$334 Thousand is the total value of PenderFund Capital Management Ltd.'s 112 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 371.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $29,833 | +42.9% | 41,029,000 | +30.9% | 8.94% | +37.8% | |
| Buy | FIRST MAJESTIC SILVER CORPnote 0.375% 1/1 | $23,637 | +23.0% | 23,000,000 | +15.0% | 7.08% | +18.5% | |
| Buy | SSR MINING INnote 2.500% 4/0 | $14,136 | +45.3% | 10,150,000 | +49.3% | 4.24% | +40.0% | |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $11,707 | – | 850,000 | +100.0% | 3.51% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $11,176 | – | 850,000 | +100.0% | 3.35% | – |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $10,724 | +6.8% | 757,000 | +16.5% | 3.21% | +3.0% |
| CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $4,710 | – | 200,000 | +100.0% | 1.41% | – |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $4,655 | +32.7% | 416,436 | +39.4% | 1.40% | +28.0% |
| ARGO | Buy | ARGO GROUP INTL HLDGS LTD | $1,705 | +35.2% | 42,060 | +30.9% | 0.51% | +30.4% |
| GHL | Buy | GREENHILL & CO INC | $1,657 | +30.6% | 82,410 | +26.0% | 0.50% | +26.1% |
| BCOR | New | AVANTAX INC | $1,461 | – | 42,064 | +100.0% | 0.44% | – |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $1,400 | – | 100,000 | +100.0% | 0.42% | – |
| EMAN | Buy | EMAGIN CORP | $1,385 | +35.3% | 512,400 | +31.3% | 0.42% | +30.5% |
| HCCI | New | HERITAGE CRYSTAL CLEAN INC | $1,337 | – | 21,712 | +100.0% | 0.40% | – |
| NATI | Buy | NATIONAL INSTRS CORP | $1,330 | +67.9% | 16,420 | +57.7% | 0.40% | +62.2% |
| MDWT | Buy | MIDWEST HLDG INC | $1,265 | +45.2% | 35,618 | +45.0% | 0.38% | +39.9% |
| TRHC | New | TABULA RASA HEALTHCARE INC | $1,261 | – | 90,023 | +100.0% | 0.38% | – |
| DEN | New | DENBURY INC | $1,247 | – | 9,370 | +100.0% | 0.37% | – |
| CTG | New | COMPUTER TASK GROUP INC | $1,231 | – | 87,710 | +100.0% | 0.37% | – |
| CIR | Buy | CIRCOR INTL INC | $1,206 | +29.0% | 15,930 | +27.4% | 0.36% | +24.1% |
| AEL | New | AMERICAN EQTY INVT LIFE HLD | $1,177 | – | 16,160 | +100.0% | 0.35% | – |
| New | THORNE HEALTHTECH INC | $1,105 | – | 79,830 | +100.0% | 0.33% | – | |
| ABCM | New | ABCAM PLCads | $1,101 | – | 35,830 | +100.0% | 0.33% | – |
| PLM | New | POLYMET MNG CORP | $1,076 | – | 380,905 | +100.0% | 0.32% | – |
| AVID | New | AVID TECHNOLOGY INC | $1,008 | – | 27,626 | +100.0% | 0.30% | – |
| VRTV | New | VERITIV CORP | $961 | – | 4,190 | +100.0% | 0.29% | – |
| SQNS | New | SEQUANS COMMUNICATIONS S Asponsored ads | $954 | – | 248,238 | +100.0% | 0.29% | – |
| Buy | KALEYRA INC | $908 | +123.1% | 92,360 | +102.7% | 0.27% | +114.2% | |
| HT | New | HERSHA HOSPITALITY TR | $896 | – | 66,867 | +100.0% | 0.27% | – |
| CCF | New | CHASE CORP | $890 | – | 5,150 | +100.0% | 0.27% | – |
| SCU | New | SCULPTOR CAP MGMT | $887 | – | 56,280 | +100.0% | 0.27% | – |
| CPRI | New | CAPRI HOLDINGS LIMITED | $885 | – | 12,380 | +100.0% | 0.26% | – |
| FRGI | New | FIESTA RESTAURANT GROUP INC | $876 | – | 76,220 | +100.0% | 0.26% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS IN | $877 | – | 34,840 | +100.0% | 0.26% | – |
| BLI | New | PHENOMEX INC | $862 | – | 635,800 | +100.0% | 0.26% | – |
| New | SOVOS BRANDS INC | $821 | – | 26,810 | +100.0% | 0.25% | – | |
| AJX | New | GREAT AJAX CORP | $780 | – | 89,190 | +100.0% | 0.23% | – |
| SSYS | New | STRATASYS LTD | $755 | – | 40,840 | +100.0% | 0.23% | – |
| HZNP | Buy | HORIZON THERAPEUTICS PUB L | $680 | +31.8% | 4,330 | +14.2% | 0.20% | +27.5% |
| NEWR | New | NEW RELIC INC | $659 | – | 5,670 | +100.0% | 0.20% | – |
| ARCE | New | ARCO PLATFORM LTD | $581 | – | 31,023 | +100.0% | 0.17% | – |
| AMNB | New | AMERICAN NATL BANKSHARES INC | $534 | – | 10,370 | +100.0% | 0.16% | – |
| WIA | Buy | WESTERN ASST INFLTN LKD INM | $506 | +50500.0% | 47,666 | +36566.2% | 0.15% | – |
| DG | New | DOLLAR GEN CORP NEW | $440 | – | 3,060 | +100.0% | 0.13% | – |
| ESTE | New | EARTHSTONE ENERGY INCcl a | $429 | – | 15,620 | +100.0% | 0.13% | – |
| AAIC | New | ARLINGTON ASSET INVST CORPcl a new | $419 | – | 72,090 | +100.0% | 0.13% | – |
| PFSW | New | PFSWEB INC | $417 | – | 41,217 | +100.0% | 0.12% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $413 | – | 3,250 | +100.0% | 0.12% | – |
| MMM | New | 3M CO | $399 | – | 3,140 | +100.0% | 0.12% | – |
| New | TIMBER PHARMACEUTICALS INC | $391 | – | 96,790 | +100.0% | 0.12% | – | |
| New | INFLECTION PT ACQUISITN CRP | $347 | – | 25,000 | +100.0% | 0.10% | – | |
| NXGN | New | NEXTGEN HEALTHCARE INC | $332 | – | 10,290 | +100.0% | 0.10% | – |
| SCPL | New | SCIPLAY CORPORATIONcl a | $220 | – | 7,100 | +100.0% | 0.07% | – |
| ZYNE | New | ZYNERBA PHARMACEUTICALS INC | $213 | – | 123,444 | +100.0% | 0.06% | – |
| New | CRIXUS BH3 ACQUISITION CO | $197 | – | 13,756 | +100.0% | 0.06% | – | |
| SPLK | New | SPLUNK INC | $111 | – | 560 | +100.0% | 0.03% | – |
| TWNK | New | HOSTESS BRANDS INCcl a | $67 | – | 1,490 | +100.0% | 0.02% | – |
| PACW | New | PACWEST BANCORP DEL | $64 | – | 5,992 | +100.0% | 0.02% | – |
| New | ELECTRIQ PWR HLDGS INC | $52 | – | 21,917 | +100.0% | 0.02% | – | |
| LL | New | LL FLOORING HOLDINGS INC | $22 | – | 5,210 | +100.0% | 0.01% | – |
| New | BERENSON ACQUISITION CORP I | $25 | – | 1,791 | +100.0% | 0.01% | – | |
| New | FINTECH ECOSYSTEM DEVE | $25 | – | 1,721 | +100.0% | 0.01% | – | |
| LCA | New | LANDCADIA HOLDINGS IV INC | $16 | – | 1,145 | +100.0% | 0.01% | – |
| New | SILVERBOX CORP III | $14 | – | 1,000 | +100.0% | 0.00% | – | |
| New | INFLECTION PT ACQUISITN CRP*w exp 08/31/202 | $3 | – | 12,499 | +100.0% | 0.00% | – | |
| New | SILVERBOX CORP III*w exp 02/28/202 | $0 | – | 332 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.