$286 Million is the total value of PenderFund Capital Management Ltd.'s 63 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 39.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIDU | Buy | BAIDU INCspon adr rep a | $17,149,000 | -99.8% | 49,034 | +8.6% | 6.00% | +36.2% |
| PAH | Sell | PLATFORM SPECIALTY PRODS COR | $17,012,000 | -99.9% | 1,061,400 | -22.5% | 5.95% | +0.6% |
| HHC | HOWARD HUGHES CORP | $15,916,000 | -99.9% | 85,282 | 0.0% | 5.56% | +14.5% | |
| SWIR | Buy | SIERRA WIRELESS INC | $15,899,000 | -99.9% | 709,440 | +27.9% | 5.56% | +7.9% |
| CFX | Buy | COLFAX CORP COM | $15,635,000 | -99.8% | 393,040 | +86.4% | 5.47% | +92.7% |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $14,755,000 | -99.7% | 141,000 | +145.6% | 5.16% | +161.2% |
| TRIP | Sell | TRIPADVISOR INC | $13,560,000 | -99.9% | 172,807 | -27.9% | 4.74% | +11.8% |
| MIDD | Buy | MIDDLEBY CORP | $11,801,000 | -99.8% | 89,855 | +141.5% | 4.13% | +108.8% |
| SYNT | Sell | SYNTEL INC | $11,662,000 | -99.9% | 235,564 | -16.2% | 4.08% | +23.5% |
| KW | Sell | KENNEDY-WILSON HLDGS INC | $10,672,000 | -99.9% | 372,256 | -60.1% | 3.73% | -48.7% |
| MATR | Sell | MATTERSIGHT CORP | $9,803,000 | -99.9% | 2,833,126 | -4.3% | 3.43% | +23.5% |
| EGC | Sell | ENERGY XXI GULF COAST INC | $7,681,000 | -99.9% | 650,399 | -27.6% | 2.69% | +21.5% |
| UPLD | Buy | UPLAND SOFTWARE INC | $7,537,000 | -99.8% | 163,463 | +13.7% | 2.64% | +60.9% |
| DISCK | DISCOVERY INC COM SER C | $6,990,000 | -99.9% | 210,600 | 0.0% | 2.44% | +22.5% | |
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $6,676,000 | – | 7,862,000 | +100.0% | 2.33% | – | |
| LEAF | LEAF GROUP LTD | $6,414,000 | -99.8% | 425,000 | 0.0% | 2.24% | +77.2% | |
| SEAC | Buy | SEACHANGE INTL INC | $6,252,000 | -99.9% | 1,441,722 | +0.3% | 2.19% | +14.8% |
| Buy | MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $6,153,000 | -99.9% | 6,220,000 | +24.4% | 2.15% | +6.4% | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $5,999,000 | -99.9% | 284,614 | 0.0% | 2.10% | +4.1% | |
| ASUR | Sell | ASURE SOFTWARE INC | $5,804,000 | -99.9% | 275,551 | -29.0% | 2.03% | -17.3% |
| Buy | AMYRIS INCnote 6.500% 5/1 | $5,478,000 | -99.9% | 5,526,000 | +22.1% | 1.92% | +9.9% | |
| PKX | Sell | POSCOsponsored adr | $4,994,000 | -99.9% | 53,600 | -8.6% | 1.75% | -13.6% |
| Buy | GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $4,582,000 | -99.7% | 6,250,000 | +177.8% | 1.60% | +170.6% | |
| Buy | AMYRIS INCnote 9.500% 4/1 | $4,005,000 | -99.8% | 4,000,000 | +100.0% | 1.40% | +82.8% | |
| MODN | MODEL N INC | $3,622,000 | -99.9% | 139,843 | 0.0% | 1.27% | +25.8% | |
| PXLW | Buy | PIXELWORKS INC | $3,344,000 | -99.9% | 708,624 | +0.2% | 1.17% | -7.4% |
| PCOM | Sell | POINTS INTL LTD | $3,145,000 | -99.9% | 138,260 | -40.0% | 1.10% | -15.1% |
| NAN | Buy | NUVEEN NEW YORK QLT MUN INC | $2,833,000 | -99.6% | 225,000 | +275.0% | 0.99% | +212.6% |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $2,729,000 | -99.9% | 225,000 | +40.6% | 0.95% | +18.5% |
| VPV | Buy | INVESCO PA VALUE MUN INCOME | $2,693,000 | -99.9% | 225,000 | +12.5% | 0.94% | -3.8% |
| EGAN | Buy | EGAIN CORP | $2,553,000 | -99.3% | 146,713 | +275.1% | 0.89% | +503.4% |
| BHRPRB | New | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $2,542,000 | – | 134,647 | +100.0% | 0.89% | – |
| SILVER STD RES INCnote 2.875 2/0 | $2,485,000 | -99.9% | 2,500,000 | 0.0% | 0.87% | -16.0% | ||
| EXFO | Sell | EXFO INC | $2,443,000 | -100.0% | 523,100 | -51.8% | 0.85% | -60.6% |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $2,335,000 | – | 175,000 | +100.0% | 0.82% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $2,312,000 | – | 175,000 | +100.0% | 0.81% | – |
| BWG | BRANDYWINEGBL GLBAL INM OPRT COM | $2,038,000 | -99.9% | 178,948 | 0.0% | 0.71% | -25.8% | |
| New | TWITTER INCnote 1.000% 9/1 | $1,940,000 | – | 2,000,000 | +100.0% | 0.68% | – | |
| FIREEYE INCnote 1.625% 6/0 | $1,837,000 | -99.9% | 2,000,000 | 0.0% | 0.64% | -17.8% | ||
| BAM | Sell | BROOKFIELD ASSET MGMT INC CL A LTD VT SH | $1,687,000 | -99.9% | 30,694 | -8.9% | 0.59% | -14.9% |
| Buy | AMYRIS INCnote 9.500% 4/1 | $1,502,000 | -99.7% | 1,500,000 | +200.0% | 0.52% | +173.4% | |
| EMD | WESTERN ASSET EMRG MKT DEBT | $1,465,000 | -99.9% | 110,406 | 0.0% | 0.51% | -23.4% | |
| QMCO | Sell | QUANTUM CORP | $1,341,000 | -99.9% | 556,049 | -5.1% | 0.47% | -52.3% |
| DHXM | New | DHX MEDIA LTD COM VAR VTG ADDED | $1,261,000 | – | 517,000 | +100.0% | 0.44% | – |
| Sell | KEYW HLDG CORPnote 2.500% 7/1 | $1,003,000 | -99.9% | 1,000,000 | -50.0% | 0.35% | -56.9% | |
| GOOG | ALPHABET INCcap stk cl c | $548,000 | -99.8% | 350 | 0.0% | 0.19% | +28.9% | |
| QTRHF | Sell | QUARTERHILL INC | $536,000 | -100.0% | 399,700 | -58.8% | 0.19% | -76.4% |
| SD | SANDRIDGE ENERGY INC | $533,000 | -99.9% | 30,049 | 0.0% | 0.19% | +2.2% | |
| SBUX | Buy | STARBUCKS CORP | $484,000 | -99.8% | 7,200 | +53.2% | 0.17% | +48.2% |
| GLIBA | New | GCI LIBERTY INC | $456,000 | – | 7,300 | +100.0% | 0.16% | – |
| BRKB | BERKSHIRE HATHAWAY INCdel cl b new | $441,000 | -99.9% | 1,750 | 0.0% | 0.15% | +5.5% | |
| V | VISA INC | $433,000 | -99.9% | 2,360 | 0.0% | 0.15% | +23.8% | |
| OAK | OAKTREE CAP GROUP LLC UNIT | $428,000 | -99.9% | 7,930 | 0.0% | 0.15% | +10.3% | |
| BNS | BANK N S HALIFAX | $384,000 | -99.9% | 5,040 | 0.0% | 0.13% | -18.3% | |
| STWD | STARWOOD PPTY TR INC | $374,000 | -99.9% | 12,750 | 0.0% | 0.13% | +19.1% | |
| TU | TELUS CORP | $327,000 | -99.9% | 6,770 | 0.0% | 0.11% | -10.9% | |
| GIM | TEMPLETON GLOBAL INCOME FD | $307,000 | -99.9% | 50,000 | 0.0% | 0.11% | -19.5% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $300,000 | -99.9% | 200,000 | 0.0% | 0.10% | +20.7% | |
| NWL | New | NEWELL BRANDS INC | $266,000 | – | 7,300 | +100.0% | 0.09% | – |
| UL | UNILEVER PLCspon adr | $254,000 | -99.9% | 3,500 | 0.0% | 0.09% | +11.2% | |
| HBI | HANESBRANDS INC | $225,000 | -99.8% | 7,700 | 0.0% | 0.08% | +36.2% | |
| New | GOPRO INCnote 3.500% 4/1 added | $139,000 | – | 150,000 | +100.0% | 0.05% | – | |
| MSGN | New | MSG NETWORK INC | $6,000 | – | 200 | +100.0% | 0.00% | – |
| AVK | Exit | ADVENT CLAYMORE CV SECS & IN | $0 | – | -1,000 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -10,900 | -100.0% | -0.07% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -4,810 | -100.0% | -0.09% | – |
| AIRG | Exit | AIRGAIN INC | $0 | – | -44,357 | -100.0% | -0.15% | – |
| WIW | Exit | WESTERN ASSET CLYM INFL OPP | $0 | – | -40,753 | -100.0% | -0.19% | – |
| Exit | PANDORA MEDIA INCnote 1.750%12/0 | $0 | – | -600,000 | -100.0% | -0.23% | – | |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -1,000,000 | -100.0% | -0.30% | – | |
| BCOV | Exit | BRIGHTCOVE INC | $0 | – | -91,861 | -100.0% | -0.30% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -29,300 | -100.0% | -0.39% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -200,000 | -100.0% | -0.40% | – |
| Exit | SUNPOWER CORPdbcv 4.000% 1/1 | $0 | – | -2,362,000 | -100.0% | -0.79% | – | |
| AHPPRB | Exit | ASHFORD HOSPITALITY PRIME INpfd cv ser b | $0 | – | -118,927 | -100.0% | -0.95% | – |
| NM | Exit | NAVIOS MARITIME HOLDINGS INC | $0 | – | -2,993,001 | -100.0% | -1.02% | – |
| LPSN | Exit | LIVEPERSON INC | $0 | – | -230,647 | -100.0% | -1.59% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -14,600 | -100.0% | -2.04% | – |
| ZYME | Exit | ZYMEWORKS INC | $0 | – | -325,058 | -100.0% | -2.23% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -444,048 | -100.0% | -3.64% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $0 | – | -359,800 | -100.0% | -3.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-07-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.