$4.3 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 201 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 48.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BACPRL | Sell | BANK OF AMERICA CORPconv pfd | $200,032,536 | -7.5% | 179,401 | -2.5% | 4.65% | +11.2% |
| WFCPRL | Buy | WELLS FARGO & COMPANYconv pfd | $199,989,713 | -2.4% | 179,122 | +1.1% | 4.65% | +17.3% |
| Sell | SOUTHWEST AIRLINES COconv | $153,222,254 | -25.3% | 153,799,000 | -13.8% | 3.56% | -10.2% | |
| Sell | AFFIRM HOLDINGS INCconv | $102,007,006 | -0.8% | 135,774,000 | -1.9% | 2.37% | +19.3% | |
| Sell | BOOKING HOLDINGS INCconv | $92,841,900 | -3.4% | 55,428,000 | -13.3% | 2.16% | +16.1% | |
| Sell | PIONEER NATURAL RESOURCEconv | $83,348,970 | -4.4% | 33,959,000 | -14.1% | 1.94% | +15.0% | |
| Buy | NEXTERA ENERGY INCconv pfd | $76,813,519 | +142.9% | 2,033,987 | +190.2% | 1.79% | +192.0% | |
| New | DISH NETWORK CORPconv | $74,213,065 | – | 110,354,000 | +100.0% | 1.73% | – | |
| Sell | SNAP INCconv | $71,304,617 | -15.3% | 81,051,000 | -10.8% | 1.66% | +1.8% | |
| New | HALOZYME THERAPEUTICS INconv | $69,798,879 | – | 74,353,000 | +100.0% | 1.62% | – | |
| Sell | EQT CORPconv | $69,367,628 | -26.9% | 24,947,000 | -25.9% | 1.61% | -12.1% | |
| Sell | NCL CORPORATION LTDconv | $67,437,495 | -31.6% | 81,006,000 | -23.9% | 1.57% | -17.8% | |
| Buy | SHIFT4 PAYMENTS INCconv | $65,666,633 | +50.5% | 66,397,000 | +66.0% | 1.53% | +80.9% | |
| Sell | DIGITALOCEAN HOLDINGSconv | $65,525,182 | -8.3% | 85,164,000 | -6.3% | 1.52% | +10.3% | |
| Sell | DRAFTKINGS HOLDINGS INCconv | $60,155,687 | -15.2% | 78,481,000 | -16.3% | 1.40% | +2.0% | |
| Sell | PELOTON INTERACTIVE INCconv | $59,583,461 | -6.3% | 78,658,000 | -5.7% | 1.39% | +12.6% | |
| Sell | JETBLUE AIRWAYS CORPconv | $58,283,581 | -7.9% | 74,905,000 | -2.2% | 1.36% | +10.8% | |
| Buy | EXACT SCIENCES CORPconv | $56,212,079 | +25.6% | 64,753,000 | +48.7% | 1.31% | +50.9% | |
| Sell | BILL HOLDINGS INCconv | $54,012,780 | -6.8% | 53,478,000 | -3.0% | 1.26% | +12.0% | |
| Sell | ALTERYX INCconv | $53,598,934 | -6.0% | 60,143,000 | -10.9% | 1.25% | +13.0% | |
| Sell | EXPEDIA GROUP INCconv | $51,765,660 | -26.1% | 59,242,000 | -25.7% | 1.20% | -11.2% | |
| Sell | BLOCK INCconv | $49,446,201 | -25.7% | 52,997,000 | -24.5% | 1.15% | -10.6% | |
| Sell | UNITY SOFTWARE INCconv | $48,256,749 | -21.8% | 60,586,000 | -21.1% | 1.12% | -6.0% | |
| Buy | SOLAR EDGE TECHNOLOGIESconv | $47,866,046 | +374.8% | 52,227,000 | +517.0% | 1.11% | +470.8% | |
| Sell | JAZZ INVESTMENTS I LTDconv | $47,190,618 | -4.4% | 46,124,000 | -4.6% | 1.10% | +15.0% | |
| Buy | ENPHASE ENERGY INCconv | $46,863,923 | +50.2% | 56,293,000 | +70.5% | 1.09% | +80.5% | |
| New | SAREPTA THERAPEUTICS INCconv | $46,485,927 | – | 41,435,000 | +100.0% | 1.08% | – | |
| Sell | OMNICELL INCconv | $46,344,033 | -14.3% | 51,103,000 | -3.9% | 1.08% | +3.1% | |
| Buy | WAYFAIR INCconv | $45,323,863 | +70.9% | 55,105,000 | +72.0% | 1.05% | +105.5% | |
| Buy | INSULET CORPORATIONconv | $44,973,233 | +187.8% | 45,751,000 | +303.6% | 1.05% | +246.4% | |
| New | APOLLO GLOBAL MANAGEMENTconv pfd | $44,372,125 | – | 807,500 | +100.0% | 1.03% | – | |
| New | ALNYLAM PHARMACEUTICALSconv | $44,231,548 | – | 47,689,000 | +100.0% | 1.03% | – | |
| Buy | SPLUNK INCconv | $42,133,319 | +41.2% | 44,421,000 | +29.2% | 0.98% | +69.8% | |
| Buy | BENTLEY SYSTEMS INCconv | $41,903,030 | +91.3% | 43,199,000 | +103.9% | 0.98% | +130.0% | |
| Sell | NUTANIX INCconv | $40,688,163 | -23.3% | 45,335,000 | -27.3% | 0.95% | -7.9% | |
| Buy | BIOMARIN PHARMACEUTICALconv | $39,636,827 | +9.9% | 39,812,000 | +11.5% | 0.92% | +32.1% | |
| Buy | SHIFT4 PAYMENTS INCconv | $38,504,558 | +3.3% | 44,804,000 | +6.6% | 0.90% | +24.3% | |
| Sell | SNAP INCconv | $36,183,078 | -4.8% | 52,137,000 | -2.1% | 0.84% | +14.6% | |
| Sell | ETSY INCconv | $34,976,445 | -8.0% | 43,449,000 | -4.2% | 0.81% | +10.5% | |
| Buy | REALOGY GROUP/CO-ISSUERconv | $34,837,335 | +15.0% | 45,539,000 | +13.0% | 0.81% | +38.2% | |
| Sell | HAEMONETICS CORPconv | $34,816,240 | -23.7% | 39,904,000 | -25.2% | 0.81% | -8.3% | |
| Buy | NICE LTDconv | $34,725,755 | -1.0% | 38,371,000 | +6.5% | 0.81% | +19.0% | |
| New | ZIFF DAVIS INCconv | $34,630,846 | – | 37,459,000 | +100.0% | 0.80% | – | |
| Sell | PALO ALTO NETWORKSconv | $32,756,659 | -11.8% | 13,877,000 | -3.6% | 0.76% | +6.1% | |
| Buy | ZSCALER INC.conv | $32,454,666 | +17.3% | 26,911,000 | +13.8% | 0.76% | +41.1% | |
| Sell | AKAMAI TECHNOLOGIES INCconv | $32,308,595 | -41.2% | 30,873,000 | -45.5% | 0.75% | -29.4% | |
| Buy | BRIDGEBIO PHARMA INCconv | $32,084,160 | +1497.3% | 33,421,000 | +1210.6% | 0.75% | +1812.8% | |
| Sell | BLACKLINE INCconv | $32,020,931 | -19.7% | 36,965,000 | -21.1% | 0.74% | -3.5% | |
| New | MICROSTRATEGY INCconv | $31,782,794 | – | 44,999,000 | +100.0% | 0.74% | – | |
| Sell | SPIRIT AIRLINES INCconv | $31,448,218 | -3.3% | 37,595,000 | -6.0% | 0.73% | +16.2% | |
| Sell | OKTA INCconv | $29,760,872 | -15.1% | 33,993,000 | -16.8% | 0.69% | +1.9% | |
| Sell | TELADOC HEALTH INCconv | $29,382,418 | -0.9% | 36,641,000 | -1.1% | 0.68% | +19.0% | |
| Sell | ZILLOW GROUP INCconv | $29,335,860 | -13.2% | 28,440,000 | -11.3% | 0.68% | +4.3% | |
| Sell | GUARDANT HEALTH INCconv | $29,285,825 | -5.5% | 42,290,000 | -1.7% | 0.68% | +13.5% | |
| Sell | RAPID7 INCconv | $28,031,809 | -16.9% | 32,714,000 | -15.3% | 0.65% | -0.2% | |
| Sell | EURONET WORLDWIDE INCconv | $26,578,039 | -38.0% | 28,617,000 | -34.5% | 0.62% | -25.5% | |
| Sell | BLOCK INCconv | $26,357,525 | -6.2% | 34,882,000 | -4.2% | 0.61% | +12.7% | |
| Sell | WESTERN DIGITAL CORPconv | $26,111,852 | -43.0% | 26,429,000 | -43.7% | 0.61% | -31.5% | |
| Buy | CABLE ONE INCconv | $25,917,093 | +8.7% | 31,491,000 | +8.6% | 0.60% | +30.5% | |
| Sell | CLOUDFLARE INCconv | $25,706,430 | -26.7% | 30,066,000 | -26.8% | 0.60% | -11.8% | |
| Sell | RINGCENTRAL INCconv | $25,527,793 | -17.4% | 30,164,000 | -18.5% | 0.59% | -0.7% | |
| Sell | FORD MOTOR COMPANYconv | $23,890,588 | -68.0% | 24,193,000 | -64.3% | 0.56% | -61.5% | |
| Sell | NEOGENOMICS INCconv | $23,905,313 | -0.3% | 25,499,000 | -0.1% | 0.56% | +19.8% | |
| Buy | CONMED CORPconv | $23,667,567 | +26.8% | 24,731,000 | +48.5% | 0.55% | +52.4% | |
| Sell | VERINT SYSTEMS INCconv | $23,385,480 | -3.2% | 27,232,000 | -0.1% | 0.54% | +16.5% | |
| Sell | CONFLUENT INCconv | $22,894,740 | -8.6% | 27,900,000 | -7.0% | 0.53% | +9.7% | |
| Sell | FIVE9 INCconv | $22,711,134 | -66.8% | 24,277,000 | -65.7% | 0.53% | -60.1% | |
| Buy | EVOLENT HEALTH INCconv | $22,298,724 | -2.7% | 20,877,000 | +4.4% | 0.52% | +17.2% | |
| Sell | BENTLEY SYSTEMSconv | $22,120,395 | -37.2% | 25,455,000 | -34.3% | 0.51% | -24.5% | |
| Buy | BRIDGEBIO PHARMA INCconv | $22,116,000 | +1885.3% | 29,488,000 | +1538.2% | 0.51% | +2236.4% | |
| New | ROYAL CARIBBEAN CRUISESconv | $22,020,187 | – | 11,141,000 | +100.0% | 0.51% | – | |
| Sell | TYLER TECHNOLOGIES INCconv | $21,954,651 | -58.3% | 22,622,000 | -55.5% | 0.51% | -49.8% | |
| Sell | WOLFSPEED INCconv | $20,490,183 | -31.5% | 30,177,000 | -22.2% | 0.48% | -17.6% | |
| New | WAYFAIR INCconv | $20,031,921 | – | 16,569,000 | +100.0% | 0.47% | – | |
| Sell | PEBBLEBROOK HOTEL TRUSTconv | $19,998,899 | -32.7% | 23,968,000 | -31.5% | 0.46% | -19.1% | |
| Sell | LUMENTUM HOLDINGS INCconv | $19,669,776 | -32.4% | 26,897,000 | -26.9% | 0.46% | -18.8% | |
| Buy | DATADOG INCconv | $19,150,625 | +50.0% | 16,250,000 | +58.6% | 0.44% | +80.2% | |
| Sell | NEOGENOMICS INCconv | $18,537,670 | -9.8% | 25,679,000 | -7.4% | 0.43% | +8.3% | |
| Sell | LITHIUM AMERICAS ARconv | $18,438,340 | -9.5% | 25,258,000 | -3.1% | 0.43% | +8.9% | |
| Buy | BIGCOMMERCE HOLDINGS INCconv | $18,396,835 | +8.7% | 23,243,000 | +8.0% | 0.43% | +30.9% | |
| Buy | FARFETCH LTDconv | $17,908,130 | -18.2% | 33,392,000 | +24.4% | 0.42% | -1.7% | |
| Sell | CYBERARK SOFTWARE LTDconv | $17,820,870 | -18.9% | 15,396,000 | -20.3% | 0.41% | -2.6% | |
| Sell | LUMENTUM HOLDINGS INCconv | $16,226,907 | -52.1% | 19,249,000 | -49.6% | 0.38% | -42.4% | |
| Sell | PERFICIENT INCconv | $16,119,550 | -13.2% | 19,992,000 | -11.2% | 0.38% | +4.2% | |
| New | REDFIN CORPconv | $16,076,385 | – | 27,481,000 | +100.0% | 0.37% | – | |
| Sell | ZILLOW GROUP INCconv | $15,997,973 | -22.0% | 13,315,000 | -17.7% | 0.37% | -6.3% | |
| Sell | CHEESECAKE FACTORY (THE)conv | $15,787,100 | -49.1% | 18,992,000 | -48.3% | 0.37% | -38.8% | |
| Sell | SPLUNK INCconv | $15,779,127 | -72.7% | 14,651,000 | -74.5% | 0.37% | -67.1% | |
| Sell | CABLE ONE INCconv | $15,607,662 | -5.5% | 20,838,000 | -4.4% | 0.36% | +13.4% | |
| Sell | ITRON INCconv | $15,563,080 | -14.9% | 17,992,000 | -12.2% | 0.36% | +2.3% | |
| Buy | BOX INCconv | $15,031,396 | -6.5% | 13,873,000 | +7.6% | 0.35% | +12.5% | |
| Sell | ENPHASE ENERGY INCconv | $14,925,723 | -81.7% | 16,913,000 | -80.4% | 0.35% | -78.0% | |
| Sell | NCL CORPORATION LTDconv | $14,041,523 | -41.9% | 12,027,000 | -31.6% | 0.33% | -30.1% | |
| Sell | CHART INDUSTRIES INCconv pfd | $13,851,684 | -54.3% | 204,272 | -56.1% | 0.32% | -45.1% | |
| Sell | MONGODB INCconv | $13,582,108 | -14.4% | 7,930,000 | -0.5% | 0.32% | +2.9% | |
| Sell | NATIONAL VISION HOLDINGSconv | $13,425,628 | -18.1% | 13,927,000 | -10.9% | 0.31% | -1.6% | |
| Sell | REDFIN CORPconv | $13,108,846 | -13.0% | 15,853,000 | -13.8% | 0.30% | +4.5% | |
| Buy | PAGERDUTY INC.conv | $13,100,320 | +9.7% | 13,709,000 | +9.5% | 0.30% | +32.0% | |
| Sell | BILL HOLDINGS INCconv | $12,256,344 | -12.6% | 15,050,000 | -11.5% | 0.28% | +5.2% | |
| Sell | DEXCOM INCconv | $11,980,190 | -49.7% | 12,644,000 | -43.1% | 0.28% | -39.5% | |
| Sell | BLOOM ENERGY CORPconv | $11,439,338 | -22.4% | 10,466,000 | -13.0% | 0.27% | -6.7% | |
| Sell | UBER TECHNOLOGIES INCconv | $10,893,897 | -69.5% | 11,615,000 | -70.2% | 0.25% | -63.4% | |
| SPY | Sell | SPDR S&P 500 ETF Trustput | $10,687,000 | -65.6% | 25,000 | -64.3% | 0.25% | -58.5% |
| Sell | EXACT SCIENCES CORPconv | $10,694,320 | -22.4% | 11,752,000 | -7.9% | 0.25% | -6.7% | |
| AESC | Sell | AES CORP/THEconv pfd | $10,642,620 | -25.1% | 173,672 | -0.4% | 0.25% | -9.8% |
| Sell | PENN ENTERTAINMENT INCconv | $10,483,257 | -14.6% | 8,602,000 | -12.8% | 0.24% | +2.5% | |
| Buy | ETSY INCconv | $10,255,080 | -13.7% | 10,054,000 | +0.6% | 0.24% | +3.9% | |
| Sell | ARES CAPITAL CORPconv | $9,646,346 | -49.5% | 9,463,000 | -50.4% | 0.22% | -39.5% | |
| Buy | ROYAL CARIBBEAN CRUISESconv | $9,476,649 | +56.7% | 8,379,000 | +78.1% | 0.22% | +88.0% | |
| Sell | AMERICAN AIRLINES GROUPconv | $9,187,040 | -48.1% | 8,570,000 | -37.7% | 0.21% | -37.6% | |
| New | ZTO EXPRESS KY INCconv | $7,986,513 | – | 8,196,000 | +100.0% | 0.19% | – | |
| New | CYTOKINETICS INCconv | $7,763,210 | – | 9,100,000 | +100.0% | 0.18% | – | |
| Buy | ENVISTA HOLDINGS CORPconv | $7,644,825 | -9.0% | 5,490,000 | +9.8% | 0.18% | +9.2% | |
| BLACKSTONE MORTGAGE TRconv | $7,510,961 | +4.1% | 8,398,000 | 0.0% | 0.18% | +25.0% | ||
| Sell | LYFT INCconv | $7,423,416 | -83.6% | 8,034,000 | -84.0% | 0.17% | -80.2% | |
| Buy | NATERA INCconv | $7,200,360 | -0.5% | 5,424,000 | +8.5% | 0.17% | +19.3% | |
| Sell | BURLINGTON STORES INCconv | $7,148,641 | -88.3% | 7,299,000 | -87.5% | 0.17% | -86.0% | |
| New | COINBASE GLOBAL INCconv | $6,641,724 | – | 8,790,000 | +100.0% | 0.15% | – | |
| New | ALTAIR ENGINEERING INCconv | $6,365,244 | – | 5,988,000 | +100.0% | 0.15% | – | |
| NYCBPRU | Sell | NY COMMUNITY CAP TRUST Vconv pfd | $6,214,571 | -14.0% | 169,060 | -4.9% | 0.14% | +3.6% |
| Buy | SEA LTDconv | $6,170,581 | +277.2% | 6,421,000 | +301.3% | 0.14% | +350.0% | |
| Buy | HALOZYME THERAPEUTICS INconv | $5,745,527 | +20.6% | 6,769,000 | +18.7% | 0.13% | +45.7% | |
| MIDDLEBY CORPconv | $5,296,395 | -9.8% | 4,710,000 | 0.0% | 0.12% | +7.9% | ||
| Sell | RAPID7 INCconv | $5,146,471 | -6.6% | 4,999,000 | -7.1% | 0.12% | +12.1% | |
| GUESS INCconv | $5,128,125 | +1.2% | 5,000,000 | 0.0% | 0.12% | +21.4% | ||
| Sell | AKAMAI TECHNOLOGIES INCconv | $5,092,920 | +5.6% | 4,300,000 | -4.4% | 0.12% | +26.9% | |
| CINEMARK HOLDINGS INCconv | $5,039,600 | +7.0% | 3,440,000 | 0.0% | 0.12% | +28.6% | ||
| Sell | DROPBOX INCconv | $4,502,960 | -89.1% | 4,730,000 | -89.0% | 0.10% | -86.9% | |
| Buy | H WORLD GROUP LTDconv | $4,316,373 | +57.7% | 3,755,000 | +56.5% | 0.10% | +88.7% | |
| IBM | IBM | $4,209,000 | +4.9% | 30,000 | 0.0% | 0.10% | +25.6% | |
| Sell | DROPBOX INCconv | $4,151,648 | -75.5% | 4,384,000 | -75.5% | 0.10% | -70.4% | |
| MGP INGREDIENTS INCconv | $4,065,600 | -0.4% | 3,300,000 | 0.0% | 0.10% | +20.3% | ||
| HAL | Halliburton Co | $4,050,000 | +22.8% | 100,000 | 0.0% | 0.09% | +46.9% | |
| Sell | INTEGRA LIFESCIENCES HLDconv | $4,017,377 | -22.3% | 4,381,000 | -22.2% | 0.09% | -7.0% | |
| REPLIGEN CORPconv | $3,979,014 | +8.8% | 2,780,000 | 0.0% | 0.09% | +31.0% | ||
| LEN | New | Lennar Corp | $3,928,050 | – | 35,000 | +100.0% | 0.09% | – |
| Sell | BIOMARIN PHARMACEUTICALconv | $3,763,575 | -84.1% | 3,870,000 | -83.9% | 0.09% | -80.8% | |
| Sell | COHERUS BIOSCIENCES INCconv | $3,719,713 | -5.8% | 6,073,000 | -4.3% | 0.09% | +14.5% | |
| Sell | PARSONS CORPconv | $3,557,130 | -48.3% | 2,791,000 | -53.4% | 0.08% | -37.6% | |
| LUMENTUM HOLDINGS INCconv | $3,413,208 | -6.5% | 3,439,000 | 0.0% | 0.08% | +11.3% | ||
| New | GUIDEWIRE SOFTWARE INCconv | $3,257,600 | – | 3,200,000 | +100.0% | 0.08% | – | |
| NVDA | New | NVIDIA Corp | $3,262,425 | – | 7,500 | +100.0% | 0.08% | – |
| SPG | New | Simon Property Group Inc | $3,240,900 | – | 30,000 | +100.0% | 0.08% | – |
| JAZZ INVESTMENTS I LTDconv | $3,172,580 | +1.3% | 3,280,000 | 0.0% | 0.07% | +21.3% | ||
| JCI | Johnson Controls International | $3,192,600 | -21.9% | 60,000 | 0.0% | 0.07% | -6.3% | |
| WINNEBAGO INDUSTRIESconv | $3,144,400 | -6.4% | 2,800,000 | 0.0% | 0.07% | +12.3% | ||
| MRK | New | Merck & Co Inc | $3,088,500 | – | 30,000 | +100.0% | 0.07% | – |
| BABA | Sell | Alibaba Group Holding Ltdcall | $3,035,900 | -54.5% | 35,000 | -56.2% | 0.07% | -45.0% |
| ABBV | AbbVie Inc | $2,981,200 | +10.6% | 20,000 | 0.0% | 0.07% | +32.7% | |
| SNOW | Buy | Snowflake Inc | $2,902,630 | +83.3% | 19,000 | +111.1% | 0.07% | +119.4% |
| RH | New | RH | $2,907,960 | – | 11,000 | +100.0% | 0.07% | – |
| New | ARRAY TECHNOLOGIES INCconv | $2,866,307 | – | 2,511,000 | +100.0% | 0.07% | – | |
| Sell | RINGCENTRAL INCconv | $2,840,949 | -39.3% | 3,065,000 | -39.5% | 0.07% | -27.5% | |
| MS | Buy | Morgan Stanley | $2,858,450 | +33.9% | 35,000 | +40.0% | 0.07% | +61.0% |
| BAC | Bank of America Corp | $2,738,000 | -4.6% | 100,000 | 0.0% | 0.06% | +14.3% | |
| AMD | New | Advanced Micro Devices Inc | $2,570,500 | – | 25,000 | +100.0% | 0.06% | – |
| Buy | UPSTART HOLDINGS INCconv | $2,462,813 | +2.4% | 3,700,000 | +5.7% | 0.06% | +21.3% | |
| DE | New | Deere & Co | $2,264,280 | – | 6,000 | +100.0% | 0.05% | – |
| SNOW | Buy | Snowflake Inccall | $2,291,550 | +86.0% | 15,000 | +114.3% | 0.05% | +120.8% |
| ETN | Sell | Eaton Corp PLC | $2,132,800 | -29.3% | 10,000 | -33.3% | 0.05% | -13.8% |
| New | INSMED INCconv | $2,143,550 | – | 2,150,000 | +100.0% | 0.05% | – | |
| GHY | PGIM Global High Yield Fund In | $2,156,000 | -1.7% | 200,000 | 0.0% | 0.05% | +19.0% | |
| AFRM | New | Affirm Holdings Incput | $2,127,000 | – | 100,000 | +100.0% | 0.05% | – |
| Sell | MARRIOTT VACATION WORLDWconv | $2,094,710 | -48.8% | 2,379,000 | -45.8% | 0.05% | -38.0% | |
| FTHY | First Trust High Yield Opportu | $1,998,000 | -2.9% | 150,000 | 0.0% | 0.05% | +15.0% | |
| SNAP INCconv | $1,942,500 | -4.6% | 2,100,000 | 0.0% | 0.04% | +15.4% | ||
| Sell | NRG ENERGY INCconv | $1,904,896 | -90.2% | 1,792,000 | -90.2% | 0.04% | -88.3% | |
| DDOG | New | Datadog Inccall | $1,821,800 | – | 20,000 | +100.0% | 0.04% | – |
| PNC | PNC Financial Services Group I | $1,596,010 | -2.5% | 13,000 | 0.0% | 0.04% | +15.6% | |
| ULCC | Buy | Frontier Group Holdings Inccall | $1,500,884 | -26.1% | 310,100 | +47.6% | 0.04% | -10.3% |
| LGIH | New | LGI Homes Inc | $1,492,350 | – | 15,000 | +100.0% | 0.04% | – |
| Sell | HERBALIFE LTDconv | $1,398,277 | -92.6% | 1,429,000 | -92.6% | 0.03% | -91.0% | |
| Sell | MAKEMYTRIP LIMITEDconv | $1,342,513 | -42.2% | 1,145,000 | -51.9% | 0.03% | -31.1% | |
| AQNU | Sell | ALGONQUIN PWR &conv pfd | $1,197,350 | -88.4% | 55,000 | -84.3% | 0.03% | -86.0% |
| COP | New | ConocoPhillips | $1,198,000 | – | 10,000 | +100.0% | 0.03% | – |
| New | SUNNOVA ENERGY INTL INCconv | $1,156,110 | – | 1,780,000 | +100.0% | 0.03% | – | |
| ALTR | New | Altair Engineering Inc | $1,088,544 | – | 17,400 | +100.0% | 0.02% | – |
| FTCH | Buy | Farfetch Ltdcall | $1,045,000 | -13.5% | 500,000 | +150.0% | 0.02% | +4.3% |
| MU | New | Micron Technology Inccall | $1,020,450 | – | 15,000 | +100.0% | 0.02% | – |
| CNMD | New | CONMED Corpput | $1,008,500 | – | 10,000 | +100.0% | 0.02% | – |
| UPWORK INCconv | $969,163 | +1.3% | 1,174,000 | 0.0% | 0.02% | +21.1% | ||
| TJX | Sell | TJX Cos Inc/Thecall | $888,800 | -92.6% | 10,000 | -93.0% | 0.02% | -91.0% |
| RIG | New | Transocean Ltdcall | $821,000 | – | 100,000 | +100.0% | 0.02% | – |
| SOFI | New | SoFi Technologies Inccall | $799,000 | – | 100,000 | +100.0% | 0.02% | – |
| New | POST HOLDINGS INCconv | $547,079 | – | 549,000 | +100.0% | 0.01% | – | |
| Sell | LIVE NATION ENTERTAINMENconv | $337,743 | -98.1% | 330,000 | -98.0% | 0.01% | -97.7% | |
| Buy | CARNIVAL CORPconv | $305,898 | +51.5% | 204,000 | +100.0% | 0.01% | +75.0% | |
| Sell | AIRBNB INCconv | $309,758 | -98.5% | 351,000 | -98.5% | 0.01% | -98.2% | |
| New | SL Green Realty Corpput | $298,400 | – | 8,000 | +100.0% | 0.01% | – | |
| Sell | VIAVI SOLUTIONS INCconv | $154,056 | -17.7% | 157,000 | -16.5% | 0.00% | 0.0% | |
| New | CUTERA INCconv | $127,310 | – | 216,000 | +100.0% | 0.00% | – | |
| Sell | Q2 HOLDINGS INCconv | $109,613 | -99.5% | 125,000 | -99.5% | 0.00% | -99.3% | |
| Sell | PERMIAN RESOURC OPTG LLCconv | $137,495 | -5.0% | 58,000 | -22.7% | 0.00% | 0.0% | |
| FTCH | New | Farfetch Ltd | $76,452 | – | 36,580 | +100.0% | 0.00% | – |
| MANU | Sell | Manchester United Plc | $98,950 | -59.4% | 5,000 | -50.0% | 0.00% | -60.0% |
| SQ | New | Block Inc | $92,946 | – | 2,100 | +100.0% | 0.00% | – |
| NEO | New | NeoGenomics Inc | $55,350 | – | 4,500 | +100.0% | 0.00% | – |
| GRAB HOLDINGS LTD - CL A | $58,758 | -23.3% | 170,314 | 0.0% | 0.00% | 0.0% | ||
| BE | New | Bloom Energy Corp | $464 | – | 35 | +100.0% | 0.00% | – |
| SNAP | Exit | Snap Inc | $0 | – | -14,940 | -100.0% | -0.00% | – |
| Exit | LIBERTY MEDIA CORPconv | $0 | – | -150,000 | -100.0% | -0.00% | – | |
| ULTA | Exit | Ulta Beauty Inc | $0 | – | -500 | -100.0% | -0.01% | – |
| COST | Exit | Costco Wholesale Corp | $0 | – | -550 | -100.0% | -0.01% | – |
| DPZ | Exit | Domino's Pizza Inc | $0 | – | -1,000 | -100.0% | -0.01% | – |
| MU | Exit | Micron Technology Inc | $0 | – | -6,350 | -100.0% | -0.01% | – |
| ETSY | Exit | Etsy Inccall | $0 | – | -7,000 | -100.0% | -0.01% | – |
| FSR | Exit | Fisker Inccall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| BBIO | Exit | Bridgebio Pharma Inccall | $0 | – | -35,000 | -100.0% | -0.01% | – |
| AVK | Exit | Advent Convertible and Income | $0 | – | -59,048 | -100.0% | -0.01% | – |
| NICE | Exit | Nice Ltd | $0 | – | -3,300 | -100.0% | -0.01% | – |
| ELY | Exit | Topgolf Callaway Brands Corpcall | $0 | – | -40,000 | -100.0% | -0.02% | – |
| MGM | Exit | MGM Resorts International | $0 | – | -20,000 | -100.0% | -0.02% | – |
| Exit | Grab Holdings Ltdcall | $0 | – | -250,000 | -100.0% | -0.02% | – | |
| WAL | Exit | Western Alliance Bancorpput | $0 | – | -25,000 | -100.0% | -0.02% | – |
| BDN | Exit | Brandywine Realty Trustput | $0 | – | -200,000 | -100.0% | -0.02% | – |
| W | Exit | Wayfair Inccall | $0 | – | -15,000 | -100.0% | -0.02% | – |
| NIO | Exit | NIO Inccall | $0 | – | -100,000 | -100.0% | -0.02% | – |
| PXD | Exit | Pioneer Natural Resources Co | $0 | – | -5,000 | -100.0% | -0.02% | – |
| BMY | Exit | Bristol-Myers Squibb Co | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BE | Exit | Bloom Energy Corpcall | $0 | – | -80,000 | -100.0% | -0.02% | – |
| SNV | Exit | Synovus Financial Corpput | $0 | – | -45,100 | -100.0% | -0.03% | – |
| MT | Exit | ArcelorMittal SA | $0 | – | -50,000 | -100.0% | -0.03% | – |
| Exit | ATI INCconv | $0 | – | -500,000 | -100.0% | -0.03% | – | |
| AMGN | Exit | Amgen Inc | $0 | – | -7,000 | -100.0% | -0.03% | – |
| DOCS | Exit | Doximity Inccall | $0 | – | -50,000 | -100.0% | -0.03% | – |
| ENPH | Exit | Enphase Energy Inccall | $0 | – | -11,000 | -100.0% | -0.04% | – |
| EXPE | Exit | Expedia Group Inc | $0 | – | -20,000 | -100.0% | -0.04% | – |
| UBER | Exit | Uber Technologies Inccall | $0 | – | -50,000 | -100.0% | -0.04% | – |
| NCLH | Exit | Norwegian Cruise Line Holdingscall | $0 | – | -100,000 | -100.0% | -0.04% | – |
| LUV | Exit | Southwest Airlines Cocall | $0 | – | -60,000 | -100.0% | -0.04% | – |
| RC | Exit | Ready Capital Corpput | $0 | – | -200,000 | -100.0% | -0.04% | – |
| VLO | Exit | Valero Energy Corp | $0 | – | -20,000 | -100.0% | -0.04% | – |
| EQT | Exit | EQT Corp | $0 | – | -60,000 | -100.0% | -0.05% | – |
| MS | Exit | Morgan Stanleycall | $0 | – | -30,000 | -100.0% | -0.05% | – |
| TGT | Exit | Target Corp | $0 | – | -20,000 | -100.0% | -0.05% | – |
| HTZZ | Exit | Hertz Global Holdings Inccall | $0 | – | -150,000 | -100.0% | -0.05% | – |
| Exit | ILLUMINA INCconv | $0 | – | -2,722,000 | -100.0% | -0.05% | – | |
| VZ | Exit | Verizon Communications Inc | $0 | – | -75,000 | -100.0% | -0.05% | – |
| TMUS | Exit | T-Mobile US Inc | $0 | – | -20,000 | -100.0% | -0.05% | – |
| Exit | SEA LTDconv | $0 | – | -3,592,000 | -100.0% | -0.06% | – | |
| Exit | HEALTH CATALYST INCconv | $0 | – | -3,000,000 | -100.0% | -0.06% | – | |
| BAC | Exit | Bank of America Corpcall | $0 | – | -100,000 | -100.0% | -0.06% | – |
| Exit | LIVONGO HEALTHconv | $0 | – | -3,279,000 | -100.0% | -0.06% | – | |
| HON | Exit | Honeywell International Inc | $0 | – | -15,000 | -100.0% | -0.06% | – |
| DHR | Exit | Danaher Corpcall | $0 | – | -15,000 | -100.0% | -0.07% | – |
| Exit | ZILLOW GROUP INCconv | $0 | – | -3,125,000 | -100.0% | -0.08% | – | |
| Exit | FASTLY INCconv | $0 | – | -4,900,000 | -100.0% | -0.08% | – | |
| CAT | Exit | Caterpillar Inccall | $0 | – | -17,500 | -100.0% | -0.08% | – |
| DE | Exit | Deere & Cocall | $0 | – | -11,000 | -100.0% | -0.09% | – |
| HD | Exit | Home Depot Inc/The | $0 | – | -15,000 | -100.0% | -0.09% | – |
| Exit | DEXCOM INCconv | $0 | – | -1,537,000 | -100.0% | -0.09% | – | |
| Exit | UNITED STATES STEEL CORPconv | $0 | – | -2,730,000 | -100.0% | -0.10% | – | |
| Exit | ON SEMICONDUCTOR CORPconv | $0 | – | -3,000,000 | -100.0% | -0.11% | – | |
| BOX | Exit | Box Inccall | $0 | – | -200,000 | -100.0% | -0.11% | – |
| Exit | AIR TRANSPORT SERVICES Gconv | $0 | – | -7,500,000 | -100.0% | -0.14% | – | |
| F | Exit | Ford Motor Cocall | $0 | – | -500,000 | -100.0% | -0.15% | – |
| Exit | SUMMIT HOTEL PROPERTIESconv | $0 | – | -9,000,000 | -100.0% | -0.15% | – | |
| CRWD | Exit | Crowdstrike Holdings Inccall | $0 | – | -62,500 | -100.0% | -0.18% | – |
| VIACP | Exit | PARAMOUNT GLOBALconv pfd | $0 | – | -408,241 | -100.0% | -0.18% | – |
| HD | Exit | Home Depot Inc/Thecall | $0 | – | -37,500 | -100.0% | -0.22% | – |
| Exit | NEW MOUNTAIN FINANCE CORconv | $0 | – | -15,670,000 | -100.0% | -0.30% | – | |
| WYNN | Exit | Wynn Resorts Ltdcall | $0 | – | -200,000 | -100.0% | -0.41% | – |
| WMT | Exit | Walmart Inccall | $0 | – | -150,000 | -100.0% | -0.46% | – |
| Exit | IMAX CORPconv | $0 | – | -26,249,000 | -100.0% | -0.47% | – | |
| Exit | ETSY INCconv | $0 | – | -36,440,000 | -100.0% | -0.55% | – | |
| AEPPZ | Exit | AMERICAN ELECTRIC POWERconv pfd | $0 | – | -647,494 | -100.0% | -0.62% | – |
| NIMC | Exit | NISOURCE INCconv pfd | $0 | – | -651,680 | -100.0% | -1.29% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCconv pfd | $0 | – | -1,375,090 | -100.0% | -1.30% | – |
| KKRPRC | Exit | KKR & CO INCconv pfd | $0 | – | -1,072,349 | -100.0% | -1.37% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.