GDL FUND shareholder history

Current and past GDL FUND shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
RAYMOND JAMES & ASSOCIATES 42420.00%0.01%0.02%Q2 2013Q3 202342
Ancora Advisors LLC 42420.04%0.11%0.30%Q2 2013Q3 202342
GAMCO INVESTORS, INC. ET AL 42420.02%0.04%0.10%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 41410.00%0.00%0.00%Q2 2013Q2 202341
Thomas J. Herzfeld Advisors, Inc. 3650.01%0.03%0.08%Q2 2013Q3 202341
CSS LLC/IL 40400.03%0.05%0.06%Q4 2013Q3 202340
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
Relative Value Partners Group, LLC 34340.03%0.94%3.40%Q2 2015Q3 202334
GABELLI & Co INVESTMENT ADVISERS, INC. 2820.67%1.85%3.26%Q4 2015Q3 202330
Bulldog Investors, LLP 1730.03%0.13%0.38%Q1 2011Q3 202029
LAZARD ASSET MANAGEMENT LLC 28280.01%0.04%0.08%Q2 2013Q1 202028
TRUST CO OF VERMONT 28280.00%0.00%0.00%Q2 2013Q1 202028
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
ZAZOVE ASSOCIATES LLC 1910.01%0.14%0.28%Q3 2016Q3 202327
RIVERNORTH CAPITAL MANAGEMENT, LLC 1710.00%0.16%0.44%Q2 2013Q3 202227
Glacier Peak Capital LLC 26260.24%5.24%13.75%Q2 2013Q3 201926
Matisse Capital 24240.56%2.46%5.42%Q4 2015Q3 202124
ENVESTNET ASSET MANAGEMENT INC 2110.00%0.00%0.00%Q1 2014Q3 202324
DOLIVER ADVISORS, LP 1120.04%0.37%1.04%Q1 2013Q2 202024
GUGGENHEIM CAPITAL LLC 23230.00%0.00%0.01%Q2 2013Q4 201823
CORNERSTONE ADVISORS INC 2010.00%0.40%0.68%Q2 2013Q4 202123
1607 Capital Partners, LLC 1660.01%0.10%0.18%Q2 2013Q3 202122
WOLVERINE ASSET MANAGEMENT LLC 610.00%0.00%0.01%Q1 2014Q3 202322
PNC FINANCIAL SERVICES GROUP, INC. 1740.00%0.00%0.00%Q1 2015Q2 202221
Jolley Asset Management, LLC 21210.00%0.06%0.09%Q2 2013Q2 201821
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
9258 Wealth Management, LLC 20200.02%0.12%0.44%Q4 2018Q3 202320
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 18180.49%0.89%1.39%Q3 2014Q4 201818
STIFEL FINANCIAL CORP 1410.00%0.00%0.00%Q4 2014Q1 202218
PARK AVENUE SECURITIES LLC 1410.01%0.02%0.02%Q1 2019Q3 202317
WFG Advisors, LP 17170.00%0.01%0.01%Q2 2013Q2 201717
Private Advisor Group, LLC 1510.00%0.00%0.01%Q3 2018Q3 202316
Cornerstone Advisors, LLC 16160.06%0.14%0.35%Q4 2019Q3 202316
Advisors Asset Management, Inc. 1330.01%0.09%0.18%Q2 2013Q3 201816
CITIGROUP INC 16160.00%0.00%0.00%Q2 2013Q1 201716
MSI Financial Services Inc 15150.00%0.03%0.07%Q2 2013Q4 201615
Tower Research Capital LLC (TRC) 310.00%0.00%0.00%Q2 2013Q2 202215
INTEGRATED CAPITAL MANAGEMENT, INC. 15150.08%0.12%0.18%Q1 2020Q3 202315
LPL Financial LLC 870.00%0.00%0.00%Q2 2013Q1 201715
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
WEDBUSH SECURITIES INC 14140.03%0.06%0.09%Q2 2014Q3 201714
Round Table Services, LLC 1040.04%0.16%0.28%Q3 2014Q4 201914
MARK SHEPTOFF FINANCIAL PLANNING, LLC 14140.01%0.01%0.02%Q2 2020Q3 202314
Eudaimonia Partners, LLC 710.04%0.21%0.33%Q4 2019Q3 202313
Marquette Asset Management, LLC 520.04%0.11%0.17%Q1 2017Q4 202113
DEUTSCHE BANK AG\ 13130.00%0.00%0.00%Q3 2013Q3 201613
Horizon Kinetics 13130.01%0.04%0.11%Q4 2015Q4 201813
SENTINEL TRUST CO LBA 940.05%0.15%0.27%Q2 2013Q1 201713
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 13130.46%0.81%1.04%Q2 2013Q2 201613
CREDIT SUISSE AG/ 12120.00%0.00%0.00%Q1 2013Q4 201512
MARINER INVESTMENT GROUP LLC 12120.52%3.54%6.63%Q4 2019Q3 202212
SUMMIT CAPITAL MANAGEMENT LLC 11110.11%0.35%0.65%Q2 2013Q4 201511
6 Meridian 11110.02%0.02%0.04%Q4 2017Q2 202011
CUE ADVISORY SERVICES, INC. 10100.09%0.33%0.68%Q4 2014Q1 201710
SUSQUEHANNA INTERNATIONAL GROUP, LLP 410.00%0.00%0.00%Q4 2017Q3 202310
Raymond James Financial Services Advisors, Inc. 910.00%0.00%0.00%Q3 2016Q1 201910
InterOcean Capital, LLC 10100.03%0.05%0.08%Q2 2014Q3 201610
SIGNATUREFD, LLC 10100.00%0.00%0.01%Q1 2014Q2 201610
Opera Trading Capital 640.02%0.07%0.18%Q1 2016Q3 201810
TFS CAPITAL LLC 610.01%0.05%0.08%Q4 2013Q2 201710
IFP Advisors, Inc 810.00%0.00%0.00%Q4 2015Q1 20189
RAYMOND JAMES TRUST N.A. 720.00%0.00%0.01%Q2 2020Q3 20229
Cardan Capital Partners, LLC 990.03%0.05%0.11%Q4 2018Q4 20209
Cordasco Financial Network 880.00%0.00%0.00%Q4 2013Q3 20158
Relative Value Partners, LLC 880.03%0.04%0.05%Q2 2013Q1 20158
Gramercy Funds Management LLC 770.01%0.04%0.09%Q3 2014Q1 20167
D.A. DAVIDSON & CO. 770.00%0.00%0.00%Q2 2013Q4 20147
AQR Arbitrage LLC 430.00%0.01%0.01%Q2 2020Q3 20237
Carroll Financial Associates, Inc. 660.00%0.00%0.00%Q4 2017Q1 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Integrated Wealth Concepts LLC 660.00%0.00%0.01%Q2 2022Q3 20236
HORIZON KINETICS ASSET MANAGEMENT LLC 660.00%0.01%0.02%Q1 2019Q2 20206
Quad-Cities Investment Group, LLC 660.01%0.01%0.02%Q2 2018Q3 20196
Chicago Partners Investment Group LLC 550.01%0.01%0.01%Q3 2017Q3 20185
BNP PARIBAS FINANCIAL MARKETS 410.00%0.00%0.01%Q2 2014Q3 20155
B. Riley Wealth Advisors, Inc. 550.01%0.01%0.01%Q3 2022Q3 20235
CLOUGH CAPITAL PARTNERS L P 440.02%0.03%0.04%Q1 2020Q4 20204
Snowden Capital Advisors LLC 310.00%0.00%0.00%Q2 2019Q4 20214
Atlas Wealth LLC 440.05%0.51%1.46%Q4 2022Q3 20234
Focused Wealth Management, Inc 440.00%0.01%0.02%Q1 2015Q4 20154
CIBC Private Wealth Group, LLC 330.00%0.00%0.00%Q4 2017Q2 20183
Wealthspire Advisors, L.P. 210.00%0.00%0.00%Q2 2017Q1 20183
Venturi Wealth Management, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Citadel Advisors 210.00%0.00%0.00%Q3 2018Q2 20213
Visium Asset Management, LP 330.01%0.01%0.01%Q2 2013Q4 20133
MRP Capital Investments, LLC 330.05%0.05%0.05%Q4 2022Q2 20233
CREATIVE FINANCIAL DESIGNS INC /ADV 330.00%0.00%0.00%Q1 2023Q3 20233
GEODE CAPITAL MANAGEMENT, LLC 210.00%0.00%0.00%Q4 2016Q2 20183
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 210.00%0.01%0.02%Q3 2022Q3 20233
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
FNY Investment Advisers, LLC 330.00%0.01%0.02%Q2 2019Q4 20193
Diversified Trust Co 330.24%0.24%0.26%Q2 2013Q4 20133
GOLDMAN SACHS GROUP INC 330.00%0.00%0.00%Q1 2020Q3 20203
AMERIPRISE FINANCIAL INC 220.00%0.00%0.00%Q2 2013Q3 20132
Virtu KCG Holdings LLC 110.00%0.01%0.01%Q2 2014Q3 20162
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q1 2016Q2 20182
BROWN BROTHERS HARRIMAN & CO 220.00%0.00%0.00%Q4 2020Q1 20212
PARAMETRIC PORTFOLIO ASSOCIATES LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Creative Planning 220.00%0.00%0.00%Q4 2013Q1 20142
S. MUOIO & CO. LLC 220.00%0.00%0.00%Q1 2015Q2 20152
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20142
STIFEL NICOLAUS & CO INC \MO\ 220.00%0.00%0.00%Q2 2013Q3 20132
Kavar Capital Partners, LLC 220.01%0.01%0.01%Q4 2013Q1 20142
CASTLE WEALTH MANAGEMENT LLC 220.05%0.05%0.06%Q2 2022Q3 20222
BDO Wealth Advisors, LLC 220.00%0.00%0.00%Q2 2017Q3 20172
MML INVESTORS SERVICES, LLC 220.00%0.00%0.00%Q1 2017Q2 20172
Barrett Asset Management, LLC 220.00%0.00%0.00%Q3 2014Q4 20142
B. Riley Wealth Management, Inc. 110.01%0.03%0.06%Q4 2021Q2 20222
AMERICAN INTERNATIONAL GROUP, INC. 220.00%0.00%0.00%Q2 2013Q3 20132
BOOTHBAY FUND MANAGEMENT, LLC 220.01%0.01%0.01%Q1 2020Q2 20202
US BANCORP \DE\ 220.00%0.00%0.00%Q2 2013Q3 20132
ARCADIA INVESTMENT MANAGEMENT CORP/MI 220.00%0.00%0.01%Q1 2021Q2 20212
Invesco Ltd. 220.00%0.00%0.00%Q2 2013Q3 20132
TOMPKINS FINANCIAL CORP 110.00%0.00%0.00%Q2 2013Q4 20142
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q3 2019Q1 20202
Ionic Capital Management LLC 220.04%0.04%0.05%Q2 2017Q3 20172
Allegis Investment Advisors, LLC 110.01%0.01%0.01%Q4 2015Q4 20151
TD Capital Management LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
FREEDOM WEALTH ALLIANCE, LLC 110.04%0.04%0.04%Q4 2022Q4 20221
CWM, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
COMMONWEALTH EQUITY SERVICES, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
REGENTATLANTIC CAPITAL LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Fortis Group Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Almitas Capital LLC 110.19%0.19%0.19%Q1 2020Q1 20201
SII INVESTMENTS INC/WI 110.01%0.01%0.01%Q3 2017Q3 20171
GRIFFIN ASSET MANAGEMENT, INC. 110.01%0.01%0.01%Q2 2019Q2 20191
Gradient Investments LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Independent Advisor Alliance 110.01%0.01%0.01%Q4 2019Q4 20191
Yakira Capital Management, Inc. 110.22%0.22%0.22%Q4 2013Q4 20131
Winslow, Evans & Crocker, Inc. 110.00%0.00%0.00%Q4 2013Q4 20131
BlackRock Inc. 110.00%0.00%0.00%Q2 2017Q2 20171
Arete Wealth Advisors, LLC 110.05%0.05%0.05%Q4 2016Q4 20161
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.01%0.01%0.01%Q4 2019Q4 20191
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q4 2014Q4 20141
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q4 2020Q4 20201
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q2 2019Q2 20191
Steward Partners Investment Advisory, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Rockefeller Capital Management L.P. 110.00%0.00%0.00%Q4 2022Q4 20221
BENJAMIN F. EDWARDS & COMPANY, INC. 110.00%0.00%0.00%Q4 2016Q4 20161
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
External links

This page lists all the filers that currently own GDL FUND or have owned GDL FUND in the past.