NUVEEN PFD & INCOME TERM FD shareholder history

Current and past NUVEEN PFD & INCOME TERM FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.01%Q2 2013Q3 202342
COHEN & STEERS, INC. 42420.01%0.02%0.02%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
LPL Financial LLC 41410.00%0.00%0.02%Q3 2013Q3 202341
Invesco Ltd. 41410.00%0.00%0.00%Q2 2013Q2 202341
CITIGROUP INC 25120.00%0.00%0.00%Q2 2013Q4 202237
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
GUGGENHEIM CAPITAL LLC 1930.00%0.00%0.01%Q1 2014Q3 202333
RAYMOND JAMES & ASSOCIATES 31310.00%0.00%0.01%Q1 2016Q3 202331
WEDBUSH SECURITIES INC 1810.02%0.04%0.07%Q3 2014Q3 202330
Winslow, Evans & Crocker, Inc. 29290.00%0.04%0.14%Q4 2013Q4 202029
AMERIPRISE FINANCIAL INC 2620.00%0.00%0.00%Q2 2013Q3 202328
Cornerstone Advisory, LLC 27270.08%1.94%3.85%Q1 2017Q3 202327
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 1260.16%0.50%0.79%Q4 2013Q3 202327
E&G Advisors, LP 27270.24%0.36%0.50%Q1 2017Q3 202327
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2610.00%0.00%0.00%Q4 2016Q3 202327
Geneos Wealth Management Inc. 2150.00%0.00%0.00%Q1 2017Q3 202326
STIFEL FINANCIAL CORP 1430.00%0.00%0.01%Q2 2016Q3 202326
Private Advisor Group, LLC 26260.00%0.01%0.02%Q2 2017Q3 202326
RMB Capital Management, LLC 2410.01%0.03%0.10%Q4 2016Q3 202326
BB&T SECURITIES, LLC 26260.02%0.05%0.09%Q2 2013Q3 201926
NEXT Financial Group, Inc 1260.00%0.00%0.01%Q4 2014Q4 202125
ENVESTNET ASSET MANAGEMENT INC 1210.00%0.00%0.00%Q3 2014Q3 202325
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.01%Q4 2017Q3 202324
LADENBURG THALMANN FINANCIAL SERVICES INC. 2110.00%0.00%0.00%Q2 2013Q4 201923
Baird Financial Group, Inc. 1320.00%0.01%0.05%Q2 2015Q4 202123
HUNTINGTON NATIONAL BANK 2110.00%0.00%0.00%Q4 2016Q3 202322
Janney Montgomery Scott LLC 22220.00%0.01%0.01%Q2 2018Q3 202322
Patriot Financial Group Insurance Agency, LLC 1840.00%0.01%0.03%Q4 2016Q2 202222
IHT Wealth Management, LLC 2020.01%0.18%0.42%Q4 2017Q3 202322
Cetera Advisor Networks LLC 1110.00%0.03%0.07%Q4 2017Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
SIT INVESTMENT ASSOCIATES INC 820.01%0.09%0.26%Q4 2014Q3 202321
TRUSTCORE FINANCIAL SERVICES, LLC 21210.03%0.16%0.54%Q4 2017Q4 202221
Sigma Planning Corp 1550.01%0.04%0.07%Q2 2016Q4 202120
Rockefeller Capital Management L.P. 19190.00%0.00%0.01%Q1 2019Q3 202319
Chicago Partners Investment Group LLC 19190.04%0.13%0.22%Q1 2019Q3 202319
Steward Partners Investment Advisory, LLC 1810.00%0.01%0.02%Q3 2018Q3 202319
Integrated Wealth Concepts LLC 18180.02%0.05%0.10%Q2 2019Q3 202318
Bruderman Asset Management, LLC 17170.01%0.05%0.10%Q1 2015Q1 201917
GILL CAPITAL PARTNERS, LLC 1610.08%0.13%0.17%Q4 2018Q4 202317
TRUIST FINANCIAL CORP 16160.00%0.01%0.01%Q4 2019Q3 202316
THOMPSON DAVIS & CO., INC. 16160.01%0.04%0.12%Q4 2013Q3 201716
BESSEMER GROUP INC 15150.01%0.03%0.05%Q1 2015Q3 201815
DOLIVER ADVISORS, LP 410.10%0.25%0.56%Q2 2013Q4 201815
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.01%0.03%Q2 2016Q4 201915
IFP Advisors, Inc 14140.01%0.04%0.05%Q4 2015Q1 201914
Physician Wealth Advisors, Inc. 14140.06%0.14%0.22%Q2 2020Q3 202314
FNY Investment Advisers, LLC 420.00%0.04%0.33%Q2 2018Q3 202314
TCTC Holdings, LLC 14140.00%0.00%0.00%Q2 2020Q3 202314
Capital Investment Advisors, LLC 1210.01%0.07%0.20%Q3 2014Q3 201914
ROCKY MOUNTAIN ADVISERS, LLC 13130.05%0.14%0.23%Q3 2020Q3 202313
CWM, LLC 1110.00%0.00%0.00%Q4 2018Q2 202313
PARAMETRIC PORTFOLIO ASSOCIATES LLC 520.00%0.00%0.00%Q3 2013Q3 201913
RIVERNORTH CAPITAL MANAGEMENT, LLC 410.02%0.07%0.23%Q4 2013Q3 202313
Investors Capital Advisory Services 13130.05%0.07%0.11%Q2 2013Q2 201613
Thomas J. Herzfeld Advisors, Inc. 1020.01%0.03%0.06%Q2 2013Q2 201912
B. Riley Wealth Advisors, Inc. 410.00%0.02%0.03%Q3 2013Q4 202112
NATIONAL PLANNING CORP 12120.09%0.18%0.25%Q3 2014Q2 201712
Commonwealth Equity Services, Inc 810.00%0.01%0.01%Q2 2013Q3 201712
VSR Financial Services, Inc. 12120.03%0.17%0.64%Q2 2013Q1 201612
DEUTSCHE BANK AG\ 12120.00%0.00%0.00%Q2 2014Q1 201712
COMMERCE BANK 12120.00%0.01%0.02%Q2 2017Q1 202012
Royal Fund Management, LLC 1010.00%0.05%0.08%Q2 2018Q2 202111
Shaker Financial Services, LLC 410.08%0.22%0.55%Q4 2014Q3 202111
TSFG, LLC 11110.01%0.02%0.03%Q3 2019Q1 202211
US BANCORP \DE\ 610.00%0.00%0.00%Q2 2013Q3 202311
KESTRA PRIVATE WEALTH SERVICES, LLC 1010.01%0.02%0.03%Q3 2020Q3 202311
Wagner Wealth Management, LLC 520.04%0.57%1.14%Q4 2017Q3 202211
WASHINGTON TRUST BANK 11110.02%0.03%0.06%Q3 2016Q1 201911
Advisory Services Network, LLC 310.00%0.00%0.00%Q3 2018Q1 202310
WOLVERINE ASSET MANAGEMENT LLC 210.00%0.00%0.00%Q2 2013Q1 202210
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.00%Q1 2021Q3 202310
ICM ASSET MANAGEMENT INC/WA 10100.53%3.07%5.10%Q2 2016Q3 201810
WFG Advisors, LP 10100.00%0.01%0.02%Q1 2015Q2 201710
American Portfolios Advisors 630.00%0.00%0.00%Q1 2018Q3 20229
RFG Advisory, LLC 990.07%0.29%0.72%Q4 2017Q4 20199
NewEdge Advisors, LLC 810.00%0.00%0.01%Q2 2017Q3 20239
Jacobus Wealth Management, Inc. 990.04%0.69%1.04%Q3 2015Q3 20179
FineMark National Bank & Trust 540.01%0.02%0.04%Q4 2015Q1 20189
Sonora Investment Management, LLC 880.00%0.00%0.00%Q4 2019Q3 20218
BANK OF MONTREAL /CAN/ 410.00%0.00%0.00%Q3 2015Q2 20238
FMR LLC 210.00%0.00%0.00%Q4 2018Q3 20238
OPTIMUM INVESTMENT ADVISORS 880.00%0.00%0.00%Q1 2019Q4 20208
Wealthcare Advisory Partners LLC 880.01%0.01%0.02%Q4 2021Q3 20238
Tower Research Capital LLC (TRC) 310.00%0.00%0.01%Q2 2013Q2 20167
CENTRAL TRUST Co 770.00%0.00%0.00%Q1 2022Q3 20237
Concord Wealth Partners 430.03%0.04%0.05%Q4 2021Q3 20237
Alpha Omega Wealth Management LLC 770.00%0.00%0.00%Q4 2017Q2 20197
Gary Goldberg Planning Services Inc 770.10%0.11%0.13%Q2 2013Q4 20147
Penserra Capital Management LLC 770.00%0.00%0.01%Q4 2015Q2 20177
Evercore Wealth Management, LLC 770.00%0.00%0.00%Q1 2015Q3 20167
LAZARD ASSET MANAGEMENT LLC 770.00%0.00%0.00%Q4 2020Q2 20227
IFC Holdings Incorporated/FL 770.04%0.05%0.06%Q2 2016Q4 20177
HARBOR INVESTMENT ADVISORY, LLC 770.01%0.01%0.01%Q1 2022Q3 20237
MSI Financial Services Inc 410.00%0.00%0.00%Q3 2014Q3 20167
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 430.02%0.05%0.09%Q4 2018Q3 20217
PNC FINANCIAL SERVICES GROUP, INC. 310.00%0.00%0.00%Q1 2014Q2 20237
Hennion & Walsh Asset Management, Inc. 430.03%0.06%0.13%Q1 2021Q3 20237
Dominick & Dominick LLC 770.36%0.49%0.62%Q2 2013Q4 20147
WHITENER CAPITAL MANAGEMENT, INC. 770.01%0.08%0.19%Q1 2018Q3 20197
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 770.04%0.05%0.06%Q1 2020Q3 20217
AdvisorNet Financial, Inc 320.00%0.00%0.01%Q4 2017Q3 20237
Beacon Capital Management, LLC 770.04%0.04%0.05%Q1 2022Q3 20237
Capital Advisory Group Advisory Services, LLC 770.01%0.01%0.01%Q1 2018Q3 20197
FIFTH THIRD BANCORP 310.00%0.00%0.00%Q4 2014Q4 20197
Arete Wealth Advisors, LLC 310.02%0.04%0.11%Q4 2021Q3 20236
Financial Architects, Inc 660.00%0.00%0.00%Q2 2016Q3 20176
BENJAMIN F. EDWARDS & COMPANY, INC. 660.00%0.00%0.00%Q2 2022Q3 20236
Liberty Capital Management, Inc. 660.01%0.01%0.01%Q3 2016Q4 20176
ROBINSON CAPITAL MANAGEMENT, LLC 510.16%0.52%1.04%Q4 2016Q4 20196
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 420.00%0.03%0.12%Q3 2020Q3 20236
Claybrook Capital, LLC 660.20%0.22%0.24%Q2 2022Q3 20236
Sowell Financial Services LLC 660.00%0.00%0.00%Q3 2019Q4 20206
SignalPoint Asset Management, LLC 660.10%0.10%0.11%Q1 2014Q2 20156
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20146
First Allied Advisory Services, Inc. 550.09%0.10%0.10%Q2 2013Q2 20145
MUFG Americas Holdings Corp 210.00%0.00%0.00%Q4 2013Q3 20225
AMERICAN INTERNATIONAL GROUP, INC. 320.00%0.00%0.00%Q2 2013Q1 20165
SG Americas Securities, LLC 310.00%0.00%0.01%Q4 2014Q4 20175
BAIRD ROBERT W & CO INC /WI/ 550.00%0.03%0.05%Q1 2014Q1 20155
BARCLAYS PLC 310.00%0.00%0.00%Q3 2013Q3 20205
Golden State Wealth Management, LLC 310.02%0.02%0.02%Q1 2019Q3 20205
THRIVENT FINANCIAL FOR LUTHERANS 410.00%0.00%0.00%Q3 2014Q1 20215
Arlington Capital Management, Inc. 550.20%0.26%0.47%Q1 2019Q1 20205
Saba Capital Management, L.P. 550.06%0.12%0.15%Q3 2013Q3 20145
Cetera Advisors LLC 550.02%0.03%0.04%Q2 2019Q2 20205
M Holdings Securities, Inc. 310.02%0.02%0.02%Q1 2021Q1 20235
High Net Worth Advisory Group LLC 550.01%0.01%0.01%Q4 2021Q4 20225
Arkadios Wealth Advisors 440.00%0.00%0.00%Q4 2020Q3 20214
Squar Milner Financial Services LLC 220.06%0.08%0.10%Q1 2019Q1 20204
AQR Capital Management 440.00%0.00%0.00%Q1 2014Q4 20144
DAYMARK WEALTH PARTNERS, LLC 440.02%0.03%0.06%Q4 2022Q3 20234
TELEMUS CAPITAL, LLC 440.06%0.07%0.07%Q2 2020Q1 20214
Creative Planning 210.00%0.00%0.00%Q3 2016Q3 20234
CSS LLC/IL 440.01%0.02%0.04%Q4 2022Q3 20234
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q4 2016Q4 20204
Avior Wealth Management, LLC 440.00%0.00%0.00%Q2 2021Q1 20224
SYNOVUS FINANCIAL CORP 310.00%0.00%0.01%Q2 2017Q2 20204
SEI INVESTMENTS CO 440.00%0.00%0.00%Q3 2017Q2 20184
Yorktown Management & Research Co Inc 440.22%0.24%0.27%Q2 2015Q1 20164
Capital Investment Advisory Services, LLC 440.01%0.01%0.01%Q4 2018Q3 20194
Weiss Asset Management LP 210.04%0.10%0.17%Q4 2016Q3 20234
MACROVIEW INVESTMENT MANAGEMENT LLC 440.05%0.06%0.07%Q1 2019Q4 20194
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 440.05%0.11%0.17%Q1 2022Q4 20224
REGIONS FINANCIAL CORP 440.00%0.00%0.00%Q4 2017Q3 20184
Barnett & Company, Inc. 440.01%0.01%0.01%Q2 2018Q1 20194
Raymond James Financial Services Advisors, Inc. 210.00%0.00%0.00%Q4 2017Q3 20234
HOLLENCREST CAPITAL MANAGEMENT 440.01%0.01%0.01%Q4 2022Q3 20234
Atlas Wealth LLC 440.32%1.00%1.50%Q4 2022Q3 20234
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 210.03%0.05%0.07%Q1 2020Q2 20223
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
Ameritas Investment Company, LLC 110.01%0.01%0.02%Q1 2019Q1 20203
Eudaimonia Partners, LLC 330.01%0.01%0.01%Q3 2020Q1 20213
Sunbelt Securities, Inc. 330.00%0.00%0.00%Q1 2023Q3 20233
Sargent Bickham Lagudis LLC 330.00%0.00%0.00%Q1 2017Q3 20173
AE Wealth Management LLC 210.00%0.00%0.00%Q1 2021Q4 20213
XML Financial, LLC 330.07%0.10%0.14%Q1 2020Q3 20203
TRUST DEPARTMENT MB FINANCIAL BANK N A 330.00%0.00%0.00%Q2 2015Q4 20153
D.A. DAVIDSON & CO. 330.00%0.00%0.00%Q3 2016Q1 20173
WESTPORT RESOURCES MANAGEMENT INC 330.01%0.01%0.01%Q2 2013Q4 20133
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q4 2014Q1 20213
Good Life Advisors, LLC 330.05%0.05%0.06%Q3 2020Q1 20213
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q3 2013Q1 20233
Herold Advisors, Inc. 110.02%0.02%0.02%Q3 2021Q1 20222
Glassman Wealth Services 220.01%0.02%0.02%Q2 2016Q3 20162
20/20 Capital Management, Inc. 220.35%0.39%0.42%Q4 2019Q1 20202
Citadel Advisors 110.00%0.00%0.00%Q2 2016Q1 20182
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2014Q3 20212
CAPTRUST FINANCIAL ADVISORS 220.00%0.00%0.00%Q1 2023Q2 20232
Almitas Capital LLC 220.37%0.64%0.91%Q2 2023Q3 20232
MGO ONE SEVEN LLC 220.02%0.02%0.02%Q4 2017Q1 20182
Clear Harbor Asset Management, LLC 220.05%0.05%0.05%Q1 2014Q2 20142
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
BRANDYWINE OAK PRIVATE WEALTH LLC 220.03%0.03%0.03%Q4 2021Q1 20222
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q4 2013Q4 20142
BOOTHBAY FUND MANAGEMENT, LLC 110.09%0.20%0.32%Q4 2014Q4 20162
Allworth Financial LP 220.00%0.00%0.00%Q2 2023Q3 20232
J.W. COLE ADVISORS, INC. 110.04%0.04%0.04%Q4 2019Q2 20202
Valley Brook Capital Group, Inc. 220.10%0.10%0.10%Q4 2020Q1 20212
Palogic Value Management, L.P. 220.09%0.10%0.11%Q4 2022Q1 20232
B. Riley Wealth Management, Inc. 110.01%0.01%0.01%Q3 2014Q3 20141
SYKON CAPITAL LLC 110.13%0.13%0.13%Q2 2023Q2 20231
Rehmann Capital Advisory Group 110.00%0.00%0.00%Q3 2018Q3 20181
Selective Wealth Management, Inc. 110.01%0.01%0.01%Q3 2022Q3 20221
SouthState Corp 110.00%0.00%0.00%Q2 2022Q2 20221
Paloma Partners Management Co 110.02%0.02%0.02%Q4 2013Q4 20131
Asset Dedication, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
TD Capital Management LLC 110.01%0.01%0.01%Q4 2013Q4 20131
MCIA Inc 110.03%0.03%0.03%Q2 2017Q2 20171
Cranbrook Wealth Management, LLC 110.01%0.01%0.01%Q4 2016Q4 20161
Impact Partnership Wealth, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
SUNTRUST BANKS INC 110.00%0.00%0.00%Q3 2019Q3 20191
Moloney Securities Asset Management, LLC 110.23%0.23%0.23%Q4 2016Q4 20161
JNBA Financial Advisors 110.00%0.00%0.00%Q3 2018Q3 20181
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
NINE MASTS CAPITAL Ltd 110.05%0.05%0.05%Q2 2018Q2 20181
COHEN & STEERS CAPITAL MANAGEMENT INC 110.02%0.02%0.02%Q1 2015Q1 20151
XML SECURITIES, LLC 110.68%0.68%0.68%Q4 2017Q4 20171
FIRST TRUST ADVISORS LP 110.00%0.00%0.00%Q2 2013Q2 20131
SeaCrest Wealth Management, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
MOTCO 110.01%0.01%0.01%Q1 2020Q1 20201
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
KNIGHT CAPITAL GROUP LLC 110.01%0.01%0.01%Q2 2013Q2 20131
CENTAURUS FINANCIAL, INC. 110.01%0.01%0.01%Q2 2018Q2 20181
BB&T INVESTMENT SERVICES, INC. 110.02%0.02%0.02%Q4 2017Q4 20171
Squarepoint Ops LLC 110.01%0.01%0.01%Q4 2016Q4 20161
Brookstone Capital Management 110.00%0.00%0.00%Q2 2015Q2 20151
Intellectus Partners, LLC 110.01%0.01%0.01%Q1 2019Q1 20191
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q3 2023Q3 20231
Laurion Capital Management LP 110.02%0.02%0.02%Q4 2016Q4 20161
Elequin Capital, LP 110.02%0.02%0.02%Q4 2022Q4 20221
Global Retirement Partners, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
CALTON & ASSOCIATES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
WHITTIER TRUST CO 110.00%0.00%0.00%Q2 2015Q2 20151
NEXT Financial Holdings 110.00%0.00%0.00%Q1 2019Q1 20191
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Kistler-Tiffany Companies, LLC 110.02%0.02%0.02%Q3 2020Q3 20201
CABOT WEALTH MANAGEMENT INC 110.08%0.08%0.08%Q2 2013Q2 20131
Wealthspire Advisors, L.P. 110.00%0.00%0.00%Q1 2019Q1 20191
KINGSWOOD WEALTH ADVISORS, LLC 110.16%0.16%0.16%Q2 2023Q2 20231
Virtu Financial LLC 110.02%0.02%0.02%Q1 2022Q1 20221
TRUST & FIDUCIARY MANAGEMENT SERVICES INC 114.14%4.14%4.14%Q4 2015Q4 20151
MONEY CONCEPTS CAPITAL CORP 110.01%0.01%0.01%Q4 2022Q4 20221
SIGNATUREFD, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
HRT FINANCIAL LP 110.00%0.00%0.00%Q3 2021Q3 20211
KELLEHER FINANCIAL ADVISORS 110.00%0.00%0.00%Q1 2016Q1 20161
Leelyn Smith, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
JOYN Advisors, Inc. 110.00%0.00%0.00%Q4 2018Q4 20181
REGENTATLANTIC CAPITAL LLC 110.00%0.00%0.00%Q4 2014Q4 20141
V Wealth Advisors LLC 110.04%0.04%0.04%Q2 2017Q2 20171
CFS Investment Advisory Services, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Ausdal Financial Partners, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
Carroll Financial Associates, Inc. 110.00%0.00%0.00%Q2 2021Q2 20211
External links

This page lists all the filers that currently own NUVEEN PFD & INCOME TERM FD or have owned NUVEEN PFD & INCOME TERM FD in the past.