$412 Million is the total value of PenderFund Capital Management Ltd.'s 92 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 67.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $23,311,000 | +3.9% | 20,060,000 | 0.0% | 5.66% | -0.8% | ||
| BUR | Buy | BURFORD CAP LTD | $20,485,000 | +28.5% | 1,811,170 | +39.8% | 4.98% | +22.7% |
| SSNC | Buy | SS&C TECHNOLOGIES HLDGS INC | $14,211,000 | +46.9% | 161,850 | +55.0% | 3.45% | +40.3% |
| BIDU | Sell | BAIDU INCspon adr rep a | $13,541,000 | -12.5% | 49,530 | -11.9% | 3.29% | -16.5% |
| FIREEYE INCnote 0.875% 6/0 | $12,829,000 | -8.3% | 9,000,000 | 0.0% | 3.12% | -12.4% | ||
| IBKR | Buy | INTERACTIVE BROKERS GROUP IN | $12,814,000 | +83.2% | 139,600 | +54.8% | 3.11% | +75.0% |
| TPL | New | TEXAS PACIFIC LAND CORPORATI | $12,674,000 | – | 6,345 | +100.0% | 3.08% | – |
| AVNW | Sell | AVIAT NETWORKS INC | $12,464,000 | +88.5% | 139,613 | -8.2% | 3.03% | +80.1% |
| New | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $11,494,000 | – | 7,900,000 | +100.0% | 2.79% | – | |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $11,299,000 | -5.2% | 69,354 | -3.9% | 2.74% | -9.5% |
| KKR | Sell | KKR & CO INC | $11,272,000 | +8.7% | 183,608 | -8.7% | 2.74% | +3.9% |
| JD | Buy | JD.COM INCspon adr cl a | $10,927,000 | +14.1% | 103,105 | +20.4% | 2.65% | +9.0% |
| New | SHIP FIN INTL LTDnote 4.875% 5/0 | $10,728,000 | – | 8,656,000 | +100.0% | 2.60% | – | |
| BHC | Sell | BAUSCH HEALTH COS INC | $10,471,000 | +24.6% | 262,625 | -17.4% | 2.54% | +19.1% |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $9,986,000 | +5.2% | 9,605,000 | 0.0% | 2.42% | +0.5% | ||
| IAC | Sell | IAC INTERACTIVECORP | $9,879,000 | -22.1% | 36,340 | -31.0% | 2.40% | -25.6% |
| Sell | GRANITE CONSTR INCnote 2.750%11/0 | $9,573,000 | -33.1% | 5,425,000 | -47.3% | 2.32% | -36.1% | |
| New | SCORPIO TANKERS INCnote 3.000% 5/1 | $9,324,000 | – | 7,370,000 | +100.0% | 2.26% | – | |
| Buy | SSR MNG INCnote 2.500% 4/0 | $9,231,000 | +22.1% | 6,250,000 | +47.1% | 2.24% | +16.7% | |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $9,086,000 | +96.0% | 1,237,982 | +119.6% | 2.21% | +87.3% |
| PAR | Buy | PAR TECHNOLOGY CORP | $8,876,000 | +7.0% | 107,981 | +4.0% | 2.16% | +2.2% |
| SFIX | Sell | STITCH FIX INC | $8,853,000 | -31.5% | 142,205 | -17.8% | 2.15% | -34.6% |
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $8,851,000 | +12.3% | 10,560,000 | 0.0% | 2.15% | +7.3% | ||
| EBIX | Sell | EBIX INC | $8,532,000 | -43.8% | 211,957 | -32.5% | 2.07% | -46.3% |
| HHC | Sell | HOWARD HUGHES CORP | $7,751,000 | -20.2% | 64,837 | -32.9% | 1.88% | -23.7% |
| SQ | Sell | SQUARE INCcl a | $7,447,000 | -6.0% | 26,100 | -8.7% | 1.81% | -10.2% |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $7,015,000 | – | 6,000,000 | +100.0% | 1.70% | – | |
| FTSI | Buy | FTS INTERNATIONAL INC | $6,903,000 | +39.9% | 222,032 | +10.0% | 1.68% | +33.7% |
| LILA | Buy | LIBERTY LATIN AMERICA LTD | $6,213,000 | +41.5% | 385,361 | +24.4% | 1.51% | +35.2% |
| FLR | FLUOR CORP | $6,143,000 | +42.8% | 211,700 | 0.0% | 1.49% | +36.4% | |
| EGAN | Buy | EGAIN CORP | $6,017,000 | +46.9% | 504,500 | +85.2% | 1.46% | +40.3% |
| AVAYA HLDGS CORPnote 2.250% 6/1 | $5,793,000 | +17.4% | 3,700,000 | 0.0% | 1.41% | +12.1% | ||
| CLDR | CLOUDERA INC | $5,636,000 | -13.6% | 368,500 | 0.0% | 1.37% | -17.5% | |
| SHSP | SHARPSPRING INC | $5,582,000 | -3.0% | 277,602 | 0.0% | 1.36% | -7.3% | |
| TWTR | Sell | TWITTER INC | $5,573,000 | +2.2% | 69,700 | -11.9% | 1.35% | -2.4% |
| Buy | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $5,420,000 | +41.2% | 6,500,000 | +30.0% | 1.32% | +34.8% | |
| LILAK | Buy | LIBERTY LATIN AMERICA LTD | $5,050,000 | +373.3% | 309,561 | +309.6% | 1.23% | +352.4% |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $4,836,000 | -11.8% | 101,761 | -8.6% | 1.17% | -15.7% |
| LEAF | Sell | LEAF GROUP LTD | $4,823,000 | -38.9% | 595,039 | -55.3% | 1.17% | -41.6% |
| BAM | Buy | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $4,089,000 | +46.8% | 73,150 | +38.1% | 0.99% | +40.3% |
| AT | New | ATLANTIC POWER CORP | $3,663,000 | – | 1,008,700 | +100.0% | 0.89% | – |
| New | OPKO HEALTH INCnote 4.500% 2/1 | $3,384,000 | – | 2,000,000 | +100.0% | 0.82% | – | |
| Sell | INFINERA CORPnote 2.125% 9/0 | $3,197,000 | -44.7% | 2,134,000 | -41.3% | 0.78% | -47.2% | |
| TPB | Sell | TURNING PT BRANDS INC | $2,931,000 | -6.2% | 44,700 | -18.9% | 0.71% | -10.3% |
| MSTR | Buy | MICROSTRATEGY INCcl a | $2,474,000 | +117.4% | 2,900 | +26.1% | 0.60% | +108.0% |
| IPOF | Sell | SOCIAL CAPITAL HEDOSOPHA HLD | $2,376,000 | -23.7% | 176,500 | -11.3% | 0.58% | -27.1% |
| Sell | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $2,067,000 | -88.7% | 1,000,000 | -89.5% | 0.50% | -89.2% | |
| TUTOR PERINI CORPnote 2.875% 6/1 | $1,832,000 | +1.8% | 1,425,000 | 0.0% | 0.44% | -2.6% | ||
| NOC | Buy | NORTHROP GRUMMAN CORP COM | $1,611,000 | +73.0% | 3,960 | +65.0% | 0.39% | +65.0% |
| VVR | INVESCO SR INCOME TR | $1,583,000 | +4.1% | 300,000 | 0.0% | 0.38% | -0.5% | |
| BWG | BRANDYWINEGBL GBL INCM OPP F | $1,516,000 | -4.7% | 100,000 | 0.0% | 0.37% | -8.9% | |
| BPY | Sell | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $1,270,000 | -16.7% | 56,809 | -31.4% | 0.31% | -20.6% |
| STWD | STARWOOD PPTY TR INC | $1,195,000 | +26.5% | 38,450 | 0.0% | 0.29% | +20.8% | |
| KW | Buy | KENNEDY-WILSON HOLDINGS INC | $1,158,000 | +31.0% | 45,600 | +17.4% | 0.28% | +24.9% |
| HBI | HANESBRANDS INC | $1,137,000 | +33.1% | 46,000 | 0.0% | 0.28% | +27.2% | |
| CFX | COLFAX CORP | $788,000 | +13.1% | 14,312 | 0.0% | 0.19% | +7.9% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $732,000 | +39.7% | 200,000 | 0.0% | 0.18% | +33.8% | |
| OPENW | Sell | OPENDOOR TECHNOLOGIES INC*w exp 12/18/202 | $565,000 | +27.8% | 44,002 | -2.2% | 0.14% | +22.3% |
| FSV | Buy | FIRSTSERVICE CORP | $392,000 | +87.6% | 2,100 | +75.0% | 0.10% | +79.2% |
| IPOEWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $335,000 | +53.7% | 48,600 | 0.0% | 0.08% | +47.3% | |
| CIGI | COLLIERS INTL GROUP INC | $259,000 | +8.8% | 2,100 | 0.0% | 0.06% | +3.3% | |
| SPFR | New | JAWS SPITFIRE ACQUISITION CO | $258,000 | – | 20,000 | +100.0% | 0.06% | – |
| LCAAU | New | L CATTERTON ASIA ACQUISITIONunit 03/11/2026 | $250,000 | – | 20,000 | +100.0% | 0.06% | – |
| JWSWS | JAWS ACQUISITION CORP*w exp 99/99/999 | $242,000 | +16.3% | 60,498 | 0.0% | 0.06% | +11.3% | |
| IPOFWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $164,000 | -20.8% | 49,750 | 0.0% | 0.04% | -24.5% | |
| FRONU | New | FRONTIER ACQUISITION CORPunit 03/01/2026 | $125,000 | – | 10,000 | +100.0% | 0.03% | – |
| SPKBU | New | SILVER SPIKE ACQUISITN CORPunit 02/26/2026 | $125,000 | – | 10,000 | +100.0% | 0.03% | – |
| LEGAU | New | LEAD EDGE GROWTH OPRTUNTS LTunit 04/01/2026 | $125,000 | – | 10,000 | +100.0% | 0.03% | – |
| WPFWS | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $117,000 | -37.4% | 58,032 | 0.0% | 0.03% | -41.7% | |
| CLOVW | New | CLOVER HEALTH INVESTMENTS CO*w exp 04/21/202 | $113,000 | – | 56,741 | +100.0% | 0.03% | – |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $106,000 | -15.9% | 10,332 | 0.0% | 0.03% | -18.8% | |
| PVU | New | PRIMAVERA CAPITAL ACQUIST COunit 01/19/2026 | $64,000 | – | 5,000 | +100.0% | 0.02% | – |
| OEPW | New | ONE EQUITY PARTNERS OPEN WTRcl a | $61,000 | – | 5,000 | +100.0% | 0.02% | – |
| LUXAW | New | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $62,000 | – | 32,999 | +100.0% | 0.02% | – |
| OHPAU | New | ORION ACQUISITION CORPunit 02/19/2026 | $63,000 | – | 5,000 | +100.0% | 0.02% | – |
| SSAAU | New | SCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026 | $62,000 | – | 5,000 | +100.0% | 0.02% | – |
| AUSU | New | AUSTERLITZ ACQUISITION CORPunit 99/99/9999 | $63,000 | – | 5,000 | +100.0% | 0.02% | – |
| ASZU | New | AUSTERLITZ ACQUISITION CORPunit 99/99/9999 | $63,000 | – | 5,000 | +100.0% | 0.02% | – |
| ESMU | New | ESM ACQUISITION CORPORATIONunit 99/99/9999 | $62,000 | – | 5,000 | +100.0% | 0.02% | – |
| KIIIU | New | KISMET ACQUISITION THREE CORunit 99/99/9999 | $62,000 | – | 5,000 | +100.0% | 0.02% | – |
| LUXA | New | LUX HEALTH TECH ACQUISITION | $40,000 | – | 3,109 | +100.0% | 0.01% | – |
| SPFRWS | New | JAWS SPITFIRE ACQUISITION CO*w exp 12/01/202 | $12,000 | – | 5,000 | +100.0% | 0.00% | – |
| JWSMU | New | JAWS MUSTANG ACQUISITION CORunit 99/99/9999 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| THMAU | New | THIMBLE POINT ACQUISITION COunit 99/99/9999 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| KAIIU | New | KISMET ACQUISITION TWO CORPunit 99/99/9999 | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| SPAQU | New | SPARTAN ACQUISITION CORP IIIunit 99/99/9999 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| GTPBU | New | GORES TECHNOLOGY PARTNERS IIunit 03/16/2028 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| DCRNU | New | DECARBONIZATION PLUS ACQU IIunit 01/19/2026 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| ESGC | New | EROS STX GLOBAL CORPORATION SHS | $7,000 | – | 3,100 | +100.0% | 0.00% | – |
| TREB | New | TREBIA ACQUISITION CORP | $3,000 | – | 250 | +100.0% | 0.00% | – |
| IPODWS | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $4,000 | -33.3% | 1,250 | 0.0% | 0.00% | -50.0% | |
| OEPWW | New | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $1,000 | – | 1,666 | +100.0% | 0.00% | – |
| GOGO | Exit | GOGO INC | $0 | – | -300 | -100.0% | -0.00% | – |
| TMPMU | Exit | TURMERIC ACQUISITION CORPunit 10/08/2025 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| IPOD | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| SPFRU | Exit | JAWS SPITFIRE ACQUISITION COunit 99/99/9999 | $0 | – | -20,000 | -100.0% | -0.07% | – |
| IPOCWS | Exit | SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999 | $0 | – | -56,741 | -100.0% | -0.07% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -50,000 | -100.0% | -0.19% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -200,000 | -100.0% | -0.36% | – |
| LUXAU | Exit | LUX HEALTH TECH ACQUISITIONunit 11/30/2027 | $0 | – | -100,000 | -100.0% | -0.38% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -44,000 | -100.0% | -0.40% | – |
| ALSK | Exit | ALASKA COMMUNICATIONS SYS GR | $0 | – | -333,802 | -100.0% | -0.40% | – |
| Exit | SUNPOWER CORPdbcv 4.000% 1/1 | $0 | – | -1,000,000 | -100.0% | -0.43% | – | |
| UPLD | Exit | UPLAND SOFTWARE INC | $0 | – | -29,586 | -100.0% | -0.44% | – |
| EMD | Exit | WESTERN ASSET EMERGING MKTS | $0 | – | -100,000 | -100.0% | -0.45% | – |
| WPF | Exit | FOLEY TRASIMENE ACQUISTN COR | $0 | – | -174,100 | -100.0% | -0.63% | – |
| Exit | SUNPOWER CORPdbcv 0.875% 6/0 | $0 | – | -1,904,000 | -100.0% | -0.63% | – | |
| JENGQ | Exit | JUST ENERGY GROUP INC | $0 | – | -488,615 | -100.0% | -0.74% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -150,000 | -100.0% | -0.77% | – |
| IPOE | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -194,400 | -100.0% | -0.78% | – |
| FAX | Exit | ABERDEEN ASIA-PACIFIC INCOME | $0 | – | -610,000 | -100.0% | -0.88% | – |
| Exit | TWITTER INCnote 0.250% 6/1 | $0 | – | -3,000,000 | -100.0% | -1.18% | – | |
| Exit | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $0 | – | -4,000,000 | -100.0% | -1.30% | – | |
| WIW | Exit | WESTERN AST INFL LKD OPP & I | $0 | – | -350,000 | -100.0% | -1.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.