$310 Million is the total value of PenderFund Capital Management Ltd.'s 70 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 27.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MIDD | Buy | MIDDLEBY CORP | $15,995,000 | +12.7% | 102,836 | +12.5% | 5.29% | +20.0% |
| PAH | Sell | PLATFORM SPECIALTY PRODS COR | $15,561,000 | +2.3% | 1,020,500 | -2.2% | 5.14% | +9.0% |
| KKR | Buy | KKR & CO INCcl a added | $14,974,000 | +187.4% | 495,940 | +211.1% | 4.95% | +206.0% |
| SSNC | New | SS&C TECHNOLOGIES HLDGS INC | $14,393,000 | – | 222,800 | +100.0% | 4.76% | – |
| TRIP | TRIPADVISOR INC | $13,014,000 | +34.9% | 166,707 | 0.0% | 4.30% | +43.7% | |
| BIDU | Sell | BAIDU INC SPONspon adr rep a | $11,709,000 | -37.4% | 51,134 | -31.0% | 3.87% | -33.4% |
| HHC | Sell | HOWARD HUGHES CORP | $11,584,000 | -37.5% | 82,082 | -32.1% | 3.83% | -33.4% |
| MODN | Buy | MODEL N INC | $11,130,000 | +124.9% | 560,931 | +123.6% | 3.68% | +139.6% |
| Buy | SUNPOWER CORPdbcv 4.000% 1/1 | $11,061,000 | +3.2% | 13,707,000 | +7.6% | 3.66% | +9.9% | |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $10,315,000 | -31.1% | 103,400 | -26.7% | 3.41% | -26.6% |
| SWIR | Sell | SIERRA WIRELESS INC | $9,687,000 | -26.5% | 482,440 | -13.5% | 3.20% | -21.7% |
| JD | Sell | JD COM INCspon adr cl a | $8,562,000 | -41.4% | 276,900 | -43.3% | 2.83% | -37.6% |
| KW | Sell | KENNEDY-WILSON HLDGS INC | $8,527,000 | -10.4% | 336,656 | -9.6% | 2.82% | -4.6% |
| BPY | Buy | BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN | $8,449,000 | -10.9% | 364,200 | +1.2% | 2.79% | -5.1% |
| UPLD | Buy | UPLAND SOFTWARE INC | $8,356,000 | +28.6% | 208,834 | +40.5% | 2.76% | +37.0% |
| WYNN | New | WYNN RESORTS LTD | $7,780,000 | – | 51,000 | +100.0% | 2.57% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $7,536,000 | – | 73,434 | +100.0% | 2.49% | – |
| AMYRIS INCnote 6.500% 5/1 | $7,450,000 | -1.0% | 7,526,000 | 0.0% | 2.46% | +5.4% | ||
| HBI | Buy | HANESBRANDS INC | $6,769,000 | -9.2% | 344,000 | +2.3% | 2.24% | -3.3% |
| MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $6,252,000 | +1.6% | 6,220,000 | 0.0% | 2.07% | +8.2% | ||
| LPSN | New | LIVEPERSON INC | $5,652,000 | – | 210,917 | +100.0% | 1.87% | – |
| LEAF | LEAF GROUP LTD | $4,512,000 | -16.8% | 425,000 | 0.0% | 1.49% | -11.5% | |
| Buy | SILVER STD RES INCnote 2.875% 2/0 | $4,345,000 | +76.0% | 4,369,000 | +74.8% | 1.44% | +87.4% | |
| GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $4,266,000 | -3.0% | 5,750,000 | 0.0% | 1.41% | +3.3% | ||
| EGAN | Buy | EGAIN CORP COM NEW | $4,203,000 | +6.4% | 444,794 | +5.6% | 1.39% | +13.4% |
| AMYRIS INCnote 9.500% 4/1 | $4,012,000 | +0.3% | 4,000,000 | 0.0% | 1.33% | +6.8% | ||
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $3,809,000 | +15.5% | 325,000 | +16.1% | 1.26% | +22.9% |
| SEAC | SEACHANGE INTL INC | $3,741,000 | +0.2% | 1,710,532 | 0.0% | 1.24% | +6.7% | |
| ASUR | Sell | ASURE SOFTWARE INC | $3,630,000 | -53.4% | 485,651 | -13.1% | 1.20% | -50.4% |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $3,456,000 | – | 4,000,000 | +100.0% | 1.14% | – | |
| ACETO CORPnote 2.000%11/0 | $3,364,000 | -1.4% | 4,478,000 | 0.0% | 1.11% | +4.9% | ||
| NAD | New | NUVEEN QUALITY MUNCP INCOME' | $3,260,000 | – | 260,000 | +100.0% | 1.08% | – |
| PXLW | PIXELWORKS INC | $3,060,000 | -22.6% | 708,164 | 0.0% | 1.01% | -17.6% | |
| PKX | Sell | POSCOspon adr | $3,054,000 | -25.2% | 39,252 | -26.8% | 1.01% | -20.3% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $3,036,000 | +32.6% | 240,000 | +37.1% | 1.00% | +41.2% |
| Buy | GOPRO INCnote 3.500% 4/1 | $2,966,000 | +1959.7% | 3,600,000 | +2300.0% | 0.98% | +2080.0% | |
| NAN | Buy | NUVEEN NEW YORK QLT MUN INC | $2,940,000 | +6.1% | 240,000 | +6.7% | 0.97% | +13.0% |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $2,907,000 | +29.7% | 230,000 | +31.4% | 0.96% | +38.1% |
| AMYRIS INCnote 9.500% 4/1 | $2,508,000 | +0.3% | 2,500,000 | 0.0% | 0.83% | +6.8% | ||
| BHRPRB | Buy | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $2,391,000 | -6.3% | 139,404 | +3.5% | 0.79% | -0.1% |
| FIREEYE INCnote 1.625% 6/0 | $1,827,000 | -0.7% | 2,000,000 | 0.0% | 0.60% | +5.8% | ||
| PCOM | POINTS INTL LTD | $1,821,000 | -21.5% | 138,260 | 0.0% | 0.60% | -16.5% | |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $1,769,000 | +42.1% | 145,000 | +45.0% | 0.58% | +51.2% |
| BWG | BRANDYWINEGBL GLBAL INM OPRT | $1,650,000 | -4.6% | 158,948 | 0.0% | 0.55% | +1.7% | |
| LILA | Sell | LIBERTY LATIN AMERICA LTD | $1,609,000 | -91.2% | 74,148 | -88.8% | 0.53% | -90.6% |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $1,515,000 | – | 130,000 | +100.0% | 0.50% | – |
| VPV | INVESCO PA VALUE MUN INCOME | $1,510,000 | -2.4% | 130,081 | 0.0% | 0.50% | +4.0% | |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $1,163,000 | -16.6% | 20,894 | -17.1% | 0.38% | -11.1% |
| EMD | WESTERN ASSET EMRG MKT DEBT | $1,111,000 | -8.4% | 90,406 | 0.0% | 0.37% | -2.7% | |
| CFX | Sell | COLFAX CORP COM | $1,051,000 | -93.6% | 33,617 | -91.0% | 0.35% | -93.1% |
| KEYW HLDG CORPnote 2.500% 7/1 | $995,000 | -0.5% | 1,000,000 | 0.0% | 0.33% | +5.8% | ||
| Z | New | ZILLOW GROUP INCcl c cap stk | $780,000 | – | 17,000 | +100.0% | 0.26% | – |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $774,000 | -6.5% | 200,000 | 0.0% | 0.26% | -0.4% | |
| PHIKQ | Buy | PHI INC | $561,000 | -48.2% | 186,550 | +112.3% | 0.18% | -45.1% |
| GOOG | ALPHABET INCcap stk cl c | $512,000 | +1.0% | 350 | 0.0% | 0.17% | +7.6% | |
| GLIBA | GCI LIBERTY INC | $426,000 | -8.2% | 7,300 | 0.0% | 0.14% | -2.1% | |
| SUNPOWER CORPdbcv 0.875% 6/0 | $397,000 | -6.6% | 518,000 | 0.0% | 0.13% | -0.8% | ||
| DESP | New | DESPEGAR COM CORP ORD SHS | $344,000 | – | 18,100 | +100.0% | 0.11% | – |
| YTRA | Sell | YATRA ONLINE INC | $345,000 | -21.8% | 54,112 | -13.7% | 0.11% | -16.8% |
| TU | TELUS CORP | $312,000 | +2.6% | 6,770 | 0.0% | 0.10% | +9.6% | |
| LBTYK | Sell | LIBERTY GLOBAL PLC | $313,000 | -75.1% | 10,900 | -71.5% | 0.10% | -73.6% |
| STWD | Sell | STARWOOD PPTY TR INC | $277,000 | -21.8% | 9,850 | -22.7% | 0.09% | -16.4% |
| V | VISA INC | $267,000 | +1.5% | 1,460 | 0.0% | 0.09% | +7.3% | |
| BRKB | BERKSHIRE HATHAWAY INCdel cl b | $243,000 | -6.2% | 900 | 0.0% | 0.08% | 0.0% | |
| SBUX | Sell | STARBUCKS CORP | $231,000 | -56.7% | 2,700 | -62.5% | 0.08% | -54.2% |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $220,000 | -51.1% | 200,000 | 0.0% | 0.07% | -47.9% | |
| CLNY | New | COLONY CAP INC NEW CL A COM | $191,000 | – | 26,000 | +100.0% | 0.06% | – |
| BNS | Sell | BANK N S HALIFAX | $5,000 | -98.7% | 375 | -92.6% | 0.00% | -98.3% |
| DAIO | DATA I O CORP COM | $4,000 | +33.3% | 500 | 0.0% | 0.00% | 0.0% | |
| NWL | Buy | NEWELL BRANDS INC | $0 | -100.0% | 11,000 | +50.7% | 0.00% | -100.0% |
| SD | Exit | SANDRIDGE ENERGY INC | $0 | – | -20,000 | -100.0% | -0.07% | – |
| UL | Exit | UNILEVER PLCspon adr | $0 | – | -3,500 | -100.0% | -0.08% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -5,130 | -100.0% | -0.08% | – |
| QMCO | Exit | QUANTUM CORP | $0 | – | -584,183 | -100.0% | -0.59% | – |
| DHXM | Exit | DHX MEDIA LTD COM VAR VTG | $0 | – | -1,070,600 | -100.0% | -0.70% | – |
| MAXR | Exit | MAXAR TECHNOLOGIES LTD | $0 | – | -59,693 | -100.0% | -0.73% | – |
| NM | Exit | NAVIOS MARITIME HOLDINGS INC | $0 | – | -5,719,268 | -100.0% | -1.21% | – |
| AIGWS | Exit | AMERICAN INTL GROUP INCw exp 01/19/202 | $0 | – | -284,614 | -100.0% | -1.61% | – |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -6,000,000 | -100.0% | -1.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.