION | $26,000 | +62.5% | 2,100 | +61.5% | 0.01% | +50.0% |
| BOAC | BLUESCAPE OPPORTUNITIES ACQU | $16,000 | 0.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $17,000 | 0.0% | 10,332 | 0.0% | 0.00% | 0.0% | |
| New | VELO3D INC*w exp 12/01/202 | $10,000 | – | 5,000 | +100.0% | 0.00% | – | |
| WPCA | New | WARBURG PINCUS CAPTAL CORP I | $4,000 | – | 329 | +100.0% | 0.00% | – |
| FCAX | Buy | FORTRESS CAPITAL ACQUISITION | $4,000 | +100.0% | 335 | +67.5% | 0.00% | 0.0% |
| THMAW | Exit | THIMBLE POINT ACQUISITION CO*w exp 02/04/202 | $0 | – | -333 | -100.0% | 0.00% | – |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $2,000 | 0.0% | 2,500 | 0.0% | 0.00% | -100.0% | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $2,000 | -33.3% | 2,500 | 0.0% | 0.00% | -100.0% | |
| SPAQWS | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $1,000 | 0.0% | 1,666 | 0.0% | 0.00% | – | |
| New | PEAR THERAPEUTICS INC*w exp 99/99/999 added | $0 | – | 333 | +100.0% | 0.00% | – | |
| VAQC | Buy | VECTOR ACQUISITION CORP II | $2,000 | – | 146 | +942.9% | 0.00% | – |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $1,000 | 0.0% | 1,666 | 0.0% | 0.00% | – | |
| DCRNW | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $1,000 | 0.0% | 333 | 0.0% | 0.00% | – | |
| DISCA | Exit | DISCOVERY INC | $0 | – | -160 | -100.0% | -0.00% | – |
| IPODWS | Exit | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $0 | – | -1,250 | -100.0% | -0.00% | – |
| CSOD | Exit | CORNERSTONE ONDEMAND INC | $0 | – | -55 | -100.0% | -0.00% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -20 | -100.0% | -0.00% | – |
| RENN | Exit | RENREN INCsponsored ads | $0 | – | -500 | -100.0% | -0.00% | – |
| SCR | Exit | SCORE MEDIA & GAMING INC | $0 | – | -190 | -100.0% | -0.00% | – |
| SVBI | Exit | SEVERN BANCORP INC ANNAPOLIS | $0 | – | -483 | -100.0% | -0.00% | – |
| PMBC | Exit | PACIFIC MERCANTILE BANCORP | $0 | – | -905 | -100.0% | -0.00% | – |
| SWKH | Exit | SWK HLDGS CORP | $0 | – | -550 | -100.0% | -0.00% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERGER | $0 | – | -1,300 | -100.0% | -0.00% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -700 | -100.0% | -0.00% | – | |
| KDMN | Exit | KADMON HLDGS INC | $0 | – | -1,840 | -100.0% | -0.01% | – |
| CVA | Exit | COVANTA HLDG CORP | $0 | – | -1,260 | -100.0% | -0.01% | – |
| BAMR | Exit | BROOKFIELD ASSET MGMT REINScl a exch lt vtg | $0 | – | -427 | -100.0% | -0.01% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -460 | -100.0% | -0.01% | – |
| CNBKA | Exit | CENTURY BANCORPORATION INCcl a non vtg | $0 | – | -220 | -100.0% | -0.01% | – |
| SPWH | Exit | SPORTSMANS WHSE HLDGS INC | $0 | – | -1,460 | -100.0% | -0.01% | – |
| PPD | Exit | PPD INC | $0 | – | -670 | -100.0% | -0.01% | – |
| INOV | Exit | INOVALON HLDGS INC | $0 | – | -760 | -100.0% | -0.01% | – |
| XLRN | Exit | ACCELERON PHARMA INC | $0 | – | -200 | -100.0% | -0.01% | – |
| VER | Exit | VEREIT INC | $0 | – | -1,100 | -100.0% | -0.02% | – |
| EBSB | Exit | MERIDIAN BANCORP INC MD | $0 | – | -2,500 | -100.0% | -0.02% | – |
| VMEO | Exit | VIMEO INC | $0 | – | -5,908 | -100.0% | -0.06% | – |
| SOFIW | Exit | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $0 | – | -48,600 | -100.0% | -0.10% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -42,200 | -100.0% | -0.24% | – |
| IPOF | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -157,200 | -100.0% | -0.53% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INC | $0 | – | -465,259 | -100.0% | -0.90% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -284,961 | -100.0% | -1.24% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -296,861 | -100.0% | -1.28% | – |
| Exit | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $0 | – | -9,000,000 | -100.0% | -2.71% | – | |
| CLDR | Exit | CLOUDERA INC | $0 | – | -580,300 | -100.0% | -3.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.