$318 Thousand is the total value of PenderFund Capital Management Ltd.'s 130 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 80.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST MAJESTIC SILVER CORPnote 0.375% 1/1 | $18,245 | +26.7% | 17,500,000 | +40.0% | 5.73% | +33.5% | |
| OPKO HEALTH INCnote 4.500% 2/1 | $17,548 | +4.0% | 14,000,000 | 0.0% | 5.51% | +9.5% | ||
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $15,930 | -14.5% | 15,510,000 | 0.0% | 5.00% | -10.0% | ||
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $13,303 | +10.6% | 11,795,000 | 0.0% | 4.18% | +16.5% | ||
| PAR | Buy | PAR TECHNOLOGY CORP | $12,748 | +57.1% | 277,761 | +20.8% | 4.00% | +65.5% |
| Buy | SANGOMA TECHNOLOGIES CORP | $12,185 | -19.5% | 2,398,707 | +0.6% | 3.83% | -15.2% | |
| BUR | Sell | BURFORD CAP LTD | $10,734 | +17.5% | 718,082 | -13.3% | 3.37% | +23.8% |
| Buy | BANDWIDTH INCnote 0.500% 4/0 | $10,542 | +11.8% | 12,000,000 | +9.1% | 3.31% | +17.7% | |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $10,498 | +113.9% | 650,000 | +116.7% | 3.30% | +125.4% |
| Sell | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $9,838 | -61.0% | 7,377,675 | -56.6% | 3.09% | -59.0% | |
| Sell | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $9,826 | -38.1% | 17,454,000 | -17.3% | 3.09% | -34.8% | |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $8,618 | – | 250,757 | +100.0% | 2.71% | – |
| FAX | ABRDN ASIA PACIFIC INCOME FU | $7,765 | +0.9% | 2,160,000 | 0.0% | 2.44% | +6.3% | |
| Buy | SSR MINING INnote 2.500% 4/0 | $7,435 | +21.6% | 5,000,000 | +25.0% | 2.34% | +28.1% | |
| KKR | Sell | KKR & CO INC | $7,000 | -11.1% | 98,620 | -21.3% | 2.20% | -6.4% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $6,676 | +6.5% | 111,077 | -22.7% | 2.10% | +12.2% |
| DOCEBO INC | $6,482 | +23.0% | 117,820 | 0.0% | 2.04% | +29.6% | ||
| EMD | Buy | WESTERN ASSET EMERGING MKTS | $6,461 | +27.8% | 556,522 | +35.8% | 2.03% | +34.6% |
| AVNW | AVIAT NETWORKS INC | $6,032 | +10.3% | 129,524 | 0.0% | 1.89% | +16.1% | |
| ATEX | ANTERIX INC | $5,654 | +2.6% | 126,500 | 0.0% | 1.78% | +8.1% | |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $5,487 | +3.8% | 49,178 | -8.9% | 1.72% | +9.3% |
| BIDU | Sell | BAIDU INCspon adr rep a | $5,464 | -0.8% | 26,790 | -24.7% | 1.72% | +4.4% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $5,310 | -16.7% | 69,570 | -23.0% | 1.67% | -12.2% |
| PTON | PELOTON INTERACTIVE INC | $5,167 | +42.6% | 337,090 | 0.0% | 1.62% | +50.3% | |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $4,654 | +18.0% | 761,935 | +15.1% | 1.46% | +24.2% |
| BANDWIDTH INCnote 0.250% 3/0 | $4,222 | +2.6% | 4,000,000 | 0.0% | 1.33% | +8.2% | ||
| EGAN | Sell | EGAIN CORP | $3,740 | -24.5% | 364,623 | -10.0% | 1.17% | -20.5% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $3,554 | +1.3% | 287,378 | +1.3% | 1.12% | +6.7% |
| HHC | HOWARD HUGHES CORP | $3,550 | +4.5% | 32,834 | 0.0% | 1.12% | +10.1% | |
| JD | Sell | JD.COM INCspon adr cl a | $3,360 | -22.9% | 56,665 | -1.2% | 1.06% | -18.8% |
| TPL | TEXAS PACIFIC LAND CORPORATI | $3,281 | -27.6% | 1,427 | 0.0% | 1.03% | -23.7% | |
| New | SNAP INCnote 0.125% 3/0 | $2,865 | – | 3,000,000 | +100.0% | 0.90% | – | |
| BEYOND MEAT INCnote 3/1 | $2,595 | -8.9% | 8,000,000 | 0.0% | 0.82% | -4.0% | ||
| SQ | BLOCK INCcl a | $2,517 | +9.1% | 27,130 | 0.0% | 0.79% | +14.8% | |
| IAC | IAC INC | $2,001 | +16.0% | 28,700 | 0.0% | 0.63% | +22.2% | |
| New | SNAP INCnote 5/0 | $1,983 | – | 2,000,000 | +100.0% | 0.62% | – | |
| AMYT | New | AMRYT PHARMA PLCsponsored ads | $1,879 | – | 95,370 | +100.0% | 0.59% | – |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $1,594 | -83.1% | 23,130 | -82.8% | 0.50% | -82.2% |
| Sell | MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,586 | +5.2% | 740,000 | -25.3% | 0.50% | +10.7% | |
| BKI | Buy | BLACK KNIGHT INC | $1,569 | +205.3% | 20,170 | +228.0% | 0.49% | +222.2% |
| MGI | Buy | MONEYGRAM INTL INC | $1,543 | +49.1% | 109,700 | +56.3% | 0.48% | +57.0% |
| Sell | BROOKFIELD CORPcl a ltd vt sh | $1,457 | -27.7% | 33,090 | -30.0% | 0.46% | -23.7% | |
| CVII | Buy | CHURCHILL CAPITAL CORP | $1,436 | +68.3% | 104,766 | +65.8% | 0.45% | +77.6% |
| CCVI | Buy | CHURCHILL CAPITAL CORP VI | $1,432 | +98.9% | 104,780 | +97.1% | 0.45% | +109.3% |
| RADI | New | RADIUS GLOBAL INFRASTRCTRE I | $1,404 | – | 70,810 | +100.0% | 0.44% | – |
| New | CVENT HOLDING CORP | $1,390 | – | 123,110 | +100.0% | 0.44% | – | |
| CINR | New | SISECAM RESOURCES LP | $1,220 | – | 35,942 | +100.0% | 0.38% | – |
| INDT | New | INDUS REALTY TRUST INC | $1,185 | – | 13,230 | +100.0% | 0.37% | – |
| AGFS | Buy | AGROFRESH SOLUTIONS INC | $1,098 | +205.0% | 270,846 | +201.6% | 0.34% | +222.4% |
| TA | New | TRAVELCENTERS OF AMERICA INC | $1,070 | – | 9,150 | +100.0% | 0.34% | – |
| Buy | FORGEROCK INCcl a | $1,042 | +39.1% | 37,430 | +54.0% | 0.33% | +46.6% | |
| MNTV | New | MOMENTIVE GLOBAL INC | $1,029 | – | 81,680 | +100.0% | 0.32% | – |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC. | $1,026 | -18.4% | 9,060 | -31.5% | 0.32% | -14.1% |
| NOA | NORTH AMERN CONSTR GROUP LTD | $1,012 | +24.6% | 44,910 | 0.0% | 0.32% | +31.4% | |
| ATCX | New | ATLAS TECHNICAL CONSULTANTS | $972 | – | 59,050 | +100.0% | 0.30% | – |
| SJR | Sell | SHAW COMMUNICATIONS INCcl b conv | $972 | -69.3% | 24,030 | -70.3% | 0.30% | -67.6% |
| KW | Sell | KENNEDY-WILSON HOLDINGS INC | $923 | -28.9% | 41,150 | -32.5% | 0.29% | -25.1% |
| PRVB | New | PROVENTION BIO INC | $920 | – | 28,250 | +100.0% | 0.29% | – |
| Buy | FIRST LT ACQUISITION GROUP Icl a | $921 | +26.0% | 66,323 | +24.9% | 0.29% | +32.6% | |
| FHN | Buy | FIRST HORIZON CORPORATION | $836 | +60.5% | 34,810 | +121.7% | 0.26% | +69.7% |
| UNVR | New | UNIVAR SOLUTIONS INC | $819 | – | 17,290 | +100.0% | 0.26% | – |
| CSII | New | CARDIOVASCULAR SYS INC DEL | $814 | – | 30,330 | +100.0% | 0.26% | – |
| DSEY | New | DIVERSEY HLDGS LTD | $814 | – | 74,410 | +100.0% | 0.26% | – |
| TIG | New | TREAN INS GROUP INC | $799 | – | 96,580 | +100.0% | 0.25% | – |
| ARGO | New | ARGO GROUP INTL HLDGS LTD | $798 | – | 20,170 | +100.0% | 0.25% | – |
| SUMO | New | SUMO LOGIC INC | $794 | – | 49,050 | +100.0% | 0.25% | – |
| SAVE | Buy | SPIRIT AIRLS INC | $787 | +88.7% | 33,930 | +114.7% | 0.25% | +99.2% |
| USX | New | U S XPRESS ENTERPRISES INC | $783 | – | 97,489 | +100.0% | 0.25% | – |
| KBAL | New | KIMBALL INTL INCcl b | $784 | – | 46,810 | +100.0% | 0.25% | – |
| New | BLUE SAFARI GRP ACQUISITN CO | $775 | – | 52,830 | +100.0% | 0.24% | – | |
| New | HAWKS ACQUISITION CORPcl a | $773 | – | 56,230 | +100.0% | 0.24% | – | |
| CIGI | Sell | COLLIERS INTL GROUP INC | $767 | -45.2% | 5,380 | -52.2% | 0.24% | -42.2% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $754 | – | 6,000 | +100.0% | 0.24% | – |
| STWD | Sell | STARWOOD PPTY TR INC | $751 | -36.1% | 31,400 | -33.8% | 0.24% | -32.8% |
| New | BERKSHIRE GREY INC | $746 | – | 401,610 | +100.0% | 0.23% | – | |
| FOCS | New | FOCUS FINL PARTNERS INC | $739 | – | 10,550 | +100.0% | 0.23% | – |
| SBUX | Sell | STARBUCKS CORP | $736 | -50.6% | 5,230 | -52.8% | 0.23% | -48.0% |
| Buy | WELSBACH TECH METALS ACQU CO | $719 | +79.8% | 51,231 | +77.1% | 0.23% | +89.9% | |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $690 | -24.1% | 6,250 | -29.1% | 0.22% | -19.9% |
| AJRD | Buy | AEROJET ROCKETDYNE HLDGS INC | $665 | +265.4% | 8,760 | +265.0% | 0.21% | +287.0% |
| ALTU | Buy | ALTITUDE ACQUISITION CORP | $665 | +20.7% | 48,368 | +18.0% | 0.21% | +27.4% |
| JNCE | New | JOUNCE THERAPEUTICS INC | $616 | – | 246,310 | +100.0% | 0.19% | – |
| New | REDWOODS ACQUISITION CORP | $580 | – | 41,558 | +100.0% | 0.18% | – | |
| WARNER BROS DISCOVERY INC | $551 | +58.8% | 27,000 | 0.0% | 0.17% | +68.0% | ||
| TGNA | Buy | TEGNA INC | $532 | -1.8% | 23,280 | +23.2% | 0.17% | +3.1% |
| New | DUET ACQUISITION CORP | $530 | – | 37,860 | +100.0% | 0.17% | – | |
| FSV | New | FIRSTSERVICE CORP NEW | $518 | – | 2,720 | +100.0% | 0.16% | – |
| KENSINGTON CAPITAL ACQUISITI | $513 | +2.2% | 36,400 | 0.0% | 0.16% | +7.3% | ||
| ALCC | Buy | ALTC ACQUISITION CORP | $477 | +461.2% | 34,776 | +448.0% | 0.15% | +500.0% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $468 | -61.4% | 750 | -54.3% | 0.15% | -59.3% |
| NUVA | New | NUVASIVE INC | $419 | – | 7,500 | +100.0% | 0.13% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB L | $398 | – | 2,700 | +100.0% | 0.12% | – |
| SGEN | New | SEAGEN INC | $397 | – | 1,450 | +100.0% | 0.12% | – |
| XM | New | QUALTRICS INTL INC | $337 | – | 14,000 | +100.0% | 0.11% | – |
| SFIX | STITCH FIX INC | $287 | +64.0% | 41,580 | 0.0% | 0.09% | +73.1% | |
| ARISZ ACQUISITION CORP | $284 | +3.6% | 20,390 | 0.0% | 0.09% | +8.5% | ||
| ATAQ | New | ALTIMAR ACQUISITION CORP III | $263 | – | 19,294 | +100.0% | 0.08% | – |
| COIN | COINBASE GLOBAL INC | $265 | +90.6% | 2,900 | 0.0% | 0.08% | +102.4% | |
| BOAC | New | BLUESCAPE OPPORTUNITIES ACQU | $219 | – | 16,257 | +100.0% | 0.07% | – |
| APGB | Buy | APOLLO STRATEGIC GRWT CPTL I | $212 | +79.7% | 15,272 | +75.5% | 0.07% | +91.4% |
| New | BANNER ACQUISITION CORP | $181 | – | 13,102 | +100.0% | 0.06% | – | |
| DNAB | Buy | SOCIAL CAP SUVRETTA HLDS CRP | $158 | +33.9% | 11,440 | +31.8% | 0.05% | +42.9% |
| Buy | ELLIOTT OPPORTUNITY II CORP | $158 | +81.6% | 11,399 | +78.1% | 0.05% | +92.3% | |
| BRIV | Buy | B RILEY PRIN 250 MERGER CORP | $158 | +32.8% | 11,490 | +30.0% | 0.05% | +42.9% |
| SMLR | Sell | SEMLER SCIENTIFIC INC | $153 | -59.2% | 4,200 | -50.0% | 0.05% | -57.1% |
| DNAD | Buy | SOCIAL CAP SUVRETTA HLDS CP | $137 | +16.1% | 9,910 | +14.2% | 0.04% | +22.9% |
| Buy | FTAC EMERALD ACQUISITION COR | $137 | +6750.0% | 9,935 | +7259.3% | 0.04% | +4200.0% | |
| New | BLACK MOUNTAIN ACQ CORP | $123 | – | 8,783 | +100.0% | 0.04% | – | |
| COOL | New | CORNER GROWTH ACQUISITION CO | $96 | – | 7,060 | +100.0% | 0.03% | – |
| CEMI | New | CHEMBIO DIAGNOSTICS INC | $88 | – | 147,459 | +100.0% | 0.03% | – |
| AMAO | New | AMERICAN ACQUISITION OPPT IN | $80 | – | 5,832 | +100.0% | 0.02% | – |
| EAC | EDIFY ACQUISITION CORPcl a | $69 | 0.0% | 5,013 | 0.0% | 0.02% | +4.8% | |
| New | BERENSON ACQUISITION CORP I | $59 | – | 4,351 | +100.0% | 0.02% | – | |
| NXE | NEXGEN ENERGY LTD | $59 | -10.6% | 11,300 | 0.0% | 0.02% | -5.0% | |
| RMGC | Sell | RMG ACQUISITION CORP III | $55 | -5.2% | 4,059 | -4.6% | 0.02% | 0.0% |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $35 | 0.0% | 2,800 | 0.0% | 0.01% | +10.0% | |
| GBRG | New | GOLDENBRIDGE ACQUISITION LTD | $31 | – | 2,130 | +100.0% | 0.01% | – |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $12 | -25.0% | 53,598 | 0.0% | 0.00% | -20.0% | |
| New | SILVERBOX CORP IIIunit 02/28/2028 | $14 | – | 1,000 | +100.0% | 0.00% | – | |
| NLTX | New | NEOLEUKIN THERAPEUTICS INC | $6 | – | 6,709 | +100.0% | 0.00% | – |
| VELO3D INC*w exp 09/29/202 | $3 | +200.0% | 5,000 | 0.0% | 0.00% | – | ||
| BLUA | New | BLUERIVER ACQUISITION CORP | $2 | – | 126 | +100.0% | 0.00% | – |
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202 | $1 | – | 2,500 | 0.0% | 0.00% | – | ||
| New | OXBRIDGE ACQUISITION CORP | $0 | – | 4 | +100.0% | 0.00% | – | |
| WIA | Sell | WESTERN ASST INFLTN LKD INM | $1 | -99.6% | 128 | -99.4% | 0.00% | -100.0% |
| LEGAW | Exit | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $0 | – | -2,500 | -100.0% | 0.00% | – |
| JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $1 | 0.0% | 2,500 | 0.0% | 0.00% | – | ||
| New | ALLEGO N V*w exp 03/16/202 | $0 | – | 250 | +100.0% | 0.00% | – | |
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| PNTM | Exit | PONTEM CORPORATION | $0 | – | -2,900 | -100.0% | -0.01% | – |
| SWAV | Exit | SHOCKWAVE MED INC | $0 | – | -160 | -100.0% | -0.01% | – |
| GPOR | Exit | GULFPORT ENERGY CORP | $0 | – | -500 | -100.0% | -0.02% | – |
| VAQC | Exit | VECTOR ACQUISITION CORP II | $0 | – | -6,346 | -100.0% | -0.03% | – |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -6,400 | -100.0% | -0.03% | – |
| MSDA | Exit | MSD ACQUISITION CORP | $0 | – | -6,300 | -100.0% | -0.03% | – |
| WPCA | Exit | WARBURG PINCUS CAPTAL CORP I | $0 | – | -6,429 | -100.0% | -0.03% | – |
| JWSM | Exit | JAWS MUSTANG ACQUISITION COR | $0 | – | -7,900 | -100.0% | -0.03% | – |
| WPCB | Exit | WARBURG PINCUS CAPTAL CORP I | $0 | – | -8,040 | -100.0% | -0.03% | – |
| KVSC | Exit | KHOSLA VENTURES ACQUT CO III | $0 | – | -8,680 | -100.0% | -0.04% | – |
| SLAM | Exit | SLAM CORP | $0 | – | -8,810 | -100.0% | -0.04% | – |
| HERA | Exit | FTAC HERA ACQUISITION CORP | $0 | – | -8,810 | -100.0% | -0.04% | – |
| ACQR | Exit | INDEPENDENCE HOLDINGS CORP | $0 | – | -8,816 | -100.0% | -0.04% | – |
| FSNB | Exit | FUSION ACQUISITION CORP II | $0 | – | -8,820 | -100.0% | -0.04% | – |
| LGAC | Exit | LAZARD GROWTH ACQUISITION CO | $0 | – | -8,810 | -100.0% | -0.04% | – |
| QUMU | Exit | QUMU CORP | $0 | – | -151,046 | -100.0% | -0.06% | – |
| KNBE | Exit | KNOWBE4 INCcl a | $0 | – | -5,550 | -100.0% | -0.06% | – |
| FSTX | Exit | F-STAR THERAPEUTICS INC | $0 | – | -22,760 | -100.0% | -0.06% | – |
| MYOV | Exit | MYOVANT SCIENCES LTD | $0 | – | -5,300 | -100.0% | -0.06% | – |
| SJI | Exit | SOUTH JERSEY INDS INC | $0 | – | -4,120 | -100.0% | -0.06% | – |
| Exit | BANNIX ACQUISITION CORP | $0 | – | -16,300 | -100.0% | -0.07% | – | |
| Exit | BROAD CAPITAL ACQUISITION CO | $0 | – | -16,173 | -100.0% | -0.07% | – | |
| CEF | Exit | SPROTT PHYSICAL GOLD & SILVEtr unit | $0 | – | -10,000 | -100.0% | -0.07% | – |
| AIMC | Exit | ALTRA INDL MOTION CORP | $0 | – | -3,200 | -100.0% | -0.08% | – |
| ELVT | Exit | ELEVATE CREDIT INC | $0 | – | -108,600 | -100.0% | -0.08% | – |
| BNFT | Exit | BENEFITFOCUS INC | $0 | – | -18,350 | -100.0% | -0.08% | – |
| GAMC | Exit | GOLDEN ARROW MERGER CORP | $0 | – | -19,450 | -100.0% | -0.08% | – |
| POSH | Exit | POSHMARK INC | $0 | – | -11,540 | -100.0% | -0.08% | – |
| OIIM | Exit | O2MICRO INTERNATIONAL LIMITEspons adr | $0 | – | -48,400 | -100.0% | -0.09% | – |
| FCRD | Exit | FIRST EAGLE ALTR CAP BDC INC | $0 | – | -51,850 | -100.0% | -0.09% | – |
| FCAX | Exit | FORTRESS CAPITAL ACQUISITION | $0 | – | -22,255 | -100.0% | -0.09% | – |
| MIT | Exit | MASON INDUSTRIAL TECHNOLGY I | $0 | – | -25,180 | -100.0% | -0.10% | – |
| ATCO | Exit | ATLAS CORPshares | $0 | – | -17,840 | -100.0% | -0.11% | – |
| Exit | PROFESSIONAL HLDG CORP | $0 | – | -11,870 | -100.0% | -0.13% | – | |
| Exit | IMAGO BIOSCIENCES INC | $0 | – | -9,300 | -100.0% | -0.14% | – | |
| Exit | BROOKFIELD ASSET MANAGMT LTD | $0 | – | -11,824 | -100.0% | -0.14% | – | |
| COUP | Exit | COUPA SOFTWARE INC | $0 | – | -4,900 | -100.0% | -0.16% | – |
| EVOP | Exit | EVO PMTS INC | $0 | – | -11,900 | -100.0% | -0.16% | – |
| AVEO | Exit | AVEO PHARMACEUTICALS INC | $0 | – | -27,800 | -100.0% | -0.17% | – |
| ONEM | Exit | 1LIFE HEALTHCARE INC | $0 | – | -24,900 | -100.0% | -0.17% | – |
| SPNE | Exit | SEASPINE HLDGS CORP | $0 | – | -61,260 | -100.0% | -0.21% | – |
| Exit | USERTESTING INC | $0 | – | -69,700 | -100.0% | -0.21% | – | |
| HSAQ | Exit | HEALTH SCIENCES ACQ CORP 2 | $0 | – | -55,300 | -100.0% | -0.22% | – |
| VIVO | Exit | MERIDIAN BIOSCIENCE INC | $0 | – | -17,450 | -100.0% | -0.23% | – |
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -22,650 | -100.0% | -0.26% | – |
| AAWW | Exit | ATLAS AIR WORLDWIDE HLDGS IN | $0 | – | -7,030 | -100.0% | -0.29% | – |
| STOR | Exit | STORE CAP CORP | $0 | – | -22,250 | -100.0% | -0.29% | – |
| Exit | AFFIRM HLDGS INCnote 11/1 added | $0 | – | -1,500,000 | -100.0% | -0.34% | – | |
| Exit | MOUNTAIN CREST ACQSITN CORP | $0 | – | -83,200 | -100.0% | -0.34% | – | |
| Exit | SNAP INCnote 0.750% 8/0 | $0 | – | -1,000,000 | -100.0% | -0.34% | – | |
| Exit | D-WAVE QUANTUM INC | $0 | – | -747,838 | -100.0% | -0.44% | – | |
| Exit | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $0 | – | -1,789,000 | -100.0% | -0.57% | – | |
| Exit | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $0 | – | -1,910,000 | -100.0% | -0.72% | – | |
| UTI | Exit | UNIVERSAL TECHNICAL INST INC | $0 | – | -403,862 | -100.0% | -1.10% | – |
| Exit | EVENTBRITE INCnote 5.000%12/0 | $0 | – | -3,000,000 | -100.0% | -1.12% | – | |
| Exit | EVENTBRITE INCnote 0.750% 9/1 | $0 | – | -12,500,000 | -100.0% | -3.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.