$238 Million is the total value of PenderFund Capital Management Ltd.'s 69 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 38.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIDU | Buy | BAIDU INC SPON ADR REP Aspon adr rep a | $18,713,000 | +9.1% | 74,134 | +51.2% | 5.81% | -3.1% |
| HHC | Buy | HOWARD HUGHES CORP | $18,526,000 | +16.4% | 120,882 | +41.7% | 5.75% | +3.4% |
| LILA | New | LIBERTY LATIN AMERICA LTD COM CL A | $18,302,000 | – | 660,348 | +100.0% | 5.68% | – |
| CFX | Sell | COLFAX CORP | $16,323,000 | +4.4% | 372,160 | -5.3% | 5.07% | -7.3% |
| PAH | Sell | PLATFORM SPECIALTY PRODS COR | $15,204,000 | -10.6% | 1,043,300 | -1.7% | 4.72% | -20.6% |
| LBRDK | LIBERTY BROADBAND CORP COM SER C | $14,965,000 | +1.4% | 141,000 | 0.0% | 4.65% | -9.9% | |
| JD | New | JD COM INC SPON ADR CL Aspon adr cl a | $14,609,000 | – | 488,400 | +100.0% | 4.54% | – |
| MIDD | Buy | MIDDLEBY CORP | $14,191,000 | +20.3% | 91,436 | +1.8% | 4.41% | +6.8% |
| SWIR | Sell | SIERRA WIRELESS INC | $13,183,000 | -17.1% | 557,640 | -21.4% | 4.09% | -26.4% |
| Buy | SUNPOWER CORPdbcv 4.000% 1/1 | $10,721,000 | +60.6% | 12,737,000 | +62.0% | 3.33% | +42.6% | |
| TRIP | Sell | TRIPADVISOR INC | $9,646,000 | -28.9% | 166,707 | -3.5% | 3.00% | -36.8% |
| KW | KENNEDY-WILSON HLDGS INC | $9,513,000 | -10.9% | 372,256 | 0.0% | 2.95% | -20.8% | |
| BPY | New | BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN | $9,481,000 | – | 359,800 | +100.0% | 2.94% | – |
| ASUR | Buy | ASURE SOFTWARE INC | $7,798,000 | +34.4% | 558,751 | +102.8% | 2.42% | +19.3% |
| Buy | AMYRIS INCnote 6.500% 5/1 | $7,526,000 | +37.4% | 7,526,000 | +36.2% | 2.34% | +22.0% | |
| HBI | Buy | HANESBRANDS INC | $7,455,000 | +3213.3% | 336,246 | +4266.8% | 2.32% | +2830.4% |
| UPLD | Sell | UPLAND SOFTWARE INC | $6,496,000 | -13.8% | 148,634 | -9.1% | 2.02% | -23.5% |
| MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $6,153,000 | 0.0% | 6,220,000 | 0.0% | 1.91% | -11.2% | ||
| Buy | TWITTER INCnote 1.000% 9/1 | $5,539,000 | +185.5% | 6,000,000 | +200.0% | 1.72% | +153.7% | |
| LEAF | LEAF GROUP LTD | $5,426,000 | -15.4% | 425,000 | 0.0% | 1.68% | -24.9% | |
| KKR | New | KKR & CO INCcl a added | $5,210,000 | – | 159,424 | +100.0% | 1.62% | – |
| AIGWS | AMERICAN INTL GROUP INCw exp 01/19/202 | $5,175,000 | -13.7% | 284,614 | 0.0% | 1.61% | -23.4% | |
| MODN | Buy | MODEL N INC | $4,948,000 | +36.6% | 250,821 | +79.4% | 1.54% | +21.2% |
| Sell | GLOBAL EAGLE ENTMT INCnore 2.750% 2/1 | $4,398,000 | -4.0% | 5,750,000 | -8.0% | 1.37% | -14.7% | |
| PKX | POSCOspon adr | $4,082,000 | -18.3% | 53,600 | 0.0% | 1.27% | -27.4% | |
| AMYRIS INCnote 9.500% 4/1 | $4,000,000 | -0.1% | 4,000,000 | 0.0% | 1.24% | -11.3% | ||
| PXLW | Sell | PIXELWORKS INC | $3,955,000 | +18.3% | 708,164 | -0.1% | 1.23% | +5.0% |
| EGAN | Buy | EGAIN CORP | $3,949,000 | +54.7% | 421,143 | +187.1% | 1.23% | +37.3% |
| NM | New | NAVIOS MARITIME HOLDINGS INC | $3,900,000 | – | 5,719,268 | +100.0% | 1.21% | – |
| SEAC | Buy | SEACHANGE INTL INC | $3,732,000 | -40.3% | 1,710,532 | +18.6% | 1.16% | -47.0% |
| New | ACETO CORPnote 2.000%11/0 | $3,413,000 | – | 4,478,000 | +100.0% | 1.06% | – | |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $3,298,000 | +20.9% | 280,000 | +24.4% | 1.02% | +7.3% |
| NAN | NUVEEN NEW YORK QLT MUN INC | $2,770,000 | -2.2% | 225,000 | 0.0% | 0.86% | -13.2% | |
| BHRPRB | New | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $2,552,000 | – | 134,647 | +100.0% | 0.79% | – |
| Buy | AMYRIS INCnote 9.500% 4/1 | $2,500,000 | +66.4% | 2,500,000 | +66.7% | 0.78% | +47.8% | |
| SILVER STD RES INCnote 2.875% 2/0 | $2,469,000 | -0.6% | 2,500,000 | 0.0% | 0.77% | -11.7% | ||
| MAXR | New | MAXAR TECHNOLOGIES LTD | $2,361,000 | – | 59,693 | +100.0% | 0.73% | – |
| PCOM | POINTS INTL LTD | $2,321,000 | -26.2% | 138,260 | 0.0% | 0.72% | -34.5% | |
| MUI | BLACKROCK MUNI INTER DR FD I | $2,289,000 | -1.0% | 175,000 | 0.0% | 0.71% | -12.0% | |
| DHXM | Buy | DHX MEDIA LTD COM VAR VTG | $2,270,000 | +80.0% | 1,070,600 | +107.1% | 0.70% | +59.9% |
| MCA | BLACKROCK MUNIYIELD CALI QLT | $2,242,000 | -4.0% | 175,000 | 0.0% | 0.70% | -14.7% | |
| QMCO | Buy | QUANTUM CORP | $1,889,000 | +40.9% | 584,183 | +5.1% | 0.59% | +25.2% |
| FIREEYE INCnote 1.625% 6/0 | $1,840,000 | +0.2% | 2,000,000 | 0.0% | 0.57% | -11.1% | ||
| BWG | Sell | BRANDYWINEGBL GLBAL INM OPRT | $1,729,000 | -15.2% | 158,948 | -11.2% | 0.54% | -24.7% |
| VPV | Sell | INVESCO PA VALUE MUN INCOME | $1,547,000 | -42.6% | 130,081 | -42.2% | 0.48% | -49.0% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $1,394,000 | -17.4% | 25,194 | -17.9% | 0.43% | -26.6% |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,257,000 | – | 38,300 | +100.0% | 0.39% | – |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN | $1,245,000 | – | 100,000 | +100.0% | 0.39% | – |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $1,213,000 | -17.2% | 90,406 | -18.1% | 0.38% | -26.4% |
| PHIKQ | New | PHI INC COM NON VTG | $1,084,000 | – | 87,880 | +100.0% | 0.34% | – |
| KEYW HLDG CORPnote 2.500% 7/1 | $1,000,000 | -0.3% | 1,000,000 | 0.0% | 0.31% | -11.4% | ||
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $828,000 | – | 200,000 | +100.0% | 0.26% | – |
| SBUX | STARBUCKS CORP | $534,000 | +10.3% | 7,200 | 0.0% | 0.17% | -1.8% | |
| GOOG | ALPHABET INCcap stk cl c | $507,000 | -7.5% | 350 | 0.0% | 0.16% | -18.2% | |
| GLIBA | GCI LIBERTY INC COM CLASS A | $464,000 | +1.8% | 7,300 | 0.0% | 0.14% | -9.4% | |
| UUUUWS | ENERGY FUELS INCw exp 09/20/202 | $450,000 | +50.0% | 200,000 | 0.0% | 0.14% | +33.3% | |
| YTRA | New | YATRA ONLINE INC | $441,000 | – | 62,700 | +100.0% | 0.14% | – |
| New | SUNPOWER CORPdbcv 0.875% 6/0 | $425,000 | – | 518,000 | +100.0% | 0.13% | – | |
| BNS | BANK N S HALIFAX | $375,000 | -2.3% | 5,040 | 0.0% | 0.12% | -13.4% | |
| STWD | STARWOOD PPTY TR INC | $354,000 | -5.3% | 12,750 | 0.0% | 0.11% | -16.0% | |
| TU | TELUS CORP | $304,000 | -7.0% | 6,770 | 0.0% | 0.09% | -17.5% | |
| OAK | Sell | OAKTREE CAP GROUP LLCunit cl a | $269,000 | -37.1% | 5,130 | -35.3% | 0.08% | -44.0% |
| V | Sell | VISA INC COM CL A | $263,000 | -39.3% | 1,460 | -38.1% | 0.08% | -45.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INCdel cl b | $259,000 | -41.3% | 900 | -48.6% | 0.08% | -48.1% |
| UL | UNILEVER PLCspon adr | $243,000 | -4.3% | 3,500 | 0.0% | 0.08% | -15.7% | |
| SD | Sell | SANDRIDGE ENERGY INC | $217,000 | -59.3% | 20,000 | -33.4% | 0.07% | -64.0% |
| NWL | NEWELL BRANDS INC | $175,000 | -34.2% | 7,300 | 0.0% | 0.05% | -41.9% | |
| GOPRO INCnote 3.500% 4/1 | $144,000 | +3.6% | 150,000 | 0.0% | 0.04% | -8.2% | ||
| DAIO | New | DATA I O CORP | $3,000 | – | 500 | +100.0% | 0.00% | – |
| MSGN | Exit | MSG NETWORK INC | $0 | – | -200 | -100.0% | -0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -50,000 | -100.0% | -0.11% | – |
| QTRHF | Exit | QUARTERHILL INC | $0 | – | -399,700 | -100.0% | -0.19% | – |
| EXFO | Exit | EXFO INC | $0 | – | -523,100 | -100.0% | -0.85% | – |
| BHRPRB | Exit | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $0 | – | -134,647 | -100.0% | -0.89% | – |
| DISCK | Exit | DISCOVERY INC COM SER C | $0 | – | -210,600 | -100.0% | -2.44% | – |
| EGC | Exit | ENERGY XXI GULF COAST INC | $0 | – | -650,399 | -100.0% | -2.69% | – |
| MATR | Exit | MATTERSIGHT CORP | $0 | – | -2,833,126 | -100.0% | -3.43% | – |
| SYNT | Exit | SYNTEL INC | $0 | – | -235,564 | -100.0% | -4.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.