PenderFund Capital Management Ltd. - Q3 2021 holdings

$383 Million is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 98.8% .

 Value Shares↓ Weighting
 PARATEK PHARMACEUTICALS INCnote 4.750% 5/0$24,177,000
-1.8%
21,060,0000.0%6.32%
+9.7%
BUR SellBURFORD CAP LTD ORD$22,756,000
+5.8%
1,634,753
-2.1%
5.95%
+18.1%
BuyINTREXON CORPnote 3.500% 7/0$18,423,000
+70.6%
17,400,000
+74.0%
4.81%
+90.4%
 TRICIDA INCnote 3.500% 5/1$16,354,000
+21.9%
28,408,0000.0%4.27%
+36.1%
KKR SellKKR & CO INC$13,572,000
+4.4%
176,008
-0.6%
3.55%
+16.5%
BIDU BuyBAIDU INCspon adr rep a$13,073,000
-15.1%
67,130
+10.2%
3.42%
-5.2%
Z BuyZILLOW GROUP INCcl c cap stk$12,376,000
-20.0%
110,854
+8.6%
3.23%
-10.7%
PAR BuyPAR TECHNOLOGY CORP$11,880,000
-2.5%
152,481
+8.5%
3.10%
+8.9%
CLDR BuyCLOUDERA INC$11,738,000
+3.2%
580,300
+0.3%
3.07%
+15.2%
 SHIP FIN INTL LTDnote 4.875% 5/0$11,199,000
+8.0%
8,656,0000.0%2.93%
+20.5%
SSNC SellSS&C TECHNOLOGIES HLDGS INC$10,834,000
-13.1%
123,250
-11.7%
2.83%
-3.0%
AVNW  AVIAT NETWORKS INC$10,826,000
+2.5%
260,1090.0%2.83%
+14.4%
SFIX BuySTITCH FIX INC$10,547,000
-31.7%
208,430
+0.8%
2.76%
-23.8%
IBKR SellINTERACTIVE BROKERS GROUP IN$10,525,000
-3.6%
133,300
-0.5%
2.75%
+7.6%
 FLEXION THERAPEUTICS INCnote 3.375% 5/0$10,366,000
+1.7%
9,000,0000.0%2.71%
+13.5%
UTI SellUNIVERSAL TECHNICAL INST INC$10,004,000
+5.7%
1,168,376
-0.6%
2.61%
+18.0%
SQ SellSQUARE INCcl a$9,824,000
-6.1%
32,340
-6.5%
2.57%
+4.9%
 OPKO HEALTH INCnote 4.500% 2/1$9,485,000
-3.9%
6,000,0000.0%2.48%
+7.3%
 SSR MNG INCnote 2.500% 4/0$9,090,000
-4.0%
6,250,0000.0%2.38%
+7.1%
JD SellJD.COM INCspon adr cl a$8,931,000
-8.0%
97,605
-0.5%
2.33%
+2.7%
MAXR  MAXAR TECHNOLOGIES INC$8,896,000
-27.7%
247,8010.0%2.32%
-19.3%
EGAN SellEGAIN CORP$7,707,000
-23.5%
596,518
-15.8%
2.01%
-14.6%
BHC SellBAUSCH HEALTH COS INC$7,189,000
-3.5%
203,525
-0.6%
1.88%
+7.7%
EBIX SellEBIX INC$6,989,000
-19.2%
204,907
-0.5%
1.83%
-9.9%
HHC SellHOWARD HUGHES CORP$6,777,000
-8.4%
60,937
-0.5%
1.77%
+2.3%
TPL SellTEXAS PACIFIC LAND CORPORATI$6,380,000
-24.9%
4,165
-2.8%
1.67%
-16.2%
FTSI SellFTS INTERNATIONAL INC$6,232,000
-20.0%
200,000
-9.9%
1.63%
-10.7%
SellEAGLE BULK SHIPPING INCnote 5.000% 8/0$5,773,000
-7.1%
3,063,000
-14.4%
1.51%
+3.8%
IAC SellIAC INTERACTIVECORP NEW$5,706,000
-14.1%
34,575
-0.5%
1.49%
-4.1%
SellACCELERATE DIAGNOSTICS INCnote 2.500% 3/1$5,031,000
-36.0%
5,560,000
-41.8%
1.32%
-28.5%
LILA SellLIBERTY LATIN AMERICA LTD$4,918,000
-3.9%
296,861
-0.4%
1.28%
+7.3%
TWTR SellTWITTER INC$4,804,000
-10.9%
62,800
-0.6%
1.26%
-0.6%
LILAK SellLIBERTY LATIN AMERICA LTD$4,735,000
-5.4%
284,961
-0.5%
1.24%
+5.5%
FLR  FLUOR CORP$4,282,000
-7.8%
211,7000.0%1.12%
+2.9%
 FIREEYE INCnote 0.875% 6/0$4,070,000
-3.6%
3,000,0000.0%1.06%
+7.7%
NewMOMO INCnote 1.250% 7/0$3,777,0003,500,000
+100.0%
0.99%
BAM SellBROOKFIELD ASSET MGMT INCcl a ltd vt sh$3,444,000
-12.1%
50,750
-18.1%
0.90%
-1.9%
AXDX NewACCELERATE DIAGNOSTICS INC$3,436,000465,259
+100.0%
0.90%
 KARYOPHARM THERAPEUTICS INCnote 3.000%10/1$2,913,000
-22.4%
3,000,0000.0%0.76%
-13.4%
MSTR  MICROSTRATEGY INCcl a$2,344,000
-11.1%
3,2000.0%0.61%
-0.6%
IPOF SellSOCIAL CAPITAL HEDOSOPHA HLD$2,021,000
+0.9%
157,200
-0.7%
0.53%
+12.6%
KLR  KALEYRA INC$1,937,000
-8.1%
138,9000.0%0.51%
+2.6%
BABA BuyALIBABA GROUP HLDG LTDsponsored ads$1,931,000
-22.8%
10,300
+15.7%
0.50%
-13.8%
 INFINERA CORPnote 2.500% 3/0$1,684,000
-11.3%
1,000,0000.0%0.44%
-0.9%
NOC SellNORTHROP GRUMMAN CORP$1,670,000
-6.4%
3,660
-7.6%
0.44%
+4.3%
 INFINERA CORPnote 2.125% 9/0$1,599,000
-7.7%
1,134,0000.0%0.42%
+3.0%
 LENDINGTREE INC NEWnote 0.625% 6/0$1,271,000
-13.5%
1,000,0000.0%0.33%
-3.5%
KW  KENNEDY-WILSON HOLDINGS INC$1,208,000
+7.6%
45,6000.0%0.32%
+20.2%
STWD  STARWOOD PPTY TR INC$1,189,000
-4.7%
38,4500.0%0.31%
+6.5%
DISCK  DISCOVERY INC$1,156,000
-14.4%
37,6000.0%0.30%
-4.4%
HBI SellHANESBRANDS INC$917,000
-13.9%
42,200
-8.3%
0.24%
-3.6%
CFX  COLFAX CORP$832,000
+2.3%
14,3120.0%0.22%
+14.2%
CIGI  COLLIERS INTL GROUP INC$600,000
+16.7%
3,7000.0%0.16%
+30.8%
FSV  FIRSTSERVICE CORP$573,000
+7.7%
2,5000.0%0.15%
+20.0%
SOFIW  SOFI TECHNOLOGIES INC*w exp 05/28/202$386,000
-24.8%
48,6000.0%0.10%
-15.8%
CANOWS SellCANO HEALTH INC*w exp 06/03/202$299,000
+7.9%
57,198
-5.5%
0.08%
+20.0%
VMEO SellVIMEO INC$220,000
-93.6%
5,908
-89.5%
0.06%
-92.9%
HCNEU  JAWS HURRICANE ACQUISITN CORunit 06/08/2026$127,000
+1.6%
10,0000.0%0.03%
+13.8%
IPOFWS  SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202$118,000
-7.1%
49,7500.0%0.03%
+3.3%
ACBI NewATLANTIC CAP BANCSHARES INC$67,0002,000
+100.0%
0.02%
GNOG NewGOLDEN NUGGET ONLINE GAMIN$64,0002,900
+100.0%
0.02%
FBC NewFLAGSTAR BANCORP INC$64,0001,000
+100.0%
0.02%
EBSB NewMERIDIAN BANCORP INC MD$66,0002,500
+100.0%
0.02%
VER NewVEREIT INC$63,0001,100
+100.0%
0.02%
CIT NewCIT GROUP INC$61,000930
+100.0%
0.02%
GSKY NewGREENSKY INCcl a$54,0003,800
+100.0%
0.01%
LUXAW  LUX HEALTH TECH ACQUISITION*w exp 11/30/202$48,000
-11.1%
32,9990.0%0.01%0.0%
XLRN NewACCELERON PHARMA INC$44,000200
+100.0%
0.01%
INOV NewINOVALON HLDGS INC$39,000760
+100.0%
0.01%
PPD NewPPD INC$40,000670
+100.0%
0.01%
SPWH NewSPORTSMANS WHSE HLDGS INC$33,0001,460
+100.0%
0.01%
STFC NewSTATE AUTO FINL CORP$32,000500
+100.0%
0.01%
CNBKA NewCENTURY BANCORPORATION INCcl a non vtg$32,000220
+100.0%
0.01%
ANAT NewAMERICAN NATIONAL GROUP INC$32,000135
+100.0%
0.01%
WBT NewWELBILT INC$32,0001,080
+100.0%
0.01%
UFS NewDOMTAR CORP$32,000460
+100.0%
0.01%
BAMR NewBROOKFIELD ASSET MGMT REINScl a exch lt vtg$30,000427
+100.0%
0.01%
CVA NewCOVANTA HLDG CORP$32,0001,260
+100.0%
0.01%
AJRD NewAEROJET ROCKETDYNE HLDGS INC$28,000510
+100.0%
0.01%
NUAN NewNUANCE COMMUNICATIONS INC$18,000257
+100.0%
0.01%
KDMN NewKADMON HLDGS INC$20,0001,840
+100.0%
0.01%
PSTHWS  PERSHING SQUARE TONTINE HLDG*w exp 07/24/202$17,000
-79.0%
10,3320.0%0.00%
-78.9%
FSNB NewFUSION ACQUISITION CORP II$16,0001,300
+100.0%
0.00%
GOAC NewGO ACQUISITION CORP$16,0001,300
+100.0%
0.00%
HLAH NewHAMILTON LANE ALLIANCE HLDGS$16,0001,300
+100.0%
0.00%
HAAC NewHEALTH ASSURN ACQUISITION CO$16,0001,300
+100.0%
0.00%
HCII NewHUDSON EXECUTIVE INVS CORP I$16,0001,300
+100.0%
0.00%
HIII NewHUDSON EXECUTIVE INVES III$16,0001,300
+100.0%
0.00%
ETAC NewE MERGE TECHNOLOGY ACQUISITI$16,0001,300
+100.0%
0.00%
KVSC NewKHOSLA VENTURES ACQUT CO III$16,0001,300
+100.0%
0.00%
KAHC NewKKR ACQUISITION HOLDING I CO$16,0001,300
+100.0%
0.00%
MGLN NewMAGELLAN HEALTH INC$16,000136
+100.0%
0.00%
MIT NewMASON INDUSTRIAL TECHNOLGY I$16,0001,300
+100.0%
0.00%
PSTH NewPERSHING SQUARE TONTINE HLDG$17,000700
+100.0%
0.00%
FVAM New5 01 ACQUISITION CORP$16,0001,300
+100.0%
0.00%
CFIV NewCF ACQUISITION CORP IV$16,0001,300
+100.0%
0.00%
TSPQ NewTCW SPECIAL PURPOSE ACQU COR$16,0001,300
+100.0%
0.00%
BRIV NewB RILEY PRIN 250 MERGER CORP$16,0001,300
+100.0%
0.00%
BRPM NewB RILEY PRINCIPAL 150 MERGER$16,0001,300
+100.0%
0.00%
NewTRILLIUM THERAPEUTICS INC$16,000700
+100.0%
0.00%
APGB NewAPOLLO STRATEGIC GRWT CPTL I$16,0001,300
+100.0%
0.00%
AVAN NewAVANTI ACQUISITION CORP$16,0001,253
+100.0%
0.00%
BOAC NewBLUESCAPE OPPORTUNITIES ACQU$16,0001,300
+100.0%
0.00%
CRHC NewCOHN ROBBINS HOLDINGS CORP$16,0001,300
+100.0%
0.00%
AAC NewARES ACQUISITION CORPORATION$16,0001,300
+100.0%
0.00%
LGAC NewLAZARD GROWTH ACQUISITION CO$16,0001,300
+100.0%
0.00%
OACB BuyOAKTREE ACQUISITION CORP II$16,000
+433.3%
1,300
+420.0%
0.00%
+300.0%
PNTM NewPONTEM CORPORATION$16,0001,300
+100.0%
0.00%
SLAM NewSLAM CORP$16,0001,258
+100.0%
0.00%
DNAC NewSOCIAL CAP SUVRETTA HLD CRPI$16,0001,300
+100.0%
0.00%
VGII NewVIRGIN GROUP ACQUISIT CORP I$16,0001,288
+100.0%
0.00%
PRPB NewCC NEUBERGER PRIN HLDGS II$10,000800
+100.0%
0.00%
WPCB NewWARBURG PINCUS CAPTAL CORP I$11,000900
+100.0%
0.00%
SWKH BuySWK HLDGS CORP$13,000
+85.7%
550
+83.3%
0.00%
+50.0%
RMGC NewRMG ACQUISITION CORP III$10,000800
+100.0%
0.00%
PMBC NewPACIFIC MERCANTILE BANCORP$11,000905
+100.0%
0.00%
CVII NewCHURCHILL CAPITAL CORP VII$13,0001,026
+100.0%
0.00%
SVBI NewSEVERN BANCORP INC ANNAPOLIS$8,000483
+100.0%
0.00%
SJR BuySHAW COMMUNICATIONS INCcl b conv$8,000
+700.0%
210
+320.0%
0.00%
STMP NewSTAMPS COM INC$8,00020
+100.0%
0.00%
RENN  RENREN INCsponsored ads$9,000
+28.6%
5000.0%0.00%0.0%
CCVI NewCHURCHILL CAPITAL CORP VI$9,000700
+100.0%
0.00%
SCR NewSCORE MEDIA & GAMING INC$8,000190
+100.0%
0.00%
SCOA NewSCION TECH GROWTH I$7,000600
+100.0%
0.00%
AGCB NewALTIMETER GROWTH CORP 2$9,000700
+100.0%
0.00%
FCAX NewFORTRESS CAPITAL ACQUISITION$2,000200
+100.0%
0.00%
LEGAW  LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202$2,000
-50.0%
2,5000.0%0.00%0.0%
PVWS  PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202$3,0000.0%2,5000.0%0.00%0.0%
IPODWS  SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202$3,000
-25.0%
1,2500.0%0.00%0.0%
CSOD NewCORNERSTONE ONDEMAND INC$4,00055
+100.0%
0.00%
DISCA  DISCOVERY INC$5,000
-16.7%
1600.0%0.00%0.0%
SSAAW  SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202$1,000
-50.0%
1,6660.0%0.00%
DCRNW  DECARBONIZATION PLUS ACQU II*w exp 01/19/202$1,0000.0%3330.0%0.00%
AAQC NewACCELERATE ACQUISITION CORP$1,000100
+100.0%
0.00%
VAQC NewVECTOR ACQUISITION CORP II$014
+100.0%
0.00%
SPAQWS  SPARTAN ACQUISITION CORP III*w exp 02/04/202$02500.0%0.00%
ESMWS ExitESM ACQUISITION CORPORATION*w exp 02/02/202$0-233
-100.0%
0.00%
JWSMWS  JAWS MUSTANG ACQUISITION COR*w exp 01/30/202$02500.0%0.00%
ACQR NewINDEPENDENCE HOLDINGS CORP$010
+100.0%
0.00%
OEPWW  ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202$1,000
-50.0%
1,6660.0%0.00%
THMAW  THIMBLE POINT ACQUISITION CO*w exp 02/04/202$0
-100.0%
3330.0%0.00%
TREB ExitTREBIA ACQUISITION CORP$0-250
-100.0%
-0.00%
RTP ExitREINVENT TECHNOLOGY PARTNERScl a$0-500
-100.0%
-0.00%
ESGC ExitEROS STX GLOBAL CORPORATION$0-4,800
-100.0%
-0.00%
SPFRWS ExitJAWS SPITFIRE ACQUISITION CO*w exp 12/01/202$0-5,000
-100.0%
-0.00%
LEGA ExitLEAD EDGE GROWTH OPRTUNTS LT$0-10,000
-100.0%
-0.03%
WPFWS ExitFOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202$0-58,032
-100.0%
-0.04%
BTTR ExitBETTER CHOICE CO INC$0-27,778
-100.0%
-0.04%
HUT ExitHUT 8 MNG CORP COM$0-33,000
-100.0%
-0.04%
BPY ExitBROOKFIELD PROPERTY PARTRS Lunit ltd partn$0-27,309
-100.0%
-0.15%
UUUUWS ExitENERGY FUELS INC*w exp 09/20/202$0-200,000
-100.0%
-0.21%
BWG ExitBRANDYWINEGBL GBL INCM OPP F$0-100,000
-100.0%
-0.37%
ExitINTERCEPT PHARMACEUTICALS INnote 2.000% 5/1$0-6,500,000
-100.0%
-1.27%
SHSP ExitSHARPSPRING INC$0-395,702
-100.0%
-1.94%
ExitINTERCEPT PHARMACEUTICALS INnote 3.250% 7/0$0-9,605,000
-100.0%
-2.51%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-11-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
BAIDU INC SPON ADR REP A24Q3 20239.4%
EGAIN CORP NEW24Q3 20234.3%
STARWOOD PPTY TR INC24Q3 20230.4%
HOWARD HUGHES CORP22Q1 20235.8%
KKR & CO INC21Q3 20235.9%
JD INC21Q3 20234.5%
SS&C TECHNOLOGIES HLDGS INC20Q3 20235.4%
KENNEDY-WILSON HOLDINGS INC20Q3 20237.3%
ZILLOW GROUP INC19Q3 20234.8%
PAR TECHNOLOGY CORP18Q3 20234.6%

View PenderFund Capital Management Ltd.'s complete holdings history.

Latest significant ownerships (13-D/G)
PenderFund Capital Management Ltd. Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
LEAF GROUP LTD.January 12, 20211,332,6353.9%
Mattersight CorpFebruary 02, 20182,386,6307.3%

View PenderFund Capital Management Ltd.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
13F-HR2023-11-14
13F-HR2023-08-11
13F-HR2023-05-15
13F-HR2023-02-10
13F-HR2022-11-14
13F-HR2022-08-15
13F-HR2022-05-17
13F-HR2022-02-16
13F-HR2021-11-15

View PenderFund Capital Management Ltd.'s complete filings history.

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