$360 Million is the total value of PenderFund Capital Management Ltd.'s 70 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 46.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $22,558,000 | +0.4% | 20,060,000 | 0.0% | 6.27% | +3.3% | ||
| JENGQ | New | JUST ENERGY GROUP INC | $21,750,000 | – | 2,907,702 | +100.0% | 6.05% | – |
| TWITTER INCnote 0.250% 6/1 | $13,371,000 | +15.8% | 9,000,000 | 0.0% | 3.72% | +19.2% | ||
| Sell | SUNPOWER CORPdbcv 0.875% 6/0 | $12,831,000 | -31.5% | 9,904,000 | -33.5% | 3.57% | -29.5% | |
| EBIX | Buy | EBIX INC | $12,019,000 | +16.1% | 439,828 | +29.0% | 3.34% | +19.4% |
| Sell | SUNPOWER CORPdbcv 4.000% 1/1 | $11,921,000 | -30.0% | 9,106,000 | -39.7% | 3.32% | -28.0% | |
| SFIX | Buy | STITCH FIX INC | $10,768,000 | +72.3% | 298,975 | +62.0% | 2.99% | +77.3% |
| KKR | Sell | KKR & CO INC | $10,707,000 | -19.2% | 235,140 | -25.6% | 2.98% | -16.9% |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $10,463,000 | – | 9,605,000 | +100.0% | 2.91% | – | |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $10,463,000 | +23.9% | 77,474 | -28.2% | 2.91% | +27.5% |
| LEAF | Sell | LEAF GROUP LTD | $10,353,000 | +34.9% | 1,524,235 | -1.1% | 2.88% | +38.7% |
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $9,033,000 | -12.7% | 10,560,000 | 0.0% | 2.51% | -10.2% | ||
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $8,737,000 | -1.0% | 108,450 | -5.7% | 2.43% | +1.9% |
| JD | Sell | JD.COM INCspon adr cl a | $8,599,000 | -7.0% | 85,805 | -24.2% | 2.39% | -4.4% |
| AVAYA HLDGS CORPnote 2.250% 6/1 | $8,587,000 | +13.9% | 6,700,000 | 0.0% | 2.39% | +17.2% | ||
| IAC | New | IAC INTERACTIVECORP | $8,373,000 | – | 52,840 | +100.0% | 2.33% | – |
| HHC | Sell | HOWARD HUGHES CORP | $7,844,000 | +6.4% | 103,547 | -1.0% | 2.18% | +9.4% |
| INFINERA CORPnote 2.125% 9/0 | $7,608,000 | +6.2% | 6,134,000 | 0.0% | 2.12% | +9.3% | ||
| HBI | Sell | HANESBRANDS INC | $6,946,000 | +19.5% | 337,511 | -11.0% | 1.93% | +23.0% |
| BHC | New | BAUSCH HEALTH COS INC | $6,377,000 | – | 319,125 | +100.0% | 1.77% | – |
| SQ | SQUARE INCcl a | $6,337,000 | +53.9% | 28,900 | 0.0% | 1.76% | +58.3% | |
| BLW | BLACKROCK LTD DURATION INC T | $5,864,000 | +3.4% | 300,000 | 0.0% | 1.63% | +6.4% | |
| PAR | Sell | PAR TECHNOLOGY CORP | $5,825,000 | +24.2% | 107,981 | -6.4% | 1.62% | +27.9% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $5,804,000 | +12.1% | 90,600 | -0.8% | 1.61% | +15.4% |
| TPL | Buy | TEXAS PAC LD TRsub ctf prop i t | $5,409,000 | +57.7% | 8,987 | +111.5% | 1.50% | +62.2% |
| Sell | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $5,225,000 | -39.3% | 4,000,000 | -38.2% | 1.45% | -37.5% | |
| WIW | WESTERN AST INFL LKD OPP & I | $5,210,000 | +0.0% | 350,000 | 0.0% | 1.45% | +2.9% | |
| EGAN | Sell | EGAIN CORP | $5,027,000 | -68.3% | 272,401 | -74.1% | 1.40% | -67.4% |
| AVNW | Buy | AVIAT NETWORKS INC | $4,831,000 | +121.1% | 165,213 | +87.3% | 1.34% | +127.2% |
| TWTR | Buy | TWITTER INC | $4,771,000 | +109.2% | 80,100 | +42.0% | 1.33% | +115.1% |
| New | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $4,719,000 | – | 5,000,000 | +100.0% | 1.31% | – | |
| EVV | EATON VANCE LTD DURATION INC | $4,522,000 | -1.5% | 300,000 | 0.0% | 1.26% | +1.3% | |
| CLDR | CLOUDERA INC | $4,233,000 | -16.0% | 291,900 | 0.0% | 1.18% | -13.6% | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $4,162,000 | +0.3% | 200,000 | 0.0% | 1.16% | +3.2% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $3,875,000 | +1.8% | 200,000 | 0.0% | 1.08% | +4.8% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $3,816,000 | +1.1% | 200,000 | 0.0% | 1.06% | +4.0% | |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $3,700,000 | -60.6% | 111,251 | -71.1% | 1.03% | -59.4% |
| LILA | LIBERTY LATIN AMERICA LTD | $3,443,000 | -15.8% | 309,847 | 0.0% | 0.96% | -13.4% | |
| IPOB | New | SOCIAL CAP HDOSPHIA HLDG CO | $3,374,000 | – | 135,009 | +100.0% | 0.94% | – |
| UTI | New | UNIVERSAL TECHNICAL INST INC | $3,301,000 | – | 492,644 | +100.0% | 0.92% | – |
| FAX | ABERDEEN ASIA-PACIFIC INCOME | $3,200,000 | +1.4% | 610,000 | 0.0% | 0.89% | +4.3% | |
| IPOC | New | SOCIAL CAP HEDSPIA HLDG CO I | $2,968,000 | – | 170,224 | +100.0% | 0.82% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $2,805,000 | – | 93,000 | +100.0% | 0.78% | – |
| MSFT | MICROSOFT CORP | $2,762,000 | -0.0% | 10,000 | 0.0% | 0.77% | +2.8% | |
| SHSP | New | SHARPSPRING INC | $2,687,000 | – | 181,014 | +100.0% | 0.75% | – |
| JWSU | New | JAWS ACQUISITION CORPunit 99/99/9999 | $2,682,000 | – | 181,500 | +100.0% | 0.75% | – |
| WPFU | New | FOLEY TRASIMENE ACQUISTN CORunit 99/99/9999 | $2,615,000 | – | 174,100 | +100.0% | 0.73% | – |
| FLR | Sell | FLUOR CORP NEW | $2,483,000 | -35.6% | 211,700 | -10.0% | 0.69% | -33.8% |
| BIDU | BAIDU INCspon adr rep a | $2,367,000 | +0.3% | 14,500 | 0.0% | 0.66% | +3.1% | |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,334,000 | -1.4% | 52,950 | 0.0% | 0.65% | +1.4% | |
| CIEN | CIENA CORP | $1,994,000 | -27.6% | 37,459 | 0.0% | 0.56% | -25.4% | |
| Sell | TUTOR PERINI CORPnote 2.875% 6/1 | $1,936,000 | -76.6% | 1,425,000 | -77.7% | 0.54% | -76.0% | |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $1,873,000 | -50.0% | 100,000 | -50.0% | 0.52% | -48.6% |
| UPLD | UPLAND SOFTWARE INC | $1,786,000 | +6.4% | 35,586 | 0.0% | 0.50% | +9.5% | |
| BPY | Sell | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $1,606,000 | -71.0% | 102,109 | -75.2% | 0.45% | -70.1% |
| BHRPRB | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $1,596,000 | +14.6% | 101,720 | 0.0% | 0.44% | +17.8% | |
| VVR | INVESCO SR INCOME TR | $1,450,000 | +2.9% | 300,000 | 0.0% | 0.40% | +5.8% | |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,161,000 | -1.9% | 1,000,000 | 0.0% | 0.32% | +0.9% | ||
| MODN | Sell | MODEL N INC | $1,038,000 | -32.2% | 21,754 | -33.0% | 0.29% | -30.2% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $1,040,000 | +107.6% | 2,400 | +100.0% | 0.29% | +114.1% |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $792,000 | – | 83,347 | +100.0% | 0.22% | – |
| STWD | STARWOOD PPTY TR INC | $773,000 | -1.0% | 38,450 | 0.0% | 0.22% | +1.9% | |
| FCT | FIRST TR SR FLG RTE INCM FD | $735,000 | -0.5% | 50,000 | 0.0% | 0.20% | +2.0% | |
| GOGO | New | GOGO INC | $597,000 | – | 48,500 | +100.0% | 0.17% | – |
| CFX | Sell | COLFAX CORP | $598,000 | -10.9% | 14,312 | -19.2% | 0.17% | -8.3% |
| IPOCWS | New | SOCIAL CAP HEDSPIA HLDG CO I*w exp 99/99/999 | $303,000 | – | 56,741 | +100.0% | 0.08% | – |
| CIGI | Buy | COLLIERS INTL GROUP INC | $222,000 | +77.6% | 2,500 | +56.2% | 0.06% | +82.4% |
| FSV | FIRSTSERVICE CORP NEW | $211,000 | +28.7% | 1,200 | 0.0% | 0.06% | +34.1% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $136,000 | +4.6% | 200,000 | 0.0% | 0.04% | +8.6% | |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $97,000 | – | 10,332 | +100.0% | 0.03% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -2,700 | -100.0% | -0.07% | – |
| MMX | Exit | MAVERIX METALS INC | $0 | – | -50,000 | -100.0% | -0.08% | – |
| DESP | Exit | DESPEGAR COM CORP | $0 | – | -38,100 | -100.0% | -0.10% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -18,085 | -100.0% | -0.20% | – |
| BBU | Exit | BROOKFIELD BUSINESS PARTNERSunit ltd lp | $0 | – | -22,880 | -100.0% | -0.26% | – |
| SU | Exit | SUNCOR ENERGY INC | $0 | – | -47,400 | -100.0% | -0.29% | – |
| ANET | Exit | ARISTA NETWORKS INC | $0 | – | -7,900 | -100.0% | -0.61% | – |
| IPOBU | Exit | SOCIAL CAP HDOSPHIA HLDG COunit 99/99/9999 | $0 | – | -135,009 | -100.0% | -0.62% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -108,200 | -100.0% | -0.69% | – |
| IPOCU | Exit | SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999 | $0 | – | -170,224 | -100.0% | -0.74% | – |
| MHK | Exit | MOHAWK INDS INC | $0 | – | -22,100 | -100.0% | -0.82% | – |
| Exit | AURORA CANNABIS INCnote 5.500% 2/2 | $0 | – | -5,750,000 | -100.0% | -1.02% | – | |
| BB | Exit | BLACKBERRY LTD | $0 | – | -850,980 | -100.0% | -1.52% | – |
| ESI | Exit | ELEMENT SOLUTIONS INC | $0 | – | -412,633 | -100.0% | -1.64% | – |
| Exit | SSR MNG INCnote 2.500% 4/0 | $0 | – | -3,250,000 | -100.0% | -1.67% | – | |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -6,880,000 | -100.0% | -2.63% | – | |
| Exit | OPKO HEALTH INCnote 4.500% 2/1 | $0 | – | -8,790,000 | -100.0% | -3.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.