Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
COLONY GROUP LLC | 42 | 42 | 0.00% | 0.06% | 0.23% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 41 | 41 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q2 2023 | 41 |
Raymond James Financial Services Advisors, Inc. | 34 | 7 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q3 2023 | 41 |
BANK OF AMERICA CORP /DE/ | 38 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 40 |
COHEN & STEERS, INC. | 40 | 40 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q1 2023 | 40 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Invesco Ltd. | 25 | 9 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 34 |
Advisors Asset Management, Inc. | 10 | 7 | 0.00% | 0.03% | 0.10% | Q2 2013 | Q1 2023 | 33 |
Shaker Financial Services, LLC | 11 | 5 | 0.10% | 1.14% | 3.56% | Q4 2014 | Q3 2023 | 31 |
AMERIPRISE FINANCIAL INC | 24 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2023 | 28 |
SIT INVESTMENT ASSOCIATES INC | 28 | 28 | 0.04% | 0.20% | 0.37% | Q4 2016 | Q3 2023 | 28 |
Geneos Wealth Management Inc. | 26 | 26 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q2 2022 | 26 |
Thomas J. Herzfeld Advisors, Inc. | 18 | 2 | 0.00% | 0.06% | 0.72% | Q4 2014 | Q3 2023 | 22 |
Sterneck Capital Management, LLC | 21 | 21 | 0.34% | 0.46% | 0.64% | Q3 2018 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 2 | 0.00% | 0.02% | 0.04% | Q4 2014 | Q2 2023 | 18 |
LPL Financial LLC | 17 | 17 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2017 | 17 |
Creative Planning | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 16 |
Karpus Management, Inc. | 12 | 4 | 0.01% | 0.59% | 1.06% | Q3 2018 | Q3 2023 | 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 10 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 16 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
ROBINSON CAPITAL MANAGEMENT, LLC | 15 | 15 | 0.40% | 0.67% | 1.33% | Q4 2015 | Q2 2019 | 15 |
US BANCORP \DE\ | 9 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2022 | 14 |
ENVESTNET ASSET MANAGEMENT INC | 12 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 13 |
Wagner Wealth Management, LLC | 9 | 4 | 0.09% | 0.83% | 2.61% | Q4 2017 | Q4 2022 | 13 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.05% | 0.09% | 0.12% | Q4 2018 | Q3 2021 | 12 |
Private Advisor Group, LLC | 6 | 1 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q2 2020 | 12 |
RMB Capital Management, LLC | 3 | 1 | 0.01% | 0.02% | 0.04% | Q3 2015 | Q2 2020 | 11 |
Spire Wealth Management | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
NEXT Financial Group, Inc | 11 | 11 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q2 2017 | 11 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 10 |
Clear Creek Financial Management, LLC | 4 | 1 | 0.03% | 0.06% | 0.08% | Q2 2019 | Q3 2023 | 10 |
SeaCrest Wealth Management, LLC | 6 | 4 | 0.01% | 0.02% | 0.03% | Q4 2017 | Q4 2022 | 10 |
Tower Research Capital LLC (TRC) | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2020 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5 | 1 | 0.01% | 0.03% | 0.07% | Q2 2015 | Q2 2023 | 10 |
Baird Financial Group, Inc. | 10 | 10 | 0.00% | 0.00% | 0.02% | Q2 2015 | Q3 2017 | 10 |
SG Americas Securities, LLC | 3 | 2 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2018 | 9 |
AEGON USA Investment Management, LLC | 5 | 4 | 0.11% | 0.32% | 0.67% | Q2 2018 | Q3 2023 | 9 |
Dakota Wealth Management | 7 | 2 | 0.01% | 0.02% | 0.03% | Q3 2019 | Q3 2023 | 9 |
NewEdge Advisors, LLC | 8 | 1 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q3 2023 | 9 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Kovack Advisors, Inc. | 5 | 3 | 0.02% | 0.03% | 0.04% | Q2 2020 | Q3 2023 | 8 |
ICON ADVISERS INC/CO | 8 | 8 | 0.10% | 0.44% | 0.74% | Q2 2019 | Q1 2021 | 8 |
Saba Capital Management, L.P. | 5 | 1 | 0.01% | 0.09% | 0.26% | Q4 2017 | Q3 2023 | 8 |
WFG Advisors, LP | 8 | 8 | 0.01% | 0.03% | 0.04% | Q2 2013 | Q1 2015 | 8 |
CITIGROUP INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2021 | 8 |
PARK AVENUE SECURITIES LLC | 5 | 1 | 0.01% | 0.02% | 0.02% | Q1 2019 | Q2 2021 | 8 |
DOLIVER ADVISORS, LP | 4 | 1 | 0.09% | 0.16% | 0.22% | Q4 2014 | Q3 2018 | 7 |
Lindbrook Capital, LLC | 7 | 7 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q3 2020 | 7 |
Krilogy Financial LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2018 | 7 |
Advisor Group, Inc. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2019 | 7 |
Catalyst Capital Advisors LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q2 2016 | 7 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2023 | 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 1 | 0.00% | 0.09% | 0.19% | Q4 2014 | Q1 2020 | 6 |
FIFTH THIRD BANCORP | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2019 | 6 |
Bulldog Investors, LLP | 6 | 6 | 0.55% | 0.78% | 0.97% | Q3 2019 | Q4 2020 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
RAYMOND JAMES & ASSOCIATES | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Rise Advisors, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q1 2023 | 6 |
IFP Advisors, Inc | 4 | 1 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q1 2019 | 5 |
Nuveen Asset Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Worth Asset Management, LLC | 5 | 5 | 0.02% | 0.02% | 0.03% | Q1 2022 | Q1 2023 | 5 |
Yorktown Management & Research Co Inc | 5 | 5 | 0.22% | 0.28% | 0.32% | Q1 2016 | Q1 2017 | 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2018 | 5 |
Laurion Capital Management LP | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q3 2017 | 5 |
BOKF, NA | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2022 | 5 |
WHITTIER TRUST CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Newbridge Financial Services Group, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q2 2021 | 4 |
Walleye Trading LLC | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2018 | 4 |
WESTPORT RESOURCES MANAGEMENT INC | 4 | 4 | 0.03% | 0.04% | 0.06% | Q4 2014 | Q3 2015 | 4 |
Logan Stone Capital, LLC | 4 | 4 | 0.13% | 0.24% | 0.42% | Q4 2022 | Q3 2023 | 4 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q2 2015 | 4 |
B. Riley Wealth Management, Inc. | 4 | 4 | 0.04% | 0.04% | 0.04% | Q1 2014 | Q4 2014 | 4 |
FNY Investment Advisers, LLC | 1 | 1 | 0.01% | 0.05% | 0.11% | Q1 2019 | Q2 2021 | 3 |
AQR Arbitrage LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
Kingsview Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q3 2023 | 3 |
NORTHERN TRUST CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 3 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
BlackRock Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
AMERICAN INTERNATIONAL GROUP, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2015 | 3 |
First Horizon Advisors, Inc. | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2019 | Q4 2019 | 3 |
Dynamic Advisor Solutions LLC | 2 | 2 | 0.03% | 0.33% | 0.63% | Q3 2019 | Q4 2019 | 2 |
HighTower Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
BESSEMER GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
6 Meridian | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q1 2019 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Plante Moran Financial Advisors, LLC | 2 | 2 | 0.02% | 0.03% | 0.03% | Q2 2014 | Q3 2014 | 2 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q1 2015 | 2 |
Kovitz Investment Group Partners, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q1 2016 | Q2 2016 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
WealthPLAN Partners, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q3 2016 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Advisory Alpha, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2016 | Q4 2016 | 1 |
PNC FINANCIAL SERVICES GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Kovitz Investment Group, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 1 | 1 | 0.12% | 0.12% | 0.12% | Q2 2021 | Q2 2021 | 1 |
Founders Financial Alliance, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Walleye Capital LLC | 1 | 1 | 0.36% | 0.36% | 0.36% | Q3 2018 | Q3 2018 | 1 |
McNamara Financial Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Almitas Capital LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2018 | Q4 2018 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q3 2016 | 1 |
ARROW FINANCIAL CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q4 2017 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
SHELTON CAPITAL MANAGEMENT | 1 | 1 | 0.16% | 0.16% | 0.16% | Q3 2020 | Q3 2020 | 1 |
HUTCHENS INVESTMENT MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2022 | Q1 2022 | 1 |
GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q4 2014 | Q4 2014 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q4 2015 | Q4 2015 | 1 |
External links
This page lists all the filers that currently own PIONEER DIV HIGH INCOME TRUS or have owned PIONEER DIV HIGH INCOME TRUS in the past.