Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
RAYMOND JAMES & ASSOCIATES | 42 | 42 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
Ancora Advisors LLC | 42 | 42 | 0.04% | 0.11% | 0.30% | Q2 2013 | Q3 2023 | 42 |
GAMCO INVESTORS, INC. ET AL | 42 | 42 | 0.02% | 0.04% | 0.10% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 41 | 41 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2023 | 41 |
Thomas J. Herzfeld Advisors, Inc. | 36 | 5 | 0.01% | 0.03% | 0.08% | Q2 2013 | Q3 2023 | 41 |
CSS LLC/IL | 40 | 40 | 0.03% | 0.05% | 0.06% | Q4 2013 | Q3 2023 | 40 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Relative Value Partners Group, LLC | 34 | 34 | 0.03% | 0.94% | 3.40% | Q2 2015 | Q3 2023 | 34 |
GABELLI & Co INVESTMENT ADVISERS, INC. | 28 | 2 | 0.67% | 1.85% | 3.26% | Q4 2015 | Q3 2023 | 30 |
Bulldog Investors, LLP | 17 | 3 | 0.03% | 0.13% | 0.38% | Q1 2011 | Q3 2020 | 29 |
LAZARD ASSET MANAGEMENT LLC | 28 | 28 | 0.01% | 0.04% | 0.08% | Q2 2013 | Q1 2020 | 28 |
TRUST CO OF VERMONT | 28 | 28 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 27 |
ZAZOVE ASSOCIATES LLC | 19 | 1 | 0.01% | 0.14% | 0.28% | Q3 2016 | Q3 2023 | 27 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 17 | 1 | 0.00% | 0.16% | 0.44% | Q2 2013 | Q3 2022 | 27 |
Glacier Peak Capital LLC | 26 | 26 | 0.24% | 5.24% | 13.75% | Q2 2013 | Q3 2019 | 26 |
Matisse Capital | 24 | 24 | 0.56% | 2.46% | 5.42% | Q4 2015 | Q3 2021 | 24 |
ENVESTNET ASSET MANAGEMENT INC | 21 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 24 |
DOLIVER ADVISORS, LP | 11 | 2 | 0.04% | 0.37% | 1.04% | Q1 2013 | Q2 2020 | 24 |
GUGGENHEIM CAPITAL LLC | 23 | 23 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2018 | 23 |
CORNERSTONE ADVISORS INC | 20 | 1 | 0.00% | 0.40% | 0.68% | Q2 2013 | Q4 2021 | 23 |
1607 Capital Partners, LLC | 16 | 6 | 0.01% | 0.10% | 0.18% | Q2 2013 | Q3 2021 | 22 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q3 2023 | 22 |
PNC FINANCIAL SERVICES GROUP, INC. | 17 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2022 | 21 |
Jolley Asset Management, LLC | 21 | 21 | 0.00% | 0.06% | 0.09% | Q2 2013 | Q2 2018 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
9258 Wealth Management, LLC | 20 | 20 | 0.02% | 0.12% | 0.44% | Q4 2018 | Q3 2023 | 20 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 18 | 18 | 0.49% | 0.89% | 1.39% | Q3 2014 | Q4 2018 | 18 |
STIFEL FINANCIAL CORP | 14 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2022 | 18 |
PARK AVENUE SECURITIES LLC | 14 | 1 | 0.01% | 0.02% | 0.02% | Q1 2019 | Q3 2023 | 17 |
WFG Advisors, LP | 17 | 17 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q2 2017 | 17 |
Private Advisor Group, LLC | 15 | 1 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2023 | 16 |
Cornerstone Advisors, LLC | 16 | 16 | 0.06% | 0.14% | 0.35% | Q4 2019 | Q3 2023 | 16 |
Advisors Asset Management, Inc. | 13 | 3 | 0.01% | 0.09% | 0.18% | Q2 2013 | Q3 2018 | 16 |
CITIGROUP INC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.03% | 0.07% | Q2 2013 | Q4 2016 | 15 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 15 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 15 | 15 | 0.08% | 0.12% | 0.18% | Q1 2020 | Q3 2023 | 15 |
LPL Financial LLC | 8 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
WEDBUSH SECURITIES INC | 14 | 14 | 0.03% | 0.06% | 0.09% | Q2 2014 | Q3 2017 | 14 |
Round Table Services, LLC | 10 | 4 | 0.04% | 0.16% | 0.28% | Q3 2014 | Q4 2019 | 14 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC | 14 | 14 | 0.01% | 0.01% | 0.02% | Q2 2020 | Q3 2023 | 14 |
Eudaimonia Partners, LLC | 7 | 1 | 0.04% | 0.21% | 0.33% | Q4 2019 | Q3 2023 | 13 |
Marquette Asset Management, LLC | 5 | 2 | 0.04% | 0.11% | 0.17% | Q1 2017 | Q4 2021 | 13 |
DEUTSCHE BANK AG\ | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2016 | 13 |
Horizon Kinetics | 13 | 13 | 0.01% | 0.04% | 0.11% | Q4 2015 | Q4 2018 | 13 |
SENTINEL TRUST CO LBA | 9 | 4 | 0.05% | 0.15% | 0.27% | Q2 2013 | Q1 2017 | 13 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 13 | 13 | 0.46% | 0.81% | 1.04% | Q2 2013 | Q2 2016 | 13 |
CREDIT SUISSE AG/ | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q4 2015 | 12 |
MARINER INVESTMENT GROUP LLC | 12 | 12 | 0.52% | 3.54% | 6.63% | Q4 2019 | Q3 2022 | 12 |
SUMMIT CAPITAL MANAGEMENT LLC | 11 | 11 | 0.11% | 0.35% | 0.65% | Q2 2013 | Q4 2015 | 11 |
6 Meridian | 11 | 11 | 0.02% | 0.02% | 0.04% | Q4 2017 | Q2 2020 | 11 |
CUE ADVISORY SERVICES, INC. | 10 | 10 | 0.09% | 0.33% | 0.68% | Q4 2014 | Q1 2017 | 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 10 |
Raymond James Financial Services Advisors, Inc. | 9 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2019 | 10 |
InterOcean Capital, LLC | 10 | 10 | 0.03% | 0.05% | 0.08% | Q2 2014 | Q3 2016 | 10 |
SIGNATUREFD, LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q2 2016 | 10 |
Opera Trading Capital | 6 | 4 | 0.02% | 0.07% | 0.18% | Q1 2016 | Q3 2018 | 10 |
TFS CAPITAL LLC | 6 | 1 | 0.01% | 0.05% | 0.08% | Q4 2013 | Q2 2017 | 10 |
IFP Advisors, Inc | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2018 | 9 |
RAYMOND JAMES TRUST N.A. | 7 | 2 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2022 | 9 |
Cardan Capital Partners, LLC | 9 | 9 | 0.03% | 0.05% | 0.11% | Q4 2018 | Q4 2020 | 9 |
Cordasco Financial Network | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2015 | 8 |
Relative Value Partners, LLC | 8 | 8 | 0.03% | 0.04% | 0.05% | Q2 2013 | Q1 2015 | 8 |
Gramercy Funds Management LLC | 7 | 7 | 0.01% | 0.04% | 0.09% | Q3 2014 | Q1 2016 | 7 |
D.A. DAVIDSON & CO. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
AQR Arbitrage LLC | 4 | 3 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 7 |
Carroll Financial Associates, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q3 2023 | 6 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q2 2020 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2018 | Q3 2019 | 6 |
Chicago Partners Investment Group LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2018 | 5 |
BNP PARIBAS FINANCIAL MARKETS | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2015 | 5 |
B. Riley Wealth Advisors, Inc. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 5 |
CLOUGH CAPITAL PARTNERS L P | 4 | 4 | 0.02% | 0.03% | 0.04% | Q1 2020 | Q4 2020 | 4 |
Snowden Capital Advisors LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2021 | 4 |
Atlas Wealth LLC | 4 | 4 | 0.05% | 0.51% | 1.46% | Q4 2022 | Q3 2023 | 4 |
Focused Wealth Management, Inc | 4 | 4 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q4 2015 | 4 |
CIBC Private Wealth Group, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
Wealthspire Advisors, L.P. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 3 |
Venturi Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2021 | 3 |
Visium Asset Management, LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
MRP Capital Investments, LLC | 3 | 3 | 0.05% | 0.05% | 0.05% | Q4 2022 | Q2 2023 | 3 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
GEODE CAPITAL MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2018 | 3 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q3 2022 | Q3 2023 | 3 |
FIRST HAWAIIAN BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
FNY Investment Advisers, LLC | 3 | 3 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q4 2019 | 3 |
Diversified Trust Co | 3 | 3 | 0.24% | 0.24% | 0.26% | Q2 2013 | Q4 2013 | 3 |
GOLDMAN SACHS GROUP INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q3 2016 | 2 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2018 | 2 |
BROWN BROTHERS HARRIMAN & CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Creative Planning | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
S. MUOIO & CO. LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Kavar Capital Partners, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2014 | 2 |
CASTLE WEALTH MANAGEMENT LLC | 2 | 2 | 0.05% | 0.05% | 0.06% | Q2 2022 | Q3 2022 | 2 |
BDO Wealth Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
MML INVESTORS SERVICES, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
Barrett Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
B. Riley Wealth Management, Inc. | 1 | 1 | 0.01% | 0.03% | 0.06% | Q4 2021 | Q2 2022 | 2 |
AMERICAN INTERNATIONAL GROUP, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q2 2020 | 2 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
ARCADIA INVESTMENT MANAGEMENT CORP/MI | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2021 | 2 |
Invesco Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
TOMPKINS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 2 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2020 | 2 |
Ionic Capital Management LLC | 2 | 2 | 0.04% | 0.04% | 0.05% | Q2 2017 | Q3 2017 | 2 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
TD Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
FREEDOM WEALTH ALLIANCE, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2022 | Q4 2022 | 1 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
COMMONWEALTH EQUITY SERVICES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
REGENTATLANTIC CAPITAL LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Fortis Group Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Almitas Capital LLC | 1 | 1 | 0.19% | 0.19% | 0.19% | Q1 2020 | Q1 2020 | 1 |
SII INVESTMENTS INC/WI | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
GRIFFIN ASSET MANAGEMENT, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Independent Advisor Alliance | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Yakira Capital Management, Inc. | 1 | 1 | 0.22% | 0.22% | 0.22% | Q4 2013 | Q4 2013 | 1 |
Winslow, Evans & Crocker, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Arete Wealth Advisors, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2016 | Q4 2016 | 1 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Steward Partners Investment Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Rockefeller Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
External links
This page lists all the filers that currently own GDL FUND or have owned GDL FUND in the past.