ALLIANZGI EQUITY & CONV INCO shareholder history

Current and past ALLIANZGI EQUITY & CONV INCO shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Brick & Kyle, Associates 22150.27%0.50%0.77%Q4 2014Q1 202437
RAYMOND JAMES & ASSOCIATES 31310.00%0.01%0.01%Q2 2013Q4 202031
CITIGROUP INC 31310.00%0.00%0.00%Q2 2013Q4 202031
GUGGENHEIM CAPITAL LLC 31310.02%0.06%0.16%Q2 2013Q4 202031
MORGAN STANLEY 31310.00%0.00%0.01%Q2 2013Q4 202031
Invesco Ltd. 31310.00%0.00%0.00%Q2 2013Q4 202031
WELLS FARGO & COMPANY/MN 31310.00%0.00%0.01%Q2 2013Q4 202031
Advisors Asset Management, Inc. 31310.16%0.35%0.50%Q2 2013Q4 202031
BANK OF AMERICA CORP /DE/ 31310.00%0.00%0.00%Q2 2013Q4 202031
ROYAL BANK OF CANADA 31310.00%0.00%0.00%Q2 2013Q4 202031
ROTHSCHILD INVESTMENT LLC /IL 31310.07%0.09%0.10%Q2 2013Q4 202031
Raymond James Financial Services Advisors, Inc. 2280.00%0.01%0.03%Q2 2013Q4 202030
Global Endowment Management, LP 29290.10%0.18%0.30%Q3 2013Q3 202029
PNC FINANCIAL SERVICES GROUP, INC. 2610.00%0.00%0.00%Q1 2014Q4 202027
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
UBS Group AG 25250.00%0.00%0.00%Q4 2014Q4 202025
WEALTHCARE CAPITAL MANAGEMENT LLC 25250.00%0.00%0.00%Q1 2014Q1 202025
Karpus Management, Inc. 1590.09%0.61%1.18%Q1 2014Q4 202024
LPL Financial LLC 2020.00%0.01%0.01%Q2 2013Q4 202022
TELEMUS CAPITAL, LLC 2110.05%0.09%0.16%Q1 2015Q1 202122
Edge Wealth Management LLC 21210.00%0.01%0.01%Q2 2015Q2 202021
PARAMETRIC PORTFOLIO ASSOCIATES LLC 1380.00%0.00%0.01%Q2 2014Q2 202021
Cedar Wealth Management, LLC 21210.02%0.02%0.03%Q4 2015Q4 202021
SHEPHERD KAPLAN KROCHUK, LLC 20200.03%0.08%0.19%Q3 2013Q2 201820
RIVERNORTH CAPITAL MANAGEMENT, LLC 20200.19%0.75%1.32%Q2 2013Q1 201820
OPPENHEIMER & CO INC 1810.01%0.03%0.06%Q2 2013Q4 201820
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 910.02%0.13%0.30%Q1 2014Q4 202019
UNITED CAPITAL FINANCIAL ADVISORS, LLC 19190.00%0.00%0.01%Q4 2015Q2 202019
Geneos Wealth Management Inc. 19190.00%0.00%0.01%Q1 2016Q3 202019
BENJAMIN F. EDWARDS & COMPANY, INC. 1710.00%0.02%0.04%Q2 2016Q4 202018
AMERIPRISE FINANCIAL INC 1620.00%0.00%0.00%Q2 2013Q4 202018
BANK OF MONTREAL /CAN/ 1710.00%0.00%0.00%Q1 2014Q4 202018
Thomas J. Herzfeld Advisors, Inc. 18180.01%0.19%0.95%Q2 2013Q3 201718
US BANCORP \DE\ 840.00%0.00%0.00%Q3 2013Q1 202017
Advisory Services Network, LLC 16160.00%0.01%0.02%Q1 2017Q4 202016
Pointe Capital Management LLC 1020.20%0.22%0.28%Q1 2015Q2 201916
Institute for Wealth Management, LLC. 15150.10%0.12%0.18%Q2 2017Q4 202015
Advisor Group, Inc. 15150.00%0.01%0.02%Q2 2016Q4 201915
Cambridge Investment Research Advisors, Inc. 15150.01%0.01%0.02%Q2 2017Q4 202015
MSI Financial Services Inc 15150.00%0.02%0.05%Q2 2013Q4 201615
Concert Wealth Management Inc. 960.05%0.07%0.10%Q2 2013Q1 201715
Cornerstone Wealth Management, LLC 14140.04%0.06%0.14%Q3 2017Q4 202014
IFP Advisors, Inc 14140.00%0.00%0.01%Q4 2015Q1 201914
Cetera Advisors LLC 820.02%0.03%0.03%Q4 2014Q3 201814
D.A. DAVIDSON & CO. 1130.00%0.00%0.00%Q4 2013Q2 201714
Steward Partners Investment Advisory, LLC 14140.01%0.02%0.02%Q3 2017Q4 202014
SIGNATUREFD, LLC 14140.01%0.01%0.03%Q2 2013Q3 201614
1607 Capital Partners, LLC 14140.02%0.14%0.27%Q1 2014Q2 201714
Keystone Financial Group 13130.25%0.31%0.47%Q4 2017Q4 202013
American Portfolios Advisors 13130.00%0.00%0.00%Q4 2017Q4 202013
COMMONWEALTH EQUITY SERVICES, LLC 13130.00%0.00%0.00%Q4 2017Q4 202013
DEUTSCHE BANK AG\ 12120.00%0.00%0.00%Q3 2013Q2 201612
STIFEL FINANCIAL CORP 12120.00%0.00%0.01%Q1 2018Q4 202012
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Shaker Financial Services, LLC 310.13%0.46%0.84%Q1 2014Q4 202012
SG Americas Securities, LLC 910.00%0.01%0.01%Q2 2013Q2 201712
Laurel Wealth Advisors, Inc. 830.04%0.05%0.07%Q1 2018Q4 202011
DAVENPORT & Co LLC 830.00%0.00%0.00%Q4 2017Q4 202011
Curi RMB Capital, LLC 210.01%0.02%0.04%Q1 2015Q3 202011
BB&T SECURITIES, LLC 11110.01%0.01%0.01%Q1 2017Q3 201911
Pinnacle Bancorp, Inc. 10100.03%0.04%0.05%Q4 2018Q1 202110
Cetera Advisor Networks LLC 810.00%0.09%0.17%Q4 2013Q2 202010
Creative Planning 520.00%0.00%0.00%Q2 2013Q2 201710
WOLVERINE ASSET MANAGEMENT LLC 410.01%0.04%0.11%Q2 2013Q3 202010
DOLIVER ADVISORS, LP 410.14%0.60%1.46%Q3 2013Q4 201810
BARCLAYS PLC 10100.00%0.00%0.00%Q4 2016Q1 201910
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 710.00%0.00%0.00%Q1 2015Q4 202010
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 10100.00%0.00%0.00%Q3 2018Q4 202010
BRINKER CAPITAL INC 10100.01%0.04%0.10%Q1 2016Q2 201810
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 992.05%2.24%2.44%Q4 2018Q4 20209
CORNERSTONE ADVISORS INC 810.13%0.31%0.52%Q2 2013Q4 20169
Beacon Capital Management, Inc. 990.01%0.02%0.06%Q4 2013Q4 20159
Relative Value Partners, LLC 880.42%0.58%0.74%Q2 2013Q1 20158
ENVESTNET ASSET MANAGEMENT INC 510.00%0.00%0.00%Q3 2014Q4 20188
Baird Financial Group, Inc. 530.00%0.00%0.00%Q2 2015Q4 20198
TSFG, LLC 880.01%0.01%0.01%Q1 2019Q4 20208
B. Riley Wealth Management, Inc. 610.02%0.03%0.04%Q1 2014Q3 20208
Wealthcare Advisory Partners LLC 880.00%0.00%0.01%Q2 2018Q1 20208
HL FINANCIAL SERVICES LLC 770.00%0.00%0.01%Q3 2017Q1 20197
MONECO Advisors, LLC 430.14%0.16%0.17%Q1 2019Q4 20207
BDO Wealth Advisors, LLC 770.00%0.00%0.00%Q2 2019Q4 20207
Ancora Advisors LLC 510.00%0.00%0.00%Q4 2016Q4 20207
Belpointe Asset Management LLC 770.02%0.02%0.02%Q2 2019Q4 20207
Hoxton Financial, Inc. 770.01%0.01%0.01%Q1 2014Q3 20157
TRUE Private Wealth Advisors 510.00%0.00%0.00%Q3 2018Q4 20207
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2013Q4 20207
WEDBUSH SECURITIES INC 660.02%0.03%0.04%Q3 2019Q4 20206
NEXT Financial Group, Inc 410.00%0.01%0.01%Q4 2018Q3 20206
CENTRAL TRUST Co 660.00%0.00%0.00%Q1 2015Q2 20166
SeaCrest Wealth Management, LLC 660.00%0.00%0.01%Q4 2017Q1 20196
AQR Arbitrage LLC 420.00%0.02%0.05%Q3 2015Q4 20206
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Virtu KCG Holdings LLC 410.01%0.01%0.02%Q4 2013Q4 20156
Financial Architects, Inc 660.00%0.00%0.00%Q2 2016Q3 20176
Tiller Private Wealth, Inc. 660.19%0.20%0.21%Q4 2015Q1 20176
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 550.00%0.04%0.07%Q1 2020Q1 20215
FIFTH THIRD BANCORP 310.00%0.00%0.00%Q4 2014Q4 20205
Commonwealth Equity Services, Inc 210.00%0.00%0.00%Q1 2014Q3 20175
Relative Value Partners Group, LLC 550.08%0.22%0.35%Q2 2015Q2 20165
USAdvisors Wealth Management, LLC 550.20%0.21%0.23%Q4 2017Q4 20185
Graves Light Lenhart Wealth, Inc. 320.04%0.05%0.05%Q3 2019Q4 20205
WFG Advisors, LP 550.01%0.01%0.02%Q2 2014Q2 20155
COHEN & STEERS, INC. 550.01%0.01%0.02%Q4 2019Q4 20205
BNP PARIBAS FINANCIAL MARKETS 550.00%0.00%0.01%Q1 2014Q1 20155
TRUIST FINANCIAL CORP 550.00%0.00%0.00%Q4 2019Q4 20205
XML Financial, LLC 550.69%0.77%0.84%Q4 2019Q4 20205
BAIRD ROBERT W & CO INC /WI/ 550.00%0.01%0.01%Q1 2014Q1 20155
TFS CAPITAL LLC 550.02%0.03%0.08%Q2 2013Q2 20145
SEI INVESTMENTS CO 310.00%0.00%0.00%Q3 2016Q2 20185
Claraphi Advisory Network, LLC 550.07%0.09%0.13%Q4 2019Q4 20205
NATIONAL PLANNING CORP 310.02%0.03%0.05%Q2 2016Q2 20174
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q1 2017Q2 20194
Quad-Cities Investment Group, LLC 440.02%0.03%0.03%Q2 2018Q1 20194
Dakota Wealth Management 440.07%0.07%0.08%Q1 2020Q4 20204
FLAGSHIP HARBOR ADVISORS, LLC 440.00%0.00%0.01%Q4 2018Q3 20194
First Allied Advisory Services, Inc. 440.02%0.03%0.04%Q2 2013Q1 20144
OSAIC HOLDINGS, INC. 440.01%0.01%0.01%Q1 2020Q4 20204
Sowell Financial Services LLC 440.00%0.00%0.00%Q3 2019Q2 20204
GLENMEDE TRUST CO NA 220.00%0.00%0.00%Q4 2017Q1 20194
MGO ONE SEVEN LLC 210.02%0.03%0.03%Q4 2017Q4 20183
Realta Investment Advisors 330.02%0.02%0.02%Q2 2019Q4 20193
Column Capital Advisors, LLC 330.04%0.05%0.05%Q2 2020Q4 20203
THRIVENT FINANCIAL FOR LUTHERANS 330.00%0.00%0.00%Q2 2020Q4 20203
HOLLENCREST CAPITAL MANAGEMENT 330.04%0.04%0.04%Q1 2014Q3 20143
Mutual Advisors, LLC 330.03%0.09%0.19%Q1 2018Q3 20183
HUNTINGTON NATIONAL BANK 330.00%0.00%0.00%Q2 2018Q4 20183
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q3 2014Q2 20163
Saba Capital Management, L.P. 330.02%0.04%0.07%Q3 2017Q1 20183
Mosaic Family Wealth, LLC 330.00%0.00%0.01%Q4 2015Q2 20163
HM PAYSON & CO 330.00%0.00%0.00%Q2 2019Q4 20193
Visium Asset Management, LP 330.01%0.01%0.01%Q2 2013Q4 20133
ROBINSON CAPITAL MANAGEMENT, LLC 211.17%1.96%2.97%Q4 2013Q3 20143
Gramercy Funds Management LLC 330.82%1.09%1.55%Q2 2013Q4 20133
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 330.04%0.04%0.04%Q4 2013Q2 20143
Krilogy Financial LLC 210.00%0.00%0.00%Q4 2017Q3 20183
FMR LLC 330.00%0.00%0.00%Q2 2019Q4 20193
Ledyard National Bank 220.01%0.01%0.01%Q3 2014Q4 20142
Regal Investment Advisors LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Orion Portfolio Solutions, LLC 220.00%0.00%0.00%Q1 2020Q2 20202
MUFG Americas Holdings Corp 220.00%0.00%0.00%Q1 2020Q2 20202
FNY Investment Advisers, LLC 110.01%0.01%0.02%Q4 2019Q4 20202
Rockefeller Capital Management L.P. 220.00%0.00%0.00%Q3 2020Q4 20202
Anfield Capital Management, LLC 110.51%0.63%0.76%Q1 2020Q4 20202
WESTERN INVESTMENT LLC 220.84%0.85%0.86%Q2 2013Q3 20132
Janney Montgomery Scott LLC 220.00%0.00%0.00%Q2 2018Q3 20182
Allworth Financial LP 110.00%0.00%0.00%Q1 2017Q2 20192
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q2 2015Q4 20162
Prospera Financial Services Inc 220.04%0.04%0.04%Q3 2016Q4 20162
Weiss Asset Management LP 110.05%0.07%0.09%Q4 2015Q4 20182
XML SECURITIES, LLC 222.27%2.28%2.28%Q4 2017Q1 20182
Aevitas Wealth Management, Inc. 220.02%0.02%0.02%Q2 2018Q3 20182
Stratos Wealth Partners, LTD. 220.01%0.01%0.01%Q4 2017Q1 20182
STANCORP INVESTMENT ADVISERS INC 220.01%0.01%0.01%Q4 2014Q1 20152
WHITTIER TRUST CO 220.00%0.00%0.00%Q1 2017Q2 20172
INTERACTIVE FINANCIAL ADVISORS, INC. 110.01%0.01%0.01%Q2 2019Q2 20191
LEVEL FOUR ADVISORY SERVICES, LLC 110.02%0.02%0.02%Q4 2017Q4 20171
Community Bank, N.A. 110.00%0.00%0.00%Q4 2020Q4 20201
EPG Wealth Management LLC 110.00%0.00%0.00%Q1 2020Q1 20201
MBE Wealth Management, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
TD Capital Management LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Polaris Wealth Advisory Group, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Integrated Wealth Management 110.03%0.03%0.03%Q1 2015Q1 20151
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
BANK OF NOVA SCOTIA 110.01%0.01%0.01%Q3 2017Q3 20171
Valeo Financial Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
CoreFirst Bank & Trust 110.22%0.22%0.22%Q4 2020Q4 20201
CapWealth Advisors, LLC 110.01%0.01%0.01%Q3 2016Q3 20161
American Financial Network Advisory Services LLC 110.00%0.00%0.00%Q4 2017Q4 20171
FIRST TRUST ADVISORS LP 110.00%0.00%0.00%Q4 2020Q4 20201
CWM, LLC 110.02%0.02%0.02%Q4 2018Q4 20181
Sigma Planning Corp 110.02%0.02%0.02%Q4 2017Q4 20171
FineMark National Bank & Trust 110.00%0.00%0.00%Q2 2015Q2 20151
Golden Green, Inc. 110.75%0.75%0.75%Q4 2020Q4 20201
Janney Capital Management LLC 110.00%0.00%0.00%Q2 2015Q2 20151
Saratoga Research & Investment Management 110.00%0.00%0.00%Q3 2017Q3 20171
BOOTHBAY FUND MANAGEMENT, LLC 110.10%0.10%0.10%Q4 2015Q4 20151
WOLFF WIESE MAGANA LLC 110.10%0.10%0.10%Q4 2020Q4 20201
Trust Co 110.02%0.02%0.02%Q4 2016Q4 20161
Cable Hill Partners, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q2 2015Q2 20151
LIBERTY WEALTH MANAGEMENT LLC 110.00%0.00%0.00%Q1 2020Q1 20201
WealthOne, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Sound View Wealth Advisors Group, LLC 110.05%0.05%0.05%Q4 2020Q4 20201
Valley Brook Capital Group, Inc. 110.04%0.04%0.04%Q4 2020Q4 20201
QCI ASSET MANAGEMENT INC/NY 110.00%0.00%0.00%Q2 2017Q2 20171
Cowen Prime Services LLC 110.12%0.12%0.12%Q2 2013Q2 20131
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Gupta Wealth Management LLC 110.01%0.01%0.01%Q4 2015Q4 20151
ROPES WEALTH ADVISORS LLC 110.01%0.01%0.01%Q3 2020Q3 20201
WESPAC Advisors SoCal, LLC 110.02%0.02%0.02%Q3 2018Q3 20181
Squarepoint Ops LLC 110.03%0.03%0.03%Q4 2015Q4 20151
Crosspoint Capital Strategies, LLC 110.01%0.01%0.01%Q1 2014Q1 20141
Gryphon Financial Partners LLC 110.19%0.19%0.19%Q4 2018Q4 20181
Matisse Capital 110.35%0.35%0.35%Q4 2015Q4 20151
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Partnervest Advisory Services LLC 110.09%0.09%0.09%Q1 2019Q1 20191
Starfire Investment Advisers, Inc. 110.20%0.20%0.20%Q4 2017Q4 20171
JNBA Financial Advisors 110.01%0.01%0.01%Q3 2016Q3 20161
B. Riley Wealth Advisors, Inc. 110.02%0.02%0.02%Q4 2020Q4 20201
PARSONS CAPITAL MANAGEMENT INC/RI 110.02%0.02%0.02%Q4 2020Q4 20201
Claro Advisors LLC 110.11%0.11%0.11%Q4 2018Q4 20181
CALTON & ASSOCIATES, INC. 110.00%0.00%0.00%Q4 2017Q4 20171
V Wealth Advisors LLC 110.01%0.01%0.01%Q2 2017Q2 20171
External links

This page lists all the filers that currently own ALLIANZGI EQUITY & CONV INCO or have owned ALLIANZGI EQUITY & CONV INCO in the past.