Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
RAYMOND JAMES & ASSOCIATES | 24 | 24 | 0.00% | 0.02% | 0.05% | Q4 2017 | Q3 2023 | 24 |
Cambridge Investment Research Advisors, Inc. | 24 | 24 | 0.02% | 0.06% | 0.13% | Q4 2017 | Q3 2023 | 24 |
Geneos Wealth Management Inc. | 24 | 24 | 0.14% | 0.27% | 0.42% | Q4 2017 | Q3 2023 | 24 |
LPL Financial LLC | 24 | 24 | 0.00% | 0.01% | 0.04% | Q4 2017 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 24 |
BANK OF AMERICA CORP /DE/ | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Arete Wealth Advisors, LLC | 24 | 24 | 0.01% | 0.88% | 3.31% | Q4 2017 | Q3 2023 | 24 |
Pinnacle Wealth Planning Services, Inc. | 24 | 24 | 0.02% | 0.72% | 2.49% | Q4 2017 | Q3 2023 | 24 |
MORGAN STANLEY | 24 | 24 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2023 | 24 |
UBS Group AG | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
OPPENHEIMER & CO INC | 24 | 24 | 0.01% | 0.08% | 0.12% | Q4 2017 | Q3 2023 | 24 |
ROYAL BANK OF CANADA | 24 | 24 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q3 2023 | 24 |
WELLS FARGO & COMPANY/MN | 24 | 24 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 24 |
Steward Partners Investment Advisory, LLC | 24 | 24 | 0.00% | 0.03% | 0.06% | Q4 2017 | Q3 2023 | 24 |
Cetera Advisor Networks LLC | 22 | 1 | 0.00% | 0.04% | 0.15% | Q4 2017 | Q3 2023 | 23 |
Thomas J. Herzfeld Advisors, Inc. | 23 | 23 | 0.05% | 8.04% | 13.15% | Q1 2018 | Q3 2023 | 23 |
Private Advisor Group, LLC | 21 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2023 | 22 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 18 | 4 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q3 2023 | 22 |
STEPHENS INC /AR/ | 22 | 22 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q3 2023 | 22 |
Sound Income Strategies, LLC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2023 | 21 |
Raymond James Financial Services Advisors, Inc. | 15 | 6 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2023 | 21 |
ENVESTNET ASSET MANAGEMENT INC | 20 | 20 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2023 | 20 |
HighTower Advisors, LLC | 10 | 4 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 20 |
MONECO Advisors, LLC | 20 | 20 | 0.10% | 1.61% | 5.75% | Q4 2018 | Q3 2023 | 20 |
CSS LLC/IL | 20 | 20 | 0.01% | 0.08% | 0.24% | Q4 2018 | Q3 2023 | 20 |
IHT Wealth Management, LLC | 20 | 20 | 0.20% | 0.50% | 0.99% | Q4 2018 | Q3 2023 | 20 |
Camelot Portfolios, LLC | 19 | 19 | 0.48% | 2.46% | 4.10% | Q1 2019 | Q3 2023 | 19 |
Invesco Ltd. | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 19 |
Tradewinds Capital Management, LLC | 15 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2023 | 19 |
MML INVESTORS SERVICES, LLC | 8 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 18 |
Sigma Planning Corp | 18 | 18 | 0.02% | 0.09% | 0.24% | Q1 2018 | Q2 2022 | 18 |
US BANCORP \DE\ | 15 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2023 | 17 |
Rockefeller Capital Management L.P. | 15 | 2 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 17 |
Koshinski Asset Management, Inc. | 9 | 3 | 0.01% | 0.04% | 0.12% | Q3 2018 | Q3 2023 | 17 |
Advisory Services Network, LLC | 6 | 2 | 0.00% | 0.08% | 0.30% | Q4 2017 | Q1 2023 | 16 |
Cedar Mountain Advisors, LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 16 |
Matisse Capital | 10 | 6 | 0.56% | 2.70% | 4.89% | Q2 2019 | Q3 2023 | 16 |
TRUIST FINANCIAL CORP | 16 | 16 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2023 | 16 |
Carroll Financial Associates, Inc. | 16 | 16 | 0.01% | 0.04% | 0.06% | Q1 2018 | Q4 2021 | 16 |
STIFEL FINANCIAL CORP | 14 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2021 | 15 |
Aristides Capital LLC | 15 | 15 | 0.42% | 1.00% | 2.34% | Q1 2020 | Q3 2023 | 15 |
CITIGROUP INC | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2021 | 15 |
Kingsview Wealth Management, LLC | 9 | 6 | 0.02% | 0.04% | 0.06% | Q4 2019 | Q3 2023 | 15 |
Janney Montgomery Scott LLC | 15 | 15 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q3 2023 | 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 8 | 6 | 0.02% | 0.39% | 1.37% | Q4 2019 | Q3 2023 | 14 |
Penserra Capital Management LLC | 11 | 3 | 0.01% | 0.17% | 0.33% | Q1 2018 | Q3 2023 | 14 |
PNC FINANCIAL SERVICES GROUP, INC. | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2021 | 14 |
Allworth Financial LP | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2021 | 14 |
Qube Research & Technologies Ltd | 8 | 6 | 0.00% | 0.01% | 0.04% | Q4 2019 | Q3 2023 | 14 |
Cypress Wealth Services, LLC | 14 | 14 | 0.03% | 0.10% | 0.17% | Q4 2017 | Q1 2021 | 14 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 12 | 2 | 0.43% | 1.64% | 2.85% | Q4 2017 | Q4 2021 | 14 |
FMR LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 14 |
Cetera Investment Advisers | 12 | 1 | 0.00% | 0.01% | 0.10% | Q4 2017 | Q3 2023 | 13 |
RAYMOND JAMES TRUST N.A. | 7 | 6 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q3 2023 | 13 |
NEXT Financial Group, Inc | 7 | 6 | 0.00% | 0.01% | 0.02% | Q3 2018 | Q4 2021 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2023 | 13 |
American Portfolios Advisors | 12 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2022 | 13 |
Private Wealth Advisors, Inc. | 13 | 13 | 0.14% | 0.17% | 0.20% | Q4 2017 | Q4 2020 | 13 |
AlphaMark Advisors, LLC | 13 | 13 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2023 | 13 |
Global Retirement Partners, LLC | 6 | 3 | 0.00% | 0.02% | 0.04% | Q2 2019 | Q4 2022 | 13 |
Beacon Financial Advisory LLC | 13 | 13 | 0.07% | 0.08% | 0.11% | Q3 2020 | Q3 2023 | 13 |
NEXPOINT ASSET MANAGEMENT, L.P. | 10 | 3 | 0.02% | 0.49% | 1.21% | Q3 2019 | Q3 2023 | 13 |
JNBA Financial Advisors | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
Bulldog Investors, LLP | 9 | 1 | 0.44% | 1.06% | 1.44% | Q4 2018 | Q3 2023 | 12 |
First Allied Advisory Services, Inc. | 12 | 12 | 0.01% | 0.15% | 0.47% | Q4 2017 | Q3 2020 | 12 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 12 | 12 | 0.05% | 0.55% | 1.14% | Q4 2017 | Q3 2020 | 12 |
IFP Advisors, Inc | 7 | 1 | 0.00% | 0.05% | 0.29% | Q1 2016 | Q3 2023 | 12 |
Burford Capital Investment Management LLC | 12 | 12 | 12.02% | 38.21% | 100.00% | Q4 2017 | Q3 2020 | 12 |
Sunbelt Securities, Inc. | 12 | 12 | 0.02% | 0.58% | 1.57% | Q1 2018 | Q4 2020 | 12 |
AVANTAX ADVISORY SERVICES, INC. | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Ionic Capital Management LLC | 12 | 12 | 0.18% | 1.07% | 2.68% | Q4 2017 | Q3 2020 | 12 |
Spire Wealth Management | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 11 |
Hudock, Inc. | 11 | 11 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2020 | 11 |
Ahrens Investment Partners LLC | 11 | 11 | 0.03% | 0.11% | 0.28% | Q3 2020 | Q1 2023 | 11 |
Beach Point Capital Management LP | 11 | 11 | 0.32% | 3.74% | 9.61% | Q1 2019 | Q3 2021 | 11 |
PARK AVENUE SECURITIES LLC | 11 | 11 | 0.02% | 0.02% | 0.02% | Q1 2021 | Q3 2023 | 11 |
Cruiser Capital Advisors, LLC | 11 | 11 | 0.17% | 0.58% | 1.45% | Q4 2017 | Q2 2020 | 11 |
Pekin Hardy Strauss, Inc. | 11 | 11 | 0.02% | 0.03% | 0.05% | Q1 2021 | Q3 2023 | 11 |
WASHINGTON TRUST Co | 11 | 11 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q1 2023 | 11 |
WINMILL & CO. INC | 11 | 11 | 0.05% | 0.07% | 0.11% | Q3 2019 | Q1 2022 | 11 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 8 | 2 | 0.13% | 0.16% | 0.18% | Q1 2021 | Q3 2023 | 10 |
Almitas Capital LLC | 9 | 1 | 0.08% | 3.62% | 6.11% | Q4 2018 | Q2 2023 | 10 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 10 | 10 | 0.16% | 0.24% | 0.32% | Q4 2017 | Q1 2020 | 10 |
V Wealth Advisors LLC | 10 | 10 | 0.02% | 0.03% | 0.04% | Q1 2021 | Q2 2023 | 10 |
BlackRock Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2020 | 10 |
B. Riley Wealth Advisors, Inc. | 5 | 5 | 0.01% | 0.07% | 0.35% | Q4 2017 | Q3 2023 | 10 |
Quantedge Capital Pte Ltd | 10 | 10 | 0.38% | 3.69% | 8.03% | Q4 2020 | Q1 2023 | 10 |
Yakira Capital Management, Inc. | 10 | 10 | 0.04% | 0.24% | 0.56% | Q2 2019 | Q3 2021 | 10 |
6 Meridian | 9 | 9 | 0.09% | 0.12% | 0.15% | Q4 2019 | Q4 2021 | 9 |
KFA Private Wealth Group, LLC | 9 | 9 | 0.07% | 0.24% | 0.44% | Q4 2019 | Q4 2021 | 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2019 | 9 |
Cresset Asset Management, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
Jefferies Group LLC | 9 | 9 | 0.00% | 0.01% | 0.01% | Q4 2017 | Q4 2019 | 9 |
BDO Wealth Advisors, LLC | 9 | 9 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q4 2020 | 9 |
Marks Group Wealth Management, Inc | 9 | 9 | 0.12% | 0.16% | 0.19% | Q3 2021 | Q3 2023 | 9 |
CLOUGH CAPITAL PARTNERS L P | 5 | 4 | 0.03% | 0.13% | 0.30% | Q4 2017 | Q1 2021 | 9 |
Quinn Opportunity Partners LLC | 9 | 9 | 0.01% | 0.01% | 0.02% | Q3 2019 | Q3 2021 | 9 |
Advisor Group, Inc. | 9 | 9 | 0.03% | 0.05% | 0.06% | Q4 2017 | Q4 2019 | 9 |
FLAGSHIP HARBOR ADVISORS, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 9 |
BOKF, NA | 9 | 9 | 0.03% | 0.04% | 0.04% | Q3 2021 | Q3 2023 | 9 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 9 | 9 | 0.12% | 0.16% | 0.20% | Q3 2021 | Q3 2023 | 9 |
BB&T SECURITIES, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2019 | 8 |
BESSEMER GROUP INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Advisors Asset Management, Inc. | 8 | 8 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q1 2022 | 8 |
Wealth Management Solutions, LLC | 8 | 8 | 0.26% | 0.31% | 0.40% | Q4 2021 | Q3 2023 | 8 |
CENTAURUS FINANCIAL, INC. | 8 | 8 | 0.01% | 0.06% | 0.14% | Q1 2018 | Q4 2019 | 8 |
Keystone Wealth Services, LLC | 8 | 8 | 0.05% | 0.07% | 0.08% | Q4 2021 | Q3 2023 | 8 |
Princeton Global Asset Management LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Byrne Asset Management LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
Cedar Brook Financial Partners, LLC | 8 | 8 | 0.04% | 0.33% | 0.75% | Q4 2018 | Q3 2020 | 8 |
ICON ADVISERS INC/CO | 3 | 1 | 0.02% | 0.23% | 0.51% | Q4 2017 | Q3 2023 | 8 |
Ursa Fund Management, LLC | 8 | 8 | 0.04% | 2.47% | 14.75% | Q4 2017 | Q3 2019 | 8 |
SCOTIA CAPITAL INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Baird Financial Group, Inc. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Concord Wealth Partners | 4 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 7 |
VR Advisory Services Ltd | 7 | 7 | 0.22% | 2.88% | 4.94% | Q4 2017 | Q2 2019 | 7 |
PANAGORA ASSET MANAGEMENT INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2021 | 7 |
Sowell Financial Services LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2021 | 7 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5 | 2 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q3 2023 | 7 |
BOOTHBAY FUND MANAGEMENT, LLC | 7 | 7 | 0.03% | 0.10% | 0.17% | Q1 2018 | Q3 2019 | 7 |
Tradition Wealth Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2022 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 7 | 7 | 0.30% | 0.46% | 0.61% | Q1 2022 | Q3 2023 | 7 |
BARDIN HILL MANAGEMENT PARTNERS LP | 7 | 7 | 0.49% | 2.61% | 3.40% | Q1 2018 | Q3 2019 | 7 |
HIGHLAND CAPITAL MANAGEMENT LP | 7 | 7 | 0.05% | 0.06% | 0.06% | Q4 2017 | Q2 2019 | 7 |
YorkBridge Wealth Partners, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2019 | 7 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2021 | 7 |
JANE STREET GROUP, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 6 |
MARINO, STRAM & ASSOCIATES LLC | 6 | 6 | 0.01% | 0.02% | 0.02% | Q4 2017 | Q1 2019 | 6 |
Lindbrook Capital, LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q3 2020 | 6 |
MARINER INVESTMENT GROUP LLC | 4 | 2 | 0.07% | 0.54% | 1.16% | Q4 2019 | Q3 2022 | 6 |
Moors & Cabot, Inc. | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2021 | Q3 2022 | 6 |
Foresight Wealth Management, LLC | 6 | 6 | 0.01% | 0.03% | 0.07% | Q2 2021 | Q3 2022 | 6 |
Arlington Capital Management, Inc. | 3 | 1 | 0.40% | 0.53% | 1.02% | Q3 2021 | Q3 2023 | 6 |
FNY Investment Advisers, LLC | 4 | 1 | 0.00% | 0.03% | 0.09% | Q4 2018 | Q3 2021 | 6 |
Walleye Capital LLC | 6 | 6 | 0.01% | 0.02% | 0.03% | Q4 2021 | Q1 2023 | 6 |
DEUTSCHE BANK AG\ | 4 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2021 | 6 |
Amundi | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Atlas Private Wealth Advisors | 6 | 6 | 0.04% | 0.18% | 0.39% | Q2 2020 | Q3 2021 | 6 |
Gradient Investments LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q2 2021 | 6 |
Antara Capital LP | 4 | 2 | 0.47% | 1.62% | 4.06% | Q4 2018 | Q3 2021 | 6 |
CAPTRUST FINANCIAL ADVISORS | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 5 |
Capital Investment Advisory Services, LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q3 2022 | Q3 2023 | 5 |
AQR Arbitrage LLC | 5 | 5 | 0.00% | 0.04% | 0.07% | Q3 2022 | Q3 2023 | 5 |
HM PAYSON & CO | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2020 | 5 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 5 | 5 | 0.37% | 0.71% | 0.93% | Q3 2019 | Q3 2020 | 5 |
REGIONS FINANCIAL CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 5 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 5 |
NewEdge Advisors, LLC | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q3 2023 | 5 |
Arnhold LLC | 4 | 4 | 0.09% | 0.10% | 0.13% | Q3 2021 | Q2 2022 | 4 |
CHANNEL WEALTH LLC | 4 | 4 | 0.06% | 0.08% | 0.09% | Q1 2023 | Q4 2023 | 4 |
RETIREMENT GUYS FORMULA LLC | 4 | 4 | 0.48% | 0.59% | 0.70% | Q4 2021 | Q3 2022 | 4 |
Mutual Advisors, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q3 2020 | 4 |
FDx Advisors, Inc. | 4 | 4 | 0.01% | 0.03% | 0.07% | Q4 2017 | Q3 2018 | 4 |
Peak Asset Management, LLC | 4 | 4 | 0.17% | 0.23% | 0.29% | Q2 2020 | Q1 2021 | 4 |
OAKTREE CAPITAL MANAGEMENT LP | 4 | 4 | 0.07% | 0.09% | 0.11% | Q1 2020 | Q4 2020 | 4 |
SEI INVESTMENTS CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 4 |
MRCap LP | 4 | 4 | 0.54% | 5.97% | 14.19% | Q4 2018 | Q3 2019 | 4 |
Belpointe Asset Management LLC | 4 | 4 | 0.01% | 0.02% | 0.02% | Q1 2019 | Q4 2019 | 4 |
Atlas Wealth LLC | 4 | 4 | 1.32% | 1.81% | 2.87% | Q4 2022 | Q3 2023 | 4 |
Wealth Quarterback LLC | 2 | 1 | 0.01% | 0.05% | 0.10% | Q1 1987 | Q2 2022 | 4 |
Advisor Resource Council | 1 | 1 | 0.03% | 0.13% | 0.23% | Q2 2021 | Q1 2023 | 4 |
All Season Financial Advisors, Inc. | 4 | 4 | 0.42% | 1.07% | 1.76% | Q1 2022 | Q4 2022 | 4 |
Raleigh Capital Management Inc. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q3 2023 | 4 |
CAROLINAS WEALTH CONSULTING LLC | 4 | 4 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q3 2021 | 4 |
AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2020 | 4 |
Transform Wealth, LLC | 4 | 4 | 0.03% | 0.04% | 0.05% | Q2 2019 | Q1 2020 | 4 |
AEGON USA Investment Management, LLC | 3 | 1 | 0.10% | 0.20% | 0.24% | Q2 2021 | Q3 2023 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.27% | 0.29% | 0.33% | Q4 2022 | Q3 2023 | 4 |
D'Orazio & Associates, Inc. | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2021 | 4 |
Jackson Wealth Management, LLC | 4 | 4 | 0.02% | 0.04% | 0.09% | Q4 2022 | Q3 2023 | 4 |
Claybrook Capital, LLC | 4 | 4 | 0.12% | 0.16% | 0.19% | Q4 2022 | Q3 2023 | 4 |
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 4 | 4 | 0.22% | 0.42% | 0.59% | Q4 2019 | Q3 2020 | 4 |
WOLVERINE ASSET MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2020 | 4 |
MidWestOne Financial Group, Inc. | 2 | 1 | 0.07% | 0.08% | 0.09% | Q3 2022 | Q2 2023 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 3 |
DELTEC ASSET MANAGEMENT LLC | 2 | 1 | 0.04% | 0.04% | 0.04% | Q4 2017 | Q3 2019 | 3 |
Claraphi Advisory Network, LLC | 3 | 3 | 0.05% | 0.06% | 0.07% | Q1 2020 | Q3 2020 | 3 |
BARCLAYS PLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Hightower 6M Holding, LLC | 3 | 3 | 0.06% | 0.08% | 0.09% | Q1 2022 | Q3 2022 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 3 |
Mount Yale Investment Advisors, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q3 2018 | 3 |
Northern Right Capital Management, L.P. | 3 | 3 | 1.03% | 2.51% | 4.08% | Q1 2019 | Q3 2019 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Gladstone Institutional Advisory LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q2 2022 | 3 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2023 | 3 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 3 | 3 | 0.01% | 0.02% | 0.03% | Q1 2021 | Q3 2021 | 3 |
Centiva Capital, LP | 3 | 3 | 0.08% | 0.12% | 0.14% | Q1 2019 | Q3 2019 | 3 |
Arkadios Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
Weiss Asset Management LP | 2 | 1 | 0.05% | 0.06% | 0.07% | Q4 2018 | Q3 2019 | 3 |
MAINSTAY CAPITAL MANAGEMENT LLC /ADV | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Samalin Investment Counsel, LLC | 3 | 3 | 0.08% | 0.12% | 0.15% | Q1 2023 | Q3 2023 | 3 |
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2021 | Q4 2021 | 3 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2022 | 3 |
Retirement Group, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 3 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 2 |
JGP Wealth Management, LLC | 2 | 2 | 0.03% | 0.05% | 0.08% | Q1 2020 | Q2 2020 | 2 |
RMB Capital Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q1 2019 | 2 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q1 2023 | 2 |
Orion Portfolio Solutions, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
Segantii Capital Management Ltd | 2 | 2 | 0.02% | 0.05% | 0.07% | Q4 2021 | Q1 2022 | 2 |
RFG Advisory, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q3 2022 | 2 |
TCG Advisory Services, LLC | 2 | 2 | 0.08% | 0.08% | 0.08% | Q3 2021 | Q4 2021 | 2 |
Bruderman Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
LVZ, Inc. | 2 | 2 | 0.22% | 0.22% | 0.22% | Q4 2022 | Q1 2023 | 2 |
Stratos Wealth Partners, LTD. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 2 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2020 | 2 |
AE Wealth Management LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q2 2020 | 2 |
Hanlon Investment Management, Inc. | 2 | 2 | 0.12% | 0.13% | 0.14% | Q3 2019 | Q4 2019 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.03% | 0.06% | Q1 2020 | Q3 2023 | 2 |
Simplicity Solutions, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q2 2020 | 2 |
CENTRAL TRUST Co | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q2 2020 | 2 |
One Charles Private Wealth Services, LLC | 2 | 2 | 0.08% | 0.09% | 0.09% | Q2 2023 | Q3 2023 | 2 |
Empyrean Capital Partners, LP | 2 | 2 | 0.24% | 0.28% | 0.32% | Q4 2019 | Q1 2020 | 2 |
FormulaFolio Investments, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
Prospera Financial Services Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
INFRASTRUCTURE CAPITAL ADVISORS, LLC | 2 | 2 | 0.02% | 0.03% | 0.03% | Q1 2020 | Q2 2020 | 2 |
Legacy Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
Mariner, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q1 2019 | 2 |
Paloma Partners Management Co | 2 | 2 | 0.10% | 0.17% | 0.24% | Q4 2019 | Q1 2020 | 2 |
CALDWELL SUTTER CAPITAL, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
TOMPKINS FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
MinichMacGregor Wealth Management, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q1 2018 | 2 |
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 2 | 2 | 0.13% | 0.19% | 0.24% | Q2 2023 | Q3 2023 | 2 |
MACKAY SHIELDS LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2020 | 2 |
Costello Asset Management, INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q1 2021 | 2 |
Elequin Capital, LP | 1 | 1 | 0.00% | 0.04% | 0.08% | Q4 2022 | Q2 2023 | 2 |
OTA Financial Group L.P. | 2 | 2 | 0.54% | 0.56% | 0.57% | Q2 2020 | Q3 2020 | 2 |
Safeguard Investment Advisory Group, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2020 | Q4 2020 | 1 |
Moab Capital Partners | 1 | 1 | 0.91% | 0.91% | 0.91% | Q1 2020 | Q1 2020 | 1 |
Parisi Gray Wealth Management | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2021 | Q2 2021 | 1 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
COWEN AND COMPANY, LLC | 1 | 1 | 0.26% | 0.26% | 0.26% | Q3 2021 | Q3 2021 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
B. Riley Financial, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2019 | Q4 2019 | 1 |
Cerity Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Gerber Kawasaki Wealth & Investment Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Patriot Financial Group Insurance Agency, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Verition Fund Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
MOORE CAPITAL MANAGEMENT, LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2019 | Q4 2019 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Ignite Planners, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2023 | Q3 2023 | 1 |
Oakworth Capital, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
MBA Advisors LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2022 | Q1 2022 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Cordasco Financial Network | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2018 | Q2 2018 | 1 |
CLIFFORD SWAN INVESTMENT COUNSEL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
SFI Advisors, LLC | 1 | 1 | 0.21% | 0.21% | 0.21% | Q3 2023 | Q3 2023 | 1 |
FREEDOM WEALTH ALLIANCE, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
NEXT Financial Holdings | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
MERCER GLOBAL ADVISORS INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Cubist Systematic Strategies, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q1 2018 | 1 |
Advisor OS, LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q2 2020 | Q2 2020 | 1 |
Disciplined Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2020 | Q1 2020 | 1 |
Planned Solutions, Inc. | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2020 | Q4 2020 | 1 |
PUBLIC SECTOR PENSION INVESTMENT BOARD | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
Sovereign Financial Group, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2023 | Q3 2023 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2021 | Q3 2021 | 1 |
Widmann Financial Services, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2019 | Q4 2019 | 1 |
Summit Trail Advisors, LLC | 1 | 1 | 0.58% | 0.58% | 0.58% | Q4 2019 | Q4 2019 | 1 |
STONEHILL CAPITAL MANAGEMENT LLC | 1 | 1 | 4.10% | 4.10% | 4.10% | Q4 2017 | Q4 2017 | 1 |
Baker Avenue Asset Management, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2022 | Q2 2022 | 1 |
Envestnet Portfolio Solutions, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Walleye Trading LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Financial Connections Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Farther Finance Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Wealthcare Advisory Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Financial Architects, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Braun-Bostich & Associates Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
OLD MISSION CAPITAL, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
B. Riley Wealth Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
ARCADIA INVESTMENT MANAGEMENT CORP/MI | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Baystate Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
J.W. COLE ADVISORS, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Darwin Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Lee Financial Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2022 | 1 |
SALEM INVESTMENT COUNSELORS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Luxor Capital Group, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
ASSETMARK, INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own HIGHLAND INCOME FD or have owned HIGHLAND INCOME FD in the past.