Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 37 | 37 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q3 2023 | 37 |
RAYMOND JAMES & ASSOCIATES | 37 | 37 | 0.01% | 0.02% | 0.03% | Q3 2014 | Q3 2023 | 37 |
WELLS FARGO & COMPANY/MN | 37 | 37 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2023 | 37 |
D.A. DAVIDSON & CO. | 37 | 37 | 0.01% | 0.02% | 0.04% | Q3 2014 | Q3 2023 | 37 |
WEDBUSH SECURITIES INC | 37 | 37 | 0.08% | 0.14% | 0.21% | Q3 2014 | Q3 2023 | 37 |
Aviance Capital Partners, LLC | 37 | 37 | 0.10% | 0.33% | 0.52% | Q3 2014 | Q3 2023 | 37 |
ROYAL BANK OF CANADA | 37 | 37 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2023 | 37 |
AMERIPRISE FINANCIAL INC | 34 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2023 | 36 |
FIRST TRUST ADVISORS LP | 36 | 36 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2023 | 36 |
BANK OF AMERICA CORP /DE/ | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Janney Montgomery Scott LLC | 30 | 3 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q3 2023 | 33 |
LPL Financial LLC | 26 | 7 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2023 | 33 |
Raymond James Financial Services Advisors, Inc. | 18 | 14 | 0.01% | 0.04% | 0.06% | Q3 2015 | Q3 2023 | 32 |
1832 Asset Management L.P. | 23 | 9 | 0.00% | 0.02% | 0.04% | Q4 2014 | Q3 2023 | 32 |
STIFEL FINANCIAL CORP | 31 | 31 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 31 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 31 |
PNC FINANCIAL SERVICES GROUP, INC. | 20 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2023 | 29 |
Advisors Asset Management, Inc. | 24 | 5 | 0.00% | 0.04% | 0.07% | Q3 2015 | Q3 2023 | 29 |
Advisory Services Network, LLC | 27 | 2 | 0.02% | 0.04% | 0.08% | Q2 2016 | Q3 2023 | 29 |
HBK Sorce Advisory LLC | 20 | 1 | 0.02% | 0.04% | 0.08% | Q2 2016 | Q3 2023 | 28 |
DELTA ASSET MANAGEMENT LLC/TN | 24 | 4 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 28 |
StrategIQ Financial Group, LLC | 28 | 28 | 0.03% | 0.10% | 0.21% | Q4 2016 | Q3 2023 | 28 |
CITIGROUP INC | 27 | 27 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2021 | 27 |
Bison Wealth, LLC | 19 | 8 | 0.06% | 0.14% | 0.23% | Q2 2015 | Q4 2022 | 27 |
COHEN & STEERS, INC. | 27 | 27 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q3 2023 | 27 |
Capital Investment Advisors, LLC | 26 | 26 | 0.01% | 0.01% | 0.02% | Q4 2015 | Q1 2022 | 26 |
MML INVESTORS SERVICES, LLC | 25 | 25 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q3 2023 | 25 |
Invesco Ltd. | 16 | 8 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 24 |
Patriot Financial Group Insurance Agency, LLC | 23 | 23 | 0.03% | 0.07% | 0.14% | Q4 2016 | Q2 2022 | 23 |
GUGGENHEIM CAPITAL LLC | 20 | 3 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 23 |
RAYMOND JAMES TRUST N.A. | 22 | 22 | 0.01% | 0.01% | 0.02% | Q2 2018 | Q3 2023 | 22 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12 | 1 | 0.01% | 0.03% | 0.11% | Q3 2015 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Cambridge Investment Research Advisors, Inc. | 21 | 21 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q3 2023 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2019 | 21 |
&PARTNERS | 20 | 20 | 0.12% | 0.25% | 0.40% | Q4 2018 | Q3 2023 | 20 |
BALDWIN BROTHERS LLC/MA | 20 | 20 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q4 2023 | 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 7 | 1 | 0.01% | 0.06% | 0.13% | Q2 2015 | Q3 2023 | 20 |
Steward Partners Investment Advisory, LLC | 18 | 2 | 0.00% | 0.05% | 0.07% | Q2 2018 | Q3 2023 | 20 |
Private Advisor Group, LLC | 10 | 1 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q3 2023 | 19 |
BB&T SECURITIES, LLC | 19 | 19 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q3 2019 | 19 |
American Portfolios Advisors | 11 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 19 |
Karpus Management, Inc. | 18 | 18 | 0.17% | 0.36% | 0.71% | Q4 2015 | Q1 2020 | 18 |
WHITENER CAPITAL MANAGEMENT, INC. | 18 | 18 | 0.00% | 0.12% | 0.19% | Q2 2019 | Q3 2023 | 18 |
Thomas J. Herzfeld Advisors, Inc. | 18 | 18 | 2.23% | 3.86% | 5.03% | Q4 2014 | Q1 2019 | 18 |
THOMPSON DAVIS & CO., INC. | 17 | 17 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2018 | 17 |
TRUIST FINANCIAL CORP | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 16 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 1 | 0.00% | 0.02% | 0.04% | Q3 2015 | Q3 2023 | 16 |
AdvisorNet Financial, Inc | 16 | 16 | 0.05% | 0.07% | 0.09% | Q1 2018 | Q4 2021 | 16 |
HARBOR INVESTMENT ADVISORY, LLC | 16 | 16 | 0.07% | 0.10% | 0.12% | Q4 2019 | Q3 2023 | 16 |
STEPHENS INC /AR/ | 13 | 3 | 0.02% | 0.03% | 0.04% | Q2 2018 | Q4 2022 | 16 |
Rockefeller Capital Management L.P. | 13 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2023 | 15 |
B. Riley Wealth Advisors, Inc. | 12 | 3 | 0.02% | 0.03% | 0.04% | Q3 2017 | Q3 2023 | 15 |
Gradient Investments LLC | 11 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 15 | 15 | 0.04% | 0.08% | 0.10% | Q1 2020 | Q3 2023 | 15 |
AE Wealth Management LLC | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.01% | 0.02% | Q2 2016 | Q4 2019 | 15 |
Prospera Financial Services Inc | 14 | 14 | 0.02% | 0.03% | 0.14% | Q2 2020 | Q3 2023 | 14 |
OPPENHEIMER & CO INC | 14 | 14 | 0.01% | 0.01% | 0.02% | Q2 2020 | Q3 2023 | 14 |
1607 Capital Partners, LLC | 10 | 4 | 0.03% | 0.18% | 0.51% | Q3 2018 | Q3 2023 | 14 |
IFP Advisors, Inc | 14 | 14 | 0.00% | 0.02% | 0.03% | Q4 2015 | Q1 2019 | 14 |
US BANCORP \DE\ | 8 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2022 | 14 |
Sugarloaf Wealth Management, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 13 |
McGowan Group Asset Management, Inc. | 12 | 12 | 0.10% | 0.15% | 0.22% | Q4 2020 | Q3 2023 | 12 |
Tradition Wealth Management, LLC | 12 | 12 | 0.08% | 0.12% | 0.15% | Q4 2020 | Q3 2023 | 12 |
DOLIVER ADVISORS, LP | 6 | 1 | 0.10% | 0.54% | 1.83% | Q3 2015 | Q2 2019 | 12 |
Cetera Investment Advisers | 12 | 12 | 0.01% | 0.02% | 0.03% | Q4 2020 | Q3 2023 | 12 |
Vigilare Wealth Management | 11 | 11 | 0.20% | 0.28% | 0.43% | Q4 2019 | Q2 2022 | 11 |
FLAGSHIP HARBOR ADVISORS, LLC | 11 | 11 | 0.03% | 0.08% | 0.17% | Q1 2018 | Q3 2020 | 11 |
StoneX Group Inc. | 6 | 5 | 0.03% | 0.09% | 0.19% | Q4 2020 | Q3 2023 | 11 |
Baystate Wealth Management LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2019 | 11 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 11 | 11 | 0.02% | 0.04% | 0.06% | Q1 2021 | Q3 2023 | 11 |
NEXT Financial Group, Inc | 7 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q1 2020 | 10 |
Plante Moran Financial Advisors, LLC | 9 | 1 | 0.01% | 0.02% | 0.06% | Q2 2016 | Q3 2021 | 10 |
Kingsview Wealth Management, LLC | 6 | 4 | 0.03% | 0.04% | 0.05% | Q1 2021 | Q3 2023 | 10 |
Cetera Advisor Networks LLC | 9 | 1 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 10 |
Barnett & Company, Inc. | 10 | 10 | 0.00% | 0.01% | 0.01% | Q1 2016 | Q2 2018 | 10 |
Formidable Asset Management, LLC | 5 | 1 | 0.05% | 0.10% | 0.19% | Q1 2017 | Q4 2020 | 10 |
COMMERCE BANK | 6 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
BDO Wealth Advisors, LLC | 7 | 2 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q2 2023 | 9 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2017 | 9 |
Moisand Fitzgerald Tamayo, LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q3 2023 | 9 |
Winslow, Evans & Crocker, Inc. | 9 | 9 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q4 2020 | 9 |
Financial Architects, Inc | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2018 | 9 |
FMR LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2023 | 8 |
DF DENT & CO INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
CORNERSTONE ADVISORS INC | 4 | 1 | 0.03% | 0.14% | 0.42% | Q4 2015 | Q1 2019 | 8 |
Advisor Resource Council | 8 | 8 | 0.14% | 0.48% | 0.90% | Q2 2021 | Q1 2023 | 8 |
WASHINGTON TRUST Co | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2022 | 8 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 8 |
Jaffetilchin Investment Partners, LLC | 8 | 8 | 0.04% | 0.05% | 0.06% | Q1 2021 | Q4 2022 | 8 |
Investors Capital Advisory Services | 8 | 8 | 0.05% | 0.08% | 0.11% | Q3 2014 | Q2 2016 | 8 |
SHELTON WEALTH MANAGEMENT, LLC | 8 | 8 | 0.23% | 0.28% | 0.34% | Q4 2021 | Q3 2023 | 8 |
SYNOVUS FINANCIAL CORP | 7 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2020 | 8 |
AQR Arbitrage LLC | 5 | 1 | 0.01% | 0.05% | 0.18% | Q1 2020 | Q3 2023 | 8 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2022 | 8 |
Level Financial Advisors | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
BRINKER CAPITAL INC | 7 | 7 | 0.02% | 0.03% | 0.04% | Q1 2017 | Q3 2018 | 7 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2023 | 7 |
Next Level Private LLC | 5 | 2 | 0.28% | 0.33% | 0.38% | Q4 2021 | Q3 2023 | 7 |
Sonora Investment Management, LLC | 4 | 3 | 0.00% | 0.01% | 0.01% | Q3 2015 | Q4 2018 | 7 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 7 | 7 | 0.01% | 0.02% | 0.05% | Q3 2020 | Q1 2022 | 7 |
Beacon Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
HAZLETT, BURT & WATSON, INC. | 7 | 7 | 0.01% | 0.02% | 0.02% | Q1 2022 | Q3 2023 | 7 |
SIGNATUREFD, LLC | 7 | 7 | 0.02% | 0.03% | 0.04% | Q1 2015 | Q3 2016 | 7 |
Stolper Co | 6 | 6 | 0.29% | 0.35% | 0.51% | Q1 2020 | Q2 2021 | 6 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 6 |
Shaker Financial Services, LLC | 5 | 1 | 0.25% | 0.36% | 0.47% | Q2 2015 | Q1 2023 | 6 |
AMERICAN INTERNATIONAL GROUP, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2016 | 6 |
J.P. Morgan Private Wealth Advisors LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.08% | 0.08% | 0.09% | Q2 2018 | Q3 2019 | 6 |
Atria Wealth Solutions, Inc. | 5 | 1 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 6 |
Rise Advisors, LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q1 2023 | 6 |
MSI Financial Services Inc | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2016 | 6 |
Virtu KCG Holdings LLC | 6 | 6 | 0.01% | 0.02% | 0.04% | Q3 2014 | Q4 2015 | 6 |
Carroll Financial Associates, Inc. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2019 | 6 |
Rosenberg Matthew Hamilton | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2023 | 6 |
All Season Financial Advisors, Inc. | 6 | 6 | 0.24% | 0.28% | 0.35% | Q2 2021 | Q3 2022 | 6 |
Eudaimonia Partners, LLC | 6 | 6 | 0.04% | 0.09% | 0.14% | Q4 2019 | Q1 2021 | 6 |
CLOUGH CAPITAL PARTNERS L P | 4 | 1 | 0.02% | 0.07% | 0.09% | Q1 2015 | Q1 2020 | 5 |
Spire Wealth Management | 5 | 5 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q1 2022 | 5 |
HUNTINGTON NATIONAL BANK | 3 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2023 | 5 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2018 | 5 |
Walleye Capital LLC | 3 | 1 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 5 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2020 | 5 |
Cornerstone Advisors, LLC | 3 | 1 | 0.06% | 0.21% | 0.32% | Q4 2019 | Q3 2023 | 5 |
HOWE & RUSLING INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2022 | 5 |
NewEdge Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
WESTPORT RESOURCES MANAGEMENT INC | 4 | 4 | 0.05% | 0.07% | 0.10% | Q1 2015 | Q4 2015 | 4 |
Bank of New York Mellon Corp | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2017 | 4 |
Sigma Planning Corp | 2 | 2 | 0.02% | 0.05% | 0.10% | Q4 2015 | Q3 2017 | 4 |
Elequin Capital, LP | 4 | 4 | 0.08% | 0.13% | 0.23% | Q4 2022 | Q3 2023 | 4 |
JPMORGAN CHASE & CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 4 |
Ellis Investment Partners, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q3 2022 | 4 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 4 |
CWM, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 4 |
PRIVATE TRUST CO NA | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q3 2023 | 4 |
FNY Investment Advisers, LLC | 2 | 1 | 0.01% | 0.02% | 0.02% | Q4 2019 | Q3 2021 | 4 |
BANK OF NOVA SCOTIA | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2018 | 4 |
SHEPHERD KAPLAN KROCHUK, LLC | 4 | 4 | 0.11% | 0.13% | 0.14% | Q3 2018 | Q2 2019 | 4 |
VALLEY NATIONAL ADVISERS INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2018 | 4 |
PRENTISS SMITH & CO INC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2018 | 4 |
Arkadios Wealth Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Liberty Capital Management, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2017 | 4 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4 | 4 | 0.04% | 0.07% | 0.10% | Q4 2022 | Q3 2023 | 4 |
DEUTSCHE BANK AG\ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2016 | 4 |
Capital Advisors, Ltd. LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
Worth Asset Management, LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q1 2022 | Q4 2022 | 4 |
Laurion Capital Management LP | 3 | 1 | 0.01% | 0.01% | 0.03% | Q4 2016 | Q4 2017 | 4 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
Ahrens Investment Partners LLC | 2 | 1 | 0.01% | 0.01% | 0.02% | Q1 2022 | Q1 2023 | 3 |
CITIZENS FINANCIAL GROUP INC/RI | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2020 | 3 |
High Net Worth Advisory Group LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Golden State Wealth Management, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q3 2019 | 3 |
Heron Bay Capital Management | 3 | 3 | 1.02% | 1.47% | 1.72% | Q1 2023 | Q3 2023 | 3 |
Richard W. Paul & Associates, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
FIFTH THIRD BANCORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2020 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.03% | 0.04% | Q4 2016 | Q4 2018 | 3 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2018 | 3 |
D'Orazio & Associates, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Koshinski Asset Management, Inc. | 3 | 3 | 0.00% | 0.01% | 0.01% | Q3 2021 | Q1 2022 | 3 |
WFG Advisors, LP | 3 | 3 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q1 2017 | 3 |
Valeo Financial Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2020 | 3 |
Claro Advisors LLC | 3 | 3 | 0.14% | 0.15% | 0.18% | Q1 2020 | Q3 2020 | 3 |
New Harbor Financial Group, LLC | 3 | 3 | 0.00% | 0.72% | 1.12% | Q1 2015 | Q3 2015 | 3 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.02% | 0.04% | 0.06% | Q4 2016 | Q3 2017 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2023 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 3 |
GLENMEDE TRUST CO NA | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2021 | 3 |
tru Independence LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q2 2020 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Coe Capital Management, LLC | 2 | 2 | 0.17% | 0.19% | 0.21% | Q1 2016 | Q2 2016 | 2 |
FineMark National Bank & Trust | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q2 2016 | 2 |
Register Financial Advisors LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q4 2022 | Q1 2023 | 2 |
Raab & Moskowitz Asset Management LLC | 1 | 1 | 0.03% | 0.03% | 0.04% | Q3 2018 | Q4 2019 | 2 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q2 2021 | 2 |
Samalin Investment Counsel, LLC | 2 | 2 | 0.16% | 0.19% | 0.22% | Q2 2023 | Q3 2023 | 2 |
Ausdal Financial Partners, Inc. | 2 | 2 | 0.04% | 0.04% | 0.04% | Q4 2021 | Q1 2022 | 2 |
B. Riley Wealth Management, Inc. | 1 | 1 | 0.00% | 0.04% | 0.08% | Q1 2020 | Q2 2022 | 2 |
Consolidated Portfolio Review Corp | 2 | 2 | 0.07% | 0.07% | 0.07% | Q2 2023 | Q3 2023 | 2 |
Edge Wealth Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
CIBC WORLD MARKET INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
Horan Securities, Inc. | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q1 2022 | 2 |
Marks Group Wealth Management, Inc | 2 | 2 | 0.39% | 0.40% | 0.41% | Q4 2019 | Q1 2020 | 2 |
Herold Advisors, Inc. | 1 | 1 | 0.02% | 0.02% | 0.03% | Q3 2021 | Q1 2022 | 2 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 2 |
First Allied Advisory Services, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q3 2016 | 2 |
QUATTRO FINANCIAL ADVISORS LLC | 2 | 2 | 0.06% | 0.13% | 0.21% | Q3 2017 | Q4 2017 | 2 |
1776 Wealth LLC | 2 | 2 | 0.02% | 0.04% | 0.06% | Q1 2020 | Q2 2020 | 2 |
REGIONS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 2 |
55I, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q1 2022 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.01% | 0.02% | 0.03% | Q2 2018 | Q3 2018 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.03% | 0.05% | Q4 2015 | Q4 2017 | 2 |
Future Financial Wealth Managment LLC | 2 | 2 | 0.04% | 0.07% | 0.09% | Q4 2021 | Q1 2022 | 2 |
RMB Capital Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
CENTRAL TRUST Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 2 |
Filbrandt Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
UBS AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Chemistry Wealth Management LLC | 1 | 1 | 0.29% | 0.29% | 0.29% | Q4 2021 | Q4 2021 | 1 |
WELCH & FORBES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
CHIRON CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2020 | Q3 2020 | 1 |
GSA CAPITAL PARTNERS LLP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2015 | Q3 2015 | 1 |
OLD NATIONAL BANCORP /IN/ | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Asset Dedication, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TFG Advisers LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
TRUST CO OF VERMONT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Virtu Financial LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2021 | Q2 2021 | 1 |
McElhenny Sheffield Capital Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q4 2022 | 1 |
NWAM LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2018 | Q1 2018 | 1 |
Private Capital Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2016 | Q3 2016 | 1 |
Tower View Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2021 | 1 |
ClearBridge Investments | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Kalos Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
Commonwealth Equity Services, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
STEPH & CO | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2021 | Q4 2021 | 1 |
TFO Wealth Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
Efficient Market Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Vista Private Wealth Partners. LLC | 1 | 1 | 0.19% | 0.19% | 0.19% | Q1 2020 | Q1 2020 | 1 |
Mosaic Family Wealth, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
C-J Advisory, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2019 | Q1 2019 | 1 |
Koesten, Hirschmann & Crabtree, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Matisse Capital | 1 | 1 | 0.07% | 0.07% | 0.07% | Q1 2020 | Q1 2020 | 1 |
WealthShield Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
FourThought Financial, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Confluence Wealth Services, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Capital Investment Advisory Services, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q3 2019 | 1 |
TSFG, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Aptus Capital Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2015 | Q3 2015 | 1 |
Logan Stone Capital, LLC | 1 | 1 | 0.29% | 0.29% | 0.29% | Q3 2023 | Q3 2023 | 1 |
Enterprise Trust & Investment Co | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2021 | Q2 2021 | 1 |
Spectrum Management Group, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Amplius Wealth Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
PITTENGER & ANDERSON INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Laird Norton Wetherby Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
Stephens Consulting, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
RPG Investment Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
NEWGATE CAPITAL MANAGEMENT LLC | 1 | 1 | 1.29% | 1.29% | 1.29% | Q2 2016 | Q2 2016 | 1 |
SALEM INVESTMENT COUNSELORS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2014 | Q3 2014 | 1 |
WealthOne, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
GIRARD PARTNERS LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Moors & Cabot, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
CSS LLC/IL | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
Catalyst Capital Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2017 | Q4 2017 | 1 |
MEEDER ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Apollon Wealth Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
TCWP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
External links
This page lists all the filers that currently own TEKLA HEALTHCARE OPPORTUNIT or have owned TEKLA HEALTHCARE OPPORTUNIT in the past.