$344 Million is the total value of PenderFund Capital Management Ltd.'s 69 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 78.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $19,343,000 | – | 17,050,000 | +100.0% | 5.62% | – | |
| KKR | KKR & CO INCcl a | $15,615,000 | +4.3% | 495,940 | 0.0% | 4.54% | -8.3% | |
| HHC | Buy | HOWARD HUGHES CORP | $15,143,000 | +30.7% | 105,682 | +28.8% | 4.40% | +15.0% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $14,806,000 | +2.9% | 171,200 | -23.2% | 4.30% | -9.5% |
| TRIP | Buy | TRIPADVISOR INC | $14,086,000 | +8.2% | 203,707 | +22.2% | 4.10% | -4.8% |
| ESI | New | ELEMENT SOLUTIONS INC | $13,539,000 | – | 905,900 | +100.0% | 3.94% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $12,878,000 | +10.0% | 57,341 | +12.1% | 3.74% | -3.3% |
| JD | Buy | JD COM INCspon adr cl a | $12,405,000 | +44.9% | 314,605 | +13.6% | 3.61% | +27.4% |
| LBRDK | Sell | LIBERTY BROADBAND | $11,757,000 | +14.0% | 92,900 | -10.2% | 3.42% | +0.2% |
| New | AMYRIS INCnote 6.500% 5/1 | $10,283,000 | – | 7,526,000 | +100.0% | 2.99% | – | |
| CARB | New | CARBONITE INC | $9,978,000 | – | 310,000 | +100.0% | 2.90% | – |
| SWIR | Buy | SIERRA WIRELESS INC | $9,926,000 | +2.5% | 577,740 | +19.8% | 2.89% | -9.9% |
| WYNN | WYNN RESORTS LTD | $9,543,000 | +22.7% | 51,000 | 0.0% | 2.78% | +7.9% | |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $9,481,000 | – | 72,534 | +100.0% | 2.76% | – |
| MAXR | New | MAXAR TECHNOLOGIES INC | $9,423,000 | – | 1,510,111 | +100.0% | 2.74% | – |
| HBI | Buy | HANESBRANDS INC | $9,153,000 | +35.2% | 363,300 | +5.6% | 2.66% | +18.9% |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $8,218,000 | +953.6% | 173,100 | +918.2% | 2.39% | +826.4% |
| MIDD | New | MIDDLEBY CORP | $7,896,000 | – | 44,500 | +100.0% | 2.30% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $7,891,000 | – | 291,147 | +100.0% | 2.30% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN | $7,692,000 | – | 277,400 | +100.0% | 2.24% | – |
| New | SILVER STD RES INCnote 2.875% 2/0 | $7,136,000 | – | 5,369,000 | +100.0% | 2.08% | – | |
| KW | Sell | KENNEDY-WILSON HLDGS INC | $7,010,000 | -17.8% | 248,256 | -26.3% | 2.04% | -27.7% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $6,161,000 | +102.9% | 340,000 | +41.7% | 1.79% | +78.5% |
| LEAF | Buy | LEAF GROUP LTD | $5,572,000 | +23.5% | 500,635 | +17.8% | 1.62% | +8.6% |
| ASUR | New | ASURE SOFTWARE INC | $5,549,000 | – | 585,651 | +100.0% | 1.61% | – |
| NMY | NUVEEN MARYLAND QLT MUN INC | $5,417,000 | +42.2% | 325,000 | 0.0% | 1.58% | +25.1% | |
| New | PRETIUM RES INCnote 2.250% 3/1 | $5,337,000 | – | 4,292,000 | +100.0% | 1.55% | – | |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $4,763,000 | – | 270,000 | +100.0% | 1.38% | – |
| New | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $4,704,000 | – | 4,000,000 | +100.0% | 1.37% | – | |
| CLNY | Buy | COLONY CAP INC | $4,524,000 | +2268.6% | 658,374 | +2432.2% | 1.32% | +1988.9% |
| PXLW | Sell | PIXELWORKS INC | $4,440,000 | +45.1% | 707,934 | -0.0% | 1.29% | +27.6% |
| MODN | Sell | MODEL N INC | $4,360,000 | -60.8% | 183,351 | -67.3% | 1.27% | -65.5% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $3,691,000 | +13.2% | 210,000 | -19.2% | 1.07% | -0.5% |
| BHRPRB | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $3,646,000 | +52.5% | 139,404 | 0.0% | 1.06% | +34.0% | |
| PCOM | Buy | POINTS INTL LTD | $3,391,000 | +86.2% | 209,967 | +51.9% | 0.99% | +63.8% |
| MCA | Sell | BLACKROCK MUNIYIELD CALI QLT | $3,226,000 | +11.0% | 180,000 | -21.7% | 0.94% | -2.4% |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $3,076,000 | – | 175,000 | +100.0% | 0.89% | – |
| GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $3,047,000 | -28.6% | 5,750,000 | 0.0% | 0.89% | -37.2% | ||
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $2,684,000 | – | 160,000 | +100.0% | 0.78% | – |
| New | FIREEYEinc note 1.625% 6/0 | $2,509,000 | – | 2,000,000 | +100.0% | 0.73% | – | |
| Sell | ZILLOW GROUP INCnote 1.500% 7/0 | $2,496,000 | -27.8% | 2,000,000 | -50.0% | 0.73% | -36.5% | |
| BWG | BRANDYWINEGBL GLBAL INM OPRT | $2,344,000 | +42.1% | 158,948 | 0.0% | 0.68% | +24.9% | |
| UPLD | Sell | UPLAND SOFTWARE INC | $2,014,000 | -75.9% | 35,586 | -83.0% | 0.59% | -78.8% |
| EGAN | Sell | EGAIN CORP | $1,894,000 | -54.9% | 146,796 | -67.0% | 0.55% | -60.4% |
| EMD | WESTERN ASSET EMRG MKT DEBT | $1,665,000 | +49.9% | 90,406 | 0.0% | 0.48% | +31.9% | |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $1,615,000 | – | 100,000 | +100.0% | 0.47% | – |
| PHD | New | PIONEER FLOATING RATE TR | $1,417,000 | – | 100,000 | +100.0% | 0.41% | – |
| CFX | COLFAX CORP | $1,358,000 | +29.2% | 33,617 | 0.0% | 0.40% | +13.5% | |
| New | KEYW HLDG CORPnote 2.500% 7/1 | $1,329,000 | – | 1,000,000 | +100.0% | 0.39% | – | |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $1,098,000 | +41.9% | 200,000 | 0.0% | 0.32% | +24.6% | |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $884,000 | – | 50,000 | +100.0% | 0.26% | – |
| New | SUNPOWER CORPdbcv 0.875% 6/0 | $756,000 | – | 668,000 | +100.0% | 0.22% | – | |
| WIW | New | WESTERN AST INFL LKD OPP & I | $718,000 | – | 50,000 | +100.0% | 0.21% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $655,000 | – | 10,200 | +100.0% | 0.19% | – |
| GOOG | ALPHABET INCcap stk lc c | $579,000 | +13.1% | 350 | 0.0% | 0.17% | -0.6% | |
| GLIBA | GCI LIBERTY INC | $568,000 | +33.3% | 7,300 | 0.0% | 0.16% | +17.0% | |
| DESP | Buy | DESPEGAR COM CORP | $539,000 | +56.7% | 28,100 | +55.2% | 0.16% | +37.7% |
| SEAC | Sell | SEACHANGE INTL INC | $397,000 | -89.4% | 216,755 | -87.3% | 0.12% | -90.7% |
| TU | TELUS CORP | $336,000 | +7.7% | 6,770 | 0.0% | 0.10% | -4.9% | |
| YTRA | YATRA ONLINE INC | $330,000 | -4.3% | 54,112 | 0.0% | 0.10% | -15.8% | |
| V | VISA INC | $312,000 | +16.9% | 1,460 | 0.0% | 0.09% | +3.4% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $299,000 | +35.9% | 200,000 | 0.0% | 0.09% | +19.2% | |
| STWD | STARWOOD PPTY TR INC | $296,000 | +6.9% | 9,850 | 0.0% | 0.09% | -6.5% | |
| SBUX | STARBUCKS CORP | $272,000 | +17.7% | 2,700 | 0.0% | 0.08% | +3.9% | |
| NWL | NEWELL BRANDS INC | $216,000 | – | 11,000 | 0.0% | 0.06% | – | |
| LBTYK | Sell | LIBERTY GLOBAL PLC | $195,000 | -37.7% | 5,450 | -50.0% | 0.06% | -44.7% |
| DAIO | DATA I O CORP | $4,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| ATEX | New | PDVWIRELESS INC | $3,000 | – | 50 | +100.0% | 0.00% | – |
| RICK | New | RCI HOSPITALITY HLDGS INC | $5,000 | – | 175 | +100.0% | 0.00% | – |
| BNS | Exit | BANK N S HALIFAX | $0 | – | -375 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INCdel cl b | $0 | – | -900 | -100.0% | -0.08% | – |
| Exit | SUNPOWER CORPdbcv 0.875% 6/0 | $0 | – | -518,000 | -100.0% | -0.13% | – | |
| PHIKQ | Exit | PHI INC | $0 | – | -186,550 | -100.0% | -0.18% | – |
| Exit | KEYW HLDG CORPnote 2.500% 7/1 | $0 | – | -1,000,000 | -100.0% | -0.33% | – | |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -20,894 | -100.0% | -0.38% | – |
| VPV | Exit | INVESCO PA VALUE MUN INCOME | $0 | – | -130,081 | -100.0% | -0.50% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -130,000 | -100.0% | -0.50% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -74,148 | -100.0% | -0.53% | – |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUN | $0 | – | -145,000 | -100.0% | -0.58% | – |
| Exit | FIREEYE INCnote 1.625% 6/0 | $0 | – | -2,000,000 | -100.0% | -0.60% | – | |
| Exit | AMYRIS INCnote 9.500% 4/1 | $0 | – | -2,500,000 | -100.0% | -0.83% | – | |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -240,000 | -100.0% | -0.97% | – |
| Exit | GOPRO INCnote 3.500% 4/1 | $0 | – | -3,600,000 | -100.0% | -0.98% | – | |
| PKX | Exit | POSCOspon adr | $0 | – | -39,252 | -100.0% | -1.01% | – |
| Exit | ACETO CORPnote 2.000%11/0 | $0 | – | -4,478,000 | -100.0% | -1.11% | – | |
| ASUR | Exit | ASURE SOFTWARE INC | $0 | – | -485,651 | -100.0% | -1.20% | – |
| Exit | AMYRIS INCnote 9.500% 4/1 | $0 | – | -4,000,000 | -100.0% | -1.33% | – | |
| Exit | SILVER STD RES INCnote 2.875% 2/0 | $0 | – | -4,369,000 | -100.0% | -1.44% | – | |
| LPSN | Exit | LIVEPERSON INC | $0 | – | -210,917 | -100.0% | -1.87% | – |
| Exit | MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $0 | – | -6,220,000 | -100.0% | -2.07% | – | |
| Exit | AMYRIS INCnote 6.500% 5/1 | $0 | – | -7,526,000 | -100.0% | -2.46% | – | |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -73,434 | -100.0% | -2.49% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN | $0 | – | -364,200 | -100.0% | -2.79% | – |
| Exit | SUNPOWER CORPdbcv 4.000% 1/1 | $0 | – | -13,707,000 | -100.0% | -3.66% | – | |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -1,020,500 | -100.0% | -5.14% | – |
| MIDD | Exit | MIDDLEBY CORP | $0 | – | -102,836 | -100.0% | -5.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-04-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.