$427 Million is the total value of PenderFund Capital Management Ltd.'s 88 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 69.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $24,611,000 | +5.6% | 21,060,000 | +5.0% | 5.76% | +1.8% | |
| BUR | Sell | BURFORD CAP LTD | $21,503,000 | +5.0% | 1,669,570 | -7.8% | 5.03% | +1.2% |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $15,462,000 | +36.8% | 102,054 | +47.1% | 3.62% | +31.9% |
| SFIX | Buy | STITCH FIX INC | $15,451,000 | +74.5% | 206,705 | +45.4% | 3.62% | +68.2% |
| BIDU | Buy | BAIDU INCspon adr rep a | $15,400,000 | +13.7% | 60,930 | +23.0% | 3.60% | +9.6% |
| New | TRICIDA INCnote 3.500% 5/1 | $13,414,000 | – | 28,408,000 | +100.0% | 3.14% | – | |
| KKR | Sell | KKR & CO INC | $12,998,000 | +15.3% | 177,008 | -3.6% | 3.04% | +11.2% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $12,465,000 | -12.3% | 139,550 | -13.8% | 2.92% | -15.4% |
| MAXR | Buy | MAXAR TECHNOLOGIES INC | $12,303,000 | +154.4% | 247,801 | +143.5% | 2.88% | +145.3% |
| PAR | Buy | PAR TECHNOLOGY CORP | $12,179,000 | +37.2% | 140,481 | +30.1% | 2.85% | +32.3% |
| CLDR | Buy | CLOUDERA INC | $11,371,000 | +101.8% | 578,400 | +57.0% | 2.66% | +94.4% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $10,918,000 | -14.8% | 134,000 | -4.0% | 2.56% | -17.9% |
| New | INTREXON CORPnote 3.500% 7/0 | $10,799,000 | – | 10,000,000 | +100.0% | 2.53% | – | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $10,735,000 | +7.5% | 9,605,000 | 0.0% | 2.51% | +3.6% | ||
| AVNW | Buy | AVIAT NETWORKS INC | $10,566,000 | -15.2% | 260,109 | +86.3% | 2.47% | -18.3% |
| SQ | Buy | SQUARE INCcl a | $10,457,000 | +40.4% | 34,600 | +32.6% | 2.45% | +35.4% |
| SHIP FIN INTL LTDnote 4.875% 5/0 | $10,373,000 | -3.3% | 8,656,000 | 0.0% | 2.43% | -6.8% | ||
| Buy | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $10,191,000 | +45.3% | 9,000,000 | +50.0% | 2.39% | +40.0% | |
| EGAN | Buy | EGAIN CORP | $10,077,000 | +67.5% | 708,156 | +40.4% | 2.36% | +61.5% |
| Buy | OPKO HEALTH INCnote 4.500% 2/1 | $9,871,000 | +191.7% | 6,000,000 | +200.0% | 2.31% | +181.1% | |
| JD | Sell | JD.COM INCspon adr cl a | $9,706,000 | -11.2% | 98,105 | -4.8% | 2.27% | -14.4% |
| SSR MNG INCnote 2.500% 4/0 | $9,472,000 | +2.6% | 6,250,000 | 0.0% | 2.22% | -1.1% | ||
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $9,461,000 | +4.1% | 1,175,976 | -5.0% | 2.22% | +0.4% |
| EBIX | Sell | EBIX INC | $8,653,000 | +1.4% | 205,907 | -2.9% | 2.03% | -2.2% |
| TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $8,497,000 | -33.0% | 4,285 | -32.5% | 1.99% | -35.4% |
| SHSP | Buy | SHARPSPRING INC | $8,285,000 | +48.4% | 395,702 | +42.5% | 1.94% | +43.1% |
| Sell | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $7,857,000 | -11.2% | 9,560,000 | -9.5% | 1.84% | -14.4% | |
| FTSI | FTS INTERNATIONAL INC | $7,786,000 | +12.8% | 222,032 | 0.0% | 1.82% | +8.8% | |
| BHC | Sell | BAUSCH HEALTH COS INC | $7,448,000 | -28.9% | 204,725 | -22.0% | 1.74% | -31.4% |
| HHC | Sell | HOWARD HUGHES CORP | $7,398,000 | -4.6% | 61,237 | -5.6% | 1.73% | -8.0% |
| IAC | New | IAC INTERACTIVECORP | $6,639,000 | – | 34,740 | +100.0% | 1.55% | – |
| Sell | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $6,212,000 | -46.0% | 3,578,000 | -54.7% | 1.45% | -47.9% | |
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $5,424,000 | +0.1% | 6,500,000 | 0.0% | 1.27% | -3.5% | ||
| TWTR | Sell | TWITTER INC | $5,391,000 | -3.3% | 63,200 | -9.3% | 1.26% | -6.7% |
| LILA | Sell | LIBERTY LATIN AMERICA LTD | $5,119,000 | -17.6% | 297,961 | -22.7% | 1.20% | -20.6% |
| LILAK | Sell | LIBERTY LATIN AMERICA LTD | $5,005,000 | -0.9% | 286,361 | -7.5% | 1.17% | -4.4% |
| FLR | FLUOR CORP | $4,645,000 | -24.4% | 211,700 | 0.0% | 1.09% | -27.1% | |
| Sell | FIREEYE INCnote 0.875% 6/0 | $4,221,000 | -67.1% | 3,000,000 | -66.7% | 0.99% | -68.3% | |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $3,918,000 | -4.2% | 61,950 | -15.3% | 0.92% | -7.7% |
| New | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $3,754,000 | – | 3,000,000 | +100.0% | 0.88% | – | |
| VMEO | New | VIMEO INC | $3,426,000 | – | 56,398 | +100.0% | 0.80% | – |
| MSTR | Buy | MICROSTRATEGY INCcl a new | $2,636,000 | +6.5% | 3,200 | +10.3% | 0.62% | +2.7% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $2,502,000 | – | 8,900 | +100.0% | 0.59% | – |
| KLR | New | KALEYRA INC | $2,107,000 | – | 138,900 | +100.0% | 0.49% | – |
| IPOF | Sell | SOCIAL CAPITAL HEDOSOPHA HLD | $2,002,000 | -15.7% | 158,300 | -10.3% | 0.47% | -18.7% |
| New | INFINERA CORPnote 2.500% 3/0 | $1,898,000 | – | 1,000,000 | +100.0% | 0.44% | – | |
| NOC | NORTHROP GRUMMAN CORP | $1,784,000 | +10.7% | 3,960 | 0.0% | 0.42% | +6.9% | |
| Sell | INFINERA CORPnote 2.125% 9/0 | $1,733,000 | -45.8% | 1,134,000 | -46.9% | 0.41% | -47.7% | |
| BWG | BRANDYWINEGBL GBL INCM OPP F | $1,563,000 | +3.1% | 100,000 | 0.0% | 0.37% | -0.5% | |
| New | LENDINGTREE INCnote 0.625% 6/0 | $1,470,000 | – | 1,000,000 | +100.0% | 0.34% | – | |
| DISCK | New | DISCOVERY INC | $1,351,000 | – | 37,600 | +100.0% | 0.32% | – |
| STWD | STARWOOD PPTY TR INC | $1,247,000 | +4.4% | 38,450 | 0.0% | 0.29% | +0.7% | |
| KW | KENNEDY-WILSON HOLDINGS INC | $1,123,000 | -3.0% | 45,600 | 0.0% | 0.26% | -6.4% | |
| HBI | HANESBRANDS INC | $1,065,000 | -6.3% | 46,000 | 0.0% | 0.25% | -9.8% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $882,000 | +20.5% | 200,000 | 0.0% | 0.21% | +15.7% | |
| CFX | COLFAX CORP | $813,000 | +3.2% | 14,312 | 0.0% | 0.19% | -0.5% | |
| BPY | Sell | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $641,000 | -49.5% | 27,309 | -51.9% | 0.15% | -51.3% |
| FSV | Buy | FIRSTSERVICE CORP | $532,000 | +35.7% | 2,500 | +19.0% | 0.12% | +31.6% |
| CIGI | Buy | COLLIERS INTL GROUP INC | $514,000 | +98.5% | 3,700 | +76.2% | 0.12% | +90.5% |
| SOFIW | New | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $513,000 | – | 48,600 | +100.0% | 0.12% | – |
| CANOWS | New | CANO HEALTH INC*w exp 06/03/202 | $277,000 | – | 60,498 | +100.0% | 0.06% | – |
| HUT | New | HUT 8 MNG CORP COM | $177,000 | – | 33,000 | +100.0% | 0.04% | – |
| BTTR | New | BETTER CHOICE CO INC | $148,000 | – | 27,778 | +100.0% | 0.04% | – |
| WPFWS | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $150,000 | +28.2% | 58,032 | 0.0% | 0.04% | +25.0% | |
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $127,000 | -22.6% | 49,750 | 0.0% | 0.03% | -25.0% | |
| HCNEU | New | JAWS HURRICANE ACQUISITN CORunit 06/08/2026 | $125,000 | – | 10,000 | +100.0% | 0.03% | – |
| LEGA | New | LEAD EDGE GROWTH OPRTUNTS LT | $121,000 | – | 10,000 | +100.0% | 0.03% | – |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $81,000 | -23.6% | 10,332 | 0.0% | 0.02% | -26.9% | |
| LUXAW | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $54,000 | -12.9% | 32,999 | 0.0% | 0.01% | -13.3% | |
| SPFRWS | JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202 | $12,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| ESGC | Buy | EROS STX GLOBAL CORPORATION | $9,000 | +28.6% | 4,800 | +54.8% | 0.00% | 0.0% |
| RENN | New | RENREN INCsponsored ads | $7,000 | – | 500 | +100.0% | 0.00% | – |
| SWKH | New | SWK HLDGS CORP | $7,000 | – | 300 | +100.0% | 0.00% | – |
| TREB | TREBIA ACQUISITION CORP | $3,000 | 0.0% | 250 | 0.0% | 0.00% | 0.0% | |
| LEGAW | New | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $4,000 | – | 2,500 | +100.0% | 0.00% | – |
| OACB | New | OAKTREE ACQUISITION CORP II | $3,000 | – | 250 | +100.0% | 0.00% | – |
| PVWS | New | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $3,000 | – | 2,500 | +100.0% | 0.00% | – |
| RTP | New | REINVENT TECHNOLOGY PARTNERScl a | $6,000 | – | 500 | +100.0% | 0.00% | – |
| IPODWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $4,000 | 0.0% | 1,250 | 0.0% | 0.00% | 0.0% | |
| DISCA | New | DISCOVERY INC | $6,000 | – | 160 | +100.0% | 0.00% | – |
| OEPWW | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $2,000 | +100.0% | 1,666 | 0.0% | 0.00% | – | |
| THMAW | New | THIMBLE POINT ACQUISITION CO*w exp 02/04/202 | $1,000 | – | 333 | +100.0% | 0.00% | – |
| ESMWS | New | ESM ACQUISITION CORPORATION*w exp 02/02/202 | $0 | – | 233 | +100.0% | 0.00% | – |
| JWSMWS | New | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | +100.0% | 0.00% | – |
| SSAAW | New | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $2,000 | – | 1,666 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCcl b conv | $1,000 | – | 50 | +100.0% | 0.00% | – |
| DCRNW | New | DECARBONIZATION PLUS ACQU II*w exp 01/19/202 | $1,000 | – | 333 | +100.0% | 0.00% | – |
| SPAQWS | New | SPARTAN ACQUISITION CORP III*w exp 02/04/202 | $0 | – | 250 | +100.0% | 0.00% | – |
| JWSMU | Exit | JAWS MUSTANG ACQUISITION CORunit 99/99/9999 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| GTPBU | Exit | GORES TECHNOLOGY PARTNERS IIunit 03/16/2028 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| KAIIU | Exit | KISMET ACQUISITION TWO CORPunit 99/99/9999 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| DCRNU | Exit | DECARBONIZATION PLUS ACQU IIunit 01/19/2026 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| THMAU | Exit | THIMBLE POINT ACQUISITION COunit 99/99/9999 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SPAQU | Exit | SPARTAN ACQUISITION CORP IIIunit 99/99/9999 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| LUXA | Exit | LUX HEALTH TECH ACQUISITION | $0 | – | -3,109 | -100.0% | -0.01% | – |
| OEPW | Exit | ONE EQUITY PARTNERS OPEN WTRcl a | $0 | – | -5,000 | -100.0% | -0.02% | – |
| KIIIU | Exit | KISMET ACQUISITION THREE CORunit 99/99/9999 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| ASZU | Exit | AUSTERLITZ ACQUISITION CORPunit 99/99/9999 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| SSAAU | Exit | SCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| AUSU | Exit | AUSTERLITZ ACQUISITION CORPunit 99/99/9999 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| OHPAU | Exit | ORION ACQUISITION CORPunit 02/19/2026 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| ESMU | Exit | ESM ACQUISITION CORPORATIONunit 99/99/9999 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| PVU | Exit | PRIMAVERA CAPITAL ACQUIST COunit 01/19/2026 | $0 | – | -5,000 | -100.0% | -0.02% | – |
| CLOVW | Exit | CLOVER HEALTH INVESTMENTS CO*w exp 04/21/202 | $0 | – | -56,741 | -100.0% | -0.03% | – |
| LEGAU | Exit | LEAD EDGE GROWTH OPRTUNTS LTunit 04/01/2026 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| FRONU | Exit | FRONTIER ACQUISITION CORPunit 03/01/2026 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| SPKBU | Exit | SILVER SPIKE ACQUISITN CORPunit 02/26/2026 | $0 | – | -10,000 | -100.0% | -0.03% | – |
| JWSWS | Exit | JAWS ACQUISITION CORP*w exp 99/99/999 | $0 | – | -60,498 | -100.0% | -0.06% | – |
| LCAAU | Exit | L CATTERTON ASIA ACQUISITIONunit 03/11/2026 | $0 | – | -20,000 | -100.0% | -0.06% | – |
| SPFR | Exit | JAWS SPITFIRE ACQUISITION CO | $0 | – | -20,000 | -100.0% | -0.06% | – |
| IPOEWS | Exit | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $0 | – | -48,600 | -100.0% | -0.08% | – |
| OPENW | Exit | OPENDOOR TECHNOLOGIES INC*w exp 12/18/202 | $0 | – | -44,002 | -100.0% | -0.14% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -300,000 | -100.0% | -0.38% | – |
| Exit | TUTOR PERINI CORPnote 2.875% 6/1 | $0 | – | -1,425,000 | -100.0% | -0.44% | – | |
| Exit | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $0 | – | -1,000,000 | -100.0% | -0.50% | – | |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -44,700 | -100.0% | -0.71% | – |
| AT | Exit | ATLANTIC POWER CORP | $0 | – | -1,008,700 | -100.0% | -0.89% | – |
| LEAF | Exit | LEAF GROUP LTD | $0 | – | -595,039 | -100.0% | -1.17% | – |
| Exit | AVAYA HLDGS CORPnote 2.250% 6/1 | $0 | – | -3,700,000 | -100.0% | -1.41% | – | |
| Exit | SCORPIO TANKERS INCnote 3.000% 5/1 | $0 | – | -7,370,000 | -100.0% | -2.26% | – | |
| Exit | GRANITE CONSTR INCnote 2.750%11/0 | $0 | – | -5,425,000 | -100.0% | -2.32% | – | |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -36,340 | -100.0% | -2.40% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.