HERCULES CAPITAL INC shareholder history

Current and past HERCULES CAPITAL INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 16160.01%0.01%0.02%Q1 2018Q4 202116
SSI INVESTMENT MANAGEMENT LLC 16160.03%0.25%0.45%Q1 2018Q4 202116
CONNING INC. 16160.05%0.12%0.17%Q1 2018Q4 202116
INCOME RESEARCH & MANAGEMENT 16162.09%4.38%5.86%Q1 2018Q4 202116
WELLINGTON MANAGEMENT GROUP LLP 16160.00%0.00%0.00%Q1 2018Q4 202116
AQR Arbitrage LLC 16160.03%0.20%0.60%Q1 2018Q4 202116
JPMORGAN CHASE & CO 16160.00%0.00%0.01%Q1 2018Q4 202116
Laffer Tengler Investments, Inc. 16160.57%1.09%1.97%Q1 2018Q4 202116
UBS ASSET MANAGEMENT AMERICAS INC 15150.01%0.02%0.02%Q1 2018Q3 202115
North Star Investment Management Corp. 15150.03%0.05%0.08%Q2 2018Q4 202115
DEUTSCHE BANK AG\ 15150.00%0.00%0.00%Q1 2018Q3 202115
Lombard Odier Asset Management (Europe) Ltd 14140.16%0.38%0.67%Q1 2018Q2 202114
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 14140.00%0.00%0.00%Q3 2018Q4 202114
OAKTREE CAPITAL MANAGEMENT LP 13130.15%0.24%0.38%Q1 2018Q1 202113
Radcliffe Capital Management, L.P. 13130.51%2.29%3.66%Q1 2018Q1 202113
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 13130.03%0.07%0.11%Q1 2018Q1 202113
WELLS FARGO & COMPANY/MN 13130.00%0.00%0.00%Q4 2018Q4 202113
RAYMOND JAMES & ASSOCIATES 13130.00%0.01%0.02%Q4 2018Q4 202113
PALISADE CAPITAL MANAGEMENT, LP 12120.08%0.13%0.21%Q1 2019Q4 202112
SMH CAPITAL ADVISORS INC 12128.97%11.70%20.46%Q4 2018Q3 202112
Bank of New York Mellon Corp 12120.00%0.00%0.00%Q1 2019Q4 202112
STEELHEAD PARTNERS LLC 11110.15%3.84%6.38%Q1 2019Q3 202111
KEMPER Corp 11110.13%0.17%0.20%Q2 2019Q4 202111
RWC Asset Management LLP 10100.01%0.01%0.02%Q3 2018Q4 202010
ROYAL BANK OF CANADA 910.00%0.00%0.00%Q4 2018Q3 202110
THRIVENT FINANCIAL FOR LUTHERANS 10100.00%0.01%0.01%Q1 2018Q2 202010
FIRST HAWAIIAN BANK 10100.00%0.01%0.02%Q3 2019Q4 202110
Russell Investments Group, Ltd. 910.00%0.01%0.01%Q1 2018Q4 202010
Wellesley Asset Management 990.30%1.00%2.10%Q1 2018Q1 20209
OSAIC HOLDINGS, INC. 880.00%0.00%0.00%Q1 2020Q4 20218
REGIONS FINANCIAL CORP 880.00%0.00%0.00%Q1 2020Q4 20218
D.A. DAVIDSON & CO. 770.00%0.00%0.00%Q1 2018Q3 20197
MORGAN STANLEY 510.00%0.00%0.00%Q1 2019Q4 20216
Advisor Group, Inc. 660.00%0.00%0.00%Q2 2018Q3 20196
PIER 88 INVESTMENT PARTNERS LLC 660.03%0.83%1.69%Q1 2018Q2 20196
TRUIST FINANCIAL CORP 660.00%0.00%0.00%Q4 2019Q1 20216
AMUNDI ASSET MANAGEMENT US, INC. 550.00%0.04%0.20%Q1 2018Q1 20195
LAZARD ASSET MANAGEMENT LLC 550.00%0.00%0.00%Q3 2020Q3 20215
ADVENT CAPITAL MANAGEMENT /DE/ 550.11%0.39%0.61%Q1 2018Q1 20195
WESTWOOD HOLDINGS GROUP INC 410.01%0.02%0.05%Q2 2019Q4 20215
Eventide Asset Management 550.01%0.01%0.01%Q1 2018Q1 20195
D. E. Shaw & Co., Inc. 440.00%0.02%0.03%Q1 2021Q4 20214
DELTA ASSET MANAGEMENT LLC/TN 440.00%0.00%0.00%Q1 2021Q4 20214
Alken Asset Management Ltd 440.27%1.04%1.41%Q1 2019Q4 20194
CREDIT SUISSE AG/ 440.00%0.00%0.00%Q1 2018Q4 20184
RIVERNORTH CAPITAL MANAGEMENT, LLC 440.25%0.33%0.38%Q2 2020Q1 20214
Citadel Advisors 330.00%0.01%0.01%Q2 2021Q4 20213
MACQUARIE GROUP LTD 330.01%0.01%0.01%Q1 2018Q3 20183
BARCLAYS PLC 110.00%0.00%0.01%Q3 2018Q3 20203
LEVEL FOUR ADVISORY SERVICES, LLC 330.00%0.02%0.03%Q2 2018Q4 20183
BB&T SECURITIES, LLC 330.00%0.00%0.00%Q1 2019Q3 20193
UBS Group AG 330.00%0.00%0.00%Q2 2021Q4 20213
LADENBURG THALMANN FINANCIAL SERVICES INC. 330.00%0.00%0.00%Q2 2019Q4 20193
Warberg Asset Management LLC 330.57%1.07%1.97%Q2 2021Q4 20213
MIZUHO SECURITIES USA LLC 210.02%0.39%0.66%Q3 2018Q3 20213
Walleye Capital LLC 330.06%0.27%0.69%Q2 2021Q4 20213
CLOUGH CAPITAL PARTNERS L P 330.00%0.00%0.00%Q3 2020Q1 20213
LOOMIS SAYLES & CO L P 220.01%0.01%0.02%Q1 2018Q2 20182
Citizens Business Bank 220.11%0.18%0.25%Q3 2018Q4 20182
LINDEN ADVISORS LP 220.24%0.31%0.37%Q4 2018Q1 20192
Jefferies Group LLC 110.00%0.01%0.01%Q3 2018Q2 20192
Neuberger Berman Group LLC 220.08%0.13%0.18%Q3 2018Q4 20182
Fort Baker Capital Management LP 220.54%0.59%0.64%Q3 2021Q4 20212
STIFEL FINANCIAL CORP 220.00%0.00%0.00%Q4 2018Q1 20192
TENOR CAPITAL MANAGEMENT Co., L.P. 220.15%0.15%0.16%Q4 2018Q1 20192
Steward Partners Investment Advisory, LLC 220.00%0.00%0.00%Q3 2021Q4 20212
UNITED CAPITAL FINANCIAL ADVISORS, LLC 220.00%0.00%0.00%Q2 2021Q3 20212
NEW YORK STATE COMMON RETIREMENT FUND 220.00%0.00%0.00%Q4 2018Q1 20192
CQS (US), LLC 220.62%0.75%0.88%Q3 2021Q4 20212
Cheyne Capital Management (UK) LLP 221.74%1.95%2.16%Q2 2018Q3 20182
BANK OF NOVA SCOTIA 110.01%0.01%0.01%Q4 2021Q4 20211
Skaana Management L.P. 111.55%1.55%1.55%Q4 2021Q4 20211
BNP PARIBAS FINANCIAL MARKETS 110.00%0.00%0.00%Q4 2021Q4 20211
CITIGROUP INC 110.00%0.00%0.00%Q3 2018Q3 20181
Rehmann Capital Advisory Group 110.00%0.00%0.00%Q3 2019Q3 20191
B. Riley Financial, Inc. 110.04%0.04%0.04%Q4 2018Q4 20181
Altium Wealth Management LLC 110.00%0.00%0.00%Q1 2019Q1 20191
BLUEFIN CAPITAL MANAGEMENT, LLC 110.38%0.38%0.38%Q4 2021Q4 20211
NewEdge Advisors, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
STEPHENS INC /AR/ 110.00%0.00%0.00%Q4 2019Q4 20191
HighTower Advisors, LLC 110.00%0.00%0.00%Q2 2020Q2 20201

This page lists all the filers that currently own HERCULES CAPITAL INC or have owned HERCULES CAPITAL INC in the past.