$362 Million is the total value of PenderFund Capital Management Ltd.'s 179 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 48.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $21,367,000 | +8.4% | 29,679,000 | 0.0% | 5.91% | +22.4% | ||
| Buy | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $21,347,000 | +139.9% | 17,123,134 | +140.4% | 5.90% | +170.9% | |
| PRECIGEN INCnote 3.500% 7/0 | $20,939,000 | +3.1% | 20,400,000 | 0.0% | 5.79% | +16.4% | ||
| Sell | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $17,925,000 | -21.1% | 15,960,000 | -20.4% | 4.96% | -10.9% | |
| Sell | SANGOMA TECHNOLOGIES CORP | $17,381,000 | -42.0% | 1,597,500 | -5.2% | 4.81% | -34.5% | |
| Buy | SUNRUN INCnote 2/0 | $16,677,000 | +29.5% | 17,870,000 | +38.9% | 4.61% | +46.2% | |
| BUR | Sell | BURFORD CAP LTD | $14,661,000 | -0.2% | 1,128,830 | -11.7% | 4.05% | +12.7% |
| PAR | PAR TECHNOLOGY CORP | $13,458,000 | -4.3% | 278,881 | 0.0% | 3.72% | +8.0% | |
| OPKO HEALTH INCnote 4.500% 2/1 | $13,406,000 | -9.4% | 10,000,000 | 0.0% | 3.71% | +2.3% | ||
| Sell | TRICIDA INCnote 3.500% 5/1 | $12,306,000 | -1.4% | 17,908,000 | -7.7% | 3.40% | +11.3% | |
| SFL CORPORATION LTDnote 4.875% 5/0 | $11,445,000 | +2.9% | 8,656,000 | 0.0% | 3.16% | +16.1% | ||
| BIDU | Sell | BAIDU INCspon adr rep a | $11,029,000 | +3.5% | 57,610 | -10.6% | 3.05% | +16.9% |
| New | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $10,081,000 | – | 11,795,000 | +100.0% | 2.79% | – | |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $9,650,000 | -37.5% | 288,331 | -8.1% | 2.67% | -29.4% |
| TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $8,035,000 | +11.3% | 4,195 | -1.8% | 2.22% | +25.7% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $7,874,000 | -33.7% | 192,660 | -0.0% | 2.18% | -25.1% |
| KKR | Buy | KKR & CO INC | $7,795,000 | -3.8% | 130,828 | +18.0% | 2.16% | +8.6% |
| JD | Sell | JD.COM INCspon adr cl a | $7,583,000 | +14.0% | 91,735 | -0.2% | 2.10% | +28.8% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $7,330,000 | -28.6% | 98,060 | -10.4% | 2.03% | -19.4% |
| AVNW | Sell | AVIAT NETWORKS INC | $7,223,000 | -27.8% | 224,109 | -13.8% | 2.00% | -18.5% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $7,078,000 | -22.4% | 99,960 | -9.7% | 1.96% | -12.4% |
| ATEX | Buy | ANTERIX INC | $6,687,000 | -6.1% | 126,500 | +28.6% | 1.85% | +6.0% |
| New | BEYOND MEAT INCnote 3/1 | $6,484,000 | – | 13,000,000 | +100.0% | 1.79% | – | |
| EGAN | Sell | EGAIN CORP | $6,420,000 | -21.5% | 511,519 | -9.5% | 1.78% | -11.4% |
| SWIR | Sell | SIERRA WIRELESS INC | $6,200,000 | -6.1% | 205,629 | -29.7% | 1.71% | +6.0% |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $5,802,000 | -33.4% | 632,154 | -19.7% | 1.60% | -24.8% |
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $4,921,000 | +6.1% | 5,560,000 | 0.0% | 1.36% | +19.9% | ||
| Sell | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $3,577,000 | -52.4% | 4,000,000 | -50.0% | 0.99% | -46.3% | |
| PTON | Sell | PELOTON INTERACTIVE INC | $3,515,000 | -69.4% | 297,475 | -14.5% | 0.97% | -65.5% |
| HHC | Sell | HOWARD HUGHES CORP | $3,438,000 | -45.2% | 39,252 | -19.0% | 0.95% | -38.1% |
| IAC | IAC INTERACTIVECORP NEW | $3,073,000 | -22.0% | 31,430 | 0.0% | 0.85% | -11.9% | |
| SQ | Sell | BLOCK INCcl a | $2,332,000 | -53.4% | 29,480 | -0.2% | 0.64% | -47.4% |
| New | DOCEBO INC | $2,218,000 | – | 60,000 | +100.0% | 0.61% | – | |
| NOC | NORTHROP GRUMMAN CORP | $2,162,000 | +10.2% | 3,510 | 0.0% | 0.60% | +24.3% | |
| EBIX | Sell | EBIX INC | $2,161,000 | -53.9% | 99,353 | -12.2% | 0.60% | -48.0% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,044,000 | -30.6% | 35,700 | -14.3% | 0.56% | -21.6% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,551,000 | -2.5% | 10,600 | -9.4% | 0.43% | +10.0% |
| SFIX | Sell | STITCH FIX INC | $1,112,000 | -82.7% | 174,893 | -65.8% | 0.31% | -80.5% |
| KW | KENNEDY-WILSON HOLDINGS INC | $1,061,000 | -20.0% | 43,500 | 0.0% | 0.29% | -9.8% | |
| MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,017,000 | -2.1% | 740,000 | 0.0% | 0.28% | +10.6% | ||
| WIW | WESTERN AST INFL LKD OPP & I | $919,000 | -9.7% | 67,799 | 0.0% | 0.25% | +2.0% | |
| STWD | STARWOOD PPTY TR INC | $886,000 | -11.0% | 32,950 | 0.0% | 0.24% | +0.4% | |
| BRG | Buy | BLUEROCK RESIDENTIAL GWT REI | $795,000 | +66.3% | 23,500 | +63.2% | 0.22% | +88.0% |
| SBUX | New | STARBUCKS CORP | $786,000 | – | 7,990 | +100.0% | 0.22% | – |
| New | POINTS COM INC | $753,000 | – | 23,420 | +100.0% | 0.21% | – | |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $734,000 | +148.0% | 28,550 | +139.9% | 0.20% | +181.9% |
| Y | Buy | ALLEGHANY CORP MD | $654,000 | +76.3% | 610 | +74.3% | 0.18% | +98.9% |
| New | WARNER BROS DISCOVERY INC | $650,000 | – | 37,600 | +100.0% | 0.18% | – | |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INC | $644,000 | – | 79,980 | +100.0% | 0.18% | – |
| SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $639,000 | +38.3% | 16,840 | +41.3% | 0.18% | +56.6% |
| CTXS | Buy | CITRIX SYS INC | $625,000 | +33.8% | 5,000 | +35.1% | 0.17% | +51.8% |
| HMTV | New | HEMISPHERE MEDIA GROUP INCcl a | $626,000 | – | 63,710 | +100.0% | 0.17% | – |
| NLSN | New | NIELSEN HLDGS PLC | $622,000 | – | 20,800 | +100.0% | 0.17% | – |
| NPTN | Buy | NEOPHOTONICS CORP | $614,000 | +58.2% | 30,300 | +48.5% | 0.17% | +78.9% |
| CIGI | COLLIERS INTL GROUP INC | $592,000 | -13.5% | 4,200 | 0.0% | 0.16% | -2.4% | |
| MSTR | Sell | MICROSTRATEGY INCcl a new | $571,000 | -68.7% | 2,700 | -10.0% | 0.16% | -64.7% |
| ACC | New | AMERICAN CAMPUS CMNTYS INC | $564,000 | – | 6,800 | +100.0% | 0.16% | – |
| STON | New | STONEMOR INC | $559,000 | – | 127,000 | +100.0% | 0.16% | – |
| EXTN | Buy | EXTERRAN CORP | $541,000 | +183.2% | 97,800 | +297.6% | 0.15% | +219.1% |
| MGI | Buy | MONEYGRAM INTL INC | $541,000 | +114.7% | 42,000 | +119.9% | 0.15% | +141.9% |
| FSV | FIRSTSERVICE CORP NEW | $515,000 | -13.7% | 3,300 | 0.0% | 0.14% | -2.7% | |
| BKEP | New | BLUEKNIGHT ENERGY PARTNERS L | $507,000 | – | 87,200 | +100.0% | 0.14% | – |
| TPTX | New | TURNING POINT THERAPEUTICS I | $502,000 | – | 5,180 | +100.0% | 0.14% | – |
| CNR | New | CORNERSTONE BLDG BRANDS INC | $501,000 | – | 15,880 | +100.0% | 0.14% | – |
| MTOR | Buy | MERITOR INC | $491,000 | +57.9% | 10,500 | +50.0% | 0.14% | +78.9% |
| SAIL | New | SAILPOINT TECHNOLOGIES HLDGS | $492,000 | – | 6,100 | +100.0% | 0.14% | – |
| TSPQ | Buy | TCW SPECIAL PURPOSE ACQU COR | $490,000 | +51.7% | 39,020 | +47.2% | 0.14% | +70.9% |
| ROG | ROGERS CORP | $472,000 | -0.8% | 1,400 | 0.0% | 0.13% | +11.1% | |
| PBIP | Buy | PRUDENTIAL BANCORP INC NEW | $446,000 | +97.3% | 22,900 | +108.2% | 0.12% | +123.6% |
| COHR | New | COHERENT INC | $445,000 | – | 1,300 | +100.0% | 0.12% | – |
| SMLR | New | SEMLER SCIENTIFIC INC | $424,000 | – | 11,700 | +100.0% | 0.12% | – |
| NOA | New | NORTH AMERN CONSTR GROUP LTD | $407,000 | – | 28,770 | +100.0% | 0.11% | – |
| TEN | Buy | TENNECO INC | $406,000 | +13.7% | 18,400 | +17.9% | 0.11% | +28.7% |
| FBC | Buy | FLAGSTAR BANCORP INC | $379,000 | +83.1% | 8,300 | +112.8% | 0.10% | +105.9% |
| CDK | New | CDK GLOBAL INC | $372,000 | – | 5,270 | +100.0% | 0.10% | – |
| SJI | SOUTH JERSEY INDS INC | $366,000 | +1.9% | 8,320 | 0.0% | 0.10% | +14.8% | |
| TUFN | New | TUFIN SOFTWARE TECHNOLOGIE SHS | $365,000 | – | 22,600 | +100.0% | 0.10% | – |
| New | THERAPEUTICSMD INC | $313,000 | – | 24,410 | +100.0% | 0.09% | – | |
| STCN | New | STEEL CONNECT INC | $312,000 | – | 180,720 | +100.0% | 0.09% | – |
| MILE | New | METROMILE INC | $312,000 | – | 264,100 | +100.0% | 0.09% | – |
| GOAC | Buy | GO ACQUISITION CORP | $307,000 | +201.0% | 23,875 | +188.4% | 0.08% | +240.0% |
| VYGG | VY GLOBAL GROWTH | $304,000 | +2.7% | 23,900 | 0.0% | 0.08% | +16.7% | |
| EDD | New | MORGAN STANLEY EMERGING MKTS | $289,000 | – | 50,000 | +100.0% | 0.08% | – |
| EMD | New | WESTERN ASSET EMERGING MKTS | $284,000 | – | 25,000 | +100.0% | 0.08% | – |
| NSEC | Buy | NATIONAL SEC GROUP INC | $279,000 | +28.6% | 13,249 | +22.2% | 0.08% | +45.3% |
| CDR | Buy | CEDAR REALTY TRUST INC | $274,000 | +80.3% | 7,400 | +68.2% | 0.08% | +105.4% |
| WIA | WESTERN ASST INFLTN LKD INM | $259,000 | -14.0% | 20,600 | 0.0% | 0.07% | -2.7% | |
| COIN | COINBASE GLOBAL INC | $248,000 | -74.5% | 4,100 | 0.0% | 0.07% | -71.0% | |
| NTUS | New | NATUS MED INC DEL | $245,000 | – | 5,800 | +100.0% | 0.07% | – |
| WBT | WELBILT INC | $242,000 | +3.4% | 7,880 | 0.0% | 0.07% | +17.5% | |
| IPOF | New | SOCIAL CAPITAL HEDOSOPHA HLD | $243,000 | – | 19,000 | +100.0% | 0.07% | – |
| Buy | CORNER GROWTH ACQUISITN CORP | $239,000 | – | 18,489 | +184790.0% | 0.07% | – | |
| OBCI | New | OCEAN BIO CHEM INC | $218,000 | – | 13,122 | +100.0% | 0.06% | – |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $217,000 | – | 10,000 | +100.0% | 0.06% | – |
| HTA | Sell | HEALTHCARE TR AMER INCcl a new | $208,000 | -18.4% | 5,800 | -10.8% | 0.06% | -6.5% |
| SAVE | Buy | SPIRIT AIRLS INC | $203,000 | +76.5% | 6,600 | +57.1% | 0.06% | +100.0% |
| HMLP | New | HOEGH LNG PARTNERS LP | $189,000 | – | 16,300 | +100.0% | 0.05% | – |
| TWTR | Sell | TWITTER INC | $184,000 | -95.5% | 3,820 | -95.5% | 0.05% | -94.9% |
| FSTX | New | F-STAR THERAPEUTICS INC | $185,000 | – | 22,950 | +100.0% | 0.05% | – |
| BKI | New | BLACK KNIGHT INC | $183,000 | – | 2,180 | +100.0% | 0.05% | – |
| PTRS | Buy | PARTNERS BANCORP | $159,000 | +123.9% | 13,667 | +122.3% | 0.04% | +158.8% |
| New | US WELL SERVICES INCcl a new | $156,000 | – | 129,072 | +100.0% | 0.04% | – | |
| ETAC | Buy | E MERGE TECHNOLOGY ACQUISITI | $127,000 | +14.4% | 9,874 | +10.0% | 0.04% | +29.6% |
| NTRA | NATERA INC | $113,000 | -10.3% | 2,478 | 0.0% | 0.03% | 0.0% | |
| LEAP | New | RIBBIT LEAP LTD | $98,000 | – | 7,660 | +100.0% | 0.03% | – |
| DNAC | SOCIAL CAP SUVRETTA HLD CRPI | $91,000 | +3.4% | 7,094 | 0.0% | 0.02% | +13.6% | |
| CFIV | CF ACQUISITION CORP IV | $90,000 | +3.4% | 7,100 | 0.0% | 0.02% | +19.0% | |
| WPCB | WARBURG PINCUS CAPTAL CORP I | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| HERA | FTAC HERA ACQUISITION CORP | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| SLAM | SLAM CORP | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| BRIV | B RILEY PRIN 250 MERGER CORP | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| ACQR | INDEPENDENCE HOLDINGS CORP | $82,000 | +2.5% | 6,506 | 0.0% | 0.02% | +15.0% | |
| HIII | HUDSON EXECUTIVE INVES III | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| HCII | HUDSON EXECUTIVE INVS CORP I | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| ASZ | AUSTERLITZ ACQUISITION CORP | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| LGAC | LAZARD GROWTH ACQUISITION CO | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| HLAH | HAMILTON LANE ALLIANCE HLDGS | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| FSNB | FUSION ACQUISITION CORP II | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| AAQC | ACCELERATE ACQUISITION CORP | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| MIT | MASON INDUSTRIAL TECHNOLGY I | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| KAHC | KKR ACQUISITION HOLDING I CO | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| LCA | LANDCADIA HOLDINGS IV INC | $82,000 | +2.5% | 6,500 | 0.0% | 0.02% | +15.0% | |
| CPUH | COMPUTE HEALTH ACQUISITIN CO | $82,000 | +3.8% | 6,500 | 0.0% | 0.02% | +21.1% | |
| ALCC | ALTC ACQUISITION CORP | $79,000 | +2.6% | 6,346 | 0.0% | 0.02% | +15.8% | |
| DNAA | SOCIAL CAP SUVRETTA HLDS CRP | $81,000 | +2.5% | 6,400 | 0.0% | 0.02% | +15.8% | |
| REVH | REVOLUTION HEALTHCAR AQ CORP | $81,000 | +2.5% | 6,477 | 0.0% | 0.02% | +15.8% | |
| DNAD | SOCIAL CAP SUVRETTA HLDS CP | $80,000 | +2.6% | 6,400 | 0.0% | 0.02% | +15.8% | |
| VAQC | VECTOR ACQUISITION CORP II | $80,000 | +3.9% | 6,346 | 0.0% | 0.02% | +15.8% | |
| KVSC | KHOSLA VENTURES ACQUT CO III | $80,000 | +2.6% | 6,400 | 0.0% | 0.02% | +15.8% | |
| FVIV | FORTRESS VALUE ACQUISI CORP | $80,000 | +2.6% | 6,400 | 0.0% | 0.02% | +15.8% | |
| WPCA | WARBURG PINCUS CAPTAL CORP I | $81,000 | +2.5% | 6,429 | 0.0% | 0.02% | +15.8% | |
| CVII | CHURCHILL CAPITAL CORP VII | $81,000 | +2.5% | 6,426 | 0.0% | 0.02% | +15.8% | |
| CCVI | CHURCHILL CAPITAL CORP VI | $81,000 | +2.5% | 6,400 | 0.0% | 0.02% | +15.8% | |
| ADER | 26 CAPITAL ACQUISITION CORP | $81,000 | +2.5% | 6,400 | 0.0% | 0.02% | +15.8% | |
| MSDA | MSD ACQUISITION CORP | $79,000 | +2.6% | 6,300 | 0.0% | 0.02% | +15.8% | |
| AAC | ARES ACQUISITION CORPORATION | $81,000 | +3.8% | 6,400 | 0.0% | 0.02% | +15.8% | |
| SCOA | SCION TECH GROWTH I | $81,000 | +2.5% | 6,400 | 0.0% | 0.02% | +15.8% | |
| ELLIOTT OPPORTUNITY II CORP | $80,000 | +2.6% | 6,399 | 0.0% | 0.02% | +15.8% | ||
| AGCB | ALTIMETER GROWTH CORP 2 | $81,000 | +2.5% | 6,400 | 0.0% | 0.02% | +15.8% | |
| APGB | APOLLO STRATEGIC GRWT CPTL I | $81,000 | +3.8% | 6,400 | 0.0% | 0.02% | +15.8% | |
| JWSM | JAWS MUSTANG ACQUISITION COR | $81,000 | +3.8% | 6,400 | 0.0% | 0.02% | +15.8% | |
| DNAB | SOCIAL CAP SUVRETTA HLDS CRP | $80,000 | +2.6% | 6,400 | 0.0% | 0.02% | +15.8% | |
| HAAC | HEALTH ASSURN ACQUISITION CO | $75,000 | +4.2% | 5,880 | 0.0% | 0.02% | +16.7% | |
| PIN | New | INVESCO INDIA EXCHANGE-TRADEindia etf | $53,000 | – | 1,800 | +100.0% | 0.02% | – |
| INDA | New | ISHARES TR MSCIindia etf | $53,000 | – | 1,050 | +100.0% | 0.02% | – |
| NXE | Buy | NEXGEN ENERGY LTD | $52,000 | -11.9% | 11,300 | +34.5% | 0.01% | 0.0% |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $50,000 | -55.8% | 57,198 | 0.0% | 0.01% | -50.0% | |
| GPOR | GULFPORT ENERGY CORP | $51,000 | -8.9% | 500 | 0.0% | 0.01% | 0.0% | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $52,000 | -11.9% | 2,800 | 0.0% | 0.01% | 0.0% | |
| CRHC | COHN ROBBINS HOLDINGS CORP | $51,000 | +2.0% | 4,000 | 0.0% | 0.01% | +16.7% | |
| HTPA | HIGHLAND TRANSCEND PARTNERS | $49,000 | +2.1% | 3,900 | 0.0% | 0.01% | +16.7% | |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $42,000 | – | 400 | +100.0% | 0.01% | – |
| FVAM | 5 01 ACQUISITION CORP | $42,000 | +2.4% | 3,310 | 0.0% | 0.01% | +20.0% | |
| MRVI | New | MARAVAI LIFESCIENCES HLDGS I | $44,000 | – | 1,200 | +100.0% | 0.01% | – |
| KSS | New | KOHLS CORP | $41,000 | – | 900 | +100.0% | 0.01% | – |
| SQM | New | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $41,000 | – | 380 | +100.0% | 0.01% | – |
| SWAV | SHOCKWAVE MED INC | $39,000 | -4.9% | 160 | 0.0% | 0.01% | +10.0% | |
| RMGC | RMG ACQUISITION CORP III | $40,000 | +2.6% | 3,155 | 0.0% | 0.01% | +10.0% | |
| FUN | CEDAR FAIR L Pdepositry unit | $34,000 | -17.1% | 600 | 0.0% | 0.01% | -10.0% | |
| UNIT | UNITI GROUP INC | $34,000 | -29.2% | 2,800 | 0.0% | 0.01% | -25.0% | |
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $30,000 | -60.0% | 48,500 | 0.0% | 0.01% | -55.6% | |
| PRPB | CC NEUBERGER PRIN HLDGS II | $26,000 | +4.0% | 2,000 | 0.0% | 0.01% | +16.7% | |
| AVAN | AVANTI ACQUISITION CORP | $27,000 | +3.8% | 2,100 | 0.0% | 0.01% | +16.7% | |
| PNTM | PONTEM CORPORATION | $27,000 | +3.8% | 2,100 | 0.0% | 0.01% | +16.7% | |
| BAP | New | CREDICORP LTD | $22,000 | – | 140 | +100.0% | 0.01% | – |
| BOAC | BLUESCAPE OPPORTUNITIES ACQU | $17,000 | +6.2% | 1,300 | 0.0% | 0.01% | +25.0% | |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $6,000 | -64.7% | 32,999 | 0.0% | 0.00% | -50.0% | |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $6,000 | -50.0% | 10,332 | 0.0% | 0.00% | -33.3% | |
| FCAX | FORTRESS CAPITAL ACQUISITION | $4,000 | 0.0% | 335 | 0.0% | 0.00% | 0.0% | |
| VELO3D INC*w exp 12/01/202 | $2,000 | -84.6% | 5,000 | 0.0% | 0.00% | -66.7% | ||
| New | FTAC EMERALD ACQUISITION COR | $2,000 | – | 135 | +100.0% | 0.00% | – | |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $0 | -100.0% | 1,666 | 0.0% | 0.00% | – | |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | – | 1,666 | 0.0% | 0.00% | – | |
| PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $1,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $1,000 | -50.0% | 2,500 | 0.0% | 0.00% | – | ||
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $1,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $1,000 | 0.0% | 333 | 0.0% | 0.00% | – | ||
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| THS | Exit | TREEHOUSE FOODS INC | $0 | – | -700 | -100.0% | -0.01% | – |
| OACB | Exit | OAKTREE ACQUISITION CORP II | $0 | – | -4,000 | -100.0% | -0.01% | – |
| VGII | Exit | VIRGIN GROUP ACQUISIT CORP I | $0 | – | -4,400 | -100.0% | -0.01% | – |
| SUMR | Exit | SUMMER INFANT INC | $0 | – | -5,422 | -100.0% | -0.02% | – |
| DUNE | Exit | DUNE ACQUISITION CORP | $0 | – | -6,400 | -100.0% | -0.02% | – |
| ALTU | Exit | ALTITUDE ACQUISITION CORP | $0 | – | -7,974 | -100.0% | -0.02% | – |
| TLMD | Exit | SOC TELEMED INC | $0 | – | -29,700 | -100.0% | -0.03% | – |
| HMHC | Exit | HOUGHTON MIFFLIN HARCOURT CO | $0 | – | -4,800 | -100.0% | -0.03% | – |
| VNE | Exit | VEONEER INC | $0 | – | -2,900 | -100.0% | -0.03% | – |
| IIN | Exit | INTRICON CORP | $0 | – | -5,600 | -100.0% | -0.04% | – |
| FLOW | Exit | SPX FLOW INC | $0 | – | -1,600 | -100.0% | -0.04% | – |
| XENT | Exit | INTERSECT ENT INC | $0 | – | -4,900 | -100.0% | -0.04% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -6,875 | -100.0% | -0.04% | – |
| LEVL | Exit | LEVEL ONE BANCORP INC | $0 | – | -4,000 | -100.0% | -0.05% | – |
| STXB | Exit | SPIRIT OF TEX BANCSHARES INC | $0 | – | -6,200 | -100.0% | -0.05% | – |
| TSC | Exit | TRISTATE CAP HLDGS INC | $0 | – | -5,900 | -100.0% | -0.06% | – |
| OCDX | Exit | ORTHO CLINICAL DIAGNOSTICS H | $0 | – | -10,600 | -100.0% | -0.06% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -22,700 | -100.0% | -0.06% | – |
| PBCT | Exit | PEOPLES UNITED FINANCIAL INC | $0 | – | -12,300 | -100.0% | -0.08% | – |
| ESBK | Exit | ELMIRA SVGS BK ELMIRA N Y | $0 | – | -10,987 | -100.0% | -0.08% | – |
| FOE | Exit | FERRO CORP | $0 | – | -12,584 | -100.0% | -0.08% | – |
| CERN | Exit | CERNER CORP | $0 | – | -3,050 | -100.0% | -0.09% | – |
| Exit | US ECOLOGY INC | $0 | – | -6,500 | -100.0% | -0.10% | – | |
| ANAT | Exit | AMERICAN NATIONAL GROUP INC | $0 | – | -1,735 | -100.0% | -0.10% | – |
| REGI | Exit | RENEWABLE ENERGY GROUP INC | $0 | – | -5,400 | -100.0% | -0.10% | – |
| PLAN | Exit | ANAPLAN INC | $0 | – | -5,600 | -100.0% | -0.11% | – |
| MIME | Exit | MIMECAST LTD | $0 | – | -5,000 | -100.0% | -0.12% | – |
| EPAY | Exit | BOTTOMLINE TECH DEL INC | $0 | – | -7,200 | -100.0% | -0.12% | – |
| DISCK | Exit | DISCOVERY INC | $0 | – | -37,600 | -100.0% | -0.29% | – |
| Exit | LENDINGTREE INCnote 0.500% 7/1 | $0 | – | -1,250,000 | -100.0% | -0.32% | – | |
| Exit | BAOZUN INCnote 1.625% 5/0 | $0 | – | -1,100,000 | -100.0% | -0.34% | – | |
| Exit | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $0 | – | -1,500,000 | -100.0% | -0.40% | – | |
| Exit | HELLO GROUP INCnote 1.250% 7/0 | $0 | – | -3,500,000 | -100.0% | -0.97% | – | |
| Exit | SSR MNG INCnote 2.500% 4/0 | $0 | – | -3,000,000 | -100.0% | -1.28% | – | |
| BHC | Exit | BAUSCH HEALTH COS INC | $0 | – | -190,925 | -100.0% | -1.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.