Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 45 | 45 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 45 |
BANK OF AMERICA CORP /DE/ | 45 | 45 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 45 |
WELLS FARGO & COMPANY/MN | 45 | 45 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 45 |
ROYAL BANK OF CANADA | 45 | 45 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 45 |
LPL Financial LLC | 45 | 45 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q2 2024 | 45 |
DAVENPORT & Co LLC | 45 | 45 | 0.00% | 0.02% | 0.06% | Q2 2013 | Q2 2024 | 45 |
Advisors Asset Management, Inc. | 45 | 45 | 0.02% | 0.11% | 0.25% | Q2 2013 | Q2 2024 | 45 |
Capital Investment Advisors, LLC | 30 | 4 | 0.01% | 0.02% | 0.04% | Q4 2013 | Q2 2024 | 40 |
UBS Group AG | 39 | 39 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2024 | 39 |
GUGGENHEIM CAPITAL LLC | 20 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2024 | 38 |
CITIGROUP INC | 17 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 33 |
Advisory Services Network, LLC | 30 | 3 | 0.01% | 0.02% | 0.07% | Q1 2016 | Q2 2024 | 33 |
RAYMOND JAMES & ASSOCIATES | 32 | 32 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2024 | 32 |
Patriot Financial Group Insurance Agency, LLC | 31 | 31 | 0.04% | 0.19% | 0.44% | Q4 2016 | Q2 2024 | 31 |
Raymond James Financial Services Advisors, Inc. | 22 | 1 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q2 2024 | 31 |
AMERIPRISE FINANCIAL INC | 28 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 30 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 19 | 11 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2022 | 30 |
Private Advisor Group, LLC | 24 | 1 | 0.01% | 0.01% | 0.02% | Q4 2016 | Q2 2024 | 29 |
Thomas J. Herzfeld Advisors, Inc. | 13 | 4 | 0.01% | 0.63% | 1.42% | Q2 2013 | Q4 2023 | 29 |
Camelot Portfolios, LLC | 28 | 28 | 0.78% | 2.19% | 4.52% | Q3 2017 | Q2 2024 | 28 |
Cambridge Investment Research Advisors, Inc. | 28 | 28 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q2 2024 | 28 |
Invesco Ltd. | 28 | 28 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2020 | 28 |
Sterneck Capital Management, LLC | 28 | 28 | 0.36% | 1.26% | 2.76% | Q3 2017 | Q2 2024 | 28 |
First PREMIER Bank | 28 | 28 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q2 2024 | 28 |
DUNCKER STREETT & CO INC | 19 | 8 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q2 2024 | 27 |
Relative Value Partners Group, LLC | 27 | 27 | 0.35% | 1.03% | 1.84% | Q3 2017 | Q1 2024 | 27 |
COMMONWEALTH EQUITY SERVICES, LLC | 27 | 27 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2024 | 27 |
FIRST TRUST ADVISORS LP | 27 | 27 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2024 | 27 |
DUBUQUE BANK & TRUST CO | 24 | 1 | 0.00% | 0.62% | 1.06% | Q4 2015 | Q2 2023 | 25 |
COHEN & STEERS, INC. | 25 | 25 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q2 2024 | 25 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 24 | 24 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q2 2024 | 24 |
Van Hulzen Asset Management, LLC | 22 | 22 | 0.02% | 0.06% | 0.13% | Q3 2017 | Q4 2022 | 22 |
HM PAYSON & CO | 13 | 9 | 0.00% | 0.01% | 0.01% | Q3 2015 | Q2 2021 | 22 |
D.A. DAVIDSON & CO. | 22 | 22 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q4 2022 | 22 |
Steward Partners Investment Advisory, LLC | 21 | 21 | 0.01% | 0.02% | 0.03% | Q2 2019 | Q2 2024 | 21 |
Shaker Financial Services, LLC | 7 | 1 | 0.09% | 0.39% | 0.80% | Q4 2013 | Q2 2023 | 21 |
STIFEL FINANCIAL CORP | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2022 | 21 |
BB&T SECURITIES, LLC | 14 | 6 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2019 | 20 |
Cetera Advisor Networks LLC | 20 | 20 | 0.00% | 0.02% | 0.04% | Q1 2019 | Q4 2023 | 20 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20 | 20 | 0.04% | 0.09% | 0.16% | Q3 2019 | Q2 2024 | 20 |
WOLVERINE ASSET MANAGEMENT LLC | 8 | 1 | 0.00% | 0.02% | 0.06% | Q2 2015 | Q2 2023 | 20 |
Cordasco Financial Network | 20 | 20 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q2 2022 | 20 |
Sowell Financial Services LLC | 10 | 9 | 0.00% | 0.02% | 0.04% | Q3 2019 | Q2 2024 | 19 |
HOEY INVESTMENTS, INC | 19 | 19 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q2 2024 | 19 |
GILL CAPITAL PARTNERS, LLC | 16 | 1 | 0.06% | 0.08% | 0.17% | Q4 2018 | Q2 2024 | 18 |
OSAIC HOLDINGS, INC. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2024 | 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 15 | 1 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q4 2019 | 18 |
PARK AVENUE SECURITIES LLC | 14 | 4 | 0.00% | 0.01% | 0.01% | Q3 2019 | Q2 2024 | 18 |
1776 Wealth LLC | 15 | 3 | 0.12% | 0.21% | 0.28% | Q4 2019 | Q2 2024 | 18 |
Cornerstone Advisors, LLC | 11 | 7 | 0.02% | 0.22% | 0.51% | Q4 2019 | Q2 2024 | 18 |
IFP Advisors, Inc | 14 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2022 | 18 |
CWM, LLC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2023 | 17 |
ENVESTNET ASSET MANAGEMENT INC | 14 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2022 | 17 |
Bedel Financial Consulting, Inc. | 17 | 17 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q1 2022 | 17 |
ROOSEVELT INVESTMENT GROUP LLC | 16 | 16 | 0.02% | 0.03% | 0.06% | Q4 2018 | Q3 2022 | 16 |
FLAGSHIP HARBOR ADVISORS, LLC | 16 | 16 | 0.01% | 0.12% | 0.31% | Q4 2016 | Q3 2020 | 16 |
FNY Investment Advisers, LLC | 4 | 1 | 0.00% | 0.01% | 0.05% | Q2 2018 | Q1 2024 | 16 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12 | 3 | 0.01% | 0.04% | 0.08% | Q3 2017 | Q2 2024 | 15 |
NWAM LLC | 15 | 15 | 0.02% | 0.28% | 0.57% | Q3 2017 | Q1 2021 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
HARBOR INVESTMENT ADVISORY, LLC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2023 | 15 |
CSS LLC/IL | 15 | 15 | 0.02% | 0.04% | 0.06% | Q3 2017 | Q1 2021 | 15 |
DOLIVER ADVISORS, LP | 5 | 2 | 0.07% | 0.50% | 1.05% | Q1 2013 | Q2 2020 | 14 |
NEXT Financial Group, Inc | 12 | 1 | 0.00% | 0.02% | 0.02% | Q4 2014 | Q4 2021 | 14 |
CORNERSTONE ADVISORS INC | 13 | 1 | 0.00% | 0.44% | 0.88% | Q1 2016 | Q4 2021 | 14 |
AQR Arbitrage LLC | 7 | 3 | 0.01% | 0.04% | 0.10% | Q4 2018 | Q2 2024 | 14 |
Quantedge Capital Pte Ltd | 11 | 3 | 0.08% | 0.31% | 1.27% | Q4 2020 | Q2 2024 | 14 |
FIRST FOUNDATION ADVISORS | 14 | 14 | 0.01% | 0.09% | 0.20% | Q3 2017 | Q4 2020 | 14 |
American Portfolios Advisors | 13 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2022 | 14 |
HARBOUR INVESTMENTS, INC. | 9 | 4 | 0.02% | 0.04% | 0.06% | Q1 2021 | Q2 2024 | 13 |
Spire Wealth Management | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2024 | 13 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2022 | 13 |
Detwiler Fenton Investment Management LLC | 13 | 13 | 0.77% | 1.81% | 2.82% | Q2 2012 | Q2 2015 | 13 |
Geneos Wealth Management Inc. | 9 | 3 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2022 | 12 |
DEUTSCHE BANK AG\ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 12 |
Chicago Partners Investment Group LLC | 7 | 5 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q2 2024 | 12 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.02% | 0.06% | 0.11% | Q4 2018 | Q3 2021 | 12 |
PNC FINANCIAL SERVICES GROUP, INC. | 7 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2022 | 12 |
NewEdge Advisors, LLC | 11 | 11 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q2 2024 | 11 |
AdvisorNet Financial, Inc | 11 | 11 | 0.00% | 0.01% | 0.01% | Q2 2019 | Q4 2021 | 11 |
Windsor Capital Management, LLC | 10 | 1 | 0.01% | 0.11% | 0.30% | Q3 2015 | Q1 2020 | 11 |
AMERICAN INTERNATIONAL GROUP, INC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2016 | 11 |
ROBINSON CAPITAL MANAGEMENT, LLC | 10 | 1 | 0.25% | 0.34% | 0.58% | Q4 2013 | Q4 2019 | 11 |
Stephens Consulting, LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q2 2024 | 11 |
Mariner, LLC | 8 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q2 2024 | 11 |
AE Wealth Management LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 11 |
Larson Financial Group LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2024 | 11 |
Pinnacle Bancorp, Inc. | 11 | 11 | 0.01% | 0.02% | 0.02% | Q4 2018 | Q2 2021 | 11 |
BDO Wealth Advisors, LLC | 10 | 10 | 0.06% | 0.10% | 0.14% | Q1 2021 | Q2 2023 | 10 |
CoreCap Advisors, LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q2 2024 | 10 |
Atria Wealth Solutions, Inc. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q2 2024 | 10 |
NORTHSTAR WEALTH PARTNERS LLC | 6 | 4 | 0.06% | 0.12% | 0.20% | Q4 2017 | Q2 2020 | 10 |
Gradient Investments LLC | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 10 |
SIT INVESTMENT ASSOCIATES INC | 6 | 4 | 0.06% | 0.16% | 0.23% | Q3 2020 | Q2 2024 | 10 |
Curi RMB Capital, LLC | 5 | 1 | 0.00% | 0.03% | 0.05% | Q4 2016 | Q4 2020 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 3 | 1 | 0.02% | 0.04% | 0.08% | Q1 2016 | Q1 2024 | 10 |
NORTHERN TRUST CORP | 7 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2022 | 9 |
Kestra Advisory Services, LLC | 5 | 4 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2022 | 9 |
WOODWARD DIVERSIFIED CAPITAL, LLC | 7 | 2 | 0.09% | 0.13% | 0.19% | Q4 2020 | Q2 2023 | 9 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2024 | 9 |
Global Retirement Partners, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q3 2018 | 8 |
RELIANCE TRUST CO OF DELAWARE | 8 | 8 | 0.06% | 0.10% | 0.12% | Q4 2016 | Q3 2018 | 8 |
Ahrens Investment Partners LLC | 6 | 2 | 0.03% | 0.18% | 0.40% | Q1 2021 | Q1 2023 | 8 |
Janney Montgomery Scott LLC | 6 | 2 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2022 | 8 |
Saba Capital Management, L.P. | 8 | 8 | 0.01% | 0.33% | 0.58% | Q3 2022 | Q2 2024 | 8 |
US BANCORP \DE\ | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2024 | 8 |
Canal Capital Management, LLC | 7 | 1 | 0.05% | 0.07% | 0.09% | Q4 2020 | Q4 2022 | 8 |
MELFA WEALTH MANAGEMENT, INC. | 7 | 7 | 0.10% | 0.13% | 0.15% | Q4 2022 | Q2 2024 | 7 |
Corient Private Wealth LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2024 | 7 |
Gary Goldberg Planning Services Inc | 7 | 7 | 0.04% | 0.05% | 0.06% | Q2 2013 | Q4 2014 | 7 |
Mach-1 Financial Group, LLC | 4 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2022 | 7 |
BARRETT & COMPANY, INC. | 5 | 2 | 0.00% | 0.01% | 0.02% | Q3 2022 | Q2 2024 | 7 |
HOLLENCREST CAPITAL MANAGEMENT | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2024 | 7 |
Matisse Capital | 4 | 2 | 0.19% | 0.30% | 0.76% | Q1 2016 | Q4 2020 | 6 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2020 | 6 |
Creative Planning | 4 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2016 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
CHOREO, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2024 | 6 |
MSI Financial Services Inc | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2016 | 6 |
Consolidated Portfolio Review Corp | 6 | 6 | 0.18% | 0.26% | 0.38% | Q1 2023 | Q2 2024 | 6 |
BARCLAYS PLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
TRUIST FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2021 | 6 |
CHILTON CAPITAL MANAGEMENT LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2023 | 6 |
Ellis Investment Partners, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2020 | 6 |
Parisi Gray Wealth Management | 5 | 1 | 0.00% | 0.02% | 0.02% | Q4 2017 | Q2 2021 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2019 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q1 2019 | 6 |
Carroll Financial Associates, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
SWS Partners | 5 | 1 | 0.24% | 0.27% | 0.32% | Q4 2017 | Q2 2019 | 6 |
OPPENHEIMER & CO INC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q2 2024 | 6 |
Logan Stone Capital, LLC | 4 | 1 | 0.12% | 0.19% | 0.26% | Q1 2022 | Q3 2023 | 5 |
PATHSTONE FAMILY OFFICE, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2020 | 5 |
GraniteShares Advisors LLC | 5 | 5 | 1.23% | 1.61% | 1.87% | Q4 2021 | Q4 2022 | 5 |
Ancora Advisors LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 5 |
MUFG Americas Holdings Corp | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2022 | 5 |
Cardan Capital Partners, LLC | 5 | 5 | 0.05% | 0.06% | 0.06% | Q4 2018 | Q4 2019 | 5 |
JPMORGAN CHASE & CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2024 | 5 |
Fortis Group Advisors, LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q2 2024 | 5 |
Ameritas Investment Company, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2021 | 5 |
FMR LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2020 | 5 |
Syverson Strege & Co | 5 | 5 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2021 | 5 |
Stolper Co | 4 | 4 | 0.22% | 0.24% | 0.26% | Q1 2020 | Q4 2020 | 4 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
Newbridge Financial Services Group, Inc. | 4 | 4 | 0.02% | 0.02% | 0.02% | Q3 2020 | Q2 2021 | 4 |
F3Logic, LLC | 4 | 4 | 0.04% | 0.04% | 0.05% | Q1 2022 | Q4 2022 | 4 |
RETIREMENT GUYS FORMULA LLC | 4 | 4 | 0.29% | 0.36% | 0.45% | Q4 2021 | Q3 2022 | 4 |
Vident Investment Advisory, LLC | 4 | 4 | 0.08% | 0.09% | 0.10% | Q1 2018 | Q4 2018 | 4 |
BAIRD ROBERT W & CO INC /WI/ | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q1 2015 | 4 |
ICA Group Wealth Management, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2023 | 4 |
Baird Financial Group, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q1 2016 | 4 |
Realta Investment Advisors | 4 | 4 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q4 2019 | 4 |
COMERICA BANK | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q2 2024 | 4 |
THOMPSON SIEGEL & WALMSLEY LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2018 | 4 |
Advisor Resource Council | 1 | 1 | 0.02% | 0.03% | 0.04% | Q2 2021 | Q4 2023 | 4 |
GOLDMAN SACHS GROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2021 | 4 |
Lindbrook Capital, LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q4 2019 | 4 |
KWMG, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2019 | 4 |
EverSource Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
Alpha Omega Wealth Management LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
SHEPHERD KAPLAN KROCHUK, LLC | 3 | 3 | 0.17% | 0.20% | 0.22% | Q1 2019 | Q3 2019 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2018 | 3 |
TOMPKINS FINANCIAL CORP | 2 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 3 |
Allworth Financial LP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2024 | 3 |
PIERSHALE FINANCIAL GROUP, INC. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q2 2023 | 3 |
Stockman Wealth Management, Inc. | 3 | 3 | 0.08% | 0.09% | 0.11% | Q3 2017 | Q1 2018 | 3 |
Future Financial Wealth Managment LLC | 2 | 1 | 0.01% | 0.02% | 0.02% | Q4 2021 | Q1 2024 | 3 |
Catalina Capital Group, LLC | 3 | 3 | 0.06% | 0.08% | 0.10% | Q4 2023 | Q2 2024 | 3 |
AMERICAN NATIONAL BANK & TRUST | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q2 2024 | 3 |
Karpus Management, Inc. | 3 | 3 | 0.06% | 0.10% | 0.12% | Q2 2013 | Q4 2013 | 3 |
Pathstone Holdings, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2023 | Q2 2024 | 3 |
Ironwood Investment Counsel, LLC | 3 | 3 | 0.05% | 0.06% | 0.08% | Q4 2019 | Q2 2020 | 3 |
Paragon Capital Management LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q1 2020 | 3 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2015 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2024 | 3 |
Allegiant Private Advisors, LLC | 3 | 3 | 0.08% | 0.10% | 0.13% | Q4 2020 | Q2 2021 | 3 |
Connecticut Wealth Management, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q3 2020 | Q1 2021 | 3 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 3 |
Koshinski Asset Management, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2022 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.02% | 0.02% | 0.03% | Q4 2017 | Q4 2018 | 3 |
Dorsey & Whitney Trust CO LLC | 3 | 3 | 0.04% | 0.05% | 0.05% | Q1 2015 | Q3 2015 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
B. Riley Wealth Advisors, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q1 2024 | 3 |
PRINCIPAL SECURITIES, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q2 2024 | 3 |
Round Table Services, LLC | 2 | 2 | 0.11% | 0.11% | 0.11% | Q1 2016 | Q2 2016 | 2 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q3 2018 | 2 |
ASSETMARK, INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2024 | Q2 2024 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.02% | 0.04% | Q4 2018 | Q2 2023 | 2 |
Moors & Cabot, Inc. | 2 | 2 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q2 2020 | 2 |
Cetera Advisors LLC | 1 | 1 | 0.01% | 0.02% | 0.02% | Q2 2014 | Q3 2017 | 2 |
CreativeOne Wealth, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q3 2021 | 2 |
Alpine Global Management, LLC | 2 | 2 | 0.10% | 0.10% | 0.10% | Q3 2023 | Q4 2023 | 2 |
ClearBridge Investments | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
WEST BANCORPORATION INC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q1 2020 | 2 |
Glen Eagle Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q4 2022 | 2 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2024 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2018 | 2 |
Fortitude Advisory Group L.L.C. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2022 | 2 |
SIGNATUREFD, LLC | 1 | 1 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q2 2018 | 2 |
Bruderman Asset Management, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q1 2015 | Q2 2015 | 2 |
NATIONAL BANK OF CANADA /FI/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q4 2023 | 2 |
EDMOND DE ROTHSCHILD HOLDING S.A. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2020 | 2 |
Krilogy Financial LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q4 2017 | Q1 2018 | 2 |
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q1 2019 | 2 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.01% | 0.05% | 0.08% | Q1 2018 | Q2 2018 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2022 | Q1 2023 | 2 |
Versant Capital Management, Inc | 2 | 2 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q1 2018 | 2 |
Wealthspire Advisors, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2018 | 2 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2 | 2 | 0.10% | 0.35% | 0.60% | Q4 2013 | Q1 2014 | 2 |
UNITED FIRE GROUP INC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q3 2017 | Q4 2017 | 2 |
SG Americas Securities, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
Gallagher Fiduciary Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q2 2023 | 2 |
Disciplined Investments, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
HighTower Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q1 2024 | 2 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.06% | 0.07% | 0.08% | Q2 2015 | Q1 2016 | 2 |
HUNTINGTON NATIONAL BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
TFS CAPITAL LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q3 2015 | Q4 2015 | 2 |
Woodline Partners LP | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q2 2023 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q4 2022 | 2 |
CLOUGH CAPITAL PARTNERS L P | 2 | 2 | 0.01% | 0.01% | 0.02% | Q4 2020 | Q1 2021 | 2 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
GEODE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2013 | Q3 2013 | 1 |
Sunbelt Securities, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Pinnacle Wealth Planning Services, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
Doyle Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Almitas Capital LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2018 | Q4 2018 | 1 |
Nachman Norwood & Parrott, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Kingsview Wealth Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
Western Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
TECTONIC ADVISORS LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2022 | Q2 2022 | 1 |
SYNOVUS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
ADVISOR PARTNERS II, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2023 | Q3 2023 | 1 |
FourThought Financial, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Commonwealth Equity Services, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
VIRIDIAN RIA, LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2018 | Q4 2018 | 1 |
MCIA Inc | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q2 2017 | 1 |
Kavar Capital Partners, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2018 | Q1 2018 | 1 |
People's United Financial, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
KELLEHER FINANCIAL ADVISORS | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
Orion Portfolio Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Lumature Wealth Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Archer Investment Corp | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2022 | Q1 2022 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Winch Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2024 | Q1 2024 | 1 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
SOA Wealth Advisors, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Garner Asset Management Corp | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2023 | Q4 2023 | 1 |
Bramshill Investments, LLC | 1 | 1 | 0.22% | 0.22% | 0.22% | Q4 2018 | Q4 2018 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Sigma Planning Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Elequin Capital, LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
WEBSTER BANK, N. A. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Intellectus Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
TILIA FIDUCIARY PARTNERS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Walleye Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
ATTICUS WEALTH MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q4 2018 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
IEQ CAPITAL, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
FSB PREMIER WEALTH MANAGEMENT, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Gallagher Benefit Services, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q4 2022 | 1 |
BALDWIN WEALTH PARTNERS LLC/MA | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
Cetera Investment Advisers | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2024 | Q1 2024 | 1 |
SIMON QUICK ADVISORS, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2017 | Q3 2017 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
RPO LLC | 1 | 1 | 0.82% | 0.82% | 0.82% | Q2 2023 | Q2 2023 | 1 |
VALLEY NATIONAL ADVISERS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q4 2023 | 1 |
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q2 2024 | Q2 2024 | 1 |
Altus Wealth Group LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
Asset Dedication, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
RPG Investment Advisory, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
Laird Norton Wetherby Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
ACG Wealth | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
SIGNET FINANCIAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Financial Management Professionals, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
PFG Investments, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q1 2024 | Q1 2024 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Aristides Capital LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q1 2020 | Q1 2020 | 1 |
Lavaca Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Kalos Management, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2015 | Q4 2015 | 1 |
External links
This page lists all the filers that currently own NUVEEN REAL ASSET INCOME & G or have owned NUVEEN REAL ASSET INCOME & G in the past.