$335 Thousand is the total value of PenderFund Capital Management Ltd.'s 140 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 67.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $25,249 | -99.9% | 16,998,134 | -0.7% | 7.53% | +4.1% | |
| PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $18,638 | -99.9% | 15,510,000 | 0.0% | 5.56% | -9.4% | ||
| Buy | OPKO HEALTH INCnote 4.500% 2/1 | $16,880 | -99.9% | 14,000,000 | +40.0% | 5.03% | +22.1% | |
| Sell | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $15,872 | -99.9% | 21,104,000 | -28.9% | 4.73% | -36.2% | |
| Buy | SANGOMA TECHNOLOGIES CORP | $15,136 | -99.9% | 2,383,607 | +49.5% | 4.51% | +25.5% | |
| New | FIRST MAJESTIC SILVER CORPnote 0.375% 1/1 added | $14,395 | – | 12,500,000 | +100.0% | 4.29% | – | |
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $12,029 | -99.9% | 11,795,000 | 0.0% | 3.59% | -7.8% | ||
| New | EVENTBRITE INCnote 0.750% 9/1 | $11,801 | – | 12,500,000 | +100.0% | 3.52% | – | |
| New | BANDWIDTH INCnote 0.500% 4/0 | $9,431 | – | 11,000,000 | +100.0% | 2.81% | – | |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $9,430 | -99.9% | 134,720 | -53.3% | 2.81% | +20.5% |
| BUR | Sell | BURFORD CAP LTD | $9,133 | -99.9% | 827,772 | -13.1% | 2.72% | -11.8% |
| PAR | Sell | PAR TECHNOLOGY CORP | $8,115 | -99.9% | 229,881 | -8.5% | 2.42% | -24.6% |
| KKR | Sell | KKR & CO INC | $7,875 | -99.9% | 125,290 | -1.1% | 2.35% | -0.2% |
| FAX | Buy | ABRDN ASIA PACIFIC INCOME FU | $7,692 | -99.8% | 2,160,000 | +47.9% | 2.29% | +44.2% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $6,371 | -99.9% | 90,380 | -3.5% | 1.90% | -1.7% |
| Z | Sell | ZILLOW GROUP INCcl c cap stk | $6,266 | -99.9% | 143,677 | -22.8% | 1.87% | -18.8% |
| SSR MNG INCnote 2.500% 4/0 | $6,114 | -99.9% | 4,000,000 | 0.0% | 1.82% | -3.6% | ||
| ATEX | ANTERIX INC | $5,510 | -99.9% | 126,500 | 0.0% | 1.64% | -15.9% | |
| BIDU | Sell | BAIDU INCspon adr rep a | $5,510 | -99.9% | 35,580 | -26.0% | 1.64% | -32.7% |
| AVNW | Sell | AVIAT NETWORKS INC | $5,470 | -99.9% | 129,524 | -8.3% | 1.63% | -2.4% |
| IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $5,287 | -99.9% | 53,968 | -27.2% | 1.58% | -23.0% |
| DOCEBO INC | $5,271 | -99.9% | 117,820 | 0.0% | 1.57% | +14.3% | ||
| EMD | Buy | WESTERN ASSET EMERGING MKTS | $5,055 | -99.8% | 409,810 | +80.6% | 1.51% | +92.5% |
| EGAN | Sell | EGAIN CORP | $4,952 | -99.9% | 405,056 | -11.6% | 1.48% | +1.4% |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $4,907 | – | 300,000 | +100.0% | 1.46% | – |
| TPL | Sell | TEXAS PACIFIC LAND CORPORATI | $4,529 | -99.9% | 1,427 | -59.2% | 1.35% | -49.8% |
| JD | Sell | JD.COM INCspon adr cl a | $4,358 | -99.9% | 57,345 | -35.1% | 1.30% | -32.3% |
| New | BANDWIDTH INCnote 0.250% 3/0 | $4,114 | – | 4,000,000 | +100.0% | 1.23% | – | |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $3,944 | -99.5% | 661,935 | +341.3% | 1.18% | +350.6% |
| New | EVENTBRITE INCnote 5.000%12/0 | $3,761 | – | 3,000,000 | +100.0% | 1.12% | – | |
| UTI | Sell | UNIVERSAL TECHNICAL INST INC | $3,675 | -99.9% | 403,862 | -24.0% | 1.10% | -12.3% |
| PTON | Buy | PELOTON INTERACTIVE INC | $3,624 | -99.9% | 337,090 | +16.7% | 1.08% | +24.9% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $3,507 | -99.9% | 283,708 | +5.5% | 1.05% | -0.8% |
| HHC | Sell | HOWARD HUGHES CORP | $3,397 | -99.9% | 32,834 | -12.0% | 1.01% | +13.6% |
| SJR | Buy | SHAW COMMUNICATIONS INCcl b conv | $3,161 | -99.8% | 81,020 | +71.2% | 0.94% | +89.5% |
| BEYOND MEAT INCnote 3/1 | $2,849 | -99.9% | 8,000,000 | 0.0% | 0.85% | -20.3% | ||
| ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $2,413 | -99.9% | 1,910,000 | 0.0% | 0.72% | -4.6% | ||
| SQ | Sell | BLOCK INCcl a | $2,308 | -99.9% | 27,130 | -3.8% | 0.69% | +2.7% |
| New | BROOKFIELD CORPcl a ltd vt sh added | $2,014 | – | 47,300 | +100.0% | 0.60% | – | |
| Sell | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $1,910 | -100.0% | 1,789,000 | -55.3% | 0.57% | -59.3% | |
| IAC | Sell | IAC INC | $1,725 | -99.9% | 28,700 | -3.4% | 0.51% | -27.7% |
| Buy | MAXEON SOLAR TECHNOLOGIES LTnote 6.500% 7/1 | $1,508 | -99.9% | 990,000 | +33.8% | 0.45% | -5.5% | |
| SBUX | Buy | STARBUCKS CORP | $1,490 | -99.8% | 11,090 | +38.8% | 0.44% | +52.6% |
| D-WAVE QUANTUM INC | $1,458 | -100.0% | 747,838 | 0.0% | 0.44% | -82.9% | ||
| CIGI | Buy | COLLIERS INTL GROUP INC | $1,399 | -99.8% | 11,250 | +117.2% | 0.42% | +103.4% |
| KW | Buy | KENNEDY-WILSON HOLDINGS INC | $1,298 | -99.9% | 60,940 | +40.1% | 0.39% | +33.0% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC. | $1,257 | -99.8% | 13,220 | +42.0% | 0.38% | +52.4% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,212 | -99.9% | 1,640 | -3.0% | 0.36% | +5.2% |
| STWD | Buy | STARWOOD PPTY TR INC | $1,176 | -99.9% | 47,400 | +43.9% | 0.35% | +35.5% |
| SNAP INCnote 0.750% 8/0 | $1,156 | -99.9% | 1,000,000 | 0.0% | 0.34% | -7.5% | ||
| New | MOUNTAIN CREST ACQSITN CORP | $1,128 | – | 83,200 | +100.0% | 0.34% | – | |
| New | AFFIRM HLDGS INCnote 11/1 added | $1,127 | – | 1,500,000 | +100.0% | 0.34% | – | |
| MGI | Buy | MONEYGRAM INTL INC | $1,035 | -99.9% | 70,200 | +28.1% | 0.31% | +25.6% |
| STOR | Buy | STORE CAP CORP | $966 | -99.8% | 22,250 | +74.6% | 0.29% | +67.4% |
| AAWW | Buy | ATLAS AIR WORLDWIDE HLDGS IN | $959 | -99.9% | 7,030 | +31.9% | 0.29% | +30.0% |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $909 | -99.9% | 8,820 | +35.5% | 0.27% | +30.3% |
| SWIR | Buy | SIERRA WIRELESS INC | $889 | -99.9% | 22,650 | +5.9% | 0.26% | -5.7% |
| CVII | Buy | CHURCHILL CAPITAL CORP VII | $853 | -99.1% | 63,206 | +802.2% | 0.25% | +746.7% |
| NOA | Sell | NORTH AMERN CONSTR GROUP LTD | $812 | -99.9% | 44,910 | -3.7% | 0.24% | +26.0% |
| VIVO | Buy | MERIDIAN BIOSCIENCE INC | $785 | -99.9% | 17,450 | +39.0% | 0.23% | +36.8% |
| New | FORGEROCK INCcl a | $749 | – | 24,300 | +100.0% | 0.22% | – | |
| HSAQ | New | HEALTH SCIENCES ACQ CORP 2 | $748 | – | 55,300 | +100.0% | 0.22% | – |
| New | FIRST LT ACQUISITION GROUP Icl a | $731 | – | 53,100 | +100.0% | 0.22% | – | |
| CCVI | Buy | CHURCHILL CAPITAL CORP VI | $720 | -99.2% | 53,170 | +661.7% | 0.22% | +616.7% |
| New | USERTESTING INC | $709 | – | 69,700 | +100.0% | 0.21% | – | |
| SPNE | New | SEASPINE HLDGS CORP | $693 | – | 61,260 | +100.0% | 0.21% | – |
| ONEM | Buy | 1LIFE HEALTHCARE INC | $563 | -99.9% | 24,900 | +23.3% | 0.17% | +12.0% |
| AVEO | New | AVEO PHARMACEUTICALS INC | $563 | – | 27,800 | +100.0% | 0.17% | – |
| ALTU | New | ALTITUDE ACQUISITION CORP | $551 | – | 41,000 | +100.0% | 0.16% | – |
| TGNA | New | TEGNA INC | $542 | – | 18,900 | +100.0% | 0.16% | – |
| EVOP | Buy | EVO PMTS INC | $545 | -99.9% | 11,900 | +15.5% | 0.16% | +9.5% |
| COUP | New | COUPA SOFTWARE INC | $525 | – | 4,900 | +100.0% | 0.16% | – |
| FHN | Buy | FIRST HORIZON CORPORATION | $521 | -99.8% | 15,700 | +112.2% | 0.16% | +112.3% |
| BKI | Buy | BLACK KNIGHT INC | $514 | -99.8% | 6,150 | +87.5% | 0.15% | +66.3% |
| Buy | KENSINGTON CAPITAL ACQUISITI | $502 | -99.9% | 36,400 | +13.4% | 0.15% | +8.7% | |
| New | BROOKFIELD ASSET MANAGMT LTD | $458 | – | 11,824 | +100.0% | 0.14% | – | |
| New | IMAGO BIOSCIENCES INC | $453 | – | 9,300 | +100.0% | 0.14% | – | |
| PROFESSIONAL HLDG CORP | $446 | -99.9% | 11,870 | 0.0% | 0.13% | 0.0% | ||
| SAVE | Buy | SPIRIT AIRLS INC | $417 | -99.9% | 15,800 | +24.4% | 0.12% | +20.4% |
| Buy | WELSBACH TECH METALS ACQU CO | $400 | – | 28,931 | +107051.9% | 0.12% | – | |
| SMLR | Sell | SEMLER SCIENTIFIC INC | $375 | -99.9% | 8,400 | -28.2% | 0.11% | -41.1% |
| ATCO | New | ATLAS CORPshares | $371 | – | 17,840 | +100.0% | 0.11% | – |
| AGFS | New | AGROFRESH SOLUTIONS INC | $360 | – | 89,800 | +100.0% | 0.11% | – |
| Sell | WARNER BROS DISCOVERY INC | $347 | -99.9% | 27,000 | -28.2% | 0.10% | -44.9% | |
| MIT | Buy | MASON INDUSTRIAL TECHNOLGY I | $341 | -99.6% | 25,180 | +255.1% | 0.10% | +240.0% |
| FCAX | Buy | FORTRESS CAPITAL ACQUISITION | $304 | -99.9% | 22,255 | +24.9% | 0.09% | +18.2% |
| FCRD | New | FIRST EAGLE ALTR CAP BDC INC | $299 | – | 51,850 | +100.0% | 0.09% | – |
| OIIM | New | O2MICRO INTERNATIONAL LIMITEspons adr | $293 | – | 48,400 | +100.0% | 0.09% | – |
| POSH | New | POSHMARK INC | $279 | – | 11,540 | +100.0% | 0.08% | – |
| New | ARISZ ACQUISITION CORP | $274 | – | 20,390 | +100.0% | 0.08% | – | |
| GAMC | New | GOLDEN ARROW MERGER CORP | $264 | – | 19,450 | +100.0% | 0.08% | – |
| BNFT | New | BENEFITFOCUS INC | $260 | – | 18,350 | +100.0% | 0.08% | – |
| ELVT | New | ELEVATE CREDIT INC | $257 | – | 108,600 | +100.0% | 0.08% | – |
| AIMC | New | ALTRA INDL MOTION CORP | $259 | – | 3,200 | +100.0% | 0.08% | – |
| WIA | Buy | WESTERN ASST INFLTN LKD INM | $252 | -99.9% | 21,588 | +4.3% | 0.08% | -6.2% |
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $243 | -99.9% | 10,000 | 0.0% | 0.07% | +7.5% | |
| New | BANNIX ACQUISITION CORP | $224 | – | 16,300 | +100.0% | 0.07% | – | |
| Sell | BROAD CAPITAL ACQUISITION CO | $224 | -99.9% | 16,173 | -3.0% | 0.07% | -6.9% | |
| SJI | Sell | SOUTH JERSEY INDS INC | $198 | -100.0% | 4,120 | -54.6% | 0.06% | -55.0% |
| MYOV | New | MYOVANT SCIENCES LTD | $193 | – | 5,300 | +100.0% | 0.06% | – |
| FSTX | Sell | F-STAR THERAPEUTICS INC | $195 | -99.9% | 22,760 | -13.6% | 0.06% | 0.0% |
| QUMU | New | QUMU CORP | $183 | – | 151,046 | +100.0% | 0.06% | – |
| KNBE | Buy | KNOWBE4 INCcl a | $186 | -99.3% | 5,550 | +516.7% | 0.06% | +587.5% |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $182 | – | 2,400 | +100.0% | 0.05% | – |
| SFIX | Sell | STITCH FIX INC | $175 | -99.9% | 41,580 | -28.1% | 0.05% | -47.5% |
| COIN | Sell | COINBASE GLOBAL INC | $139 | -100.0% | 2,900 | -29.3% | 0.04% | -64.0% |
| FSNB | Buy | FUSION ACQUISITION CORP II | $120 | -99.9% | 8,820 | +24.4% | 0.04% | +20.0% |
| LGAC | Buy | LAZARD GROWTH ACQUISITION CO | $121 | -99.9% | 8,810 | +24.3% | 0.04% | +20.0% |
| ACQR | Buy | INDEPENDENCE HOLDINGS CORP | $120 | -99.9% | 8,816 | +24.2% | 0.04% | +20.0% |
| HERA | Buy | FTAC HERA ACQUISITION CORP | $121 | -99.9% | 8,810 | +24.3% | 0.04% | +20.0% |
| SLAM | Buy | SLAM CORP | $120 | -99.9% | 8,810 | +24.3% | 0.04% | +20.0% |
| DNAB | Buy | SOCIAL CAP SUVRETTA HLDS C | $118 | -99.9% | 8,680 | +24.4% | 0.04% | +20.7% |
| BRIV | Buy | B RILEY PRIN 250 MERGER CORP | $119 | -99.9% | 8,840 | +24.9% | 0.04% | +16.7% |
| KVSC | Buy | KHOSLA VENTURES ACQUT CO III | $117 | -99.9% | 8,680 | +24.4% | 0.04% | +20.7% |
| APGB | Buy | APOLLO STRATEGIC GRWT CPTL I | $118 | -99.9% | 8,700 | +24.3% | 0.04% | +16.7% |
| DNAD | Buy | SOCIAL CAP SUVRETTA HLDS CP | $118 | -99.9% | 8,680 | +24.4% | 0.04% | +16.7% |
| WPCB | Buy | WARBURG PINCUS CAPTAL CORP I | $110 | -99.9% | 8,040 | +13.4% | 0.03% | +10.0% |
| JWSM | Buy | JAWS MUSTANG ACQUISITION COR | $108 | -99.9% | 7,900 | +12.9% | 0.03% | +6.7% |
| VAQC | Sell | VECTOR ACQUISITION CORP II | $87 | -99.9% | 6,346 | -8.2% | 0.03% | -13.3% |
| WPCA | Sell | WARBURG PINCUS CAPTAL CORP I | $88 | -99.9% | 6,429 | -8.4% | 0.03% | -13.3% |
| AAC | Sell | ARES ACQUISITION CORPORATION | $87 | -99.9% | 6,400 | -8.6% | 0.03% | -13.3% |
| Sell | ELLIOTT OPPORTUNITY II CORP | $87 | -99.9% | 6,399 | -8.6% | 0.03% | -13.3% | |
| MSDA | Sell | MSD ACQUISITION CORP | $86 | -99.9% | 6,300 | -8.3% | 0.03% | -10.3% |
| ALCC | Sell | ALTC ACQUISITION CORP | $85 | -99.9% | 6,346 | -8.4% | 0.02% | -13.8% |
| EAC | New | EDIFY ACQUISITION CORPcl a | $69 | – | 5,013 | +100.0% | 0.02% | – |
| NXE | NEXGEN ENERGY LTD | $66 | -99.9% | 11,300 | 0.0% | 0.02% | +11.1% | |
| RMGC | Buy | RMG ACQUISITION CORP III | $58 | -99.9% | 4,255 | +23.2% | 0.02% | +13.3% |
| GPOR | GULFPORT ENERGY CORP | $50 | -99.9% | 500 | 0.0% | 0.02% | -21.1% | |
| SWAV | SHOCKWAVE MED INC | $45 | -99.9% | 160 | 0.0% | 0.01% | -31.6% | |
| PNTM | Buy | PONTEM CORPORATION | $40 | -99.9% | 2,900 | +26.1% | 0.01% | +20.0% |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $35 | -99.9% | 2,800 | 0.0% | 0.01% | -23.1% | |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $16 | -100.0% | 53,598 | 0.0% | 0.01% | -91.8% | |
| FTAC EMERALD ACQUISITION COR | $2 | -99.9% | 135 | 0.0% | 0.00% | 0.0% | ||
| OEPWW | Exit | ONE EQUITY PARTNERS OPEN WTR*w exp 01/14/202 | $0 | – | -1,666 | -100.0% | 0.00% | – |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
| JAWS HURRICANE ACQUISITN COR*w exp 03/26/202 | $1 | -99.9% | 2,500 | 0.0% | 0.00% | – | ||
| New | LANVIN GROUP HOLDINGS LIMITE*w exp 99/99/999 added | $0 | – | 2,500 | +100.0% | 0.00% | – | |
| LEGAW | LEAD EDGE GROWTH OPRTUNTS LT*w exp 04/01/202 | $0 | – | 2,500 | 0.0% | 0.00% | – | |
| VELO3D INC*w exp 09/29/202 | $1 | -100.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
| TRITIUM DCFC LIMITED*w exp 01/13/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| SSAAW | Exit | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | – | -1,666 | -100.0% | 0.00% | – |
| PEAR THERAPEUTICS INC*w exp 12/03/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
| PVWS | Exit | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $0 | – | -2,500 | -100.0% | 0.00% | – |
| LUXAW | Exit | LUX HEALTH TECH ACQUISITION*w exp 11/30/202 | $0 | – | -30,633 | -100.0% | -0.00% | – |
| PRPL | Exit | PURPLE INNOVATION INC | $0 | – | -5,010 | -100.0% | -0.01% | – |
| NHF | Exit | NEXPOINT DIVERSIFIED REL ET | $0 | – | -2,200 | -100.0% | -0.01% | – |
| MRVI | Exit | MARAVAI LIFESCIENCES HLDGS I | $0 | – | -1,200 | -100.0% | -0.01% | – |
| BAP | Exit | CREDICORP LTD | $0 | – | -290 | -100.0% | -0.02% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $0 | – | -3,000 | -100.0% | -0.02% | – |
| HDB | Exit | HDFC BANK LTDsponsored ads | $0 | – | -680 | -100.0% | -0.02% | – |
| HTPA | Exit | HIGHLAND TRANSCEND PARTNERS | $0 | – | -4,100 | -100.0% | -0.02% | – |
| FVAM | Exit | 5 01 ACQUISITION CORP | $0 | – | -4,375 | -100.0% | -0.02% | – |
| PIN | Exit | INVESCO INDIA EXCHANGE-TRADEindia etf | $0 | – | -2,060 | -100.0% | -0.02% | – |
| INDA | Exit | ISHARES TRmsci india etf | $0 | – | -1,190 | -100.0% | -0.02% | – |
| SQM | Exit | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $0 | – | -580 | -100.0% | -0.02% | – |
| HAAC | Exit | HEALTH ASSURN ACQUISITION CO | $0 | – | -6,334 | -100.0% | -0.03% | – |
| HCII | Exit | HUDSON EXECUTIVE INVS CORP I | $0 | – | -7,090 | -100.0% | -0.03% | – |
| HIII | Exit | HUDSON EXECUTIVE INVES III | $0 | – | -7,090 | -100.0% | -0.03% | – |
| LCA | Exit | LANDCADIA HOLDINGS IV INC | $0 | – | -7,090 | -100.0% | -0.03% | – |
| ASZ | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -7,090 | -100.0% | -0.03% | – |
| REVH | Exit | REVOLUTION HEALTHCAR AQ CORP | $0 | – | -7,067 | -100.0% | -0.03% | – |
| FVIV | Exit | FORTRESS VALUE ACQUISI CORP | $0 | – | -6,980 | -100.0% | -0.03% | – |
| AGCB | Exit | ALTIMETER GROWTH CORP 2 | $0 | – | -6,970 | -100.0% | -0.03% | – |
| AAQC | Exit | ACCELERATE ACQUISITION CORP | $0 | – | -7,100 | -100.0% | -0.03% | – |
| CPUH | Exit | COMPUTE HEALTH ACQUISITIN CO | $0 | – | -7,090 | -100.0% | -0.03% | – |
| KAHC | Exit | KKR ACQUISITION HOLDING I CO | $0 | – | -7,090 | -100.0% | -0.03% | – |
| SCOA | Exit | SCION TECH GROWTH I | $0 | – | -7,000 | -100.0% | -0.03% | – |
| HLAH | Exit | HAMILTON LANE ALLIANCE HLDGS | $0 | – | -7,090 | -100.0% | -0.03% | – |
| ADER | Exit | 26 CAPITAL ACQUISITION CORP | $0 | – | -7,000 | -100.0% | -0.03% | – |
| CFIV | Exit | CF ACQUISITION CORP IV | $0 | – | -7,740 | -100.0% | -0.03% | – |
| PMVC | Exit | PMV CONSUMER ACQUISITION COR | $0 | – | -10,603 | -100.0% | -0.05% | – |
| Exit | US WELL SERVICES INCcl a new 2022 added | $0 | – | -21,530 | -100.0% | -0.05% | – | |
| PTRS | Exit | PARTNERS BANCORP | $0 | – | -13,667 | -100.0% | -0.05% | – |
| ENPC | Exit | EXECUTIVE NETWORK PARTNERINGcl a | $0 | – | -17,200 | -100.0% | -0.07% | – |
| AVAN | Exit | AVANTI ACQUISITION CORP | $0 | – | -18,947 | -100.0% | -0.08% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -11,330 | -100.0% | -0.10% | – |
| PZN | Exit | PZENA INVT MGMT INCclass a | $0 | – | -23,991 | -100.0% | -0.10% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -3,380 | -100.0% | -0.10% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -1,530 | -100.0% | -0.10% | – |
| IPOD | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -23,040 | -100.0% | -0.10% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -5,520 | -100.0% | -0.10% | – |
| HNGR | Exit | HANGER INC | $0 | – | -13,140 | -100.0% | -0.11% | – |
| CNVY | Exit | CONVEY HEALTH SOLUTIONS HLDG | $0 | – | -27,300 | -100.0% | -0.12% | – |
| VYGG | Exit | VY GLOBAL GROWTH | $0 | – | -29,855 | -100.0% | -0.13% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -9,040 | -100.0% | -0.13% | – |
| IS | Exit | IRONSOURCE LTD | $0 | – | -89,881 | -100.0% | -0.13% | – |
| TGA | Exit | TRANSGLOBE ENERGY CORP | $0 | – | -117,300 | -100.0% | -0.14% | – |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -7,850 | -100.0% | -0.14% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -11,370 | -100.0% | -0.14% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -22,950 | -100.0% | -0.15% | – |
| ZY | Exit | ZYMERGEN INC | $0 | – | -124,500 | -100.0% | -0.15% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -3,800 | -100.0% | -0.15% | – |
| ECOM | Exit | CHANNELADVISOR CORP | $0 | – | -15,490 | -100.0% | -0.15% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -1,630 | -100.0% | -0.17% | – |
| FSV | Exit | FIRSTSERVICE CORP NEW | $0 | – | -3,300 | -100.0% | -0.17% | – |
| CYBE | Exit | CYBEROPTICS CORP | $0 | – | -7,520 | -100.0% | -0.18% | – |
| TEN | Exit | TENNECO INC CL A VTG | $0 | – | -23,400 | -100.0% | -0.18% | – |
| TSPQ | Exit | TCW SPECIAL PURPOSE ACQU COR | $0 | – | -42,550 | -100.0% | -0.18% | – |
| EXTN | Exit | EXTERRAN CORP | $0 | – | -106,570 | -100.0% | -0.19% | – |
| IPOF | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -46,150 | -100.0% | -0.20% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -8,930 | -100.0% | -0.20% | – |
| PING | Exit | PING IDENTITY HLDG CORP | $0 | – | -16,660 | -100.0% | -0.20% | – |
| RNDB | Exit | RANDOLPH BANCORP INC | $0 | – | -17,690 | -100.0% | -0.21% | – |
| HIL | Exit | HILL INTL INC | $0 | – | -157,500 | -100.0% | -0.23% | – |
| MN | Exit | MANNING & NAPIER INCcl a | $0 | – | -42,880 | -100.0% | -0.23% | – |
| STON | Exit | STONEMOR INC | $0 | – | -162,300 | -100.0% | -0.24% | – |
| MSTR | Exit | MICROSTRATEGY INCcl a new | $0 | – | -2,700 | -100.0% | -0.25% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -22,670 | -100.0% | -0.27% | – |
| Y | Exit | ALLEGHANY CORP MD | $0 | – | -810 | -100.0% | -0.29% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REI | $0 | – | -27,600 | -100.0% | -0.32% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -10,600 | -100.0% | -0.37% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -33,870 | -100.0% | -0.60% | – |
| EBIX | Exit | EBIX INC | $0 | – | -94,417 | -100.0% | -0.77% | – |
| Exit | TRICIDA INCnote 3.500% 5/1 | $0 | – | -6,658,000 | -100.0% | -1.59% | – | |
| Exit | SFL CORPORATION LTDnote 4.875% 5/0 | $0 | – | -8,656,000 | -100.0% | -3.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.