$320 Million is the total value of PenderFund Capital Management Ltd.'s 57 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 61.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $23,672,000 | +61.5% | 21,060,000 | +35.3% | 7.39% | +79.6% | |
| Sell | SUNPOWER CORPdbcv 0.875% 6/0 | $20,302,000 | +8.1% | 14,904,000 | -3.2% | 6.34% | +20.2% | |
| Buy | TWITTER INCnote 1.000% 9/1 | $19,004,000 | +42.9% | 14,244,000 | +35.7% | 5.93% | +59.0% | |
| Buy | SUNPOWER CORPdbcv 4.000% 1/1 | $18,243,000 | +21.1% | 15,106,000 | +8.9% | 5.69% | +34.7% | |
| Sell | AVAYA HLDGS CORPnote 2.250% 6/1 | $13,326,000 | -26.7% | 11,700,000 | -25.5% | 4.16% | -18.5% | |
| KKR | Sell | KKR & CO INCcl a | $12,354,000 | -32.4% | 374,040 | -22.5% | 3.86% | -24.8% |
| EGAN | Buy | EGAIN CORP | $12,283,000 | +8.0% | 1,190,701 | +7.6% | 3.83% | +20.1% |
| New | TWITTER INCnote 0.250% 6/1 | $11,399,000 | – | 9,000,000 | +100.0% | 3.56% | – | |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $11,097,000 | – | 8,470,000 | +100.0% | 3.46% | – | |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $10,642,000 | – | 8,880,000 | +100.0% | 3.32% | – | |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $9,747,000 | -49.0% | 158,050 | -34.1% | 3.04% | -43.3% |
| Z | New | ZILLOW GROUP INCcl c cap stk | $9,660,000 | – | 190,574 | +100.0% | 3.02% | – |
| JD | Sell | JD COM INCspon adr cl a | $9,587,000 | -25.9% | 168,205 | -40.5% | 2.99% | -17.6% |
| Sell | TUTOR PERINI CORPnote 2.875% 6/1 | $8,403,000 | -28.2% | 6,400,000 | -32.6% | 2.62% | -20.2% | |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $7,797,000 | -49.7% | 518,401 | -31.9% | 2.43% | -44.0% |
| New | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $7,747,000 | – | 9,860,000 | +100.0% | 2.42% | – | |
| HHC | Sell | HOWARD HUGHES CORP | $7,561,000 | -59.3% | 106,347 | -5.8% | 2.36% | -54.8% |
| EBIX | New | EBIX INC | $6,512,000 | – | 304,936 | +100.0% | 2.03% | – |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $6,198,000 | – | 300,000 | +100.0% | 1.94% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $5,801,000 | – | 300,000 | +100.0% | 1.81% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $5,716,000 | – | 300,000 | +100.0% | 1.78% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $5,514,000 | – | 300,000 | +100.0% | 1.72% | – |
| BPY | Buy | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $5,367,000 | -50.2% | 472,475 | +4.1% | 1.68% | -44.6% |
| BLW | New | BLACKROCK LTD DURATION INC T | $5,328,000 | – | 300,000 | +100.0% | 1.66% | – |
| BB | BLACKBERRY LTD | $5,064,000 | -30.8% | 877,080 | 0.0% | 1.58% | -23.1% | |
| Sell | INFINERA CORPnote 2.125% 9/0 | $4,915,000 | -49.9% | 4,134,000 | -42.1% | 1.53% | -44.3% | |
| LILA | LIBERTY LATIN AMERICA LTD | $4,897,000 | -40.9% | 330,747 | 0.0% | 1.53% | -34.3% | |
| ESI | ELEMENT SOLUTIONS INC | $4,721,000 | -22.4% | 401,233 | 0.0% | 1.47% | -13.6% | |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $4,709,000 | +109.6% | 350,000 | +133.3% | 1.47% | +133.0% |
| HBI | Buy | HANESBRANDS INC | $4,294,000 | -36.3% | 387,711 | +11.0% | 1.34% | -29.1% |
| New | INTELSAT S Anote 4.500% 6/1 | $3,710,000 | – | 11,670,000 | +100.0% | 1.16% | – | |
| CLDR | CLOUDERA INC | $3,233,000 | -26.6% | 291,900 | 0.0% | 1.01% | -18.4% | |
| LEAF | Buy | LEAF GROUP LTD | $2,766,000 | -57.0% | 1,466,723 | +18.3% | 0.86% | -52.2% |
| VVR | Buy | INVESCO SR INCOME TR | $2,719,000 | +62.7% | 600,000 | +100.0% | 0.85% | +81.0% |
| FAX | Buy | ABERDEEN ASIA-PACIFIC INCOME | $2,426,000 | +7.3% | 510,000 | +24.4% | 0.76% | +19.2% |
| VTA | New | INVESCO DYNAMIC CR OPPORTUNI | $2,246,000 | – | 200,000 | +100.0% | 0.70% | – |
| MSFT | New | MICROSOFT CORP | $2,242,000 | – | 10,100 | +100.0% | 0.70% | – |
| BAM | Buy | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,206,000 | -9.5% | 35,300 | +8.6% | 0.69% | +0.7% |
| BIDU | BAIDU INCspon adr rep a | $2,186,000 | -15.1% | 15,700 | 0.0% | 0.68% | -5.7% | |
| PAR | Buy | PAR TECHNOLOGY CORP | $2,088,000 | -53.5% | 115,400 | +2.5% | 0.65% | -48.3% |
| UPLD | UPLAND SOFTWARE INC | $1,343,000 | -18.6% | 35,586 | 0.0% | 0.42% | -9.5% | |
| FLR | New | FLUOR CORP | $1,323,000 | – | 136,100 | +100.0% | 0.41% | – |
| ENB | ENBRIDGE INC | $1,266,000 | -17.4% | 30,885 | 0.0% | 0.40% | -8.1% | |
| Sell | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,240,000 | -37.0% | 1,000,000 | -50.0% | 0.39% | -29.9% | |
| SD | SANDRIDGE ENERGY INC | $1,172,000 | -77.0% | 926,325 | 0.0% | 0.37% | -74.4% | |
| PHD | PIONEER FLOATING RATE TR | $1,077,000 | -24.4% | 100,000 | 0.0% | 0.34% | -16.0% | |
| CFX | COLFAX CORP | $853,000 | -41.0% | 30,617 | 0.0% | 0.27% | -34.5% | |
| BBU | Sell | BROOKFIELD BUSINESS PARTNERSunit ltd lp | $814,000 | -78.5% | 22,880 | -67.6% | 0.25% | -76.1% |
| BHRPRB | Buy | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $794,000 | -58.0% | 101,720 | +32.6% | 0.25% | -53.3% |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $669,000 | -58.9% | 50,000 | -50.0% | 0.21% | -54.3% |
| STWD | Buy | STARWOOD PPTY TR INC | $608,000 | +91.2% | 38,450 | +290.4% | 0.19% | +113.5% |
| NOC | New | NORTHROP GRUMMAN CORP | $530,000 | – | 1,200 | +100.0% | 0.16% | – |
| DESP | DESPEGAR COM CORP ORD | $304,000 | -54.4% | 38,100 | 0.0% | 0.10% | -49.2% | |
| PPR | New | VOYA PRIME RATE TRsh ben int | $261,000 | – | 50,000 | +100.0% | 0.08% | – |
| SBUX | STARBUCKS CORP | $258,000 | -16.2% | 2,700 | 0.0% | 0.08% | -5.8% | |
| FSV | New | FIRSTSERVICE CORP | $109,000 | – | 1,000 | +100.0% | 0.03% | – |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $83,000 | -43.2% | 200,000 | 0.0% | 0.03% | -36.6% | |
| YTRA | Exit | YATRA ONLINE INC ORD | $0 | – | -54,112 | -100.0% | -0.06% | – |
| TPC | Exit | TUTOR PERINI CORP | $0 | – | -20,400 | -100.0% | -0.10% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -615,959 | -100.0% | -0.11% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -60,406 | -100.0% | -0.31% | – |
| Exit | GOPRO INCnote 3.500% 4/1 | $0 | – | -1,000,000 | -100.0% | -0.36% | – | |
| LLEXQ | Exit | LILIS ENERGY INC | $0 | – | -2,825,000 | -100.0% | -0.39% | – |
| QUMU | Exit | QUMU CORP | $0 | – | -500,000 | -100.0% | -0.48% | – |
| BWG | Exit | BRANDYWINEGBL GLBAL INM OPRT | $0 | – | -158,948 | -100.0% | -0.73% | – |
| Exit | GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $0 | – | -5,750,000 | -100.0% | -0.86% | – | |
| SYNL | Exit | SYNALLOY CP DEL | $0 | – | -182,917 | -100.0% | -0.86% | – |
| PCOM | Exit | POINTS INTL LTD | $0 | – | -195,857 | -100.0% | -1.09% | – |
| CLNY | Exit | COLONY CAP INC NEW CL A COM | $0 | – | -853,974 | -100.0% | -1.48% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -44,400 | -100.0% | -2.25% | – |
| MIDD | Exit | MIDDLEBY CORP | $0 | – | -75,000 | -100.0% | -2.99% | – |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -9,380,000 | -100.0% | -3.28% | – | |
| Z | Exit | ZILLOW INCc stk | $0 | – | -281,500 | -100.0% | -4.71% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.