$334 Thousand is the total value of PenderFund Capital Management Ltd.'s 112 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 83.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BUR | Sell | BURFORD CAP LTD | $16,104 | +16.7% | 846,905 | -1.0% | 4.83% | +12.4% |
| PAR | Sell | PAR TECHNOLOGY CORP | $15,513 | +16.7% | 296,349 | -2.7% | 4.65% | +12.5% |
| Sell | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $12,549 | -0.5% | 9,295,000 | -21.2% | 3.76% | -4.1% | |
| FET | Sell | FORUM ENERGY TECHNOLOGIES IN | $6,529 | -23.2% | 200,122 | -20.2% | 1.96% | -26.0% |
| KKR | Sell | KKR & CO INC | $5,945 | +5.4% | 71,060 | -6.5% | 1.78% | +1.7% |
| EDD | Sell | MORGAN STANLEY EMERGING MKTS | $5,601 | -7.5% | 967,918 | -0.7% | 1.68% | -10.9% |
| ATEX | Sell | ANTERIX INC | $5,354 | +0.8% | 125,620 | -0.7% | 1.60% | -2.8% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $4,592 | -29.5% | 407,300 | -28.6% | 1.38% | -32.0% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $4,439 | -5.6% | 37,758 | -11.6% | 1.33% | -9.0% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $4,378 | -18.3% | 69,847 | -13.2% | 1.31% | -21.2% |
| BIDU | Sell | BAIDU INCspon adr rep a | $4,367 | -8.8% | 23,930 | -9.3% | 1.31% | -12.0% |
| FAX | Sell | ABRDN ASIA PACIFIC INCOME FU | $2,146 | -70.9% | 644,870 | -68.7% | 0.64% | -71.9% |
| Sell | BEYOND MEAT INCnote 3/1 | $1,453 | -50.1% | 4,000,000 | -50.0% | 0.44% | -52.0% | |
| Exit | ALLEGO N V*w exp 03/16/202 | $0 | – | -250 | -100.0% | 0.00% | – | |
| Exit | OXBRIDGE ACQUISITION CORP | $0 | – | -45 | -100.0% | 0.00% | – | |
| Exit | WILLIAMS ROWLAND ACQUISITION | $0 | – | -1 | -100.0% | 0.00% | – | |
| BLUA | Exit | BLUERIVER ACQUISITION CORP | $0 | – | -204 | -100.0% | -0.00% | – |
| Exit | SILVERBOX CORP IIIunit 02/28/2028 | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| MTAC | Exit | MEDTECH ACQUISITION CORP | $0 | – | -1,768 | -100.0% | -0.01% | – |
| RMGC | Exit | RMG ACQUISITION CORP III | $0 | – | -4,059 | -100.0% | -0.02% | – |
| EAC | Exit | EDIFY ACQUISITION CORPcl a | $0 | – | -5,013 | -100.0% | -0.02% | – |
| Exit | CORSAIR PARTNERING CORP | $0 | – | -5,149 | -100.0% | -0.02% | – | |
| Exit | MOUNTAIN CREST ACQSITN CORP | $0 | – | -6,777 | -100.0% | -0.03% | – | |
| Exit | GREENLIGHT BIOSCIENCS HLDS P | $0 | – | -331,110 | -100.0% | -0.04% | – | |
| Exit | FTAC EMERALD ACQUISITION COR | $0 | – | -9,935 | -100.0% | -0.04% | – | |
| DNAD | Exit | SOCIAL CAP SUVRETTA HLDS CP | $0 | – | -9,910 | -100.0% | -0.04% | – |
| Exit | ELLIOTT OPPORTUNITY II CORP | $0 | – | -11,399 | -100.0% | -0.05% | – | |
| DNAB | Exit | SOCIAL CAP SUVRETTA HLDS CRP | $0 | – | -11,440 | -100.0% | -0.05% | – |
| Exit | THUNDER BRDG CAP PRTNRS IV I | $0 | – | -13,452 | -100.0% | -0.06% | – | |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $0 | – | -1,680 | -100.0% | -0.07% | – |
| ATAQ | Exit | ALTIMAR ACQUISITION CORP III | $0 | – | -19,294 | -100.0% | -0.08% | – |
| Exit | INFLECTION PT ACQUISITN CRPunit 08/29/2031 | $0 | – | -25,000 | -100.0% | -0.10% | – | |
| Exit | MOBIV ACQUISITION CORP | $0 | – | -27,670 | -100.0% | -0.12% | – | |
| Exit | FORGEROCK INCcl a | $0 | – | -14,690 | -100.0% | -0.12% | – | |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -333,220 | -100.0% | -0.13% | – |
| Exit | KENSINGTON CAPITAL ACQUISITI | $0 | – | -36,400 | -100.0% | -0.16% | – | |
| CLBR | Exit | COLOMBIER ACQUISITION CORPcl a | $0 | – | -40,760 | -100.0% | -0.17% | – |
| Exit | DICE THERAPEUTICS INC | $0 | – | -10,467 | -100.0% | -0.20% | – | |
| WTT | Exit | WIRELESS TELECOM GROUP INC | $0 | – | -233,972 | -100.0% | -0.20% | – |
| PRTK | Exit | PARATEK PHARMACEUTICALS INC | $0 | – | -233,590 | -100.0% | -0.21% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -12,770 | -100.0% | -0.22% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -10,780 | -100.0% | -0.24% | – |
| TRTN | Exit | TRITON INTL LTDcl a | $0 | – | -7,220 | -100.0% | -0.25% | – |
| Exit | SOUTHPORT ACQUISITION CORP | $0 | – | -59,330 | -100.0% | -0.26% | – | |
| KDNY | Exit | CHINOOK THERAPEUTICS INC | $0 | – | -16,480 | -100.0% | -0.26% | – |
| FRG | Exit | FRANCHISE GROUP INC | $0 | – | -23,550 | -100.0% | -0.28% | – |
| ABST | Exit | ABSOLUTE SOFTWARE CORP | $0 | – | -59,268 | -100.0% | -0.28% | – |
| Exit | EMBARK TECHNOLOGY INC | $0 | – | -239,113 | -100.0% | -0.28% | – | |
| Exit | FIRST LT ACQUISITION GROUP Icl a | $0 | – | -66,323 | -100.0% | -0.29% | – | |
| SYNH | Exit | SYNEOS HEALTH INCcl a | $0 | – | -16,680 | -100.0% | -0.29% | – |
| ARNC | Exit | ARCONIC CORPORATION | $0 | – | -26,320 | -100.0% | -0.32% | – |
| GLOP | Exit | GASLOG PARTNERS LPunit ltd ptnrp | $0 | – | -97,640 | -100.0% | -0.35% | – |
| USX | Exit | U S XPRESS ENTERPRISES INC | $0 | – | -141,005 | -100.0% | -0.36% | – |
| UNVR | Exit | UNIVAR SOLUTIONS INC | $0 | – | -25,660 | -100.0% | -0.38% | – |
| QUOT | Exit | QUOTIENT TECHNOLOGY INC | $0 | – | -251,840 | -100.0% | -0.40% | – |
| HMPT | Exit | HOME PT CAPITAL INCORPORATED | $0 | – | -435,533 | -100.0% | -0.42% | – |
| TESS | Exit | TESSCO TECHNOLOGIES INC | $0 | – | -117,740 | -100.0% | -0.43% | – |
| FOCS | Exit | FOCUS FINL PARTNERS INC | $0 | – | -20,890 | -100.0% | -0.45% | – |
| Exit | BERKSHIRE GREY INC | $0 | – | -819,020 | -100.0% | -0.48% | – | |
| RADI | Exit | RADIUS GLOBAL INFRASTRCTRE I | $0 | – | -77,580 | -100.0% | -0.48% | – |
| DSEY | Exit | DIVERSEY HLDGS LTD | $0 | – | -137,750 | -100.0% | -0.48% | – |
| ISEE | Exit | IVERIC BIO INC | $0 | – | -29,450 | -100.0% | -0.48% | – |
| BKI | Exit | BLACK KNIGHT INC | $0 | – | -24,660 | -100.0% | -0.61% | – |
| Exit | SNAP INCnote 5/0 | $0 | – | -2,000,000 | -100.0% | -0.61% | – | |
| Exit | SNAP INCnote 0.125% 3/0 | $0 | – | -3,000,000 | -100.0% | -0.88% | – | |
| Exit | BANDWIDTH INCnote 0.250% 3/0 | $0 | – | -4,000,000 | -100.0% | -1.30% | – | |
| Exit | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $0 | – | -13,010,000 | -100.0% | -5.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.