WESTERN ASSET HGH YLD DFNDFD shareholder history

Current and past WESTERN ASSET HGH YLD DFNDFD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
COHEN & STEERS, INC. 42420.00%0.01%0.02%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
GUGGENHEIM CAPITAL LLC 42420.01%0.02%0.08%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.01%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.01%Q2 2013Q3 202342
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 2920.02%0.14%0.43%Q2 2013Q3 202336
LPL Financial LLC 2020.00%0.00%0.01%Q3 2013Q3 202336
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
CITIGROUP INC 34340.00%0.00%0.00%Q2 2013Q3 202134
Clear Harbor Asset Management, LLC 18120.01%0.07%0.12%Q3 2015Q1 202330
RAYMOND JAMES & ASSOCIATES 30300.00%0.00%0.00%Q2 2016Q3 202330
Raymond James Financial Services Advisors, Inc. 30300.00%0.01%0.01%Q2 2016Q3 202330
First PREMIER Bank 29290.01%0.01%0.02%Q3 2016Q3 202329
RIVERNORTH CAPITAL MANAGEMENT, LLC 2450.05%0.58%1.11%Q4 2013Q1 202129
Capital Investment Advisors, LLC 27270.04%0.18%0.31%Q2 2017Q4 202327
Sheaff Brock Investment Advisors, LLC 26260.01%0.02%0.03%Q2 2017Q3 202326
Shaker Financial Services, LLC 610.07%0.47%1.22%Q2 2013Q3 202325
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 24240.22%0.50%0.70%Q4 2017Q3 202324
Uncommon Cents Investing LLC 24241.29%2.26%3.26%Q4 2017Q3 202324
DEUTSCHE BANK AG\ 24240.00%0.00%0.00%Q3 2013Q2 201924
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 2310.02%0.22%0.58%Q4 2013Q1 202024
Sonora Investment Management, LLC 23230.02%0.04%0.07%Q1 2016Q3 202123
PRIVATE MANAGEMENT GROUP INC 1750.05%0.55%0.82%Q4 2015Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Saba Capital Management, L.P. 1280.04%0.88%2.25%Q3 2013Q4 201820
Steward Partners Investment Advisory, LLC 1820.00%0.01%0.02%Q2 2018Q3 202320
Cetera Advisor Networks LLC 1710.00%0.02%0.08%Q4 2013Q2 202320
STIFEL FINANCIAL CORP 20200.00%0.00%0.00%Q4 2018Q3 202320
Advisors Asset Management, Inc. 1180.01%0.03%0.09%Q2 2013Q1 202219
NEXT Financial Group, Inc 1360.00%0.00%0.01%Q3 2014Q4 201919
LADENBURG THALMANN FINANCIAL SERVICES INC. 19190.01%0.01%0.02%Q2 2015Q4 201919
E&G Advisors, LP 19190.20%0.59%0.78%Q1 2019Q3 202319
IFP Advisors, Inc 1440.00%0.00%0.00%Q4 2015Q4 202218
SIT INVESTMENT ASSOCIATES INC 610.00%0.07%0.50%Q4 2016Q3 202318
SII INVESTMENTS INC/WI 18180.05%0.13%0.21%Q2 2013Q3 201718
Gilman Hill Asset Management, LLC 17170.05%0.10%0.17%Q3 2019Q3 202317
Asset Planning Services, Ltd. 17170.02%0.03%0.04%Q3 2015Q3 201917
AMERIPRISE FINANCIAL INC 17170.00%0.00%0.00%Q2 2013Q2 201717
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 930.00%0.00%0.00%Q3 2018Q3 202317
Bramshill Investments, LLC 1160.31%2.31%3.59%Q1 2019Q3 202317
FNY Investment Advisers, LLC 420.00%0.01%0.09%Q2 2018Q3 202316
PARAMETRIC PORTFOLIO ASSOCIATES LLC 1150.00%0.01%0.01%Q1 2015Q4 201916
AdvisorNet Financial, Inc 16160.00%0.00%0.00%Q1 2018Q4 202116
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
DOLIVER ADVISORS, LP 410.06%0.23%0.82%Q2 2013Q3 201815
D.A. DAVIDSON & CO. 15150.00%0.00%0.00%Q4 2013Q2 201715
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
MSI Financial Services Inc 15150.00%0.00%0.00%Q2 2013Q4 201615
North Star Investment Management Corp. 14140.00%0.00%0.00%Q4 2015Q1 201914
Camelot Portfolios, LLC 760.21%0.78%1.34%Q2 2020Q3 202313
COMMONWEALTH EQUITY SERVICES, LLC 13130.00%0.00%0.00%Q3 2020Q3 202313
ENVESTNET ASSET MANAGEMENT INC 760.00%0.00%0.02%Q1 2014Q2 201813
CARLSON CAPITAL L P 12120.02%0.03%0.03%Q1 2014Q4 201612
GOFEN & GLOSSBERG LLC /IL/ 12120.03%0.03%0.04%Q3 2016Q2 201912
TELEMUS CAPITAL, LLC 840.02%0.04%0.06%Q1 2016Q1 202112
Pine River Capital Management L.P. 12120.04%0.07%0.10%Q2 2013Q1 201612
WOLVERINE ASSET MANAGEMENT LLC 410.00%0.01%0.03%Q2 2013Q2 202312
EVERGREEN CAPITAL MANAGEMENT LLC 12120.01%0.01%0.01%Q4 2020Q3 202312
PNC FINANCIAL SERVICES GROUP, INC. 1020.00%0.00%0.00%Q3 2014Q3 202312
Janney Montgomery Scott LLC 910.00%0.00%0.01%Q1 2019Q3 202312
Proficio Capital Partners LLC 12120.00%0.03%0.10%Q1 2016Q4 201812
Commonwealth Equity Services, Inc 650.00%0.00%0.01%Q2 2013Q4 201611
B. Riley Wealth Management, Inc. 650.00%0.04%0.05%Q3 2019Q2 202211
Claraphi Advisory Network, LLC 10100.05%0.12%0.20%Q4 2017Q1 202010
Yorktown Management & Research Co Inc 10100.13%0.57%0.75%Q1 2015Q2 201710
AMERICAN INTERNATIONAL GROUP, INC. 10100.00%0.00%0.00%Q4 2013Q1 201610
AE Wealth Management LLC 10100.00%0.00%0.00%Q4 2020Q1 202310
Thomas J. Herzfeld Advisors, Inc. 10100.10%0.17%0.23%Q2 2013Q3 201510
Karpus Management, Inc. 810.01%0.01%0.01%Q1 2017Q1 20209
RMB Capital Management, LLC 610.01%0.01%0.03%Q4 2016Q1 20209
MILLENNIUM MANAGEMENT LLC 810.00%0.00%0.00%Q1 2018Q4 20219
Tower Research Capital LLC (TRC) 510.00%0.00%0.02%Q2 2013Q3 20189
THIRD AVENUE MANAGEMENT LLC 990.01%0.17%0.22%Q3 2013Q3 20159
Sutton Wealth Advisors Inc. 990.01%0.02%0.03%Q1 2019Q1 20219
Sonora Investment Management Group, LLC 880.02%0.02%0.03%Q4 2021Q3 20238
Penserra Capital Management LLC 880.00%0.00%0.00%Q4 2015Q3 20178
Allspring Global Investments Holdings, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 530.02%0.04%0.06%Q4 2018Q3 20218
Triad Investment Management 770.25%0.35%0.49%Q4 2021Q2 20237
SJS Investment Consulting Inc. 520.00%0.01%0.01%Q4 2021Q3 20237
Rockefeller Capital Management L.P. 770.00%0.00%0.00%Q2 2021Q4 20227
EATON VANCE MANAGEMENT 610.00%0.00%0.00%Q2 2014Q1 20197
Creative Planning 610.00%0.00%0.00%Q2 2013Q1 20157
SG Americas Securities, LLC 210.00%0.00%0.01%Q4 2013Q1 20187
American Portfolios Advisors 770.00%0.00%0.00%Q2 2018Q4 20197
Rockbridge Investment Management, LCC 770.01%0.01%0.01%Q2 2020Q4 20217
1607 Capital Partners, LLC 770.03%0.09%0.12%Q1 2022Q3 20237
Ellevest, Inc. 660.00%0.00%0.00%Q4 2020Q1 20226
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 420.01%0.02%0.02%Q4 2020Q3 20236
Focused Wealth Management, Inc 660.00%0.00%0.00%Q2 2022Q3 20236
CREDIT SUISSE AG/ 660.00%0.00%0.00%Q1 2015Q2 20166
Geneos Wealth Management Inc. 660.00%0.00%0.00%Q3 2017Q4 20186
Advisory Services Network, LLC 660.00%0.00%0.00%Q3 2018Q4 20196
TRUIST FINANCIAL CORP 660.00%0.00%0.00%Q4 2019Q1 20216
BB&T SECURITIES, LLC 660.00%0.00%0.00%Q2 2018Q3 20196
Grantham, Mayo, Van Otterloo & Co. LLC 660.01%0.01%0.01%Q3 2013Q4 20146
PRIVATE TRUST CO NA 660.00%0.00%0.01%Q2 2022Q3 20236
SEI INVESTMENTS CO 310.00%0.00%0.00%Q3 2016Q2 20186
Quad-Cities Investment Group, LLC 660.01%0.01%0.01%Q2 2018Q3 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Royal Fund Management, LLC 550.01%0.03%0.04%Q1 2019Q1 20205
Mariner, LLC 550.00%0.00%0.00%Q4 2020Q4 20215
GraniteShares Advisors LLC 551.23%1.60%1.93%Q4 2021Q4 20225
PATHSTONE FAMILY OFFICE, LLC 310.00%0.00%0.01%Q1 2017Q4 20205
Cambridge Investment Research Advisors, Inc. 550.00%0.00%0.00%Q4 2021Q4 20225
High Net Worth Advisory Group LLC 550.01%0.01%0.01%Q4 2021Q4 20225
NEW ENGLAND SECURITIES CORP /MA/ 550.01%0.01%0.02%Q4 2013Q4 20145
UNITED CAPITAL FINANCIAL ADVISORS, LLC 550.01%0.02%0.03%Q2 2014Q2 20155
ROBINSON CAPITAL MANAGEMENT, LLC 440.23%0.38%0.54%Q1 2017Q4 20174
TFB Advisors LLC 440.58%1.03%1.50%Q4 2022Q3 20234
Kamunting Street Capital Management, L.P. 441.29%2.36%3.16%Q2 2014Q1 20154
Berkeley Capital Partners, LLC 440.08%0.09%0.09%Q1 2020Q4 20204
Lindbrook Capital, LLC 440.08%0.13%0.15%Q1 2019Q4 20194
STATE OF WISCONSIN INVESTMENT BOARD 440.00%0.00%0.00%Q4 2015Q3 20164
Certified Advisory Corp 440.00%0.00%0.00%Q4 2017Q3 20184
NewEdge Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
STEPHENS INC /AR/ 440.00%0.00%0.00%Q2 2021Q1 20224
AQR Arbitrage LLC 210.00%0.00%0.01%Q3 2015Q1 20204
Ameritas Advisory Services, LLC 440.10%0.12%0.14%Q4 2021Q3 20224
RVW Wealth, LLC 440.03%0.03%0.03%Q1 2023Q4 20234
Virtu KCG Holdings LLC 110.00%0.00%0.01%Q4 2013Q2 20164
Csenge Advisory Group 440.01%0.01%0.02%Q3 2022Q2 20234
Weiss Asset Management LP 210.02%0.02%0.03%Q4 2018Q3 20233
CWM, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
BlackRock Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
MANAGED ACCOUNT ADVISORS LLC 210.00%0.00%0.00%Q2 2014Q1 20153
Coppell Advisory Solutions LLC 210.01%0.01%0.01%Q4 2022Q3 20233
KLINGENSTEIN FIELDS & CO LP 330.01%0.01%0.02%Q2 2013Q4 20133
State of New Jersey Common Pension Fund D 330.01%0.02%0.02%Q4 2015Q2 20163
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q4 2017Q3 20233
ALLIANCEBERNSTEIN L.P. 330.00%0.00%0.00%Q3 2014Q1 20153
Consolidated Portfolio Review Corp 330.11%0.11%0.12%Q1 2023Q3 20233
US BANCORP \DE\ 210.00%0.00%0.00%Q1 2018Q2 20213
RAYMOND JAMES TRUST N.A. 330.01%0.01%0.01%Q3 2021Q1 20223
CORNERSTONE ADVISORS INC 330.11%0.13%0.14%Q2 2014Q4 20143
Principle Wealth Partners LLC 210.01%0.05%0.09%Q2 2019Q2 20203
MGO ONE SEVEN LLC 210.02%0.02%0.03%Q4 2017Q4 20183
MML INVESTORS SERVICES, LLC 220.00%0.00%0.00%Q1 2019Q2 20192
Future Financial Wealth Managment LLC 220.07%0.07%0.08%Q4 2021Q1 20222
BNP PARIBAS FINANCIAL MARKETS 220.00%0.00%0.00%Q4 2014Q1 20152
Fortitude Advisory Group L.L.C. 220.01%0.01%0.01%Q4 2021Q1 20222
TWO SIGMA SECURITIES, LLC 110.01%0.04%0.08%Q4 2016Q4 20172
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q1 2015Q2 20212
MUFG Americas Holdings Corp 220.00%0.00%0.00%Q1 2017Q2 20172
MONETA GROUP INVESTMENT ADVISORS LLC 220.00%0.00%0.00%Q1 2019Q2 20192
Apriem Advisors 220.00%0.01%0.01%Q4 2016Q1 20172
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q3 2013Q4 20172
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q3 2013Q2 20142
FMR LLC 110.00%0.00%0.00%Q2 2020Q1 20222
OTA Financial Group L.P. 110.16%0.18%0.20%Q1 2014Q4 20172
Ameritas Investment Company, LLC 110.00%0.05%0.10%Q4 2018Q3 20212
HighTower Advisors, LLC 110.00%0.00%0.00%Q3 2015Q1 20172
GPS Wealth Strategies Group, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
Chicago Partners Investment Group LLC 220.01%0.01%0.01%Q4 2022Q1 20232
HARBOR INVESTMENT ADVISORY, LLC 220.02%0.02%0.02%Q4 2019Q1 20202
Wealth Quarterback LLC 220.00%0.00%0.01%Q4 2019Q1 20202
WealthShield Partners, LLC 220.01%0.01%0.01%Q1 2021Q2 20212
First Allied Advisory Services, Inc. 220.02%0.02%0.03%Q2 2013Q3 20132
PVG Asset Management 220.07%0.10%0.12%Q4 2014Q1 20152
FIFTH THIRD BANCORP 220.00%0.00%0.00%Q1 2014Q2 20142
Integrated Wealth Management 220.01%0.01%0.01%Q1 2015Q2 20152
GEODE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q3 2014Q4 20142
Sowell Financial Services LLC 220.00%0.00%0.00%Q3 2019Q4 20192
True Link Financial Advisors, LLC 220.00%0.00%0.00%Q3 2021Q4 20212
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
NEWGATE CAPITAL MANAGEMENT LLC 110.38%0.38%0.38%Q2 2013Q2 20131
Allegis Investment Advisors, LLC 110.08%0.08%0.08%Q4 2015Q4 20151
TFS CAPITAL LLC 110.02%0.02%0.02%Q1 2014Q1 20141
BOOTHBAY FUND MANAGEMENT, LLC 110.21%0.21%0.21%Q4 2014Q4 20141
Sullivan, Bruyette, Speros & Blaney, LLC 110.01%0.01%0.01%Q2 2019Q2 20191
Paloma Partners Management Co 110.03%0.03%0.03%Q4 2013Q4 20131
Evercore Wealth Management, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
EPG Wealth Management LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Merriman Wealth Management, LLC 110.09%0.09%0.09%Q4 2013Q4 20131
Reby Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Jane Street Holding, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
BlackRock Investment Management, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2017Q4 20171
CTC Alternative Strategies, Ltd. 110.56%0.56%0.56%Q4 2014Q4 20141
Almitas Capital LLC 111.07%1.07%1.07%Q4 2018Q4 20181
GFS Advisors, LLC 110.05%0.05%0.05%Q1 2016Q1 20161
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q1 2023Q1 20231
CALTON & ASSOCIATES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
Virtu Financial LLC 110.01%0.01%0.01%Q3 2017Q3 20171
Arlington Capital Management, Inc. 110.36%0.36%0.36%Q4 2020Q4 20201
FIRST FINANCIAL EQUITY CORPORATION 110.07%0.07%0.07%Q1 2017Q1 20171
COHEN & STEERS CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2015Q1 20151
Archford Capital Strategies, LLC 110.01%0.01%0.01%Q3 2016Q3 20161
Bridgeworth, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Exchange Capital Management, Inc. 110.01%0.01%0.01%Q1 2018Q1 20181
Laurion Capital Management LP 110.02%0.02%0.02%Q1 2016Q1 20161
Realta Investment Advisors 110.02%0.02%0.02%Q2 2019Q2 20191
Farmers & Merchants Trust Co of Chambersburg PA 110.01%0.01%0.01%Q2 2023Q2 20231
Orion Portfolio Solutions, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Coppell Advisory Solutions Corp. 110.01%0.01%0.01%Q4 2022Q4 20221
PT ASSET MANAGEMENT, LLC 111.21%1.21%1.21%Q4 2014Q4 20141
Visium Asset Management, LP 110.01%0.01%0.01%Q2 2013Q2 20131
WEALTHFRONT Corp 110.00%0.00%0.00%Q2 2014Q2 20141
Citadel Advisors 110.00%0.00%0.00%Q1 2018Q1 20181
HRT FINANCIAL LP 110.00%0.00%0.00%Q3 2022Q3 20221
FREEDOM WEALTH ALLIANCE, LLC 110.04%0.04%0.04%Q4 2022Q4 20221
NEXT Financial Holdings 110.00%0.00%0.00%Q1 2019Q1 20191
Elequin Capital, LP 110.00%0.00%0.00%Q3 2023Q3 20231
TimeScale Financial, Inc. 110.00%0.00%0.00%Q3 2020Q3 20201
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q3 2022Q3 20221
Concert Wealth Management Inc. 110.02%0.02%0.02%Q3 2016Q3 20161
HARBOUR INVESTMENTS, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
Claro Advisors LLC 110.06%0.06%0.06%Q4 2018Q4 20181
TradeLink Global Equity LLC 110.13%0.13%0.13%Q4 2014Q4 20141
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
TFO Wealth Partners, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
MARINER INVESTMENT GROUP LLC 110.15%0.15%0.15%Q4 2014Q4 20141
Cutter & CO Brokerage, Inc. 110.06%0.06%0.06%Q1 2020Q1 20201
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q3 2013Q3 20131
Walleye Trading LLC 110.00%0.00%0.00%Q3 2018Q3 20181
DIVIDEND ASSETS CAPITAL, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
BLUEFIN CAPITAL MANAGEMENT, LLC 110.02%0.02%0.02%Q4 2021Q4 20211
Nelson Capital Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Walleye Capital LLC 110.04%0.04%0.04%Q1 2020Q1 20201
Prospera Financial Services Inc 110.00%0.00%0.00%Q1 2022Q1 20221
External links

This page lists all the filers that currently own WESTERN ASSET HGH YLD DFNDFD or have owned WESTERN ASSET HGH YLD DFNDFD in the past.