$280 Million is the total value of PenderFund Capital Management Ltd.'s 67 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 78.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KKR | Buy | KKR & CO INCcl a | $16,634,000 | +6.5% | 614,940 | +24.0% | 5.94% | +30.8% |
| HHC | Buy | HOWARD HUGHES CORP | $16,285,000 | +7.5% | 124,042 | +17.4% | 5.81% | +32.0% |
| SSNC | Buy | SS&C TECHNOLOGIES HLDGS INC | $14,019,000 | -5.3% | 232,550 | +35.8% | 5.00% | +16.2% |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $13,833,000 | +46.8% | 1,377,756 | -8.8% | 4.94% | +80.2% |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $13,542,000 | +64.8% | 273,300 | +57.9% | 4.83% | +102.3% |
| TRIP | Buy | TRIPADVISOR INC | $10,753,000 | -23.7% | 231,547 | +13.7% | 3.84% | -6.3% |
| SWIR | Buy | SIERRA WIRELESS INC | $10,673,000 | +7.5% | 681,540 | +18.0% | 3.81% | +32.0% |
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $10,356,000 | – | 11,867,000 | +100.0% | 3.70% | – | |
| JD | JD COM INCspon adr cl a | $9,997,000 | -19.4% | 314,605 | 0.0% | 3.57% | -1.1% | |
| BPY | New | BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN | $9,380,000 | – | 372,966 | +100.0% | 3.35% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $8,497,000 | -34.0% | 74,341 | +29.6% | 3.03% | -19.0% |
| ESI | Sell | ELEMENT SOLUTIONS INC | $7,748,000 | -42.8% | 766,033 | -15.4% | 2.77% | -29.7% |
| CARB | New | CARBONITE INC | $6,682,000 | – | 370,168 | +100.0% | 2.38% | – |
| LEAF | Buy | LEAF GROUP LTD | $6,622,000 | +18.8% | 985,345 | +96.8% | 2.36% | +45.9% |
| New | PARATEK PHARMACEUTICALSinc note 4.750% 5/0 | $6,228,000 | – | 9,060,000 | +100.0% | 2.22% | – | |
| MIDD | New | MIDDLEBY CORP | $6,057,000 | – | 44,500 | +100.0% | 2.16% | – |
| New | SILVER STD RES INCnote 2.875% 2/0 | $5,432,000 | – | 5,369,000 | +100.0% | 1.94% | – | |
| New | SUNPOWER CORPdbcv 0.875% 6/0 | $5,291,000 | – | 5,805,000 | +100.0% | 1.89% | – | |
| KW | KENNEDY-WILSON HLDGS INC | $5,285,000 | -24.6% | 248,256 | 0.0% | 1.89% | -7.4% | |
| WYNN | Sell | WYNN RESORTS LTD | $5,057,000 | -47.0% | 36,300 | -28.8% | 1.80% | -35.0% |
| LILA | New | LIBERTY LATIN AMERICA LTD | $4,841,000 | – | 295,547 | +100.0% | 1.73% | – |
| MUI | BLACKROCK MUNI INTER DR FD I | $4,825,000 | -21.7% | 340,000 | 0.0% | 1.72% | -3.9% | |
| BB | New | BLACKBERRY LTD | $4,774,000 | – | 445,780 | +100.0% | 1.70% | – |
| NMY | NUVEEN MARYLAND QLT MUN INC | $4,271,000 | -21.2% | 325,000 | 0.0% | 1.52% | -3.2% | |
| HBI | Sell | HANESBRANDS INC | $4,192,000 | -54.2% | 262,800 | -27.7% | 1.50% | -43.8% |
| SD | New | SANDRIDGE ENERGY INC | $4,183,000 | – | 637,674 | +100.0% | 1.49% | – |
| CLNY | COLONY CAP INC | $3,684,000 | -18.6% | 658,374 | 0.0% | 1.32% | -0.1% | |
| New | PRETIUM RES INCnote 2.250% 3/1 | $3,658,000 | – | 3,708,000 | +100.0% | 1.31% | – | |
| PAR | New | PAR TECHNOLOGY CORP | $3,645,000 | – | 141,000 | +100.0% | 1.30% | – |
| ASUR | New | ASURE SOFTWARE INC | $3,632,000 | – | 402,696 | +100.0% | 1.30% | – |
| EGAN | Buy | EGAIN CORP | $3,528,000 | +86.3% | 438,203 | +198.5% | 1.26% | +128.5% |
| PCOM | Buy | POINTS INTL LTD | $3,390,000 | -0.0% | 217,457 | +3.6% | 1.21% | +22.7% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $2,990,000 | -19.0% | 210,000 | 0.0% | 1.07% | -0.6% | |
| GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $2,827,000 | -7.2% | 5,750,000 | 0.0% | 1.01% | +13.9% | ||
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $2,426,000 | – | 175,000 | +100.0% | 0.87% | – |
| MODN | Sell | MODEL N INC | $2,406,000 | -44.8% | 111,051 | -39.4% | 0.86% | -32.3% |
| PXLW | PIXELWORKS INC | $2,166,000 | -51.2% | 707,934 | 0.0% | 0.77% | -40.1% | |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $2,115,000 | – | 160,000 | +100.0% | 0.76% | – |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $2,111,000 | – | 150,000 | +100.0% | 0.75% | – |
| New | TWITTER INCnote 1.000% 9/1 | $2,050,000 | – | 2,000,000 | +100.0% | 0.73% | – | |
| BHRPRB | Sell | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $1,985,000 | -45.6% | 106,485 | -23.6% | 0.71% | -33.1% |
| JE | New | JUST ENERGY GROUP INC | $1,949,000 | – | 403,600 | +100.0% | 0.70% | – |
| ZILLOW GROUP INCnote 1.500% 7/0 | $1,918,000 | -23.2% | 2,000,000 | 0.0% | 0.68% | -5.6% | ||
| BWG | BRANDYWINEGBL GLBAL INM OPRT | $1,891,000 | -19.3% | 158,948 | 0.0% | 0.68% | -1.0% | |
| CLDR | New | CLOUDERA INC | $1,740,000 | – | 290,000 | +100.0% | 0.62% | – |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $1,730,000 | +57.6% | 410,000 | +105.0% | 0.62% | +93.7% |
| New | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,709,000 | – | 2,000,000 | +100.0% | 0.61% | – | |
| UPLD | UPLAND SOFTWARE INC | $1,680,000 | -16.6% | 35,586 | 0.0% | 0.60% | +2.4% | |
| FCT | FIRST TR SR FLG RTE INCM FD | $1,204,000 | -25.4% | 100,000 | 0.0% | 0.43% | -8.5% | |
| PHD | PIONEER FLOATING RATE TR | $1,051,000 | -25.8% | 100,000 | 0.0% | 0.38% | -9.0% | |
| CFX | COLFAX CORP | $957,000 | -29.5% | 33,617 | 0.0% | 0.34% | -13.4% | |
| MCA | Sell | BLACKROCK MUNIYIELD CALI QLT | $928,000 | -71.2% | 65,000 | -63.9% | 0.33% | -64.7% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $865,000 | -48.0% | 60,406 | -33.2% | 0.31% | -36.2% |
| New | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $706,000 | – | 500,000 | +100.0% | 0.25% | – | |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $663,000 | – | 10,200 | +100.0% | 0.24% | – |
| WIW | WESTERN AST INFL LKD OPP & I | $562,000 | -21.7% | 50,000 | 0.0% | 0.20% | -3.8% | |
| New | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $452,000 | – | 450,000 | +100.0% | 0.16% | – | |
| JEF | New | JEFFERIES FINL GROUP INC | $312,000 | – | 14,500 | +100.0% | 0.11% | – |
| V | VISA INC | $267,000 | -14.4% | 1,460 | 0.0% | 0.10% | +4.4% | |
| SBUX | STARBUCKS CORP | $263,000 | -3.3% | 2,700 | 0.0% | 0.09% | +19.0% | |
| YTRA | YATRA ONLINE INC | $244,000 | -26.1% | 54,112 | 0.0% | 0.09% | -9.4% | |
| SYNL | New | SYNALLOY CP DEL | $238,000 | – | 14,764 | +100.0% | 0.08% | – |
| STWD | STARWOOD PPTY TR INC | $227,000 | -23.3% | 9,850 | 0.0% | 0.08% | -5.8% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $220,000 | -62.0% | 175 | -50.0% | 0.08% | -53.0% |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $154,000 | -48.5% | 200,000 | 0.0% | 0.06% | -36.8% | |
| New | INFINERA CORPORATIONnote 2.125% 9/0 | $132,000 | – | 15,000,000 | +100.0% | 0.05% | – | |
| ATEX | PDVWIRELESS INC | $0 | -100.0% | 50 | 0.0% | 0.00% | -100.0% | |
| DAIO | Exit | DATA I O CORP | $0 | – | -500 | -100.0% | -0.00% | – |
| RICK | Exit | RCI HOSPITALITY HLDGS INC | $0 | – | -175 | -100.0% | -0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -5,450 | -100.0% | -0.06% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -11,000 | -100.0% | -0.06% | – |
| TU | Exit | TELUS CORP | $0 | – | -6,770 | -100.0% | -0.10% | – |
| SEAC | Exit | SEACHANGE INTL INC | $0 | – | -216,755 | -100.0% | -0.12% | – |
| DESP | Exit | DESPEGAR COM CORP | $0 | – | -28,100 | -100.0% | -0.16% | – |
| GLIBA | Exit | GCI LIBERTY INC | $0 | – | -7,300 | -100.0% | -0.16% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -10,200 | -100.0% | -0.19% | – |
| Exit | SUNPOWER CORPdbcv 0.875% 6/0 | $0 | – | -668,000 | -100.0% | -0.22% | – | |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QL | $0 | – | -50,000 | -100.0% | -0.26% | – |
| Exit | KEYW HLDG CORPnote 2.500% 7/1 | $0 | – | -1,000,000 | -100.0% | -0.39% | – | |
| Exit | FIREEYEinc note 1.625% 6/0 | $0 | – | -2,000,000 | -100.0% | -0.73% | – | |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -160,000 | -100.0% | -0.78% | – |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUN | $0 | – | -175,000 | -100.0% | -0.89% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -4,000,000 | -100.0% | -1.37% | – | |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -270,000 | -100.0% | -1.38% | – |
| Exit | PRETIUM RES INCnote 2.250% 3/1 | $0 | – | -4,292,000 | -100.0% | -1.55% | – | |
| ASUR | Exit | ASURE SOFTWARE INC | $0 | – | -585,651 | -100.0% | -1.61% | – |
| Exit | SILVER STD RES INCnote 2.875% 2/0 | $0 | – | -5,369,000 | -100.0% | -2.08% | – | |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN | $0 | – | -277,400 | -100.0% | -2.24% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -291,147 | -100.0% | -2.30% | – |
| MIDD | Exit | MIDDLEBY CORP | $0 | – | -44,500 | -100.0% | -2.30% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -72,534 | -100.0% | -2.76% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -310,000 | -100.0% | -2.90% | – |
| Exit | AMYRIS INCnote 6.500% 5/1 | $0 | – | -7,526,000 | -100.0% | -2.99% | – | |
| LBRDK | Exit | LIBERTY BROADBAND | $0 | – | -92,900 | -100.0% | -3.42% | – |
| Exit | SUNPOWER CORPdbcv 4.000% 1/1 | $0 | – | -17,050,000 | -100.0% | -5.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-07-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.