FLAHERTY&CRMN PFD SEC INCOM shareholder history

Current and past FLAHERTY&CRMN PFD SEC INCOM shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.01%Q2 2013Q3 202342
BARD ASSOCIATES INC 42420.23%0.33%0.44%Q2 2013Q3 202342
COHEN & STEERS, INC. 42420.00%0.01%0.02%Q2 2013Q3 202342
PNC FINANCIAL SERVICES GROUP, INC. 42420.00%0.00%0.00%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.01%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.01%0.08%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.00%Q2 2013Q3 202342
Cetera Advisor Networks LLC 22190.01%0.06%0.13%Q2 2013Q3 202341
Cambridge Investment Research Advisors, Inc. 41410.00%0.01%0.02%Q3 2013Q3 202341
Raymond James Financial Services Advisors, Inc. 3270.00%0.01%0.02%Q2 2013Q3 202339
North Star Investment Management Corp. 21170.00%0.01%0.01%Q1 2014Q3 202338
Covington Capital Management 38380.23%0.43%0.64%Q2 2013Q3 202238
Oxbow Advisors, LLC 19190.03%0.47%1.24%Q2 2013Q4 202238
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2840.00%0.00%0.01%Q2 2013Q3 202337
US BANCORP \DE\ 3430.00%0.00%0.00%Q2 2013Q3 202337
HighTower Advisors, LLC 2730.00%0.00%0.02%Q2 2013Q3 202337
Creative Planning 2350.00%0.00%0.00%Q1 2014Q3 202337
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
Family Firm, Inc. 36360.38%0.53%0.72%Q4 2014Q3 202336
OPPENHEIMER & CO INC 3240.01%0.01%0.02%Q2 2013Q2 202236
Carroll Financial Associates, Inc. 35350.00%0.00%0.01%Q2 2013Q4 202135
Private Advisor Group, LLC 35350.00%0.02%0.09%Q1 2015Q3 202335
RAYMOND JAMES & ASSOCIATES 2640.00%0.00%0.01%Q2 2013Q3 202334
TIEMANN INVESTMENT ADVISORS, LLC 33330.15%0.59%1.26%Q3 2015Q3 202333
BANK OF MONTREAL /CAN/ 32320.00%0.00%0.00%Q2 2013Q1 202132
NWAM LLC 2560.03%0.83%1.95%Q1 2014Q4 202131
SYNOVUS FINANCIAL CORP 16150.00%0.00%0.01%Q2 2013Q3 202131
Geneos Wealth Management Inc. 31310.00%0.02%0.05%Q1 2016Q3 202331
WHITTIER TRUST CO 30300.00%0.00%0.01%Q4 2013Q1 202130
AMERIPRISE FINANCIAL INC 2720.00%0.00%0.01%Q2 2013Q3 202329
SIT INVESTMENT ASSOCIATES INC 2710.00%0.02%0.23%Q2 2013Q3 202028
Sigma Planning Corp 2160.01%0.03%0.06%Q4 2014Q1 202227
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.01%0.02%0.03%Q2 2013Q4 201927
BB&T SECURITIES, LLC 26260.01%0.01%0.02%Q2 2013Q3 201926
WEDBUSH SECURITIES INC 2320.02%0.04%0.19%Q2 2013Q3 202325
COMMONWEALTH EQUITY SERVICES, LLC 24240.01%0.02%0.03%Q4 2017Q3 202324
GUGGENHEIM CAPITAL LLC 1440.00%0.01%0.04%Q2 2013Q2 202223
OLD SECOND NATIONAL BANK OF AURORA 22220.00%0.00%0.01%Q3 2013Q4 201822
Avior Wealth Management, LLC 22220.00%0.00%0.01%Q1 2014Q2 201922
NEXT Financial Group, Inc 1410.00%0.01%0.01%Q2 2014Q4 202122
HUNTINGTON NATIONAL BANK 1750.00%0.00%0.00%Q1 2009Q3 202222
Patriot Financial Group Insurance Agency, LLC 1560.00%0.02%0.05%Q4 2016Q2 202221
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
First Allied Advisory Services, Inc. 1520.01%0.02%0.05%Q2 2013Q1 202020
American Portfolios Advisors 20200.01%0.01%0.02%Q4 2017Q3 202220
Affiance Financial, LLC 1610.01%2.43%4.99%Q1 2015Q4 202220
Bruderman Asset Management, LLC 20200.03%0.19%0.28%Q1 2015Q4 201920
UNITED CAPITAL FINANCIAL ADVISORS, LLC 20200.01%0.01%0.04%Q3 2015Q2 202020
HOLLENCREST CAPITAL MANAGEMENT 1640.00%0.03%0.04%Q3 2018Q3 202320
Sound Income Strategies, LLC 19190.00%0.10%0.31%Q1 2019Q3 202319
CENTAURUS FINANCIAL, INC. 1720.02%0.04%0.09%Q1 2018Q1 202319
IFP Advisors, Inc 1450.00%0.01%0.02%Q4 2015Q1 202319
Sowell Financial Services LLC 1010.01%0.09%0.18%Q4 2016Q3 202319
THRIVENT FINANCIAL FOR LUTHERANS 19190.00%0.00%0.00%Q1 2019Q3 202319
Advisory Services Network, LLC 510.00%0.02%0.10%Q4 2013Q3 202319
Titus Wealth Management 19190.24%0.40%0.64%Q4 2017Q2 202219
DAVENPORT & Co LLC 19190.00%0.00%0.01%Q4 2018Q2 202319
Winslow, Evans & Crocker, Inc. 1810.00%0.03%0.03%Q4 2013Q4 202019
MERCER GLOBAL ADVISORS INC /ADV 19190.00%0.02%0.06%Q1 2019Q3 202319
WASHINGTON TRUST BANK 18180.00%0.00%0.01%Q4 2014Q1 201918
Commonwealth Equity Services, Inc 18180.02%0.03%0.04%Q2 2013Q3 201718
Steward Partners Investment Advisory, LLC 1350.00%0.00%0.00%Q3 2017Q2 202218
Csenge Advisory Group 18180.20%0.63%2.26%Q2 2019Q3 202318
D.A. DAVIDSON & CO. 1210.00%0.00%0.02%Q2 2013Q1 202118
NATIONAL PLANNING CORP 18180.04%0.13%0.40%Q2 2013Q3 201718
Belpointe Asset Management LLC 1620.00%0.04%0.08%Q3 2018Q1 202318
Sage Capital Advisors,llc 18180.09%0.13%0.16%Q2 2019Q3 202318
IFC Holdings Incorporated/FL 1620.04%0.28%0.83%Q2 2013Q4 201718
People's United Financial, Inc. 17170.00%0.01%0.01%Q2 2013Q2 201717
WFG Advisors, LP 17170.04%0.12%0.29%Q2 2013Q2 201717
Allworth Financial LP 1610.00%0.00%0.00%Q2 2018Q3 202317
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 1610.01%0.12%0.50%Q4 2018Q3 202317
CWM, LLC 1020.00%0.00%0.00%Q1 2019Q3 202317
Baird Financial Group, Inc. 1420.00%0.00%0.00%Q3 2019Q3 202316
STIFEL FINANCIAL CORP 1330.00%0.00%0.00%Q4 2018Q3 202316
ENVESTNET ASSET MANAGEMENT INC 1150.00%0.01%0.03%Q3 2015Q3 202316
AdvisorNet Financial, Inc 16160.00%0.01%0.01%Q1 2018Q4 202116
TRUIST FINANCIAL CORP 16160.00%0.00%0.01%Q4 2019Q3 202316
FinTrust Capital Advisors, LLC 16160.01%0.02%0.02%Q4 2018Q3 202216
Penserra Capital Management LLC 970.00%0.03%0.07%Q4 2015Q3 202316
MML INVESTORS SERVICES, LLC 16160.00%0.00%0.02%Q4 2019Q3 202316
FIRST FOUNDATION ADVISORS 1020.01%0.08%0.17%Q2 2013Q4 201916
A. D. Beadell Investment Counsel, Inc. 15151.41%1.60%1.83%Q2 2014Q4 201715
CITIGROUP INC 1110.00%0.00%0.00%Q3 2013Q3 202115
OSAIC HOLDINGS, INC. 15150.00%0.01%0.01%Q1 2020Q3 202315
Advisor Group, Inc. 15150.01%0.03%0.05%Q2 2016Q4 201915
DEUTSCHE BANK AG\ 1410.00%0.00%0.00%Q3 2013Q1 201815
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 1220.02%0.05%0.22%Q1 2020Q3 202314
American Financial Advisors, LLC 14140.04%0.30%2.27%Q4 2018Q1 202214
Sheaff Brock Investment Advisors, LLC 710.02%0.03%0.04%Q4 2015Q4 202114
Westwind Capital 13130.00%0.02%0.06%Q4 2017Q4 202013
Elevated Capital Advisors, LLC 510.57%1.00%1.85%Q1 2019Q3 202313
PRIVATE TRUST CO NA 760.01%0.02%0.02%Q1 2013Q3 202313
Concert Wealth Management Inc. 13130.01%0.03%0.03%Q3 2013Q3 201613
BENJAMIN F. EDWARDS & COMPANY, INC. 13130.00%0.00%0.00%Q3 2020Q3 202313
TFC Financial Management, Inc. 13130.00%0.00%0.00%Q3 2020Q3 202313
AlphaMark Advisors, LLC 13130.00%0.01%0.01%Q3 2020Q3 202313
FMR LLC 310.00%0.00%0.00%Q3 2018Q3 202313
Kestra Advisory Services, LLC 13130.00%0.00%0.01%Q3 2020Q3 202313
CAPTRUST FINANCIAL ADVISORS 610.00%0.01%0.01%Q2 2013Q4 201612
SOA Wealth Advisors, LLC. 12120.00%0.01%0.01%Q4 2020Q3 202312
Danda Trouve Investment Management, Inc. 12120.07%0.07%0.08%Q4 2019Q3 202212
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.01%Q2 2013Q1 201612
Marquette Asset Management, LLC 12120.01%0.02%0.02%Q1 2019Q4 202112
Jacobi Capital Management LLC 520.00%0.03%0.09%Q2 2017Q3 202312
MSI Financial Services Inc 1110.00%0.00%0.01%Q3 2013Q4 201612
Lenox Wealth Management, Inc. 1110.02%0.03%0.03%Q4 2013Q1 201712
WOLVERINE ASSET MANAGEMENT LLC 410.00%0.01%0.04%Q2 2013Q3 202312
FIFTH THIRD BANCORP 1110.00%0.00%0.00%Q1 2014Q3 202312
Parallel Advisors, LLC 1110.00%0.00%0.01%Q1 2018Q3 202312
Certified Advisory Corp 1110.02%0.05%0.11%Q4 2017Q1 202112
Sugarloaf Wealth Management, LLC 12120.00%0.00%0.01%Q4 2019Q3 202212
Montecito Bank & Trust 910.00%0.27%0.78%Q2 2013Q4 201611
Spire Wealth Management 11110.01%0.02%0.03%Q1 2021Q3 202311
Formidable Asset Management, LLC 11110.00%0.01%0.02%Q3 2013Q1 201611
Wealthcare Advisory Partners LLC 310.01%0.02%0.03%Q1 2020Q3 202311
VSR Financial Services, Inc. 11110.02%0.03%0.07%Q4 2013Q2 201611
CEERA INVESTMENTS, LLC 11110.09%0.18%0.33%Q1 2021Q3 202311
MID CONTINENT CAPITAL LLC/IL 10100.17%0.29%0.34%Q2 2013Q3 201510
B. Riley Wealth Advisors, Inc. 10100.03%0.05%0.07%Q2 2013Q3 201510
Rockefeller Capital Management L.P. 10100.00%0.00%0.00%Q2 2021Q3 202310
Claraphi Advisory Network, LLC 10100.00%0.15%0.20%Q4 2017Q1 202010
LexAurum Advisors, LLC 10100.04%0.06%0.07%Q2 2021Q3 202310
GPS Wealth Strategies Group, LLC 730.01%0.02%0.03%Q1 2021Q3 202310
HARBOUR INVESTMENTS, INC. 640.00%0.00%0.01%Q1 2021Q3 202310
CITY HOLDING CO 10100.00%0.00%0.00%Q2 2021Q3 202310
Ancora Advisors LLC 810.00%0.00%0.00%Q4 2016Q2 202210
EPG Wealth Management LLC 640.20%0.24%0.31%Q4 2019Q2 202210
Hoxton Financial, Inc. 10100.01%0.01%0.02%Q2 2013Q3 201510
Stanford Investment Group, Inc. 990.01%0.01%0.02%Q4 2014Q4 20169
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q2 2013Q3 20239
Cetera Advisors LLC 990.03%0.04%0.05%Q2 2014Q2 20169
Capital Investment Advisors, LLC 990.04%0.04%0.05%Q4 2013Q4 20159
MANUFACTURERS LIFE INSURANCE COMPANY, THE 990.00%0.00%0.00%Q2 2016Q2 20189
SIGNATUREFD, LLC 610.00%0.00%0.00%Q1 2015Q2 20229
ROBINSON CAPITAL MANAGEMENT, LLC 520.04%0.62%0.97%Q1 2017Q4 20199
Tower Research Capital LLC (TRC) 310.00%0.01%0.04%Q3 2013Q2 20199
Golden Green, Inc. 721.09%2.57%5.08%Q4 2020Q1 20239
Aevitas Wealth Management, Inc. 990.32%0.61%0.98%Q4 2017Q4 20199
SFI Advisors, LLC 880.13%0.17%0.21%Q4 2021Q3 20238
Ahrens Investment Partners LLC 410.01%0.06%0.11%Q1 2019Q1 20238
SUN LIFE FINANCIAL INC 880.02%0.04%0.10%Q1 2017Q4 20188
DF DENT & CO INC 880.00%0.00%0.00%Q4 2021Q3 20238
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q4 2016Q3 20238
STEEL GROVE CAPITAL ADVISORS, LLC 620.05%0.07%0.10%Q2 2013Q2 20158
Advisors Asset Management, Inc. 880.00%0.00%0.00%Q2 2015Q1 20178
Jefferies Group LLC 880.01%0.01%0.02%Q4 2018Q3 20208
FourThought Financial, LLC 880.00%0.00%0.00%Q4 2020Q3 20228
FLAGSHIP HARBOR ADVISORS, LLC 880.00%0.01%0.02%Q4 2018Q3 20208
Joel Isaacson & Co., LLC 880.00%0.00%0.00%Q1 2015Q4 20168
Pinnacle Wealth Planning Services, Inc. 880.05%0.11%0.16%Q2 2020Q1 20228
Gary Goldberg Planning Services Inc 880.02%0.04%0.05%Q1 2013Q4 20148
ACG Wealth 710.00%0.04%0.09%Q3 2019Q2 20228
HOWE & RUSLING INC 770.00%0.00%0.00%Q1 2014Q3 20157
Bank of New Hampshire 770.01%0.01%0.01%Q1 2022Q3 20237
BARCLAYS PLC 410.00%0.00%0.00%Q2 2013Q3 20207
GREENLEAF TRUST 770.00%0.00%0.00%Q2 2013Q4 20147
IHT Wealth Management, LLC 610.01%0.05%0.18%Q4 2016Q1 20237
MBM Wealth Consultants, LLC 770.06%0.09%0.10%Q4 2018Q2 20207
Alpha Cubed Investments, LLC 770.02%0.02%0.03%Q1 2022Q3 20237
Princeton Global Asset Management LLC 770.00%0.00%0.01%Q1 2022Q3 20237
Clarus Wealth Advisors 770.14%0.21%0.34%Q4 2017Q2 20197
Ameritas Investment Company, LLC 330.00%0.01%0.02%Q3 2019Q3 20216
Legacy Advisors, LLC 420.00%0.01%0.01%Q4 2017Q2 20196
KESTRA PRIVATE WEALTH SERVICES, LLC 660.01%0.01%0.01%Q2 2022Q3 20236
UBS AG 660.00%0.01%0.01%Q2 2013Q3 20146
Navis Wealth Advisors, LLC 510.17%0.20%0.25%Q4 2020Q3 20226
Old North State Trust, LLC 660.01%0.01%0.01%Q3 2018Q4 20196
Transamerica Financial Advisors, Inc. 660.00%0.00%0.01%Q4 2014Q1 20166
Advisory Resource Group 660.49%0.55%0.66%Q4 2018Q1 20206
Virtu KCG Holdings LLC 510.00%0.01%0.01%Q3 2014Q4 20166
Sonora Investment Management, LLC 660.00%0.00%0.00%Q2 2020Q3 20216
Private Capital Group, LLC 660.00%0.00%0.01%Q1 2018Q2 20196
Ameritas Advisory Services, LLC 660.01%0.01%0.02%Q4 2021Q1 20236
Investors Capital Advisory Services 660.06%0.10%0.11%Q1 2015Q2 20166
MCIA Inc 660.18%0.33%0.39%Q2 2022Q3 20236
Atria Wealth Solutions, Inc. 510.01%0.01%0.01%Q1 2022Q3 20236
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 550.29%0.53%0.77%Q4 2018Q4 20195
Addison Advisors LLC 410.01%0.01%0.01%Q4 2020Q1 20225
NewEdge Advisors, LLC 550.00%0.00%0.01%Q2 2022Q2 20235
Cetera Investment Advisers 550.01%0.01%0.01%Q4 2020Q4 20215
CREDIT SUISSE AG/ 550.00%0.00%0.00%Q3 2013Q3 20145
TITLEIST CAPITAL, LLC 550.09%0.10%0.12%Q4 2021Q4 20225
Laurel Wealth Planning LLC 550.05%0.12%0.18%Q2 2021Q2 20225
Sandy Spring Bank 410.00%0.00%0.01%Q3 2013Q3 20155
M&T BANK CORP 550.00%0.00%0.00%Q2 2013Q2 20145
SeaCrest Wealth Management, LLC 410.00%0.02%0.03%Q4 2017Q2 20225
Tradition Wealth Management, LLC 410.00%0.00%0.00%Q4 2020Q1 20225
Future Financial Wealth Managment LLC 320.04%0.73%1.69%Q4 2021Q2 20235
Raleigh Capital Management Inc. 550.00%0.01%0.01%Q2 2022Q2 20235
AE Wealth Management LLC 550.01%0.03%0.04%Q2 2019Q2 20205
FIRST MANHATTAN CO. LLC. 550.00%0.00%0.00%Q3 2018Q3 20195
DUBUQUE BANK & TRUST CO 440.00%0.00%0.00%Q2 2015Q1 20164
NorthRock Partners, LLC 440.03%0.04%0.05%Q4 2019Q3 20204
Financial Architects, Inc 220.00%0.01%0.02%Q2 2013Q3 20144
GOLDMAN SACHS GROUP INC 210.00%0.00%0.00%Q1 2014Q2 20154
Aviance Capital Partners, LLC 440.09%0.15%0.25%Q2 2013Q1 20144
Koesten, Hirschmann & Crabtree, INC. 440.00%0.00%0.00%Q4 2022Q3 20234
Weiss Asset Management LP 110.02%0.08%0.26%Q4 2013Q4 20224
GABLES CAPITAL MANAGEMENT INC. 440.01%0.01%0.01%Q2 2018Q1 20194
Global Endowment Management, LP 440.03%0.03%0.04%Q4 2013Q3 20144
Simplicity Solutions, LLC 440.01%0.02%0.02%Q3 2019Q2 20204
Trek Financial, LLC 440.06%0.08%0.10%Q2 2019Q1 20204
Arlington Capital Management, Inc. 310.17%0.25%0.48%Q1 2019Q3 20234
Index Management Solutions, LLC 440.16%0.25%0.36%Q1 2014Q4 20144
Anfield Capital Management, LLC 210.04%0.86%1.33%Q4 2019Q3 20214
TCTC Holdings, LLC 440.00%0.00%0.00%Q2 2020Q1 20214
EVERGREEN CAPITAL MANAGEMENT LLC 440.01%0.01%0.01%Q4 2022Q3 20234
Townsend & Associates, Inc 440.03%0.04%0.05%Q4 2017Q3 20184
Lindbrook Capital, LLC 440.02%0.02%0.02%Q4 2018Q3 20194
INVESTMENT CENTERS OF AMERICA INC 440.02%0.03%0.03%Q4 2016Q3 20174
Lucia Wealth Services, LLC 440.34%0.47%0.65%Q4 2017Q3 20184
CREATIVE FINANCIAL DESIGNS INC /ADV 440.00%0.00%0.00%Q4 2016Q3 20174
Sanctuary Wealth Management, L.L.C. 210.01%0.01%0.01%Q1 2010Q3 20234
MAINSTAY CAPITAL MANAGEMENT LLC /ADV 440.02%0.04%0.05%Q4 2017Q3 20184
Cerity Partners LLC 440.00%0.01%0.03%Q4 2022Q3 20234
AVANTAX ADVISORY SERVICES, INC. 210.00%0.01%0.01%Q4 2019Q3 20214
CHELSEA COUNSEL CO 440.45%0.46%0.50%Q4 2022Q3 20234
HM PAYSON & CO 440.00%0.00%0.00%Q4 2021Q3 20224
Virtu Financial LLC 310.02%0.03%0.03%Q3 2021Q1 20234
Arkadios Wealth Advisors 440.00%0.06%0.10%Q4 2020Q3 20214
Western Wealth Management, LLC 440.11%0.12%0.13%Q4 2022Q3 20234
REGIONS FINANCIAL CORP 330.00%0.00%0.00%Q2 2018Q4 20183
TITLEIST ASSET MANAGEMENT, LLC 330.06%0.07%0.08%Q1 2023Q3 20233
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q2 2014Q1 20233
Claybrook Capital, LLC 330.12%0.13%0.13%Q1 2023Q3 20233
Sunbelt Securities, Inc. 330.00%0.00%0.00%Q1 2023Q3 20233
ICA Group Wealth Management, LLC 330.01%0.01%0.01%Q4 2022Q2 20233
COMERICA BANK 210.00%0.00%0.00%Q2 2013Q3 20233
ADVANTAGE INVESTMENT MANAGEMENT, LLC 330.02%0.02%0.02%Q1 2019Q3 20193
FIRST HAWAIIAN BANK 330.00%0.01%0.01%Q3 2018Q1 20193
Householder Group Estate & Retirement Specialist, LLC 110.00%0.00%0.00%Q3 2022Q3 20233
Selective Wealth Management, Inc. 330.02%0.02%0.02%Q1 2022Q3 20223
FIRST FINANCIAL CORP /IN/ 330.01%0.01%0.01%Q1 2017Q3 20173
Lee Financial Co 210.05%0.07%0.08%Q4 2016Q3 20173
Consolidated Portfolio Review Corp 330.38%0.44%0.53%Q1 2023Q3 20233
Fiera Capital Corp 330.00%0.00%0.00%Q4 2018Q2 20193
Atomi Financial Group, Inc. 330.18%0.29%0.38%Q1 2023Q3 20233
Elequin Capital, LP 210.01%0.04%0.10%Q4 2022Q3 20233
New England Private Wealth Advisors LLC 330.08%0.08%0.08%Q3 2015Q1 20163
MUFG Americas Holdings Corp 330.00%0.00%0.01%Q1 2020Q3 20203
Atria Investments, Inc 330.02%0.02%0.02%Q2 2019Q4 20193
Logan Stone Capital, LLC 210.04%0.12%0.25%Q3 2022Q3 20233
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 330.04%0.06%0.07%Q4 2018Q2 20193
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
Bellwether Investment Group, LLC 210.00%0.01%0.01%Q2 2016Q1 20173
EDMOND DE ROTHSCHILD HOLDING S.A. 330.01%0.02%0.02%Q4 2016Q2 20173
Janney Montgomery Scott LLC 330.00%0.00%0.00%Q3 2020Q1 20213
Total Clarity Wealth Management, Inc. 220.00%0.00%0.00%Q3 2021Q4 20212
Summit X, LLC 110.08%0.12%0.16%Q2 2017Q1 20202
MANGROVE PARTNERS IM, LLC 220.48%0.49%0.50%Q2 2023Q3 20232
REILLY FINANCIAL ADVISORS, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Connectus Wealth, LLC 110.04%0.05%0.07%Q3 2022Q2 20232
SEI INVESTMENTS CO 220.00%0.00%0.00%Q4 2017Q1 20182
CLOUGH CAPITAL PARTNERS L P 220.04%0.04%0.05%Q4 2016Q1 20172
Foundations Investment Advisors, LLC 220.06%0.07%0.07%Q4 2019Q1 20202
STANCORP INVESTMENT ADVISERS INC 220.01%0.01%0.01%Q4 2014Q1 20152
NINE MASTS CAPITAL Ltd 110.02%0.17%0.32%Q1 2018Q3 20182
BNC WEALTH MANAGEMENT, LLC 220.14%0.14%0.14%Q3 2020Q4 20202
Riggs Asset Managment Co. Inc. 220.02%0.02%0.02%Q4 2019Q1 20202
Portfolio Strategies Inc 220.01%0.01%0.02%Q4 2016Q1 20172
Kovack Advisors, Inc. 220.03%0.03%0.03%Q4 2020Q1 20212
TWO SIGMA SECURITIES, LLC 220.04%0.06%0.07%Q4 2016Q1 20172
NEW ENGLAND SECURITIES CORP /MA/ 220.02%0.02%0.03%Q3 2014Q4 20142
EXENCIAL WEALTH ADVISORS, LLC 220.13%0.13%0.13%Q1 2013Q2 20132
Maple Capital Management, Inc. 220.05%0.05%0.06%Q2 2020Q3 20202
FNY Investment Advisers, LLC 110.02%0.03%0.04%Q1 2021Q3 20212
Bank of New York Mellon Corp 220.00%0.00%0.00%Q2 2016Q3 20162
Bangor Savings Bank 220.00%0.00%0.00%Q2 2022Q3 20222
WealthBridge Capital Management, LLC 220.01%0.01%0.01%Q4 2018Q1 20192
JFS WEALTH ADVISORS, LLC 220.01%0.01%0.01%Q3 2015Q4 20152
BESSEMER GROUP INC 220.00%0.00%0.00%Q4 2017Q1 20182
Stratos Wealth Partners, LTD. 220.00%0.00%0.00%Q4 2017Q1 20182
MONEY CONCEPTS CAPITAL CORP 110.01%0.01%0.02%Q1 2022Q4 20222
Valley Brook Capital Group, Inc. 220.02%0.02%0.02%Q4 2020Q1 20212
CULLEN/FROST BANKERS, INC. 220.00%0.00%0.00%Q1 2019Q2 20192
Laurion Capital Management LP 110.01%0.02%0.02%Q4 2016Q4 20172
WealthPLAN Partners, LLC 220.02%0.03%0.04%Q2 2016Q3 20162
Integrated Wealth Management 220.01%0.01%0.01%Q3 2015Q4 20152
Prospera Financial Services Inc 110.00%0.00%0.00%Q3 2020Q1 20222
Plante Moran Financial Advisors, LLC 110.00%0.00%0.01%Q1 2017Q1 20202
Independent Advisor Alliance 110.02%0.04%0.05%Q1 2017Q4 20192
Hennion & Walsh Asset Management, Inc. 220.02%0.02%0.03%Q2 2023Q3 20232
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 220.05%0.06%0.06%Q1 2018Q2 20182
Smithfield Trust Co 220.00%0.00%0.00%Q3 2020Q4 20202
WIMMER ASSOCIATES 1, LLC 220.51%0.54%0.57%Q4 2015Q1 20162
HORIZON KINETICS ASSET MANAGEMENT LLC 220.01%0.01%0.01%Q1 2019Q2 20192
Sargent Bickham Lagudis LLC 110.02%0.02%0.02%Q4 2019Q4 20191
McElhenny Sheffield Capital Management, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Cordasco Financial Network 110.02%0.02%0.02%Q4 2013Q4 20131
Bramshill Investments, LLC 110.60%0.60%0.60%Q1 2020Q1 20201
Citadel Advisors 110.00%0.00%0.00%Q3 2017Q3 20171
HRT FINANCIAL LP 110.00%0.00%0.00%Q1 2023Q1 20231
Confluence Wealth Services, Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
Ground Swell Capital, LLC 110.01%0.01%0.01%Q3 2014Q3 20141
Realta Investment Advisors 110.00%0.00%0.00%Q2 2019Q2 20191
CIBC Private Wealth Group, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
PSI Advisors, LLC 110.02%0.02%0.02%Q4 2019Q4 20191
FIRST FINANCIAL EQUITY CORPORATION 110.14%0.14%0.14%Q1 2017Q1 20171
Gradient Investments LLC 110.00%0.00%0.00%Q1 2020Q1 20201
ATTICUS WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q1 2023Q1 20231
WHITENER CAPITAL MANAGEMENT, INC. 110.06%0.06%0.06%Q3 2023Q3 20231
LEAVELL INVESTMENT MANAGEMENT, INC. 110.00%0.00%0.00%Q2 2010Q2 20101
Larson Financial Group LLC 110.00%0.00%0.00%Q2 2020Q2 20201
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q3 2022Q3 20221
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Thomas J. Herzfeld Advisors, Inc. 110.06%0.06%0.06%Q4 2018Q4 20181
MGO ONE SEVEN LLC 110.02%0.02%0.02%Q3 2023Q3 20231
AQR Arbitrage LLC 110.16%0.16%0.16%Q3 2023Q3 20231
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2015Q1 20151
Fortune Financial Advisors, LLC 110.10%0.10%0.10%Q3 2023Q3 20231
ARROW FINANCIAL CORP 110.00%0.00%0.00%Q4 2021Q4 20211
Spectrum Management Group, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
COHEN & STEERS CAPITAL MANAGEMENT INC 110.01%0.01%0.01%Q1 2015Q1 20151
SIGNET MANAGEMENT USA, LLC 110.02%0.02%0.02%Q4 2013Q4 20131
Diversified, LLC 110.04%0.04%0.04%Q4 2020Q4 20201
Cresset Asset Management, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Mariner Wealth Advisors-NYC, LLC 110.06%0.06%0.06%Q1 2015Q1 20151
RBA Wealth Management, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
V Wealth Advisors LLC 110.01%0.01%0.01%Q2 2017Q2 20171
PARK AVENUE SECURITIES LLC 110.02%0.02%0.02%Q3 2023Q3 20231
U S GLOBAL INVESTORS INC 110.02%0.02%0.02%Q3 2013Q3 20131
RPO LLC 114.71%4.71%4.71%Q3 2023Q3 20231
Rehmann Capital Advisory Group 110.00%0.00%0.00%Q3 2019Q3 20191
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Grove Bank & Trust 110.02%0.02%0.02%Q4 2017Q4 20171
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20131
BOOTHBAY FUND MANAGEMENT, LLC 110.05%0.05%0.05%Q3 2023Q3 20231
Paloma Partners Management Co 110.01%0.01%0.01%Q2 2013Q2 20131
MANAGED ACCOUNT ADVISORS LLC 110.00%0.00%0.00%Q1 2015Q1 20151
Cornerstone Advisory, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
ASSETMARK, INC 110.00%0.00%0.00%Q4 2015Q4 20151
Safeguard Investment Advisory Group, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
CLEAR STREET MARKETS LLC 110.01%0.01%0.01%Q4 2018Q4 20181
1607 Capital Partners, LLC 110.02%0.02%0.02%Q3 2023Q3 20231
NORTHERN TRUST CORP 110.00%0.00%0.00%Q3 2015Q3 20151
JANICZEK WEALTH MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
CATALYST PRIVATE WEALTH, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Summit Trail Advisors, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
INTEGRATED CAPITAL MANAGEMENT, INC. 110.16%0.16%0.16%Q3 2023Q3 20231
Founders Financial Alliance, LLC 110.03%0.03%0.03%Q3 2020Q3 20201
EATON VANCE MANAGEMENT 110.00%0.00%0.00%Q4 2021Q4 20211
Capital Wealth Planning, LLC 110.02%0.02%0.02%Q2 2019Q2 20191
Capital Analysts, LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Horizon Kinetics 110.01%0.01%0.01%Q4 2018Q4 20181
LANDAAS & CO /WI /ADV 110.00%0.00%0.00%Q2 2018Q2 20181
CGC Financial Services, LLC 110.02%0.02%0.02%Q2 2023Q2 20231
Woodline Partners LP 110.01%0.01%0.01%Q4 2022Q4 20221
First Horizon Advisors, Inc. 110.00%0.00%0.00%Q1 2020Q1 20201
L & S Advisors Inc 110.03%0.03%0.03%Q3 2019Q3 20191
McCarthy Grittinger Financial Group, LLC 110.02%0.02%0.02%Q4 2019Q4 20191
Eschler Asset Management LLP 110.32%0.32%0.32%Q3 2023Q3 20231
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Pine River Capital Management L.P. 110.01%0.01%0.01%Q4 2013Q4 20131
NTV ASSET MANAGEMENT LLC 110.14%0.14%0.14%Q2 2013Q2 20131
Lido Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
MONETA GROUP INVESTMENT ADVISORS LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Widmann Financial Services, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Chessman Wealth Strategies RIA 110.01%0.01%0.01%Q3 2018Q3 20181
Flow State Investments, L.P. 110.06%0.06%0.06%Q3 2023Q3 20231
SITTNER & NELSON, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Destiny Wealth Partners, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
External links

This page lists all the filers that currently own FLAHERTY&CRMN PFD SEC INCOM or have owned FLAHERTY&CRMN PFD SEC INCOM in the past.