$240 Billion is the total value of PenderFund Capital Management Ltd.'s 73 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 142.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KW | Buy | KENNEDY-WILSON HLDGS INC | $17,476,000,000 | +216589.4% | 933,312 | +104.2% | 7.28% | +37.5% |
| PAH | Buy | PLATFORM SPECIALTY PRODS COR | $14,194,000,000 | +177613.8% | 1,370,000 | +100.0% | 5.91% | +12.8% |
| SWIR | New | SIERRA WIRELESS INC | $12,376,000,000 | – | 554,740 | +100.0% | 5.15% | – |
| HHC | Buy | HOWARD HUGHES CORP | $11,670,000,000 | +134393.5% | 85,282 | +24.9% | 4.86% | -14.6% |
| BIDU | Sell | BAIDU INCspon adr rep a | $10,570,000,000 | +73399.8% | 45,134 | -20.6% | 4.40% | -53.3% |
| TRIP | Sell | TRIPADVISOR INC | $10,190,000,000 | +94532.2% | 239,800 | -18.6% | 4.24% | -39.9% |
| BPY | New | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $9,017,000,000 | – | 359,800 | +100.0% | 3.76% | – |
| LILA | Sell | LIBERTY LATIN AMERICA LTD | $8,752,000,000 | +79312.0% | 444,048 | -14.7% | 3.64% | -49.6% |
| SYNT | Buy | SYNTEL INC | $7,932,000,000 | +155003.6% | 281,264 | +29.2% | 3.30% | -1.6% |
| CFX | Sell | COLFAX CORP | $6,812,000,000 | +67405.7% | 210,840 | -12.7% | 2.84% | -57.2% |
| MATR | Buy | MATTERSIGHT CORP | $6,663,000,000 | +107281.1% | 2,961,230 | +24.1% | 2.78% | -31.8% |
| ASUR | Buy | ASURE SOFTWARE INC | $5,899,000,000 | +135291.3% | 388,341 | +32.5% | 2.46% | -14.1% |
| ZYME | New | ZYMEWORKS INC | $5,360,000,000 | – | 325,058 | +100.0% | 2.23% | – |
| EGC | Sell | ENERGY XXI GULF COAST INC | $5,306,000,000 | +77529.8% | 897,800 | -1.1% | 2.21% | -50.7% |
| EXFO | New | EXFO INC | $5,206,000,000 | – | 1,084,400 | +100.0% | 2.17% | – |
| CMG | CHIPOTLE MEXICAN GRILL INC | $4,892,000,000 | +102264.5% | 14,600 | 0.0% | 2.04% | -35.0% | |
| New | MODUSLINK GLOBAL SOLUTIONS Inote 5.250% 3/0 | $4,855,000,000 | – | 5,000,000 | +100.0% | 2.02% | – | |
| PKX | Sell | POSCOsponsored adr | $4,853,000,000 | +86190.9% | 58,650 | -5.8% | 2.02% | -45.2% |
| AIGWS | New | AMERICAN INTL GROUP INC*w exp 01/19/202 | $4,838,000,000 | – | 284,614 | +100.0% | 2.02% | – |
| DISCK | DISCOVERY COMMUNICATNS NEW | $4,791,000,000 | +98805.9% | 210,600 | 0.0% | 2.00% | -37.2% | |
| MIDD | New | MIDDLEBY CORP | $4,747,000,000 | – | 37,200 | +100.0% | 1.98% | – |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $4,742,000,000 | +104051.1% | 57,400 | +14.3% | 1.98% | -33.9% |
| SEAC | Buy | SEACHANGE INTL INC | $4,572,000,000 | +160829.3% | 1,437,584 | +88.0% | 1.90% | +2.1% |
| New | AMYRIS INCnote 6.500% 5/1 | $4,188,000,000 | – | 4,526,000 | +100.0% | 1.74% | – | |
| UPLD | Buy | UPLAND SOFTWARE INC | $3,933,000,000 | +137803.2% | 143,800 | +16.1% | 1.64% | -12.5% |
| LPSN | Buy | LIVEPERSON INC | $3,829,000,000 | +210284.6% | 230,647 | +59.0% | 1.59% | +33.5% |
| PCOM | New | POINTS INTL LTD | $3,111,000,000 | – | 230,260 | +100.0% | 1.30% | – |
| LEAF | New | LEAF GROUP LTD | $3,039,000,000 | – | 425,000 | +100.0% | 1.27% | – |
| PXLW | New | PIXELWORKS INC | $3,034,000,000 | – | 707,324 | +100.0% | 1.26% | – |
| New | SILVER STD RES INCnote 2.875% 2/0 | $2,486,000,000 | – | 2,500,000 | +100.0% | 1.04% | – | |
| NM | Buy | NAVIOS MARITIME HOLDINGS INC | $2,454,000,000 | +111394.8% | 2,993,001 | +91.7% | 1.02% | -29.2% |
| MODN | MODEL N INC | $2,419,000,000 | +108668.0% | 139,843 | 0.0% | 1.01% | -31.0% | |
| QMCO | Sell | QUANTUM CORP | $2,361,000,000 | +53075.7% | 585,749 | -19.0% | 0.98% | -66.3% |
| VPV | New | INVESCO PA VALUE MUN INCOME | $2,350,000,000 | – | 200,000 | +100.0% | 0.98% | – |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $2,307,000,000 | – | 178,948 | +100.0% | 0.96% | – |
| AHPPRB | New | ASHFORD HOSPITALITY PRIME INpfd cv ser b | $2,292,000,000 | – | 118,927 | +100.0% | 0.95% | – |
| New | KEYW HLDG CORPnote 2.500% 7/1 | $1,955,000,000 | – | 2,000,000 | +100.0% | 0.81% | – | |
| NMY | New | NUVEEN MARYLAND QLT MUN INC | $1,933,000,000 | – | 160,000 | +100.0% | 0.80% | – |
| QTRHF | New | QUARTERHILL INC | $1,901,000,000 | – | 969,700 | +100.0% | 0.79% | – |
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $1,891,020,000 | – | 2,362,000 | +100.0% | 0.79% | – | |
| New | FIREEYE INCnote 1.625% 6/0 | $1,876,000,000 | – | 2,000,000 | +100.0% | 0.78% | – | |
| New | AMYRIS INCnote 9.500% 4/1 | $1,839,000,000 | – | 2,000,000 | +100.0% | 0.77% | – | |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $1,664,000,000 | – | 33,694 | +100.0% | 0.69% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $1,604,000,000 | – | 110,406 | +100.0% | 0.67% | – |
| New | GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $1,422,000,000 | – | 2,250,000 | +100.0% | 0.59% | – | |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $948,000,000 | – | 200,000 | +100.0% | 0.40% | – |
| LBTYK | Sell | LIBERTY GLOBAL PLC | $940,000,000 | +74920.0% | 29,300 | -18.4% | 0.39% | -52.4% |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $761,000,000 | – | 60,000 | +100.0% | 0.32% | – |
| BCOV | New | BRIGHTCOVE INC | $726,000,000 | – | 91,861 | +100.0% | 0.30% | – |
| New | NOVAVAX INCnote 3.750% 2/0 | $712,000,000 | – | 1,000,000 | +100.0% | 0.30% | – | |
| New | PANDORA MEDIA INCnote 1.750%12/0 | $549,000,000 | – | 600,000 | +100.0% | 0.23% | – | |
| WIW | New | WESTERN ASSET CLYM INFL OPP | $461,000,000 | – | 40,753 | +100.0% | 0.19% | – |
| New | AMYRIS INCnote 9.500% 4/1 | $460,000,000 | – | 500,000 | +100.0% | 0.19% | – | |
| SD | New | SANDRIDGE ENERGY INC | $436,000,000 | – | 30,049 | +100.0% | 0.18% | – |
| BNS | New | BANK N S HALIFAX | $393,000,000 | – | 5,040 | +100.0% | 0.16% | – |
| AIRG | New | AIRGAIN INC | $365,000,000 | – | 44,357 | +100.0% | 0.15% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $359,000,000 | – | 350 | +100.0% | 0.15% | – |
| EGAN | EGAIN CORP | $356,000,000 | +159541.3% | 39,117 | 0.0% | 0.15% | +1.4% | |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $350,000,000 | – | 1,750 | +100.0% | 0.15% | – |
| OAK | OAKTREE CAP GROUP LLCunit cl a | $326,000,000 | +92513.6% | 7,930 | 0.0% | 0.14% | -41.1% | |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $320,000,000 | – | 50,000 | +100.0% | 0.13% | – |
| TU | New | TELUS CORP | $308,000,000 | – | 6,770 | +100.0% | 0.13% | – |
| V | VISA INC | $294,000,000 | +103786.9% | 2,360 | 0.0% | 0.12% | -34.4% | |
| SBUX | New | STARBUCKS CORP | $273,000,000 | – | 4,700 | +100.0% | 0.11% | – |
| STWD | STARWOOD PPTY TR INC | $265,000,000 | +99150.9% | 12,750 | 0.0% | 0.11% | -37.1% | |
| CNQ | New | CANADIAN NAT RES LTD | $223,000,000 | – | 4,810 | +100.0% | 0.09% | – |
| UUUUWS | New | ENERGY FUELS INC*w exp 09/20/202 | $210,000,000 | – | 200,000 | +100.0% | 0.09% | – |
| UL | UNILEVER PLCspon adr new | $191,000,000 | +99900.0% | 3,500 | 0.0% | 0.08% | -36.0% | |
| GE | GENERAL ELECTRIC CO | $160,000,000 | +78331.4% | 10,900 | 0.0% | 0.07% | -50.0% | |
| HBI | New | HANESBRANDS INC | $140,000,000 | – | 7,700 | +100.0% | 0.06% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $15,000,000 | – | 1,000 | +100.0% | 0.01% | – |
| CARB | Exit | CARBONITE INC | $0 | – | -100 | -100.0% | -0.00% | – |
| CTO | Exit | CONSOLIDATED TOMOKA LD CO | $0 | – | -1,550 | -100.0% | -0.07% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -773 | -100.0% | -0.57% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -25,850 | -100.0% | -1.24% | – |
| KTEC | Exit | KEY TECHNOLOGY INC | $0 | – | -216,488 | -100.0% | -2.68% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -28,900 | -100.0% | -3.14% | – |
| EBIX | Exit | EBIX INC | $0 | – | -100,570 | -100.0% | -5.40% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.