PenderFund Capital Management Ltd. is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |