$393 Million is the total value of PenderFund Capital Management Ltd.'s 81 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 58.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $22,444,000 | -0.5% | 20,060,000 | 0.0% | 5.71% | -9.0% | ||
| New | FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $18,310,000 | – | 9,500,000 | +100.0% | 4.66% | – | |
| BUR | New | BURFORD CAP LTD | $15,946,000 | – | 1,295,463 | +100.0% | 4.05% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $15,483,000 | +554.1% | 56,250 | +287.9% | 3.94% | +498.2% |
| EBIX | Sell | EBIX INC | $15,180,000 | +26.3% | 314,083 | -28.6% | 3.86% | +15.5% |
| New | GRANITE CONSTR INCnote 2.750%11/0 | $14,303,000 | – | 10,300,000 | +100.0% | 3.64% | – | |
| New | FIREEYE INCnote 0.875% 6/0 | $13,984,000 | – | 9,000,000 | +100.0% | 3.56% | – | |
| SFIX | Sell | STITCH FIX INC | $12,929,000 | +20.1% | 172,975 | -42.1% | 3.29% | +9.8% |
| IAC | Sell | IAC INTERACTIVECORP | $12,687,000 | +51.5% | 52,640 | -0.4% | 3.22% | +38.5% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $11,925,000 | +14.0% | 72,174 | -6.8% | 3.03% | +4.2% |
| KKR | Sell | KKR & CO INC | $10,367,000 | -3.2% | 201,140 | -14.5% | 2.64% | -11.5% |
| HHC | Sell | HOWARD HUGHES CORP | $9,710,000 | +23.8% | 96,647 | -6.7% | 2.47% | +13.2% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $9,672,000 | +10.7% | 104,450 | -3.7% | 2.46% | +1.2% |
| JD | Sell | JD.COM INCspon adr cl a | $9,578,000 | +11.4% | 85,605 | -0.2% | 2.44% | +1.8% |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $9,491,000 | -9.3% | 9,605,000 | 0.0% | 2.41% | -17.1% | ||
| BHC | Sell | BAUSCH HEALTH COS INC | $8,402,000 | +31.8% | 318,125 | -0.3% | 2.14% | +20.5% |
| PAR | Sell | PAR TECHNOLOGY CORP | $8,295,000 | +42.4% | 103,781 | -3.9% | 2.11% | +30.2% |
| SQ | Sell | SQUARE INCcl a | $7,923,000 | +25.0% | 28,600 | -1.0% | 2.01% | +14.3% |
| LEAF | Sell | LEAF GROUP LTD | $7,888,000 | -23.8% | 1,332,635 | -12.6% | 2.00% | -30.4% |
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $7,880,000 | -12.8% | 10,560,000 | 0.0% | 2.00% | -20.3% | ||
| New | SSR MNG INCnote 2.500% 4/0 | $7,558,000 | – | 4,250,000 | +100.0% | 1.92% | – | |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $6,995,000 | +20.5% | 90,200 | -0.4% | 1.78% | +10.2% |
| AVNW | Sell | AVIAT NETWORKS INC | $6,612,000 | +36.9% | 152,113 | -7.9% | 1.68% | +25.2% |
| CLDR | Buy | CLOUDERA INC | $6,525,000 | +54.1% | 368,500 | +26.2% | 1.66% | +41.0% |
| Sell | INFINERA CORPnote 2.125% 9/0 | $5,780,000 | -24.0% | 3,634,000 | -40.8% | 1.47% | -30.6% | |
| SHSP | Buy | SHARPSPRING INC | $5,753,000 | +114.1% | 277,602 | +53.4% | 1.46% | +95.7% |
| WIW | WESTERN AST INFL LKD OPP & I | $5,529,000 | +6.1% | 350,000 | 0.0% | 1.41% | -3.0% | |
| MAXR | Buy | MAXAR TECHNOLOGIES INC | $5,480,000 | +48.1% | 111,351 | +0.1% | 1.39% | +35.4% |
| TWTR | Sell | TWITTER INC | $5,452,000 | +14.3% | 79,100 | -1.2% | 1.39% | +4.4% |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $5,123,000 | -2.0% | 4,000,000 | 0.0% | 1.30% | -10.4% | ||
| Sell | AVAYA HLDGS CORPnote 2.250% 6/1 | $4,935,000 | -42.5% | 3,700,000 | -44.8% | 1.26% | -47.4% | |
| FTSI | New | FTS INTERNATIONAL INC | $4,933,000 | – | 201,856 | +100.0% | 1.25% | – |
| UTI | Buy | UNIVERSAL TECHNICAL INST INC | $4,635,000 | +40.4% | 563,625 | +14.4% | 1.18% | +28.3% |
| Sell | TWITTER INCnote 0.250% 6/1 | $4,625,000 | -65.4% | 3,000,000 | -66.7% | 1.18% | -68.4% | |
| LILA | LIBERTY LATIN AMERICA LTD | $4,390,000 | +27.5% | 309,847 | 0.0% | 1.12% | +16.6% | |
| FLR | FLUOR CORP | $4,303,000 | +73.3% | 211,700 | 0.0% | 1.09% | +58.6% | |
| EGAN | EGAIN CORP | $4,095,000 | -18.5% | 272,401 | 0.0% | 1.04% | -25.5% | |
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $3,839,000 | -18.6% | 5,000,000 | 0.0% | 0.98% | -25.6% | ||
| FAX | ABERDEEN ASIA-PACIFIC INCOME | $3,455,000 | +8.0% | 610,000 | 0.0% | 0.88% | -1.3% | |
| TPB | New | TURNING PT BRANDS INC | $3,125,000 | – | 55,100 | +100.0% | 0.79% | – |
| IPOF | New | SOCIAL CAPITAL HEDOSOPHA HLD | $3,116,000 | – | 199,000 | +100.0% | 0.79% | – |
| IPOE | New | SOCIAL CAPITAL HEDOSOPHA HLD | $3,078,000 | – | 194,400 | +100.0% | 0.78% | – |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $3,040,000 | -48.2% | 150,000 | -50.0% | 0.77% | -52.6% |
| JENGQ | Sell | JUST ENERGY GROUP INC | $2,917,000 | -86.6% | 488,615 | -83.2% | 0.74% | -87.7% |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,786,000 | +19.4% | 52,950 | 0.0% | 0.71% | +9.1% | |
| Sell | SUNPOWER CORPdbcv 0.875% 6/0 | $2,495,000 | -80.6% | 1,904,000 | -80.8% | 0.63% | -82.2% | |
| WPF | New | FOLEY TRASIMENE ACQUISTN COR | $2,478,000 | – | 174,100 | +100.0% | 0.63% | – |
| TUTOR PERINI CORPnote 2.875% 6/1 | $1,799,000 | -7.1% | 1,425,000 | 0.0% | 0.46% | -15.1% | ||
| EMD | New | WESTERN ASSET EMERGING MKTS | $1,769,000 | – | 100,000 | +100.0% | 0.45% | – |
| UPLD | Sell | UPLAND SOFTWARE INC | $1,728,000 | -3.2% | 29,586 | -16.9% | 0.44% | -11.7% |
| Sell | SUNPOWER CORPdbcv 4.000% 1/1 | $1,682,000 | -85.9% | 1,000,000 | -89.0% | 0.43% | -87.1% | |
| BWG | New | BRANDYWINEGBL GBL INCM OPP F | $1,590,000 | – | 100,000 | +100.0% | 0.40% | – |
| ALSK | New | ALASKA COMMUNICATIONS SYS GR | $1,568,000 | – | 333,802 | +100.0% | 0.40% | – |
| PSTH | Sell | PERSHING SQUARE TONTINE HLDG | $1,553,000 | -44.6% | 44,000 | -52.7% | 0.40% | -49.4% |
| BPY | Sell | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $1,525,000 | -5.0% | 82,809 | -18.9% | 0.39% | -13.2% |
| VVR | INVESCO SR INCOME TR | $1,520,000 | +4.8% | 300,000 | 0.0% | 0.39% | -4.2% | |
| LUXAU | New | LUX HEALTH TECH ACQUISITIONunit 11/30/2027 | $1,493,000 | – | 100,000 | +100.0% | 0.38% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $1,400,000 | – | 200,000 | +100.0% | 0.36% | – |
| MSTR | New | MICROSTRATEGY INC CL A NEWcl a | $1,138,000 | – | 2,300 | +100.0% | 0.29% | – |
| LILAK | Sell | LIBERTY LATIN AMERICA LTD | $1,067,000 | +34.7% | 75,574 | -9.3% | 0.27% | +23.2% |
| STWD | STARWOOD PPTY TR INC | $945,000 | +22.3% | 38,450 | 0.0% | 0.24% | +11.6% | |
| NOC | NORTHROP GRUMMAN CORP | $931,000 | -10.5% | 2,400 | 0.0% | 0.24% | -18.0% | |
| KW | New | KENNEDY-WILSON HOLDINGS INC | $884,000 | – | 38,830 | +100.0% | 0.22% | – |
| HBI | Sell | HANESBRANDS INC | $854,000 | -87.7% | 46,000 | -86.4% | 0.22% | -88.8% |
| FCT | FIRST TR SR FLG RTE INCM FD | $740,000 | +0.7% | 50,000 | 0.0% | 0.19% | -7.8% | |
| CFX | COLFAX CORP | $697,000 | +16.6% | 14,312 | 0.0% | 0.18% | +6.6% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $524,000 | +285.3% | 200,000 | 0.0% | 0.13% | +250.0% | |
| OPENW | New | OPENDOOR TECHNOLOGIES INC*w exp 12/18/202 | $442,000 | – | 45,002 | +100.0% | 0.11% | – |
| IPOCWS | SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999 | $289,000 | -4.6% | 56,741 | 0.0% | 0.07% | -13.1% | |
| SPFRU | New | JAWS SPITFIRE ACQUISITION COunit 99/99/9999 | $281,000 | – | 20,000 | +100.0% | 0.07% | – |
| CIGI | Sell | COLLIERS INTL GROUP INC | $238,000 | +7.2% | 2,100 | -16.0% | 0.06% | -1.6% |
| IPOEWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $218,000 | – | 48,600 | +100.0% | 0.06% | – |
| FSV | FIRSTSERVICE CORP | $209,000 | -0.9% | 1,200 | 0.0% | 0.05% | -10.2% | |
| JWSWS | New | JAWS ACQUISITION CORP*w exp 99/99/999 | $208,000 | – | 60,498 | +100.0% | 0.05% | – |
| IPOFWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $207,000 | – | 49,750 | +100.0% | 0.05% | – |
| WPFWS | New | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $187,000 | – | 58,032 | +100.0% | 0.05% | – |
| PSTHWS | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $126,000 | +29.9% | 10,332 | 0.0% | 0.03% | +18.5% | |
| IPOD | New | SOCIAL CAPITAL HEDOSOPHA HLD | $87,000 | – | 5,000 | +100.0% | 0.02% | – |
| TMPMU | New | TURMERIC ACQUISITION CORPunit 10/08/2025 | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| IPODWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $6,000 | – | 1,250 | +100.0% | 0.00% | – |
| GOGO | Sell | GOGO INC | $4,000 | -99.3% | 300 | -99.4% | 0.00% | -99.4% |
| MODN | Exit | MODEL N INC | $0 | – | -21,754 | -100.0% | -0.29% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -1,000,000 | -100.0% | -0.32% | – | |
| BHRPRB | Exit | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $0 | – | -101,720 | -100.0% | -0.44% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -100,000 | -100.0% | -0.52% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -37,459 | -100.0% | -0.56% | – |
| WPFU | Exit | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $0 | – | -174,100 | -100.0% | -0.73% | – |
| JWSU | Exit | JAWS ACQUISITION CORPunit 99/99/9999 | $0 | – | -181,500 | -100.0% | -0.75% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -10,000 | -100.0% | -0.77% | – |
| IPOC | Exit | SOCIAL CAP HEDSPIA HLDG CO I | $0 | – | -170,224 | -100.0% | -0.82% | – |
| IPOB | Exit | SOCIAL CAP HDOSPHIA HLDG CO | $0 | – | -135,009 | -100.0% | -0.94% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -200,000 | -100.0% | -1.06% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP INCOME | $0 | – | -200,000 | -100.0% | -1.08% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -200,000 | -100.0% | -1.16% | – |
| EVV | Exit | EATON VANCE LTD DURATION INC | $0 | – | -300,000 | -100.0% | -1.26% | – |
| TPL | Exit | TEXAS PAC LD TRsub ctf prop i t | $0 | – | -8,987 | -100.0% | -1.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.