Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 16 | 16 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q4 2021 | 16 |
SSI INVESTMENT MANAGEMENT LLC | 16 | 16 | 0.03% | 0.25% | 0.45% | Q1 2018 | Q4 2021 | 16 |
CONNING INC. | 16 | 16 | 0.05% | 0.12% | 0.17% | Q1 2018 | Q4 2021 | 16 |
INCOME RESEARCH & MANAGEMENT | 16 | 16 | 2.09% | 4.38% | 5.86% | Q1 2018 | Q4 2021 | 16 |
WELLINGTON MANAGEMENT GROUP LLP | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2021 | 16 |
AQR Arbitrage LLC | 16 | 16 | 0.03% | 0.20% | 0.60% | Q1 2018 | Q4 2021 | 16 |
JPMORGAN CHASE & CO | 16 | 16 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q4 2021 | 16 |
Laffer Tengler Investments, Inc. | 16 | 16 | 0.57% | 1.09% | 1.97% | Q1 2018 | Q4 2021 | 16 |
UBS ASSET MANAGEMENT AMERICAS INC | 15 | 15 | 0.01% | 0.02% | 0.02% | Q1 2018 | Q3 2021 | 15 |
North Star Investment Management Corp. | 15 | 15 | 0.03% | 0.05% | 0.08% | Q2 2018 | Q4 2021 | 15 |
DEUTSCHE BANK AG\ | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2021 | 15 |
Lombard Odier Asset Management (Europe) Ltd | 14 | 14 | 0.16% | 0.38% | 0.67% | Q1 2018 | Q2 2021 | 14 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2021 | 14 |
OAKTREE CAPITAL MANAGEMENT LP | 13 | 13 | 0.15% | 0.24% | 0.38% | Q1 2018 | Q1 2021 | 13 |
Radcliffe Capital Management, L.P. | 13 | 13 | 0.51% | 2.29% | 3.66% | Q1 2018 | Q1 2021 | 13 |
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 13 | 13 | 0.03% | 0.07% | 0.11% | Q1 2018 | Q1 2021 | 13 |
WELLS FARGO & COMPANY/MN | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2021 | 13 |
RAYMOND JAMES & ASSOCIATES | 13 | 13 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q4 2021 | 13 |
PALISADE CAPITAL MANAGEMENT, LP | 12 | 12 | 0.08% | 0.13% | 0.21% | Q1 2019 | Q4 2021 | 12 |
SMH CAPITAL ADVISORS INC | 12 | 12 | 8.97% | 11.70% | 20.46% | Q4 2018 | Q3 2021 | 12 |
Bank of New York Mellon Corp | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2021 | 12 |
STEELHEAD PARTNERS LLC | 11 | 11 | 0.15% | 3.84% | 6.38% | Q1 2019 | Q3 2021 | 11 |
KEMPER Corp | 11 | 11 | 0.13% | 0.17% | 0.20% | Q2 2019 | Q4 2021 | 11 |
RWC Asset Management LLP | 10 | 10 | 0.01% | 0.01% | 0.02% | Q3 2018 | Q4 2020 | 10 |
ROYAL BANK OF CANADA | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2021 | 10 |
THRIVENT FINANCIAL FOR LUTHERANS | 10 | 10 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q2 2020 | 10 |
FIRST HAWAIIAN BANK | 10 | 10 | 0.00% | 0.01% | 0.02% | Q3 2019 | Q4 2021 | 10 |
Russell Investments Group, Ltd. | 9 | 1 | 0.00% | 0.01% | 0.01% | Q1 2018 | Q4 2020 | 10 |
Wellesley Asset Management | 9 | 9 | 0.30% | 1.00% | 2.10% | Q1 2018 | Q1 2020 | 9 |
OSAIC HOLDINGS, INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2021 | 8 |
REGIONS FINANCIAL CORP | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2021 | 8 |
D.A. DAVIDSON & CO. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2019 | 7 |
MORGAN STANLEY | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2021 | 6 |
Advisor Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
PIER 88 INVESTMENT PARTNERS LLC | 6 | 6 | 0.03% | 0.83% | 1.69% | Q1 2018 | Q2 2019 | 6 |
TRUIST FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2021 | 6 |
AMUNDI ASSET MANAGEMENT US, INC. | 5 | 5 | 0.00% | 0.04% | 0.20% | Q1 2018 | Q1 2019 | 5 |
LAZARD ASSET MANAGEMENT LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2021 | 5 |
ADVENT CAPITAL MANAGEMENT /DE/ | 5 | 5 | 0.11% | 0.39% | 0.61% | Q1 2018 | Q1 2019 | 5 |
WESTWOOD HOLDINGS GROUP INC | 4 | 1 | 0.01% | 0.02% | 0.05% | Q2 2019 | Q4 2021 | 5 |
Eventide Asset Management | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2019 | 5 |
D. E. Shaw & Co., Inc. | 4 | 4 | 0.00% | 0.02% | 0.03% | Q1 2021 | Q4 2021 | 4 |
DELTA ASSET MANAGEMENT LLC/TN | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
Alken Asset Management Ltd | 4 | 4 | 0.27% | 1.04% | 1.41% | Q1 2019 | Q4 2019 | 4 |
CREDIT SUISSE AG/ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.25% | 0.33% | 0.38% | Q2 2020 | Q1 2021 | 4 |
Citadel Advisors | 3 | 3 | 0.00% | 0.01% | 0.01% | Q2 2021 | Q4 2021 | 3 |
MACQUARIE GROUP LTD | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q3 2018 | 3 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2020 | 3 |
LEVEL FOUR ADVISORY SERVICES, LLC | 3 | 3 | 0.00% | 0.02% | 0.03% | Q2 2018 | Q4 2018 | 3 |
BB&T SECURITIES, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 3 |
UBS Group AG | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 3 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
Warberg Asset Management LLC | 3 | 3 | 0.57% | 1.07% | 1.97% | Q2 2021 | Q4 2021 | 3 |
MIZUHO SECURITIES USA LLC | 2 | 1 | 0.02% | 0.39% | 0.66% | Q3 2018 | Q3 2021 | 3 |
Walleye Capital LLC | 3 | 3 | 0.06% | 0.27% | 0.69% | Q2 2021 | Q4 2021 | 3 |
CLOUGH CAPITAL PARTNERS L P | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q1 2021 | 3 |
LOOMIS SAYLES & CO L P | 2 | 2 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q2 2018 | 2 |
Citizens Business Bank | 2 | 2 | 0.11% | 0.18% | 0.25% | Q3 2018 | Q4 2018 | 2 |
LINDEN ADVISORS LP | 2 | 2 | 0.24% | 0.31% | 0.37% | Q4 2018 | Q1 2019 | 2 |
Jefferies Group LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q2 2019 | 2 |
Neuberger Berman Group LLC | 2 | 2 | 0.08% | 0.13% | 0.18% | Q3 2018 | Q4 2018 | 2 |
Fort Baker Capital Management LP | 2 | 2 | 0.54% | 0.59% | 0.64% | Q3 2021 | Q4 2021 | 2 |
STIFEL FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
TENOR CAPITAL MANAGEMENT Co., L.P. | 2 | 2 | 0.15% | 0.15% | 0.16% | Q4 2018 | Q1 2019 | 2 |
Steward Partners Investment Advisory, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
NEW YORK STATE COMMON RETIREMENT FUND | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
CQS (US), LLC | 2 | 2 | 0.62% | 0.75% | 0.88% | Q3 2021 | Q4 2021 | 2 |
Cheyne Capital Management (UK) LLP | 2 | 2 | 1.74% | 1.95% | 2.16% | Q2 2018 | Q3 2018 | 2 |
BANK OF NOVA SCOTIA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q4 2021 | 1 |
Skaana Management L.P. | 1 | 1 | 1.55% | 1.55% | 1.55% | Q4 2021 | Q4 2021 | 1 |
BNP PARIBAS FINANCIAL MARKETS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Rehmann Capital Advisory Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
B. Riley Financial, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2018 | Q4 2018 | 1 |
Altium Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.38% | 0.38% | 0.38% | Q4 2021 | Q4 2021 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
STEPHENS INC /AR/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
This page lists all the filers that currently own HERCULES CAPITAL INC or have owned HERCULES CAPITAL INC in the past.