Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
CONNING INC. | 42 | 42 | 0.01% | 0.03% | 0.10% | Q2 2013 | Q3 2023 | 42 |
FIRST MANHATTAN CO. LLC. | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROCKLAND TRUST CO | 42 | 42 | 0.01% | 0.04% | 0.14% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.02% | 0.03% | 0.06% | Q2 2013 | Q3 2023 | 42 |
PINNACLE ASSOCIATES LTD | 42 | 42 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
LPL Financial LLC | 24 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 40 |
HUNTINGTON NATIONAL BANK | 18 | 2 | 0.00% | 0.00% | 0.02% | Q3 2010 | Q3 2023 | 39 |
Capital Investment Advisors, LLC | 31 | 6 | 0.00% | 0.03% | 0.09% | Q4 2013 | Q4 2023 | 37 |
Cambridge Investment Research Advisors, Inc. | 15 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2023 | 37 |
Advisors Asset Management, Inc. | 35 | 1 | 0.01% | 0.06% | 0.09% | Q2 2013 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
Cornerstone Advisory, LLC | 27 | 4 | 0.10% | 0.19% | 0.75% | Q4 2015 | Q3 2023 | 31 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q3 2023 | 31 |
Baillie Gifford | 30 | 30 | 0.01% | 0.02% | 0.04% | Q4 2013 | Q1 2021 | 30 |
ProVise Management Group, LLC | 30 | 30 | 0.06% | 0.14% | 0.25% | Q2 2016 | Q3 2023 | 30 |
AMERIPRISE FINANCIAL INC | 27 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 29 |
Coastal Bridge Advisors, LLC | 28 | 28 | 0.24% | 0.89% | 1.57% | Q4 2016 | Q3 2023 | 28 |
PNC FINANCIAL SERVICES GROUP, INC. | 23 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 27 |
NWAM LLC | 21 | 6 | 0.02% | 0.25% | 3.89% | Q1 2014 | Q4 2020 | 27 |
RAYMOND JAMES & ASSOCIATES | 20 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2023 | 27 |
FIRST FOUNDATION ADVISORS | 26 | 26 | 0.01% | 0.01% | 0.04% | Q2 2013 | Q3 2019 | 26 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 26 |
MML INVESTORS SERVICES, LLC | 24 | 2 | 0.01% | 0.01% | 0.02% | Q1 2017 | Q3 2023 | 26 |
Janney Montgomery Scott LLC | 17 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q3 2023 | 25 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Horizon Kinetics | 23 | 23 | 0.01% | 0.03% | 0.07% | Q2 2013 | Q4 2018 | 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2019 | 23 |
BARCLAYS PLC | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 23 |
WEDBUSH SECURITIES INC | 9 | 6 | 0.01% | 0.02% | 0.04% | Q4 2013 | Q1 2023 | 22 |
1607 Capital Partners, LLC | 14 | 2 | 0.01% | 0.33% | 0.58% | Q2 2016 | Q3 2023 | 22 |
COHEN & STEERS, INC. | 12 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2023 | 22 |
STEPHENS INC /AR/ | 22 | 22 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q3 2023 | 22 |
Relative Value Partners Group, LLC | 12 | 4 | 0.04% | 0.17% | 0.29% | Q4 2015 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
OPTIMUM INVESTMENT ADVISORS | 19 | 1 | 0.01% | 0.05% | 0.09% | Q2 2014 | Q3 2022 | 20 |
Baird Financial Group, Inc. | 20 | 20 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q3 2023 | 20 |
Shaker Financial Services, LLC | 9 | 1 | 0.09% | 0.45% | 0.78% | Q4 2014 | Q1 2023 | 20 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 19 |
Alpha Cubed Investments, LLC | 16 | 3 | 0.01% | 0.03% | 0.05% | Q3 2015 | Q3 2020 | 19 |
Virtus ETF Advisers LLC | 18 | 18 | 0.10% | 0.25% | 0.64% | Q2 2019 | Q3 2023 | 18 |
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 18 | 18 | 0.01% | 0.02% | 0.04% | Q4 2015 | Q1 2020 | 18 |
CITIGROUP INC | 11 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2021 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
INVESTMENT CENTERS OF AMERICA INC | 11 | 6 | 0.10% | 0.14% | 0.18% | Q2 2013 | Q3 2017 | 17 |
FIFTH THIRD BANCORP | 15 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 17 |
AQR Arbitrage LLC | 9 | 3 | 0.00% | 0.01% | 0.04% | Q1 2015 | Q2 2023 | 17 |
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 14 | 3 | 0.04% | 0.11% | 0.27% | Q3 2013 | Q3 2023 | 17 |
Samalin Investment Counsel, LLC | 16 | 16 | 0.14% | 0.28% | 0.39% | Q4 2019 | Q3 2023 | 16 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.01% | 0.03% | Q3 2013 | Q1 2023 | 16 |
CREDIT SUISSE AG/ | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2013 | Q4 2016 | 16 |
Rockefeller Capital Management L.P. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2023 | 16 |
MARINER INVESTMENT GROUP LLC | 8 | 2 | 0.13% | 1.14% | 2.88% | Q1 2014 | Q3 2020 | 16 |
Creative Planning | 8 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
American Portfolios Advisors | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2022 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.03% | 0.06% | Q2 2013 | Q4 2016 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
Shulman DeMeo Asset Management LLC | 9 | 1 | 0.07% | 0.10% | 0.24% | Q4 2018 | Q3 2023 | 14 |
Ellis Investment Partners, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2022 | 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 4 | 1 | 0.02% | 0.05% | 0.13% | Q4 2014 | Q1 2023 | 13 |
CX Institutional | 12 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2022 | 13 |
Summit X, LLC | 13 | 13 | 0.04% | 0.40% | 0.94% | Q2 2017 | Q2 2020 | 13 |
WFG Advisors, LP | 7 | 6 | 0.02% | 0.22% | 0.60% | Q2 2013 | Q4 2016 | 13 |
ENVESTNET ASSET MANAGEMENT INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2021 | 12 |
Penserra Capital Management LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2018 | 12 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 6 | 6 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q1 2020 | 12 |
Moors & Cabot, Inc. | 12 | 12 | 0.02% | 0.04% | 0.05% | Q1 2020 | Q4 2022 | 12 |
Investors Capital Advisory Services | 12 | 12 | 0.03% | 0.04% | 0.05% | Q3 2013 | Q2 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Saba Capital Management, L.P. | 10 | 1 | 0.01% | 0.38% | 0.83% | Q4 2013 | Q2 2021 | 11 |
MUFG Americas Holdings Corp | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2011 | Q3 2022 | 11 |
Certified Advisory Corp | 11 | 11 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2020 | 11 |
Advisory Services Network, LLC | 6 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 11 |
PARK AVENUE SECURITIES LLC | 11 | 11 | 0.01% | 0.02% | 0.04% | Q1 2019 | Q3 2021 | 11 |
Waterfront Wealth Inc. | 11 | 11 | 0.32% | 0.62% | 1.09% | Q1 2021 | Q3 2023 | 11 |
Avior Wealth Management, LLC | 10 | 10 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q2 2016 | 10 |
Accuvest Global Advisors | 10 | 10 | 0.07% | 0.13% | 0.31% | Q4 2014 | Q1 2017 | 10 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 8 | 1 | 0.02% | 0.19% | 0.55% | Q1 2014 | Q3 2020 | 10 |
Jaffetilchin Investment Partners, LLC | 5 | 1 | 0.07% | 0.26% | 0.47% | Q1 2016 | Q4 2018 | 10 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 10 | 10 | 0.01% | 0.01% | 0.02% | Q3 2020 | Q4 2022 | 10 |
Sigma Planning Corp | 9 | 9 | 0.02% | 0.04% | 0.06% | Q4 2014 | Q4 2016 | 9 |
Qube Research & Technologies Ltd | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 9 |
DOLIVER ADVISORS, LP | 2 | 1 | 0.05% | 0.15% | 0.33% | Q3 2013 | Q2 2020 | 9 |
Anchor Investment Management, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 9 |
RMB Capital Management, LLC | 6 | 3 | 0.01% | 0.03% | 0.05% | Q2 2018 | Q3 2020 | 9 |
IFP Advisors, Inc | 8 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q1 2019 | 9 |
HARBOUR INVESTMENTS, INC. | 5 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2023 | 9 |
Trust Asset Management LLC | 6 | 1 | 0.47% | 1.47% | 1.89% | Q3 2011 | Q1 2016 | 9 |
PANAGORA ASSET MANAGEMENT INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2021 | 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 5 | 3 | 0.03% | 0.14% | 0.26% | Q1 2016 | Q3 2023 | 8 |
ROBINSON CAPITAL MANAGEMENT, LLC | 5 | 3 | 0.08% | 0.42% | 0.57% | Q1 2019 | Q2 2021 | 8 |
Snowden Capital Advisors LLC | 8 | 8 | 0.01% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 8 |
BANK OF MONTREAL /CAN/ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2019 | 8 |
Peregrine Asset Advisers, Inc. | 5 | 2 | 0.11% | 0.13% | 0.16% | Q3 2013 | Q2 2015 | 7 |
Lowe Wealth Advisors, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q1 2023 | 7 |
Yorktown Management & Research Co Inc | 7 | 7 | 0.04% | 0.35% | 0.71% | Q1 2015 | Q3 2016 | 7 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 7 | 7 | 0.01% | 0.01% | 0.04% | Q1 2022 | Q3 2023 | 7 |
ICA Group Wealth Management, LLC | 7 | 7 | 0.26% | 0.29% | 0.36% | Q1 2022 | Q3 2023 | 7 |
Wagner Wealth Management, LLC | 7 | 7 | 0.58% | 1.73% | 2.42% | Q1 2022 | Q3 2023 | 7 |
SeaCrest Wealth Management, LLC | 6 | 1 | 0.01% | 0.03% | 0.04% | Q4 2017 | Q2 2022 | 7 |
Argentus Capital Management, LLC | 7 | 7 | 0.02% | 0.04% | 0.06% | Q1 2014 | Q3 2015 | 7 |
STIFEL FINANCIAL CORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2019 | 7 |
Carroll Financial Associates, Inc. | 6 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2015 | 7 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.01% | 0.06% | Q4 2013 | Q3 2023 | 7 |
NEW ENGLAND SECURITIES CORP /MA/ | 7 | 7 | 0.26% | 0.32% | 0.44% | Q2 2013 | Q4 2014 | 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2020 | 6 |
Alpha Omega Wealth Management LLC | 6 | 6 | 0.02% | 0.03% | 0.03% | Q4 2016 | Q1 2018 | 6 |
Zuckerman Investment Group, LLC | 6 | 6 | 0.86% | 0.98% | 1.09% | Q3 2015 | Q4 2016 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Patriot Financial Group Insurance Agency, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q3 2020 | 6 |
Raymond James Financial Services Advisors, Inc. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2022 | 6 |
RAYMOND JAMES TRUST N.A. | 6 | 6 | 0.03% | 0.03% | 0.03% | Q1 2015 | Q2 2016 | 6 |
Atria Wealth Solutions, Inc. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 6 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 5 | 1 | 0.05% | 0.48% | 2.02% | Q4 2014 | Q4 2018 | 6 |
BOURGEON CAPITAL MANAGEMENT LLC | 5 | 5 | 0.04% | 0.17% | 0.26% | Q2 2020 | Q2 2021 | 5 |
Tortoise Investment Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2017 | 5 |
TRUIST FINANCIAL CORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2022 | 5 |
Kestra Advisory Services, LLC | 4 | 1 | 0.00% | 0.01% | 0.02% | Q4 2020 | Q1 2022 | 5 |
BB&T INVESTMENT SERVICES, INC. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q4 2017 | 5 |
Q Global Advisors, LLC | 5 | 5 | 0.42% | 0.60% | 0.86% | Q4 2018 | Q4 2019 | 5 |
Dynamic Advisor Solutions LLC | 4 | 4 | 0.02% | 0.02% | 0.03% | Q1 2019 | Q4 2019 | 4 |
COMERICA SECURITIES INC | 4 | 4 | 0.11% | 0.13% | 0.15% | Q4 2017 | Q3 2018 | 4 |
Hedeker Wealth, LLC | 1 | 1 | 0.00% | 0.03% | 0.10% | Q4 2014 | Q3 2016 | 4 |
Realta Investment Advisors | 4 | 4 | 0.02% | 0.02% | 0.03% | Q1 2019 | Q4 2019 | 4 |
Steward Partners Investment Advisory, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
ELEMENT POINTE ADVISORS, LLC | 4 | 4 | 0.12% | 0.12% | 0.12% | Q4 2018 | Q3 2019 | 4 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.03% | 0.08% | Q4 2018 | Q3 2022 | 4 |
Total Clarity Wealth Management, Inc. | 2 | 1 | 0.00% | 0.01% | 0.03% | Q4 2019 | Q2 2022 | 4 |
Round Table Services, LLC | 4 | 4 | 0.04% | 0.05% | 0.06% | Q1 2019 | Q4 2019 | 4 |
FNY Investment Advisers, LLC | 3 | 1 | 0.01% | 0.02% | 0.05% | Q3 2019 | Q2 2021 | 4 |
Element Wealth, LLC | 4 | 4 | 0.16% | 0.20% | 0.22% | Q1 2020 | Q4 2020 | 4 |
Private Advisor Group, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q1 2022 | 4 |
Absolute Return Capital, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q1 2014 | 4 |
ArchPoint Investors | 3 | 1 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q1 2021 | 4 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 3 | 1 | 0.12% | 0.14% | 0.15% | Q1 2020 | Q3 2021 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 1.28% | 1.35% | 1.45% | Q4 2022 | Q3 2023 | 4 |
6 Meridian | 4 | 4 | 0.04% | 0.04% | 0.05% | Q2 2019 | Q1 2020 | 4 |
DEUTSCHE BANK AG\ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
Mid-American Wealth Advisory Group, Inc. | 2 | 2 | 0.28% | 1.71% | 3.11% | Q4 2021 | Q3 2023 | 4 |
Matisse Capital | 4 | 4 | 0.29% | 0.48% | 0.56% | Q1 2019 | Q4 2019 | 4 |
Vestpro Financial Partners, Inc. dba CPF Texas | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2018 | 4 |
OAKTREE CAPITAL MANAGEMENT LP | 3 | 3 | 0.03% | 0.03% | 0.03% | Q2 2022 | Q4 2022 | 3 |
VSR Financial Services, Inc. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q2 2015 | Q4 2015 | 3 |
JONES ROAD CAPITAL MANAGEMENT, L.P. | 3 | 3 | 0.30% | 0.33% | 0.39% | Q1 2023 | Q3 2023 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2022 | 3 |
Princeton Global Asset Management LLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q4 2020 | 3 |
Stonebridge Capital Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2022 | 3 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 3 |
CENTRAL TRUST Co | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 3 |
BOOTHBAY FUND MANAGEMENT, LLC | 3 | 3 | 0.03% | 0.05% | 0.08% | Q4 2018 | Q2 2019 | 3 |
Sowell Financial Services LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q1 2023 | 3 |
Coston, McIsaac & Partners | 3 | 3 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q4 2022 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 3 |
Taylor Frigon Capital Management LLC | 3 | 3 | 1.65% | 1.80% | 1.94% | Q4 2014 | Q2 2015 | 3 |
Kovitz Investment Group Partners, LLC | 3 | 3 | 0.13% | 0.14% | 0.15% | Q1 2016 | Q3 2016 | 3 |
DEAN INVESTMENT ASSOCIATES, LLC | 3 | 3 | 0.35% | 0.37% | 0.38% | Q1 2023 | Q3 2023 | 3 |
Danda Trouve Investment Management, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q2 2020 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.04% | 0.05% | 0.05% | Q4 2015 | Q4 2018 | 2 |
OTA Financial Group L.P. | 1 | 1 | 0.09% | 0.14% | 0.18% | Q1 2018 | Q3 2022 | 2 |
Almitas Capital LLC | 2 | 2 | 0.37% | 0.50% | 0.63% | Q2 2019 | Q3 2019 | 2 |
JPMORGAN CHASE & CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
DELTA ASSET MANAGEMENT LLC/TN | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
BerganKDV Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q3 2019 | 2 |
Laurion Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q2 2017 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2020 | 2 |
SHEPHERD KAPLAN KROCHUK, LLC | 2 | 2 | 0.12% | 0.13% | 0.14% | Q3 2019 | Q4 2019 | 2 |
VERUS CAPITAL PARTNERS, LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q1 2020 | 2 |
Foresight Wealth Management, LLC | 2 | 2 | 0.06% | 0.06% | 0.07% | Q2 2021 | Q3 2021 | 2 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 2 |
IHT Wealth Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2017 | Q1 2018 | 2 |
AE Wealth Management LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q1 2023 | Q2 2023 | 2 |
Sunbelt Securities, Inc. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q3 2019 | Q4 2019 | 2 |
AXXCESS WEALTH MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q1 2022 | 2 |
Highland Private Wealth Management | 2 | 2 | 0.10% | 0.11% | 0.11% | Q4 2015 | Q1 2016 | 2 |
INVESTMENT HOUSE LLC | 2 | 2 | 0.17% | 0.19% | 0.21% | Q4 2013 | Q1 2014 | 2 |
US BANCORP \DE\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
Herold Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q1 2022 | 2 |
CULLEN/FROST BANKERS, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Elequin Capital, LP | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2022 | Q1 2023 | 2 |
Bank of New York Mellon Corp | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2016 | 2 |
FIRST NEW YORK SECURITIES LLC /NY | 2 | 2 | 0.03% | 0.07% | 0.11% | Q4 2013 | Q1 2014 | 2 |
Cornerstone Wealth Management, LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q3 2018 | 2 |
IEQ CAPITAL, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q2 2021 | 2 |
Logan Stone Capital, LLC | 2 | 2 | 0.30% | 0.37% | 0.45% | Q4 2022 | Q1 2023 | 2 |
Hennion & Walsh Asset Management, Inc. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2021 | Q2 2021 | 2 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 2 |
CROFT-LEOMINSTER INC | 2 | 2 | 0.03% | 0.04% | 0.04% | Q2 2015 | Q3 2015 | 2 |
Regal Investment Advisors LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
AVIANCE CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q3 2013 | Q4 2013 | 2 |
Alexandria Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Kovitz Investment Group, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Hedges Asset Management LLC | 1 | 1 | 0.25% | 0.25% | 0.25% | Q4 2021 | Q4 2021 | 1 |
Chapwood Capital Investment Management, LLC | 1 | 1 | 3.40% | 3.40% | 3.40% | Q4 2019 | Q4 2019 | 1 |
&PARTNERS | 1 | 1 | 0.23% | 0.23% | 0.23% | Q1 2019 | Q1 2019 | 1 |
TOMPKINS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Quantedge Capital Pte Ltd | 1 | 1 | 0.18% | 0.18% | 0.18% | Q4 2020 | Q4 2020 | 1 |
CTC Alternative Strategies, Ltd. | 1 | 1 | 0.52% | 0.52% | 0.52% | Q4 2014 | Q4 2014 | 1 |
COMERICA SECURITIES,INC. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2019 | Q2 2019 | 1 |
JAMISON PRIVATE WEALTH MANAGEMENT, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Lenox Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Graypoint LLC | 1 | 1 | 0.19% | 0.19% | 0.19% | Q3 2023 | Q3 2023 | 1 |
Belpointe Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
STANCORP INVESTMENT ADVISERS INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
NINE MASTS CAPITAL Ltd | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2018 | Q3 2018 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Advocacy Wealth Management Services, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
SIT INVESTMENT ASSOCIATES INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
OPPENHEIMER & CO INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
JHL Capital Group LLC | 1 | 1 | 10.71% | 10.71% | 10.71% | Q1 2020 | Q1 2020 | 1 |
CLEAR STREET LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Ionic Capital Management LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2019 | Q2 2019 | 1 |
Highlander Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
CORNERSTONE ADVISORS INC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2014 | Q2 2014 | 1 |
M&T BANK CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
CWM, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2015 | Q4 2015 | 1 |
AQR Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
HOLLENCREST CAPITAL MANAGEMENT | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
CLEAR STREET MARKETS LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
Altus Wealth Group LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
CreativeOne Wealth, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
NEW ENGLAND ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
External links
This page lists all the filers that currently own BLACKROCK FLOATING RATE INCO or have owned BLACKROCK FLOATING RATE INCO in the past.