HANCOCK JOHN PFD INCOME FD I shareholder history

Current and past HANCOCK JOHN PFD INCOME FD I shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.01%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.00%0.03%Q2 2013Q3 202342
GUGGENHEIM CAPITAL LLC 42420.00%0.01%0.04%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.01%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
Spectrum Asset Management, Inc. 3470.99%7.37%21.93%Q2 2013Q3 202341
PNC FINANCIAL SERVICES GROUP, INC. 41410.00%0.00%0.00%Q3 2013Q3 202341
North Star Investment Management Corp. 21170.00%0.01%0.08%Q1 2014Q3 202338
UBS Group AG 36360.00%0.00%0.01%Q4 2014Q3 202336
OLD NATIONAL BANCORP /IN/ 34340.01%0.02%0.07%Q2 2014Q3 202234
NWAM LLC 32320.02%0.33%1.16%Q1 2014Q4 202132
CITIGROUP INC 1630.00%0.00%0.00%Q3 2013Q3 202131
Raymond James Financial Services Advisors, Inc. 31310.00%0.00%0.01%Q1 2016Q3 202331
Geneos Wealth Management Inc. 31310.00%0.00%0.01%Q1 2016Q3 202331
AMERIPRISE FINANCIAL INC 2720.00%0.00%0.00%Q2 2013Q3 202329
COHEN & STEERS, INC. 28280.00%0.01%0.02%Q4 2016Q3 202328
BURNEY CO/ 2430.02%0.09%0.16%Q4 2014Q3 202327
Global Retirement Partners, LLC 2070.00%0.00%0.01%Q4 2016Q3 202327
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
Stratos Wealth Partners, LTD. 27270.00%0.01%0.03%Q1 2017Q3 202327
Cetera Advisor Networks LLC 1210.00%0.03%0.06%Q3 2016Q3 202326
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.01%Q4 2017Q3 202324
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1810.00%0.00%0.00%Q2 2013Q3 202324
Capital Investment Advisors, LLC 23230.01%0.10%0.20%Q4 2013Q2 201923
NEXT Financial Group, Inc 1420.00%0.02%0.04%Q2 2014Q4 202023
Steward Partners Investment Advisory, LLC 1840.00%0.00%0.00%Q4 2017Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.01%0.05%Q3 2018Q3 202321
WEDBUSH SECURITIES INC 21210.01%0.03%0.06%Q3 2018Q3 202321
American Portfolios Advisors 20200.00%0.01%0.01%Q4 2017Q3 202220
RAYMOND JAMES & ASSOCIATES 1910.00%0.00%0.00%Q3 2017Q3 202320
Brown Advisory Securities, LLC 20200.04%0.05%0.08%Q1 2016Q4 202020
Cambridge Investment Research Advisors, Inc. 1010.00%0.00%0.00%Q3 2017Q3 202320
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
Shaker Financial Services, LLC 410.11%0.36%0.77%Q2 2013Q1 202116
US BANCORP \DE\ 1510.00%0.00%0.00%Q2 2013Q3 201816
Janney Montgomery Scott LLC 16160.00%0.00%0.00%Q4 2019Q3 202316
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
Arkfeld Wealth Strategies, L.L.C. 15150.20%0.26%0.38%Q1 2020Q3 202315
AdvisorNet Financial, Inc 15150.00%0.00%0.00%Q1 2018Q3 202115
MSI Financial Services Inc 15150.00%0.01%0.04%Q2 2013Q4 201615
Selway Asset Management 15150.24%0.40%0.53%Q1 2020Q3 202315
Creative Planning 810.00%0.00%0.00%Q2 2013Q2 201715
Western Wealth Management, LLC 710.04%0.07%0.17%Q3 2019Q3 202314
Live Oak Private Wealth LLC 14140.11%0.15%0.22%Q2 2020Q3 202314
HighTower Advisors, LLC 1220.00%0.00%0.00%Q2 2017Q3 202314
PHILADELPHIA TRUST CO 860.02%0.05%0.07%Q1 2020Q3 202314
WFG Advisors, LP 1210.00%0.00%0.00%Q2 2013Q3 201613
Key FInancial Inc 1210.01%0.01%0.02%Q1 2020Q3 202313
Tower Research Capital LLC (TRC) 310.00%0.00%0.01%Q2 2013Q4 202113
Rockefeller Capital Management L.P. 1210.00%0.00%0.00%Q1 2020Q2 202313
CREDIT SUISSE AG/ 12120.00%0.00%0.00%Q1 2013Q4 201512
Ellis Investment Partners, LLC 12120.00%0.00%0.00%Q2 2019Q1 202212
CAPTRUST FINANCIAL ADVISORS 610.00%0.01%0.01%Q2 2013Q4 201612
Allworth Financial LP 12120.00%0.00%0.00%Q4 2019Q3 202212
CoreFirst Bank & Trust 12120.01%0.02%0.02%Q4 2020Q3 202312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Partnervest Advisory Services LLC 740.08%0.19%0.25%Q1 2016Q3 202011
Fiera Capital Corp 11110.00%0.00%0.00%Q1 2021Q3 202311
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 830.03%0.05%0.11%Q4 2018Q3 202111
Joseph P. Lucia & Associates, LLC 520.00%0.01%0.04%Q2 2019Q2 202211
FIFTH THIRD BANCORP 520.00%0.00%0.00%Q2 2013Q2 202011
Transamerica Financial Advisors, Inc. 920.00%0.00%0.00%Q2 2013Q1 201611
ENVESTNET ASSET MANAGEMENT INC 10100.00%0.00%0.00%Q2 2014Q3 201610
CreativeOne Wealth, LLC 10100.01%0.05%0.10%Q4 2020Q1 202310
IFP Advisors, Inc 610.00%0.01%0.03%Q4 2015Q3 202210
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.01%Q1 2021Q3 202310
BENJAMIN F. EDWARDS & COMPANY, INC. 990.00%0.02%0.14%Q3 2013Q3 20159
Sigma Planning Corp 990.01%0.01%0.01%Q1 2021Q1 20239
Sowell Financial Services LLC 540.03%0.05%0.07%Q1 2021Q3 20239
Annex Advisory Services, LLC 990.03%0.06%0.09%Q4 2016Q4 20189
BROWN BROTHERS HARRIMAN & CO 990.00%0.00%0.00%Q3 2021Q3 20239
Estabrook Capital Management 990.00%0.00%0.00%Q3 2021Q3 20239
NATIONAL BANK OF CANADA /FI/ 880.00%0.00%0.00%Q4 2021Q3 20238
STEEL GROVE CAPITAL ADVISORS, LLC 620.04%0.06%0.09%Q2 2013Q2 20158
INVESTMENT CENTERS OF AMERICA INC 880.03%0.04%0.06%Q2 2014Q1 20168
Advisory Services Network, LLC 210.00%0.00%0.00%Q2 2016Q2 20218
SIT INVESTMENT ASSOCIATES INC 880.00%0.02%0.02%Q3 2015Q2 20178
IHT Wealth Management, LLC 620.00%0.01%0.03%Q4 2016Q2 20238
DEUTSCHE BANK AG\ 710.00%0.00%0.00%Q3 2013Q1 20228
NewEdge Advisors, LLC 880.00%0.00%0.01%Q4 2021Q3 20238
UNITED CAPITAL FINANCIAL ADVISORS, LLC 880.00%0.01%0.01%Q3 2014Q2 20168
Horizon Kinetics 310.01%0.01%0.01%Q1 2016Q4 20187
Formidable Asset Management, LLC 770.02%0.02%0.02%Q3 2013Q1 20157
NEW ENGLAND SECURITIES CORP /MA/ 770.00%0.00%0.00%Q2 2013Q4 20147
FMR LLC 210.00%0.00%0.00%Q2 2019Q3 20237
Integrated Wealth Management 770.00%0.00%0.00%Q1 2015Q3 20167
Penserra Capital Management LLC 770.00%0.00%0.00%Q4 2015Q2 20177
PIN OAK INVESTMENT ADVISORS INC 660.02%0.02%0.02%Q4 2017Q1 20196
B. Riley Wealth Advisors, Inc. 510.00%0.02%0.02%Q2 2013Q4 20146
Regal Investment Advisors LLC 660.00%0.00%0.01%Q2 2013Q3 20146
SII INVESTMENTS INC/WI 660.01%0.02%0.02%Q2 2016Q3 20176
Somerset Trust Co 660.01%0.01%0.01%Q4 2013Q1 20156
Atria Wealth Solutions, Inc. 510.00%0.00%0.00%Q1 2022Q3 20236
WOLVERINE ASSET MANAGEMENT LLC 310.00%0.01%0.03%Q1 2014Q4 20206
Core Wealth Advisors, Inc. 660.00%0.00%0.01%Q4 2020Q1 20226
SeaCrest Wealth Management, LLC 660.00%0.01%0.01%Q4 2017Q1 20196
PRIVATE TRUST CO NA 660.01%0.01%0.01%Q2 2022Q3 20236
UBS ASSET MANAGEMENT AMERICAS INC 660.00%0.00%0.00%Q2 2017Q3 20186
Raleigh Capital Management Inc. 660.00%0.01%0.01%Q1 2022Q2 20236
Bartlett & Co. LLC 510.00%0.00%0.00%Q3 2013Q3 20236
UBS AG 660.00%0.01%0.01%Q2 2013Q3 20146
FNY Investment Advisers, LLC 410.01%0.03%0.06%Q4 2019Q3 20215
Parallel Advisors, LLC 410.00%0.01%0.01%Q1 2017Q2 20205
Golden Green, Inc. 320.53%0.65%0.75%Q4 2020Q3 20235
KEYBANK NATIONAL ASSOCIATION/OH 550.00%0.00%0.00%Q3 2022Q3 20235
ROBINSON CAPITAL MANAGEMENT, LLC 210.17%0.33%0.55%Q2 2014Q1 20175
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 210.03%0.03%0.05%Q2 2015Q1 20215
FineMark National Bank & Trust 550.01%0.01%0.01%Q4 2013Q4 20145
LAZARD ASSET MANAGEMENT LLC 550.00%0.00%0.00%Q4 2020Q4 20215
BARRETT & COMPANY, INC. 550.01%0.02%0.02%Q3 2022Q3 20235
FLAGSHIP HARBOR ADVISORS, LLC 440.00%0.00%0.01%Q4 2018Q3 20194
Windsor Capital Management, LLC 310.01%0.01%0.02%Q2 2013Q3 20154
Pine River Capital Management L.P. 440.01%0.01%0.02%Q4 2013Q3 20144
Realta Investment Advisors 440.01%0.01%0.01%Q1 2019Q4 20194
Sanctuary Wealth Management, L.L.C. 210.02%0.02%0.03%Q1 2010Q3 20234
MML INVESTORS SERVICES, LLC 220.00%0.00%0.00%Q3 2017Q4 20184
Ahrens Investment Partners LLC 310.00%0.01%0.01%Q4 2021Q1 20234
Addison Advisors LLC 440.01%0.01%0.02%Q2 2021Q1 20224
Arkadios Wealth Advisors 440.00%0.00%0.00%Q4 2020Q3 20214
Patriot Financial Group Insurance Agency, LLC 440.00%0.00%0.00%Q2 2017Q1 20184
PARAMETRIC PORTFOLIO ASSOCIATES LLC 210.00%0.00%0.00%Q3 2015Q1 20214
TRUIST FINANCIAL CORP 440.00%0.00%0.00%Q2 2020Q1 20214
Newbridge Financial Services Group, Inc. 440.04%0.05%0.05%Q3 2020Q2 20214
Certified Advisory Corp 440.01%0.01%0.01%Q3 2018Q2 20194
Ameritas Investment Company, LLC 310.00%0.01%0.02%Q4 2018Q1 20204
Atria Investments, Inc 440.02%0.02%0.03%Q2 2019Q1 20204
NATIONAL PLANNING CORP 310.00%0.02%0.04%Q4 2014Q2 20174
ARROW FINANCIAL CORP 310.00%0.01%0.01%Q1 2016Q4 20184
TOWER TRUST Co 440.48%0.58%0.68%Q2 2013Q1 20144
Trek Financial, LLC 440.06%0.08%0.09%Q2 2019Q1 20204
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 220.03%0.08%0.15%Q2 2015Q2 20184
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q1 2018Q4 20203
Simply Money Advisors 330.01%0.01%0.01%Q2 2013Q4 20133
Twelve Points Wealth Management LLC 330.14%0.19%0.25%Q4 2021Q2 20223
WESTPORT RESOURCES MANAGEMENT INC 330.00%0.00%0.00%Q2 2013Q4 20133
Pine Valley Investments Ltd Liability Co 330.01%0.02%0.02%Q1 2023Q3 20233
MARINER INVESTMENT GROUP LLC 330.27%0.62%0.99%Q4 2013Q2 20143
MANUFACTURERS LIFE INSURANCE COMPANY, THE 330.00%0.00%0.00%Q2 2016Q4 20163
DOLIVER ADVISORS, LP 110.09%0.24%0.38%Q2 2015Q1 20183
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
Glass Jacobson Investment Advisors llc 210.00%0.00%0.00%Q4 2022Q3 20233
TD Waterhouse Canada Inc. 330.00%0.00%0.00%Q1 2023Q3 20233
Castleview Partners, LLC 330.01%0.12%0.25%Q4 2021Q2 20223
GPS Wealth Strategies Group, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Financial Architects, Inc 210.00%0.01%0.01%Q2 2014Q3 20193
JPMORGAN CHASE & CO 330.00%0.00%0.00%Q1 2023Q3 20233
Claraphi Advisory Network, LLC 110.00%0.01%0.01%Q3 2019Q1 20202
MUFG Americas Holdings Corp 220.00%0.00%0.00%Q1 2017Q2 20172
Elevated Capital Advisors, LLC 111.54%1.68%1.82%Q1 2019Q4 20192
BB&T SECURITIES, LLC 220.01%0.01%0.01%Q3 2015Q4 20152
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q2 2021Q3 20232
Anfield Capital Management, LLC 221.59%1.62%1.66%Q4 2019Q1 20202
BESSEMER GROUP INC 110.00%0.00%0.00%Q3 2019Q1 20202
WealthBridge Capital Management, LLC 220.02%0.02%0.02%Q4 2018Q1 20192
MGO ONE SEVEN LLC 220.01%0.01%0.01%Q4 2017Q1 20182
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20222
RMB Capital Management, LLC 110.01%0.04%0.06%Q3 2015Q3 20162
Foundations Investment Advisors, LLC 220.06%0.06%0.08%Q4 2019Q1 20202
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
CWM, LLC 110.00%0.00%0.00%Q3 2018Q1 20232
Riggs Asset Managment Co. Inc. 220.00%0.00%0.00%Q4 2019Q1 20202
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20152
Sunbelt Securities, Inc. 220.01%0.01%0.02%Q1 2023Q2 20232
Saba Capital Management, L.P. 220.02%0.03%0.05%Q4 2013Q1 20142
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q4 2013Q4 20162
Smithfield Trust Co 220.00%0.00%0.01%Q2 2013Q3 20132
STIFEL FINANCIAL CORP 110.00%0.00%0.00%Q1 2019Q1 20232
Herold Advisors, Inc. 110.01%0.01%0.01%Q3 2021Q1 20222
HUNTINGTON NATIONAL BANK 220.00%0.00%0.00%Q4 2012Q1 20132
Snowden Capital Advisors LLC 220.01%0.01%0.01%Q2 2023Q3 20232
Weiss Asset Management LP 110.02%0.10%0.17%Q4 2013Q4 20182
JMAC ENTERPRISES LLC 220.04%0.04%0.04%Q2 2023Q3 20232
Endurance Wealth Management, Inc. 220.00%0.00%0.00%Q1 2023Q2 20232
CLOUGH CAPITAL PARTNERS L P 220.01%0.01%0.01%Q2 2015Q3 20152
COMMERCE BANK 220.00%0.00%0.00%Q1 2013Q2 20132
BEESE FULMER INVESTMENT MANAGEMENT, INC. 110.00%0.00%0.00%Q2 2020Q2 20201
Citadel Advisors 110.00%0.00%0.00%Q1 2023Q1 20231
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
SIGNET MANAGEMENT USA, LLC 110.05%0.05%0.05%Q4 2013Q4 20131
RIVERNORTH CAPITAL MANAGEMENT, LLC 110.14%0.14%0.14%Q4 2016Q4 20161
Bridgeworth, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Altus Wealth Group LLC 110.01%0.01%0.01%Q4 2020Q4 20201
LWM Advisory Services, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
REILLY FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Capital Analysts, LLC 110.01%0.01%0.01%Q1 2016Q1 20161
Advisory Alpha, LLC 110.01%0.01%0.01%Q3 2016Q3 20161
Farther Finance Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
Laurion Capital Management LP 110.00%0.00%0.00%Q3 2017Q3 20171
Nuveen Asset Management, LLC 110.06%0.06%0.06%Q4 2016Q4 20161
Pinnacle Summer Investments, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
Raab & Moskowitz Asset Management LLC 110.00%0.00%0.00%Q4 2014Q4 20141
SITTNER & NELSON, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
HighMark Wealth Management LLC 110.03%0.03%0.03%Q4 2019Q4 20191
CALTON & ASSOCIATES, INC. 110.02%0.02%0.02%Q4 2017Q4 20171
EATON VANCE MANAGEMENT 110.00%0.00%0.00%Q1 2021Q1 20211
Royal Fund Management, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Virtu Financial LLC 110.03%0.03%0.03%Q4 2022Q4 20221
First Allied Advisory Services, Inc. 110.02%0.02%0.02%Q3 2013Q3 20131
Avondale Wealth Management 110.04%0.04%0.04%Q4 2017Q4 20171
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
NOTTINGHAM ADVISORS, INC. 110.03%0.03%0.03%Q4 2021Q4 20211
D.A. DAVIDSON & CO. 110.00%0.00%0.00%Q4 2016Q4 20161
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q4 2014Q4 20141
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Cornerstone Wealth Management, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
CULLEN/FROST BANKERS, INC. 110.00%0.00%0.00%Q2 2023Q2 20231
J.W. COLE ADVISORS, INC. 110.04%0.04%0.04%Q3 2020Q3 20201
NEXT Financial Holdings 110.02%0.02%0.02%Q1 2019Q1 20191
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q2 2018Q2 20181
CENTRAL TRUST Co 110.00%0.00%0.00%Q2 2014Q2 20141
Sandy Spring Bank 110.00%0.00%0.00%Q3 2017Q3 20171
Berman Capital Advisors, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Elequin Capital, LP 110.03%0.03%0.03%Q4 2022Q4 20221
HORIZON KINETICS ASSET MANAGEMENT LLC 110.01%0.01%0.01%Q1 2019Q1 20191
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 110.00%0.00%0.00%Q2 2018Q2 20181
HEADINVEST, LLC 110.20%0.20%0.20%Q2 2013Q2 20131
CAMBRIDGE TRUST CO 110.01%0.01%0.01%Q3 2023Q3 20231
THRIVENT FINANCIAL FOR LUTHERANS 110.00%0.00%0.00%Q2 2020Q2 20201
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q4 2022Q4 20221
Allegis Investment Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
ROMANO BROTHERS AND COMPANY 110.00%0.00%0.00%Q4 2022Q4 20221
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
MANAGED ACCOUNT ADVISORS LLC 110.00%0.00%0.00%Q3 2014Q3 20141
TCI Wealth Advisors, Inc. 110.01%0.01%0.01%Q4 2016Q4 20161
Paloma Partners Management Co 110.03%0.03%0.03%Q4 2013Q4 20131
NEWGATE CAPITAL MANAGEMENT LLC 111.38%1.38%1.38%Q3 2014Q3 20141
Ironwood Investment Counsel, LLC 110.04%0.04%0.04%Q4 2021Q4 20211
TCWP LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Ramirez Asset Management, Inc. 110.01%0.01%0.01%Q3 2023Q3 20231
External links

This page lists all the filers that currently own HANCOCK JOHN PFD INCOME FD I or have owned HANCOCK JOHN PFD INCOME FD I in the past.