$383 Million is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 98.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $24,177,000 | -1.8% | 21,060,000 | 0.0% | 6.32% | +9.7% | ||
BUR | Sell | BURFORD CAP LTD ORD | $22,756,000 | +5.8% | 1,634,753 | -2.1% | 5.95% | +18.1% |
Buy | INTREXON CORPnote 3.500% 7/0 | $18,423,000 | +70.6% | 17,400,000 | +74.0% | 4.81% | +90.4% | |
TRICIDA INCnote 3.500% 5/1 | $16,354,000 | +21.9% | 28,408,000 | 0.0% | 4.27% | +36.1% | ||
KKR | Sell | KKR & CO INC | $13,572,000 | +4.4% | 176,008 | -0.6% | 3.55% | +16.5% |
BIDU | Buy | BAIDU INCspon adr rep a | $13,073,000 | -15.1% | 67,130 | +10.2% | 3.42% | -5.2% |
Z | Buy | ZILLOW GROUP INCcl c cap stk | $12,376,000 | -20.0% | 110,854 | +8.6% | 3.23% | -10.7% |
PAR | Buy | PAR TECHNOLOGY CORP | $11,880,000 | -2.5% | 152,481 | +8.5% | 3.10% | +8.9% |
CLDR | Buy | CLOUDERA INC | $11,738,000 | +3.2% | 580,300 | +0.3% | 3.07% | +15.2% |
SHIP FIN INTL LTDnote 4.875% 5/0 | $11,199,000 | +8.0% | 8,656,000 | 0.0% | 2.93% | +20.5% | ||
SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $10,834,000 | -13.1% | 123,250 | -11.7% | 2.83% | -3.0% |
AVNW | AVIAT NETWORKS INC | $10,826,000 | +2.5% | 260,109 | 0.0% | 2.83% | +14.4% | |
SFIX | Buy | STITCH FIX INC | $10,547,000 | -31.7% | 208,430 | +0.8% | 2.76% | -23.8% |
IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $10,525,000 | -3.6% | 133,300 | -0.5% | 2.75% | +7.6% |
FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $10,366,000 | +1.7% | 9,000,000 | 0.0% | 2.71% | +13.5% | ||
UTI | Sell | UNIVERSAL TECHNICAL INST INC | $10,004,000 | +5.7% | 1,168,376 | -0.6% | 2.61% | +18.0% |
SQ | Sell | SQUARE INCcl a | $9,824,000 | -6.1% | 32,340 | -6.5% | 2.57% | +4.9% |
OPKO HEALTH INCnote 4.500% 2/1 | $9,485,000 | -3.9% | 6,000,000 | 0.0% | 2.48% | +7.3% | ||
SSR MNG INCnote 2.500% 4/0 | $9,090,000 | -4.0% | 6,250,000 | 0.0% | 2.38% | +7.1% | ||
JD | Sell | JD.COM INCspon adr cl a | $8,931,000 | -8.0% | 97,605 | -0.5% | 2.33% | +2.7% |
MAXR | MAXAR TECHNOLOGIES INC | $8,896,000 | -27.7% | 247,801 | 0.0% | 2.32% | -19.3% | |
EGAN | Sell | EGAIN CORP | $7,707,000 | -23.5% | 596,518 | -15.8% | 2.01% | -14.6% |
BHC | Sell | BAUSCH HEALTH COS INC | $7,189,000 | -3.5% | 203,525 | -0.6% | 1.88% | +7.7% |
EBIX | Sell | EBIX INC | $6,989,000 | -19.2% | 204,907 | -0.5% | 1.83% | -9.9% |
HHC | Sell | HOWARD HUGHES CORP | $6,777,000 | -8.4% | 60,937 | -0.5% | 1.77% | +2.3% |
TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $6,380,000 | -24.9% | 4,165 | -2.8% | 1.67% | -16.2% |
FTSI | Sell | FTS INTERNATIONAL INC | $6,232,000 | -20.0% | 200,000 | -9.9% | 1.63% | -10.7% |
Sell | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $5,773,000 | -7.1% | 3,063,000 | -14.4% | 1.51% | +3.8% | |
IAC | Sell | IAC INTERACTIVECORP NEW | $5,706,000 | -14.1% | 34,575 | -0.5% | 1.49% | -4.1% |
Sell | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $5,031,000 | -36.0% | 5,560,000 | -41.8% | 1.32% | -28.5% | |
LILA | Sell | LIBERTY LATIN AMERICA LTD | $4,918,000 | -3.9% | 296,861 | -0.4% | 1.28% | +7.3% |
TWTR | Sell | TWITTER INC | $4,804,000 | -10.9% | 62,800 | -0.6% | 1.26% | -0.6% |
LILAK | Sell | LIBERTY LATIN AMERICA LTD | $4,735,000 | -5.4% | 284,961 | -0.5% | 1.24% | +5.5% |
FLR | FLUOR CORP | $4,282,000 | -7.8% | 211,700 | 0.0% | 1.12% | +2.9% | |
FIREEYE INCnote 0.875% 6/0 | $4,070,000 | -3.6% | 3,000,000 | 0.0% | 1.06% | +7.7% | ||
New | MOMO INCnote 1.250% 7/0 | $3,777,000 | – | 3,500,000 | +100.0% | 0.99% | – | |
BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $3,444,000 | -12.1% | 50,750 | -18.1% | 0.90% | -1.9% |
AXDX | New | ACCELERATE DIAGNOSTICS INC | $3,436,000 | – | 465,259 | +100.0% | 0.90% | – |
KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $2,913,000 | -22.4% | 3,000,000 | 0.0% | 0.76% | -13.4% | ||
MSTR | MICROSTRATEGY INCcl a | $2,344,000 | -11.1% | 3,200 | 0.0% | 0.61% | -0.6% | |
IPOF | Sell | SOCIAL CAPITAL HEDOSOPHA HLD | $2,021,000 | +0.9% | 157,200 | -0.7% | 0.53% | +12.6% |
KLR | KALEYRA INC | $1,937,000 | -8.1% | 138,900 | 0.0% | 0.51% | +2.6% | |
BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,931,000 | -22.8% | 10,300 | +15.7% | 0.50% | -13.8% |
INFINERA CORPnote 2.500% 3/0 | $1,684,000 | -11.3% | 1,000,000 | 0.0% | 0.44% | -0.9% | ||
NOC | Sell | NORTHROP GRUMMAN CORP | $1,670,000 | -6.4% | 3,660 | -7.6% | 0.44% | +4.3% |
INFINERA CORPnote 2.125% 9/0 | $1,599,000 | -7.7% | 1,134,000 | 0.0% | 0.42% | +3.0% | ||
LENDINGTREE INC NEWnote 0.625% 6/0 | $1,271,000 | -13.5% | 1,000,000 | 0.0% | 0.33% | -3.5% | ||
KW | KENNEDY-WILSON HOLDINGS INC | $1,208,000 | +7.6% | 45,600 | 0.0% | 0.32% | +20.2% | |
STWD | STARWOOD PPTY TR INC | $1,189,000 | -4.7% | 38,450 | 0.0% | 0.31% | +6.5% | |
DISCK | DISCOVERY INC | $1,156,000 | -14.4% | 37,600 | 0.0% | 0.30% | -4.4% | |
HBI | Sell | HANESBRANDS INC | $917,000 | -13.9% | 42,200 | -8.3% | 0.24% | -3.6% |
CFX | COLFAX CORP | $832,000 | +2.3% | 14,312 | 0.0% | 0.22% | +14.2% | |
CIGI | COLLIERS INTL GROUP INC | $600,000 | +16.7% | 3,700 | 0.0% | 0.16% | +30.8% | |
FSV | FIRSTSERVICE CORP | $573,000 | +7.7% | 2,500 | 0.0% | 0.15% | +20.0% | |
SOFIW | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $386,000 | -24.8% | 48,600 | 0.0% | 0.10% | -15.8% | |
CANOWS | Sell | CANO HEALTH INC*w exp 06/03/202 | $299,000 | +7.9% | 57,198 | -5.5% | 0.08% | +20.0% |
VMEO | Sell | VIMEO INC | $220,000 | -93.6% | 5,908 | -89.5% | 0.06% | -92.9% |
HCNEU | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $127,000 | +1.6% | 10,000 | 0.0% | 0.03% | +13.8% | |
IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $118,000 | -7.1% | 49,750 | 0.0% | 0.03% | +3.3% | |
ACBI | New | ATLANTIC CAP BANCSHARES INC | $67,000 | – | 2,000 | +100.0% | 0.02% | – |
GNOG | New | GOLDEN NUGGET ONLINE GAMIN | $64,000 | – | 2,900 | +100.0% | 0.02% | – |
FBC | New | FLAGSTAR BANCORP INC | $64,000 | – | 1,000 | +100.0% | 0.02% | – |
EBSB | New | MERIDIAN BANCORP INC MD | $66,000 | – | 2,500 | +100.0% | 0.02% | – |
VER | New | VEREIT INC | $63,000 | – | 1,100 | +100.0% | 0.02% | – |
CIT | New | CIT GROUP INC | $61,000 | – | 930 | +100.0% | 0.02% | – |
GSKY | New | GREENSKY INCcl a | $54,000 | – | 3,800 | +100.0% | 0.01% | – |
LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $48,000 | -11.1% | 32,999 | 0.0% | 0.01% | 0.0% | |
XLRN | New | ACCELERON PHARMA INC | $44,000 | – | 200 | +100.0% | 0.01% | – |
INOV | New | INOVALON HLDGS INC | $39,000 | – | 760 | +100.0% | 0.01% | – |
PPD | New | PPD INC | $40,000 | – | 670 | +100.0% | 0.01% | – |
SPWH | New | SPORTSMANS WHSE HLDGS INC | $33,000 | – | 1,460 | +100.0% | 0.01% | – |
STFC | New | STATE AUTO FINL CORP | $32,000 | – | 500 | +100.0% | 0.01% | – |
CNBKA | New | CENTURY BANCORPORATION INCcl a non vtg | $32,000 | – | 220 | +100.0% | 0.01% | – |
ANAT | New | AMERICAN NATIONAL GROUP INC | $32,000 | – | 135 | +100.0% | 0.01% | – |
WBT | New | WELBILT INC | $32,000 | – | 1,080 | +100.0% | 0.01% | – |
UFS | New | DOMTAR CORP | $32,000 | – | 460 | +100.0% | 0.01% | – |
BAMR | New | BROOKFIELD ASSET MGMT REINScl a exch lt vtg | $30,000 | – | 427 | +100.0% | 0.01% | – |
CVA | New | COVANTA HLDG CORP | $32,000 | – | 1,260 | +100.0% | 0.01% | – |
AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $28,000 | – | 510 | +100.0% | 0.01% | – |
NUAN | New | NUANCE COMMUNICATIONS INC | $18,000 | – | 257 | +100.0% | 0.01% | – |
KDMN | New | KADMON HLDGS INC | $20,000 | – | 1,840 | +100.0% | 0.01% | – |
PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $17,000 | -79.0% | 10,332 | 0.0% | 0.00% | -78.9% | |
FSNB | New | FUSION ACQUISITION CORP II | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
GOAC | New | GO ACQUISITION CORP | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
HLAH | New | HAMILTON LANE ALLIANCE HLDGS | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
HAAC | New | HEALTH ASSURN ACQUISITION CO | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
HCII | New | HUDSON EXECUTIVE INVS CORP I | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
HIII | New | HUDSON EXECUTIVE INVES III | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
ETAC | New | E MERGE TECHNOLOGY ACQUISITI | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
KVSC | New | KHOSLA VENTURES ACQUT CO III | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
KAHC | New | KKR ACQUISITION HOLDING I CO | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
MGLN | New | MAGELLAN HEALTH INC | $16,000 | – | 136 | +100.0% | 0.00% | – |
MIT | New | MASON INDUSTRIAL TECHNOLGY I | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
PSTH | New | PERSHING SQUARE TONTINE HLDG | $17,000 | – | 700 | +100.0% | 0.00% | – |
FVAM | New | 5 01 ACQUISITION CORP | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
CFIV | New | CF ACQUISITION CORP IV | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
TSPQ | New | TCW SPECIAL PURPOSE ACQU COR | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
BRIV | New | B RILEY PRIN 250 MERGER CORP | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
BRPM | New | B RILEY PRINCIPAL 150 MERGER | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
New | TRILLIUM THERAPEUTICS INC | $16,000 | – | 700 | +100.0% | 0.00% | – | |
APGB | New | APOLLO STRATEGIC GRWT CPTL I | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
AVAN | New | AVANTI ACQUISITION CORP | $16,000 | – | 1,253 | +100.0% | 0.00% | – |
BOAC | New | BLUESCAPE OPPORTUNITIES ACQU | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
CRHC | New | COHN ROBBINS HOLDINGS CORP | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
AAC | New | ARES ACQUISITION CORPORATION | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
LGAC | New | LAZARD GROWTH ACQUISITION CO | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
OACB | Buy | OAKTREE ACQUISITION CORP II | $16,000 | +433.3% | 1,300 | +420.0% | 0.00% | +300.0% |
PNTM | New | PONTEM CORPORATION | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
SLAM | New | SLAM CORP | $16,000 | – | 1,258 | +100.0% | 0.00% | – |
DNAC | New | SOCIAL CAP SUVRETTA HLD CRPI | $16,000 | – | 1,300 | +100.0% | 0.00% | – |
VGII | New | VIRGIN GROUP ACQUISIT CORP I | $16,000 | – | 1,288 | +100.0% | 0.00% | – |
PRPB | New | CC NEUBERGER PRIN HLDGS II | $10,000 | – | 800 | +100.0% | 0.00% | – |
WPCB | New | WARBURG PINCUS CAPTAL CORP I | $11,000 | – | 900 | +100.0% | 0.00% | – |
SWKH | Buy | SWK HLDGS CORP | $13,000 | +85.7% | 550 | +83.3% | 0.00% | +50.0% |
RMGC | New | RMG ACQUISITION CORP III | $10,000 | – | 800 | +100.0% | 0.00% | – |
PMBC | New | PACIFIC MERCANTILE BANCORP | $11,000 | – | 905 | +100.0% | 0.00% | – |
CVII | New | CHURCHILL CAPITAL CORP VII | $13,000 | – | 1,026 | +100.0% | 0.00% | – |
SVBI | New | SEVERN BANCORP INC ANNAPOLIS | $8,000 | – | 483 | +100.0% | 0.00% | – |
SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $8,000 | +700.0% | 210 | +320.0% | 0.00% | – |
STMP | New | STAMPS COM INC | $8,000 | – | 20 | +100.0% | 0.00% | – |
RENN | RENREN INCsponsored ads | $9,000 | +28.6% | 500 | 0.0% | 0.00% | 0.0% | |
CCVI | New | CHURCHILL CAPITAL CORP VI | $9,000 | – | 700 | +100.0% | 0.00% | – |
SCR | New | SCORE MEDIA & GAMING INC | $8,000 | – | 190 | +100.0% | 0.00% | – |
SCOA | New | SCION TECH GROWTH I | $7,000 | – | 600 | +100.0% | 0.00% | – |
AGCB | New | ALTIMETER GROWTH CORP 2 | $9,000 | – | 700 | +100.0% | 0.00% | – |
FCAX | New | FORTRESS CAPITAL ACQUISITION | $2,000 | – | 200 | +100.0% | 0.00% | – |
LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $2,000 | -50.0% | 2,500 | 0.0% | 0.00% | 0.0% | |
PVWS | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $3,000 | 0.0% | 2,500 | 0.0% | 0.00% | 0.0% | |
IPODWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $3,000 | -25.0% | 1,250 | 0.0% | 0.00% | 0.0% | |
CSOD | New | CORNERSTONE ONDEMAND INC | $4,000 | – | 55 | +100.0% | 0.00% | – |
DISCA | DISCOVERY INC | $5,000 | -16.7% | 160 | 0.0% | 0.00% | 0.0% | |
SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $1,000 | -50.0% | 1,666 | 0.0% | 0.00% | – | |
DCRNW | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $1,000 | 0.0% | 333 | 0.0% | 0.00% | – | |
AAQC | New | ACCELERATE ACQUISITION CORP | $1,000 | – | 100 | +100.0% | 0.00% | – |
VAQC | New | VECTOR ACQUISITION CORP II | $0 | – | 14 | +100.0% | 0.00% | – |
SPAQWS | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
ESMWS | Exit | ESM ACQUISITION CORPORATION*w exp 02/02/202 | $0 | – | -233 | -100.0% | 0.00% | – |
JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
ACQR | New | INDEPENDENCE HOLDINGS CORP | $0 | – | 10 | +100.0% | 0.00% | – |
OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $1,000 | -50.0% | 1,666 | 0.0% | 0.00% | – | |
THMAW | THIMBLE POINT ACQUISITION CO*w exp 02/04/202 | $0 | -100.0% | 333 | 0.0% | 0.00% | – | |
TREB | Exit | TREBIA ACQUISITION CORP | $0 | – | -250 | -100.0% | -0.00% | – |
RTP | Exit | REINVENT TECHNOLOGY PARTNERScl a | $0 | – | -500 | -100.0% | -0.00% | – |
ESGC | Exit | EROS STX GLOBAL CORPORATION | $0 | – | -4,800 | -100.0% | -0.00% | – |
SPFRWS | Exit | JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202 | $0 | – | -5,000 | -100.0% | -0.00% | – |
LEGA | Exit | LEAD EDGE GROWTH OPRTUNTS LT | $0 | – | -10,000 | -100.0% | -0.03% | – |
WPFWS | Exit | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $0 | – | -58,032 | -100.0% | -0.04% | – |
BTTR | Exit | BETTER CHOICE CO INC | $0 | – | -27,778 | -100.0% | -0.04% | – |
HUT | Exit | HUT 8 MNG CORP COM | $0 | – | -33,000 | -100.0% | -0.04% | – |
BPY | Exit | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $0 | – | -27,309 | -100.0% | -0.15% | – |
UUUUWS | Exit | ENERGY FUELS INC*w exp 09/20/202 | $0 | – | -200,000 | -100.0% | -0.21% | – |
BWG | Exit | BRANDYWINEGBL GBL INCM OPP F | $0 | – | -100,000 | -100.0% | -0.37% | – |
Exit | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $0 | – | -6,500,000 | -100.0% | -1.27% | – | |
SHSP | Exit | SHARPSPRING INC | $0 | – | -395,702 | -100.0% | -1.94% | – |
Exit | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $0 | – | -9,605,000 | -100.0% | -2.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
KKR & CO INC | 21 | Q3 2023 | 5.9% |
JD INC | 21 | Q3 2023 | 4.5% |
SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
13F-HR | 2023-11-14 |
13F-HR | 2023-08-11 |
13F-HR | 2023-05-15 |
13F-HR | 2023-02-10 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-15 |
13F-HR | 2022-05-17 |
13F-HR | 2022-02-16 |
13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.