Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
COHEN & STEERS, INC. | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.01% | 0.02% | 0.08% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 29 | 2 | 0.02% | 0.14% | 0.43% | Q2 2013 | Q3 2023 | 36 |
LPL Financial LLC | 20 | 2 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
CITIGROUP INC | 34 | 34 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 34 |
Clear Harbor Asset Management, LLC | 18 | 12 | 0.01% | 0.07% | 0.12% | Q3 2015 | Q1 2023 | 30 |
RAYMOND JAMES & ASSOCIATES | 30 | 30 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2023 | 30 |
Raymond James Financial Services Advisors, Inc. | 30 | 30 | 0.00% | 0.01% | 0.01% | Q2 2016 | Q3 2023 | 30 |
First PREMIER Bank | 29 | 29 | 0.01% | 0.01% | 0.02% | Q3 2016 | Q3 2023 | 29 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 24 | 5 | 0.05% | 0.58% | 1.11% | Q4 2013 | Q1 2021 | 29 |
Capital Investment Advisors, LLC | 27 | 27 | 0.04% | 0.18% | 0.31% | Q2 2017 | Q4 2023 | 27 |
Sheaff Brock Investment Advisors, LLC | 26 | 26 | 0.01% | 0.02% | 0.03% | Q2 2017 | Q3 2023 | 26 |
Shaker Financial Services, LLC | 6 | 1 | 0.07% | 0.47% | 1.22% | Q2 2013 | Q3 2023 | 25 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 24 | 24 | 0.22% | 0.50% | 0.70% | Q4 2017 | Q3 2023 | 24 |
Uncommon Cents Investing LLC | 24 | 24 | 1.29% | 2.26% | 3.26% | Q4 2017 | Q3 2023 | 24 |
DEUTSCHE BANK AG\ | 24 | 24 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2019 | 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23 | 1 | 0.02% | 0.22% | 0.58% | Q4 2013 | Q1 2020 | 24 |
Sonora Investment Management, LLC | 23 | 23 | 0.02% | 0.04% | 0.07% | Q1 2016 | Q3 2021 | 23 |
PRIVATE MANAGEMENT GROUP INC | 17 | 5 | 0.05% | 0.55% | 0.82% | Q4 2015 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Saba Capital Management, L.P. | 12 | 8 | 0.04% | 0.88% | 2.25% | Q3 2013 | Q4 2018 | 20 |
Steward Partners Investment Advisory, LLC | 18 | 2 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q3 2023 | 20 |
Cetera Advisor Networks LLC | 17 | 1 | 0.00% | 0.02% | 0.08% | Q4 2013 | Q2 2023 | 20 |
STIFEL FINANCIAL CORP | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 20 |
Advisors Asset Management, Inc. | 11 | 8 | 0.01% | 0.03% | 0.09% | Q2 2013 | Q1 2022 | 19 |
NEXT Financial Group, Inc | 13 | 6 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2019 | 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 19 | 19 | 0.01% | 0.01% | 0.02% | Q2 2015 | Q4 2019 | 19 |
E&G Advisors, LP | 19 | 19 | 0.20% | 0.59% | 0.78% | Q1 2019 | Q3 2023 | 19 |
IFP Advisors, Inc | 14 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2022 | 18 |
SIT INVESTMENT ASSOCIATES INC | 6 | 1 | 0.00% | 0.07% | 0.50% | Q4 2016 | Q3 2023 | 18 |
SII INVESTMENTS INC/WI | 18 | 18 | 0.05% | 0.13% | 0.21% | Q2 2013 | Q3 2017 | 18 |
Gilman Hill Asset Management, LLC | 17 | 17 | 0.05% | 0.10% | 0.17% | Q3 2019 | Q3 2023 | 17 |
Asset Planning Services, Ltd. | 17 | 17 | 0.02% | 0.03% | 0.04% | Q3 2015 | Q3 2019 | 17 |
AMERIPRISE FINANCIAL INC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 17 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 17 |
Bramshill Investments, LLC | 11 | 6 | 0.31% | 2.31% | 3.59% | Q1 2019 | Q3 2023 | 17 |
FNY Investment Advisers, LLC | 4 | 2 | 0.00% | 0.01% | 0.09% | Q2 2018 | Q3 2023 | 16 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 11 | 5 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q4 2019 | 16 |
AdvisorNet Financial, Inc | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2021 | 16 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
DOLIVER ADVISORS, LP | 4 | 1 | 0.06% | 0.23% | 0.82% | Q2 2013 | Q3 2018 | 15 |
D.A. DAVIDSON & CO. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2017 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 15 |
North Star Investment Management Corp. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2019 | 14 |
Camelot Portfolios, LLC | 7 | 6 | 0.21% | 0.78% | 1.34% | Q2 2020 | Q3 2023 | 13 |
COMMONWEALTH EQUITY SERVICES, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
ENVESTNET ASSET MANAGEMENT INC | 7 | 6 | 0.00% | 0.00% | 0.02% | Q1 2014 | Q2 2018 | 13 |
CARLSON CAPITAL L P | 12 | 12 | 0.02% | 0.03% | 0.03% | Q1 2014 | Q4 2016 | 12 |
GOFEN & GLOSSBERG LLC /IL/ | 12 | 12 | 0.03% | 0.03% | 0.04% | Q3 2016 | Q2 2019 | 12 |
TELEMUS CAPITAL, LLC | 8 | 4 | 0.02% | 0.04% | 0.06% | Q1 2016 | Q1 2021 | 12 |
Pine River Capital Management L.P. | 12 | 12 | 0.04% | 0.07% | 0.10% | Q2 2013 | Q1 2016 | 12 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2023 | 12 |
EVERGREEN CAPITAL MANAGEMENT LLC | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
PNC FINANCIAL SERVICES GROUP, INC. | 10 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 12 |
Janney Montgomery Scott LLC | 9 | 1 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 12 |
Proficio Capital Partners LLC | 12 | 12 | 0.00% | 0.03% | 0.10% | Q1 2016 | Q4 2018 | 12 |
Commonwealth Equity Services, Inc | 6 | 5 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 11 |
B. Riley Wealth Management, Inc. | 6 | 5 | 0.00% | 0.04% | 0.05% | Q3 2019 | Q2 2022 | 11 |
Claraphi Advisory Network, LLC | 10 | 10 | 0.05% | 0.12% | 0.20% | Q4 2017 | Q1 2020 | 10 |
Yorktown Management & Research Co Inc | 10 | 10 | 0.13% | 0.57% | 0.75% | Q1 2015 | Q2 2017 | 10 |
AMERICAN INTERNATIONAL GROUP, INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 10 |
AE Wealth Management LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2023 | 10 |
Thomas J. Herzfeld Advisors, Inc. | 10 | 10 | 0.10% | 0.17% | 0.23% | Q2 2013 | Q3 2015 | 10 |
Karpus Management, Inc. | 8 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2020 | 9 |
RMB Capital Management, LLC | 6 | 1 | 0.01% | 0.01% | 0.03% | Q4 2016 | Q1 2020 | 9 |
MILLENNIUM MANAGEMENT LLC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2021 | 9 |
Tower Research Capital LLC (TRC) | 5 | 1 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q3 2018 | 9 |
THIRD AVENUE MANAGEMENT LLC | 9 | 9 | 0.01% | 0.17% | 0.22% | Q3 2013 | Q3 2015 | 9 |
Sutton Wealth Advisors Inc. | 9 | 9 | 0.01% | 0.02% | 0.03% | Q1 2019 | Q1 2021 | 9 |
Sonora Investment Management Group, LLC | 8 | 8 | 0.02% | 0.02% | 0.03% | Q4 2021 | Q3 2023 | 8 |
Penserra Capital Management LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 8 |
Allspring Global Investments Holdings, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 5 | 3 | 0.02% | 0.04% | 0.06% | Q4 2018 | Q3 2021 | 8 |
Triad Investment Management | 7 | 7 | 0.25% | 0.35% | 0.49% | Q4 2021 | Q2 2023 | 7 |
SJS Investment Consulting Inc. | 5 | 2 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 7 |
Rockefeller Capital Management L.P. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2022 | 7 |
EATON VANCE MANAGEMENT | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2019 | 7 |
Creative Planning | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2015 | 7 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q1 2018 | 7 |
American Portfolios Advisors | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2019 | 7 |
Rockbridge Investment Management, LCC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q4 2021 | 7 |
1607 Capital Partners, LLC | 7 | 7 | 0.03% | 0.09% | 0.12% | Q1 2022 | Q3 2023 | 7 |
Ellevest, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2022 | 6 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 4 | 2 | 0.01% | 0.02% | 0.02% | Q4 2020 | Q3 2023 | 6 |
Focused Wealth Management, Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
CREDIT SUISSE AG/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2016 | 6 |
Geneos Wealth Management Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2018 | 6 |
Advisory Services Network, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2019 | 6 |
TRUIST FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2021 | 6 |
BB&T SECURITIES, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
Grantham, Mayo, Van Otterloo & Co. LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2014 | 6 |
PRIVATE TRUST CO NA | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q3 2023 | 6 |
SEI INVESTMENTS CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2018 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Royal Fund Management, LLC | 5 | 5 | 0.01% | 0.03% | 0.04% | Q1 2019 | Q1 2020 | 5 |
Mariner, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
GraniteShares Advisors LLC | 5 | 5 | 1.23% | 1.60% | 1.93% | Q4 2021 | Q4 2022 | 5 |
PATHSTONE FAMILY OFFICE, LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q4 2020 | 5 |
Cambridge Investment Research Advisors, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 5 |
High Net Worth Advisory Group LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2022 | 5 |
NEW ENGLAND SECURITIES CORP /MA/ | 5 | 5 | 0.01% | 0.01% | 0.02% | Q4 2013 | Q4 2014 | 5 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q2 2014 | Q2 2015 | 5 |
ROBINSON CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.23% | 0.38% | 0.54% | Q1 2017 | Q4 2017 | 4 |
TFB Advisors LLC | 4 | 4 | 0.58% | 1.03% | 1.50% | Q4 2022 | Q3 2023 | 4 |
Kamunting Street Capital Management, L.P. | 4 | 4 | 1.29% | 2.36% | 3.16% | Q2 2014 | Q1 2015 | 4 |
Berkeley Capital Partners, LLC | 4 | 4 | 0.08% | 0.09% | 0.09% | Q1 2020 | Q4 2020 | 4 |
Lindbrook Capital, LLC | 4 | 4 | 0.08% | 0.13% | 0.15% | Q1 2019 | Q4 2019 | 4 |
STATE OF WISCONSIN INVESTMENT BOARD | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
Certified Advisory Corp | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
NewEdge Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
STEPHENS INC /AR/ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2022 | 4 |
AQR Arbitrage LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q1 2020 | 4 |
Ameritas Advisory Services, LLC | 4 | 4 | 0.10% | 0.12% | 0.14% | Q4 2021 | Q3 2022 | 4 |
RVW Wealth, LLC | 4 | 4 | 0.03% | 0.03% | 0.03% | Q1 2023 | Q4 2023 | 4 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2016 | 4 |
Csenge Advisory Group | 4 | 4 | 0.01% | 0.01% | 0.02% | Q3 2022 | Q2 2023 | 4 |
Weiss Asset Management LP | 2 | 1 | 0.02% | 0.02% | 0.03% | Q4 2018 | Q3 2023 | 3 |
CWM, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
BlackRock Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
MANAGED ACCOUNT ADVISORS LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 3 |
KLINGENSTEIN FIELDS & CO LP | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q4 2013 | 3 |
State of New Jersey Common Pension Fund D | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2015 | Q2 2016 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 3 |
ALLIANCEBERNSTEIN L.P. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2015 | 3 |
Consolidated Portfolio Review Corp | 3 | 3 | 0.11% | 0.11% | 0.12% | Q1 2023 | Q3 2023 | 3 |
US BANCORP \DE\ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2021 | 3 |
RAYMOND JAMES TRUST N.A. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q1 2022 | 3 |
CORNERSTONE ADVISORS INC | 3 | 3 | 0.11% | 0.13% | 0.14% | Q2 2014 | Q4 2014 | 3 |
Principle Wealth Partners LLC | 2 | 1 | 0.01% | 0.05% | 0.09% | Q2 2019 | Q2 2020 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.02% | 0.02% | 0.03% | Q4 2017 | Q4 2018 | 3 |
MML INVESTORS SERVICES, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Future Financial Wealth Managment LLC | 2 | 2 | 0.07% | 0.07% | 0.08% | Q4 2021 | Q1 2022 | 2 |
BNP PARIBAS FINANCIAL MARKETS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
Fortitude Advisory Group L.L.C. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q1 2022 | 2 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.01% | 0.04% | 0.08% | Q4 2016 | Q4 2017 | 2 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2021 | 2 |
MUFG Americas Holdings Corp | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
MONETA GROUP INVESTMENT ADVISORS LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2019 | 2 |
Apriem Advisors | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
REGIONS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2017 | 2 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2014 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2022 | 2 |
OTA Financial Group L.P. | 1 | 1 | 0.16% | 0.18% | 0.20% | Q1 2014 | Q4 2017 | 2 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.05% | 0.10% | Q4 2018 | Q3 2021 | 2 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2017 | 2 |
GPS Wealth Strategies Group, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Chicago Partners Investment Group LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q1 2023 | 2 |
HARBOR INVESTMENT ADVISORY, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q1 2020 | 2 |
Wealth Quarterback LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q1 2020 | 2 |
WealthShield Partners, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q2 2021 | 2 |
First Allied Advisory Services, Inc. | 2 | 2 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q3 2013 | 2 |
PVG Asset Management | 2 | 2 | 0.07% | 0.10% | 0.12% | Q4 2014 | Q1 2015 | 2 |
FIFTH THIRD BANCORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
Integrated Wealth Management | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q2 2015 | 2 |
GEODE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
Sowell Financial Services LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
True Link Financial Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
NEWGATE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.38% | 0.38% | 0.38% | Q2 2013 | Q2 2013 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2015 | Q4 2015 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q1 2014 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.21% | 0.21% | 0.21% | Q4 2014 | Q4 2014 | 1 |
Sullivan, Bruyette, Speros & Blaney, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q4 2013 | 1 |
Evercore Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
EPG Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Merriman Wealth Management, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2013 | Q4 2013 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
CTC Alternative Strategies, Ltd. | 1 | 1 | 0.56% | 0.56% | 0.56% | Q4 2014 | Q4 2014 | 1 |
Almitas Capital LLC | 1 | 1 | 1.07% | 1.07% | 1.07% | Q4 2018 | Q4 2018 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2016 | Q1 2016 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
Arlington Capital Management, Inc. | 1 | 1 | 0.36% | 0.36% | 0.36% | Q4 2020 | Q4 2020 | 1 |
FIRST FINANCIAL EQUITY CORPORATION | 1 | 1 | 0.07% | 0.07% | 0.07% | Q1 2017 | Q1 2017 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Archford Capital Strategies, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q3 2016 | 1 |
Bridgeworth, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Exchange Capital Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
Realta Investment Advisors | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q2 2019 | 1 |
Farmers & Merchants Trust Co of Chambersburg PA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Orion Portfolio Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
PT ASSET MANAGEMENT, LLC | 1 | 1 | 1.21% | 1.21% | 1.21% | Q4 2014 | Q4 2014 | 1 |
Visium Asset Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
FREEDOM WEALTH ALLIANCE, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q4 2022 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Elequin Capital, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TimeScale Financial, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Concert Wealth Management Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2016 | Q3 2016 | 1 |
HARBOUR INVESTMENTS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Claro Advisors LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2018 | Q4 2018 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2014 | Q4 2014 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
TFO Wealth Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2014 | Q4 2014 | 1 |
Cutter & CO Brokerage, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2020 | Q1 2020 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Walleye Trading LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
DIVIDEND ASSETS CAPITAL, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
Nelson Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Walleye Capital LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
Prospera Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
External links
This page lists all the filers that currently own WESTERN ASSET HGH YLD DFNDFD or have owned WESTERN ASSET HGH YLD DFNDFD in the past.