JAPAN SMALLER CAPTLZTN FD IN shareholder history

Current and past JAPAN SMALLER CAPTLZTN FD IN shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.01%0.02%Q2 2013Q3 202342
1607 Capital Partners, LLC 42421.65%2.45%3.04%Q2 2013Q3 202342
Thomas J. Herzfeld Advisors, Inc. 42420.00%0.37%0.96%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
BARD ASSOCIATES INC 42420.06%0.14%0.21%Q2 2013Q3 202342
LAZARD ASSET MANAGEMENT LLC 42420.03%0.05%0.08%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
Karpus Management, Inc. 3910.05%0.45%1.03%Q2 2013Q3 202340
CSS LLC/IL 40400.01%0.01%0.02%Q4 2013Q3 202340
RAYMOND JAMES & ASSOCIATES 39390.00%0.00%0.00%Q1 2014Q3 202339
PNC FINANCIAL SERVICES GROUP, INC. 39390.00%0.00%0.00%Q1 2014Q3 202339
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
Barry Investment Advisors, LLC 2960.00%4.67%10.23%Q4 2014Q3 202335
Ancora Advisors LLC 1710.00%0.01%0.02%Q2 2013Q3 202334
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 34340.05%1.30%2.77%Q2 2015Q3 202334
SHEPHERD KAPLAN KROCHUK, LLC 34340.02%0.08%0.31%Q1 2014Q2 202234
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 22100.00%0.02%0.06%Q3 2014Q3 202332
BARCLAYS PLC 32320.00%0.00%0.00%Q4 2015Q3 202332
WOLVERINE ASSET MANAGEMENT LLC 1010.00%0.01%0.06%Q2 2013Q3 202330
Point View Wealth Management, Inc. 29290.09%0.21%0.40%Q4 2013Q4 202029
NOMURA ASSET MANAGEMENT CO LTD 27270.00%0.00%0.01%Q1 2017Q3 202327
FIRST WILSHIRE SECURITIES MANAGEMENT INC 26260.39%0.57%0.88%Q2 2013Q3 201926
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1010.01%0.04%0.23%Q1 2014Q3 202325
Bulldog Investors, LLP 24240.25%1.43%3.41%Q3 2016Q2 202224
US BANCORP \DE\ 1950.00%0.00%0.00%Q4 2014Q3 202324
RMB Capital Management, LLC 1850.00%0.83%1.87%Q3 2014Q2 202023
Shaker Financial Services, LLC 1490.05%0.23%0.44%Q2 2013Q3 202323
WealthTrust Axiom LLC 22220.04%0.05%0.07%Q2 2013Q3 201822
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
Dakota Wealth Management 21210.01%0.03%0.07%Q3 2018Q3 202321
GUGGENHEIM CAPITAL LLC 840.00%0.00%0.00%Q1 2014Q1 202220
Matisse Capital 1020.16%0.80%1.38%Q3 2016Q3 202119
LADENBURG THALMANN FINANCIAL SERVICES INC. 1410.00%0.00%0.00%Q2 2013Q4 201918
Baird Financial Group, Inc. 18180.00%0.00%0.00%Q2 2019Q3 202318
WFG Advisors, LP 17170.02%0.05%0.07%Q2 2013Q2 201717
Cornerstone Advisors, LLC 16160.02%0.13%0.27%Q4 2019Q3 202316
ROBERTS GLORE & CO INC /IL/ 16160.03%0.06%0.08%Q4 2019Q3 202316
CORNERSTONE ADVISORS INC 1310.00%0.16%0.40%Q1 2015Q4 202115
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 15150.02%0.03%0.06%Q1 2020Q3 202315
BB&T SECURITIES, LLC 770.00%0.00%0.00%Q1 2016Q3 201914
ENVESTNET ASSET MANAGEMENT INC 1310.00%0.00%0.00%Q2 2014Q1 202314
Pekin Hardy Strauss, Inc. 13130.01%0.13%0.33%Q3 2020Q3 202313
PARK AVENUE SECURITIES LLC 13130.01%0.02%0.04%Q1 2020Q1 202313
INTEGRATED CAPITAL MANAGEMENT, INC. 13130.09%0.12%0.18%Q1 2020Q1 202313
SALEM CAPITAL MANAGEMENT INC 13130.24%0.83%1.18%Q3 2018Q3 202113
CITIGROUP INC 710.00%0.00%0.00%Q2 2013Q3 201713
WEDBUSH SECURITIES INC 13130.02%0.02%0.04%Q3 2015Q3 201813
Parkside Financial Bank & Trust 13130.01%0.01%0.01%Q2 2016Q2 201913
Gramercy Funds Management LLC 12120.28%0.81%1.36%Q4 2013Q3 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
9258 Wealth Management, LLC 12120.04%0.13%0.43%Q4 2018Q3 202112
Guild Investment Management, Inc. 12120.47%0.68%1.04%Q4 2020Q3 202312
SPECTRUM ADVISORY SERVICES INC 12120.07%0.10%0.15%Q2 2013Q1 201612
Creative Planning 810.00%0.00%0.00%Q2 2013Q4 201711
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2013Q4 202111
Hudson Portfolio Management LLC 11110.44%0.57%0.77%Q1 2021Q3 202311
DOLIVER ADVISORS, LP 510.08%0.29%0.75%Q3 2013Q2 201811
OSAIC HOLDINGS, INC. 610.00%0.00%0.00%Q1 2020Q3 202311
CLOUGH CAPITAL PARTNERS L P 11110.01%0.01%0.01%Q2 2013Q4 201511
Oasis Management Co Ltd. 830.00%0.14%0.64%Q2 2016Q3 202011
SIGNATUREFD, LLC 11110.01%0.01%0.02%Q1 2014Q3 201611
FIRST INTERSTATE BANK 11110.00%0.00%0.01%Q2 2017Q4 201911
VALLEY FORGE ASSET MANAGEMENT, LLC 11110.03%0.05%0.07%Q2 2013Q4 201511
PEAPACK GLADSTONE FINANCIAL CORP 11110.00%0.00%0.01%Q1 2021Q3 202311
MSI Financial Services Inc 510.00%0.00%0.00%Q2 2013Q3 201610
WASHINGTON TRUST Co 910.00%0.01%0.01%Q3 2017Q1 202010
DUBUQUE BANK & TRUST CO 10100.00%0.01%0.02%Q4 2016Q1 201910
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 820.00%0.00%0.00%Q1 2016Q3 201810
JAMES INVESTMENT RESEARCH INC 430.00%0.00%0.01%Q2 2013Q3 201810
Platte River Capital LLC 10100.08%0.17%0.31%Q2 2013Q3 201510
STIFEL FINANCIAL CORP 10100.00%0.00%0.00%Q2 2017Q3 201910
Brandywine Global Investment Management, LLC 990.00%0.00%0.00%Q4 2013Q4 20159
Relative Value Partners Group, LLC 990.07%0.10%0.14%Q3 2021Q3 20239
KIRR MARBACH & CO LLC /IN/ 990.02%0.02%0.02%Q2 2013Q2 20159
GEODE CAPITAL MANAGEMENT, LLC 710.00%0.00%0.00%Q2 2016Q1 20209
FMR LLC 310.00%0.00%0.00%Q3 2018Q2 20239
Allspring Global Investments Holdings, LLC 880.05%0.07%0.08%Q4 2021Q3 20238
Gratus Capital, LLC 880.02%0.03%0.03%Q2 2016Q1 20188
Rockefeller Capital Management L.P. 880.00%0.00%0.00%Q2 2020Q1 20228
SG Americas Securities, LLC 880.00%0.00%0.00%Q2 2013Q1 20158
Pinnacle Bancorp, Inc. 710.00%0.01%0.01%Q1 2017Q2 20208
TFS CAPITAL LLC 210.01%0.03%0.04%Q2 2013Q3 20167
6 Meridian 310.01%0.03%0.05%Q2 2018Q4 20217
Amica Retiree Medical Trust 770.04%0.05%0.05%Q2 2015Q4 20167
Almitas Capital LLC 770.00%0.16%0.33%Q1 2022Q3 20237
NATIONAL BANK OF CANADA /FI/ 430.00%0.00%0.00%Q4 2021Q3 20237
LPL Financial LLC 770.00%0.00%0.00%Q3 2017Q1 20197
AMICA MUTUAL INSURANCE CO 770.05%0.06%0.07%Q2 2015Q4 20167
Dynamic Advisor Solutions LLC 770.02%0.03%0.03%Q1 2022Q3 20237
Frontier Wealth Management LLC 770.01%0.01%0.02%Q2 2020Q4 20217
AMICA PENSION FUND BOARD OF TRUSTEES 770.04%0.05%0.05%Q2 2015Q4 20167
IFP Advisors, Inc 610.00%0.00%0.00%Q4 2015Q3 20177
BRINKER CAPITAL INC 770.01%0.02%0.02%Q1 2017Q3 20187
SeaCrest Wealth Management, LLC 610.00%0.01%0.01%Q4 2017Q2 20227
Evolution Wealth Advisors, LLC 510.01%0.01%0.01%Q2 2019Q3 20216
Quantedge Capital Pte Ltd 660.03%0.11%0.21%Q2 2021Q3 20226
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Waterfront Wealth Inc. 660.03%0.03%0.04%Q2 2022Q3 20236
SUSQUEHANNA TRUST & INVESTMENT CO 660.28%0.32%0.34%Q2 2013Q3 20146
COHEN & STEERS, INC. 420.00%0.00%0.01%Q2 2017Q4 20186
AMERIPRISE FINANCIAL INC 660.00%0.00%0.00%Q2 2013Q3 20146
BLAIR WILLIAM & CO/IL 210.00%0.00%0.00%Q2 2016Q3 20185
Graticule Asia Macro Advisors LLC 550.80%1.43%2.24%Q4 2020Q4 20215
Private Capital Group, LLC 410.00%0.00%0.00%Q1 2018Q2 20195
DEUTSCHE BANK AG\ 550.00%0.00%0.00%Q2 2020Q2 20215
FIDUCIARY TRUST CO 320.00%0.01%0.01%Q3 2014Q2 20195
Weiss Asset Management LP 310.00%0.02%0.05%Q4 2015Q4 20215
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q1 2020Q3 20234
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 440.01%0.01%0.02%Q3 2018Q2 20194
HAMEL ASSOCIATES, INC. 440.12%0.13%0.14%Q4 2021Q3 20224
Register Financial Advisors LLC 440.01%0.02%0.02%Q4 2022Q3 20234
Cardan Capital Partners, LLC 440.03%0.04%0.07%Q1 2020Q4 20204
Seed Wealth Management, Inc. 440.09%0.10%0.10%Q4 2022Q3 20234
HighTower Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Atlas Wealth LLC 440.02%0.03%0.04%Q4 2022Q3 20234
Advisor Group, Inc. 310.00%0.00%0.00%Q2 2016Q4 20194
Hedges Asset Management LLC 440.08%0.09%0.10%Q4 2021Q3 20224
Valeo Financial Advisors, LLC 310.00%0.00%0.00%Q1 2018Q4 20194
BESSEMER GROUP INC 210.00%0.00%0.00%Q4 2021Q3 20234
RATIONAL ADVISORS LLC 330.29%0.32%0.36%Q2 2013Q4 20133
DORCHESTER WEALTH MANAGEMENT Co 330.03%0.03%0.04%Q4 2020Q2 20213
Steward Partners Investment Advisory, LLC 210.00%0.00%0.00%Q2 2018Q4 20203
Western Wealth Management, LLC 330.00%0.00%0.01%Q1 2022Q3 20223
HSBC HOLDINGS PLC 330.00%0.00%0.00%Q3 2012Q1 20133
Diversified Trust Co 330.24%0.36%0.44%Q2 2013Q4 20133
Benedetti & Gucer, Inc. 330.16%0.17%0.18%Q1 2023Q3 20233
VSR Financial Services, Inc. 330.06%0.07%0.07%Q2 2013Q4 20133
Spectrum Asset Management, Inc. (NB/CA) 330.20%0.62%0.86%Q4 2017Q2 20183
ANCORA FAMILY WEALTH ADVISORS, LLC 330.14%0.20%0.25%Q3 2015Q1 20163
REGIONS FINANCIAL CORP 330.00%0.00%0.00%Q4 2017Q2 20183
Mraz, Amerine & Associates, Inc. 220.07%0.07%0.07%Q2 2013Q3 20132
HUNTINGTON NATIONAL BANK 110.00%0.00%0.01%Q2 2010Q1 20142
GOLDMAN SACHS GROUP INC 220.00%0.00%0.00%Q2 2021Q3 20212
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.01%0.01%0.01%Q4 2020Q1 20212
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20212
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q4 2013Q4 20142
American Portfolios Advisors 220.00%0.00%0.00%Q2 2022Q3 20222
Covestor Ltd 220.00%0.00%0.00%Q1 2022Q2 20222
Triasima Portfolio Management inc. 220.01%0.01%0.02%Q2 2023Q3 20232
FNY Investment Advisers, LLC 110.00%0.00%0.00%Q4 2019Q4 20202
BNP PARIBAS FINANCIAL MARKETS 220.00%0.00%0.00%Q3 2013Q4 20132
BANK OF MONTREAL /CAN/ 220.00%0.00%0.00%Q2 2013Q3 20132
SEI INVESTMENTS CO 220.00%0.00%0.00%Q4 2017Q1 20182
Highlander Capital Management, LLC 220.00%0.00%0.00%Q4 2014Q1 20152
Citadel Advisors 110.00%0.00%0.00%Q3 2022Q3 20221
NORTHERN TRUST CORP 110.00%0.00%0.00%Q3 2013Q3 20131
MYDA Advisors LLC 110.13%0.13%0.13%Q1 2021Q1 20211
FNY Managed Accounts LLC 110.15%0.15%0.15%Q4 2013Q4 20131
WESTPORT RESOURCES MANAGEMENT INC 110.00%0.00%0.00%Q2 2014Q2 20141
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q2 2016Q2 20161
Raffles Associates 110.71%0.71%0.71%Q3 2023Q3 20231
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Artemis Wealth Advisors, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
GOFEN & GLOSSBERG LLC /IL/ 110.01%0.01%0.01%Q3 2015Q3 20151
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q1 2019Q1 20191
Essex Financial Services, Inc. 110.03%0.03%0.03%Q4 2014Q4 20141
Bank of New York Mellon Corp 110.00%0.00%0.00%Q4 2017Q4 20171
Community Bank, N.A. 110.00%0.00%0.00%Q4 2020Q4 20201
NewEdge Advisors, LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Winslow, Evans & Crocker, Inc. 110.00%0.00%0.00%Q4 2013Q4 20131
SHUFRO ROSE & CO LLC 110.20%0.20%0.20%Q3 2012Q3 20121
Prospera Financial Services Inc 110.02%0.02%0.02%Q2 2023Q2 20231
Virtu Financial LLC 110.02%0.02%0.02%Q4 2021Q4 20211
Gradient Investments LLC 110.00%0.00%0.00%Q3 2023Q3 20231
WealthOne, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
WealthTrust Fairport, LLC 110.00%0.00%0.00%Q3 2013Q3 20131
SELZ CAPITAL LLC 110.02%0.02%0.02%Q2 2015Q2 20151
Hightower 6M Holding, LLC 110.02%0.02%0.02%Q1 2022Q1 20221
BRADLEY FOSTER & SARGENT INC/CT 110.01%0.01%0.01%Q4 2016Q4 20161
INGALLS & SNYDER LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Catamount Wealth Management 110.00%0.00%0.00%Q4 2014Q4 20141
Oxbow Advisors, LLC 110.19%0.19%0.19%Q4 2017Q4 20171
TRUIST FINANCIAL CORP 110.00%0.00%0.00%Q4 2019Q4 20191
Raymond James Financial Services Advisors, Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
JNBA Financial Advisors 110.01%0.01%0.01%Q3 2016Q3 20161
Glacier Peak Capital LLC 110.39%0.39%0.39%Q4 2013Q4 20131
CWM, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Ionic Capital Management LLC 110.14%0.14%0.14%Q1 2020Q1 20201
TWIN FOCUS CAPITAL PARTNERS, LLC 110.04%0.04%0.04%Q1 2020Q1 20201
HIGH POINTE CAPITAL MANAGEMENT LLC 110.05%0.05%0.05%Q3 2015Q3 20151
MUFG Americas Holdings Corp 110.00%0.00%0.00%Q4 2010Q4 20101
TRUST CO OF VERMONT 110.00%0.00%0.00%Q4 2015Q4 20151
COMMONWEALTH EQUITY SERVICES, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Laurion Capital Management LP 110.00%0.00%0.00%Q3 2017Q3 20171
Covington Capital Management 110.00%0.00%0.00%Q2 2018Q2 20181
StoneX Group Inc. 110.01%0.01%0.01%Q2 2023Q2 20231
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q4 2021Q4 20211
ELEMENT POINTE ADVISORS, LLC 110.06%0.06%0.06%Q1 2019Q1 20191
CROFT-LEOMINSTER INC 110.02%0.02%0.02%Q4 2013Q4 20131
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q2 2020Q2 20201
External links

This page lists all the filers that currently own JAPAN SMALLER CAPTLZTN FD IN or have owned JAPAN SMALLER CAPTLZTN FD IN in the past.