$356 Million is the total value of PenderFund Capital Management Ltd.'s 56 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 35.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $19,118,000 | +52.0% | 239,850 | -3.4% | 5.36% | +26.8% |
| Buy | SUNPOWER CORPdbcv 0.875% 6/0 | $18,780,000 | +103.7% | 15,404,000 | +53.4% | 5.27% | +69.9% | |
| HHC | Buy | HOWARD HUGHES CORP | $18,592,000 | +74.7% | 112,942 | +16.6% | 5.22% | +45.8% |
| KKR | Buy | KKR & CO INCcl a | $18,269,000 | +36.8% | 482,440 | +2.1% | 5.13% | +14.1% |
| Sell | AVAYA HLDGS CORPnote 2.250% 6/1 | $18,189,000 | +5.2% | 15,700,000 | -20.3% | 5.10% | -12.2% | |
| Z | New | ZILLOW INCc stk | $16,788,000 | – | 281,500 | +100.0% | 4.71% | – |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $15,494,000 | +48.1% | 761,001 | -25.1% | 4.35% | +23.5% |
| SUNPOWER CORPdbcv 4.000% 1/1 | $15,065,000 | +21.8% | 13,867,000 | 0.0% | 4.23% | +1.6% | ||
| Buy | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $14,659,000 | +57.6% | 15,560,000 | +19.1% | 4.11% | +31.5% | |
| Buy | TWITTER INCnote 1.000% 9/1 | $13,296,000 | +146.8% | 10,500,000 | +90.9% | 3.73% | +105.8% | |
| JD | Sell | JD COM INCspon adr cl a | $12,934,000 | +44.4% | 282,805 | -1.9% | 3.63% | +20.5% |
| Buy | TUTOR PERINI CORPnote 2.875% 6/1 | $11,705,000 | +50.8% | 9,500,000 | +18.8% | 3.28% | +25.8% | |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $11,673,000 | – | 9,380,000 | +100.0% | 3.28% | – | |
| EGAN | Buy | EGAIN CORP | $11,375,000 | +91.2% | 1,106,345 | +39.3% | 3.19% | +59.5% |
| BPY | Buy | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $10,770,000 | +23.7% | 453,875 | +30.9% | 3.02% | +3.2% |
| MIDD | Buy | MIDDLEBY CORP | $10,663,000 | +33.0% | 75,000 | +13.1% | 2.99% | +10.9% |
| Sell | INFINERA CORPORATIONnote 2.125% 9/0 | $9,806,000 | +38.1% | 7,134,000 | -12.3% | 2.75% | +15.2% | |
| LILA | Sell | LIBERTY LATIN AMERICA LTD | $8,287,000 | +29.3% | 330,747 | -2.9% | 2.33% | +7.9% |
| WYNN | WYNN RESORTS LTD | $8,004,000 | +54.3% | 44,400 | 0.0% | 2.25% | +28.7% | |
| BB | Buy | BLACKBERRY LTD | $7,322,000 | +29.1% | 877,080 | +2.3% | 2.06% | +7.8% |
| HBI | Buy | HANESBRANDS INC | $6,736,000 | +38.4% | 349,411 | +14.0% | 1.89% | +15.5% |
| LEAF | LEAF GROUP LTD | $6,440,000 | +58.8% | 1,240,227 | 0.0% | 1.81% | +32.4% | |
| ESI | ELEMENT SOLUTIONS INC | $6,084,000 | +44.1% | 401,233 | 0.0% | 1.71% | +20.2% | |
| CLNY | Buy | COLONY CAP INC NEW CL A COM | $5,266,000 | +21.2% | 853,974 | +10.4% | 1.48% | +1.1% |
| SD | Sell | SANDRIDGE ENERGY INC | $5,099,000 | +19.8% | 926,325 | -0.3% | 1.43% | -0.1% |
| PAR | Sell | PAR TECHNOLOGY CORP | $4,493,000 | +33.0% | 112,600 | -20.1% | 1.26% | +10.9% |
| CLDR | Sell | CLOUDERA INC | $4,407,000 | +13.3% | 291,900 | -32.5% | 1.24% | -5.4% |
| PCOM | Sell | POINTS INTL LTD | $3,882,000 | +24.7% | 195,857 | -9.9% | 1.09% | +4.0% |
| BBU | New | BROOKFIELD BUSINESS PARTNERSunit ltd lp | $3,792,000 | – | 70,560 | +100.0% | 1.06% | – |
| GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $3,065,000 | +12.1% | 5,750,000 | 0.0% | 0.86% | -6.5% | ||
| SYNL | Buy | SYNALLOY CP DEL | $3,066,000 | +26.0% | 182,917 | +10.9% | 0.86% | +5.0% |
| BWG | BRANDYWINEGBL GLBAL INM OPRT | $2,606,000 | +33.0% | 158,948 | 0.0% | 0.73% | +10.9% | |
| BIDU | Sell | BAIDU INCspon adr rep a | $2,576,000 | -63.6% | 15,700 | -77.1% | 0.72% | -69.6% |
| BAM | Buy | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $2,438,000 | +414.3% | 32,500 | +385.1% | 0.68% | +330.2% |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $2,262,000 | +30.4% | 410,000 | 0.0% | 0.64% | +8.9% | |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $2,247,000 | +304.1% | 150,000 | +200.0% | 0.63% | +237.4% |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,968,000 | +25.3% | 2,000,000 | 0.0% | 0.55% | +4.3% | ||
| BHRPRB | Sell | BRAEMAR HOTELS & RESORTS INC5.5 cum cv pfd b | $1,892,000 | +20.1% | 76,720 | -0.2% | 0.53% | +0.2% |
| QUMU | New | QUMU CORP | $1,694,000 | – | 500,000 | +100.0% | 0.48% | – |
| VVR | New | INVESCO SR INCOME TR | $1,671,000 | – | 300,000 | +100.0% | 0.47% | – |
| UPLD | UPLAND SOFTWARE INC | $1,650,000 | +22.7% | 35,586 | 0.0% | 0.46% | +2.4% | |
| FCT | FIRST TR SR FLG RTE INCM FD | $1,629,000 | +36.0% | 100,000 | 0.0% | 0.46% | +13.4% | |
| ENB | New | ENBRIDGE INC | $1,532,000 | – | 30,885 | +100.0% | 0.43% | – |
| CFX | Sell | COLFAX CORP | $1,446,000 | +35.4% | 30,617 | -8.9% | 0.41% | +13.1% |
| PHD | PIONEER FLOATING RATE TR | $1,424,000 | +36.8% | 100,000 | 0.0% | 0.40% | +14.3% | |
| LLEXQ | New | LILIS ENERGY INC | $1,394,000 | – | 2,825,000 | +100.0% | 0.39% | – |
| GOPRO INCnote 3.500% 4/1 | $1,269,000 | +32.5% | 1,000,000 | 0.0% | 0.36% | +10.6% | ||
| EMD | WESTERN ASSET EMRG MKT DEBT | $1,119,000 | +33.5% | 60,406 | 0.0% | 0.31% | +11.3% | |
| DESP | DESPEGAR COM CORP ORD | $667,000 | +53.7% | 38,100 | 0.0% | 0.19% | +28.1% | |
| TGB | Sell | TASEKO MINES LTD | $388,000 | -79.6% | 615,959 | -81.5% | 0.11% | -83.0% |
| TPC | TUTOR PERINI CORP | $341,000 | +0.9% | 20,400 | 0.0% | 0.10% | -15.8% | |
| STWD | STARWOOD PPTY TR INC | $318,000 | +32.0% | 9,850 | 0.0% | 0.09% | +9.9% | |
| SBUX | STARBUCKS CORP | $308,000 | +36.9% | 2,700 | 0.0% | 0.09% | +13.2% | |
| YTRA | YATRA ONLINE INC ORD | $221,000 | +3.3% | 54,112 | 0.0% | 0.06% | -13.9% | |
| UUUUWS | ENERGY FUELS INC*w exp 09/20/202 | $146,000 | -2.0% | 200,000 | 0.0% | 0.04% | -18.0% | |
| Exit | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $0 | – | -500,000 | -100.0% | -0.23% | – | |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUN | $0 | – | -50,000 | -100.0% | -0.24% | – |
| NMY | Exit | NUVEEN MARYLAND QLT MUN INC | $0 | – | -60,000 | -100.0% | -0.27% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP IN E | $0 | – | -60,000 | -100.0% | -0.29% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALI QLT | $0 | – | -65,000 | -100.0% | -0.31% | – |
| PXLW | Exit | PIXELWORKS INC NEW | $0 | – | -225,000 | -100.0% | -0.31% | – |
| JE | Exit | JUST ENERGY GROUP INC | $0 | – | -353,000 | -100.0% | -0.37% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -160,000 | -100.0% | -0.72% | – |
| MUI | Exit | BLACKROCK MUNI INTER DR FD I | $0 | – | -180,000 | -100.0% | -0.85% | – |
| KW | Exit | KENNEDY-WILSON HLDGS INC | $0 | – | -142,958 | -100.0% | -1.08% | – |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -5,380,000 | -100.0% | -1.62% | – | |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -208,647 | -100.0% | -2.76% | – |
| Z | Exit | ZILLOW GROUP INCcl c cap stk | $0 | – | -283,000 | -100.0% | -3.18% | – |
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -713,039 | -100.0% | -3.43% | – |
| Exit | CARBONITE INCnote 2.500% 4/0 | $0 | – | -12,500,000 | -100.0% | -4.01% | – | |
| CARB | Exit | CARBONITE INC | $0 | – | -761,200 | -100.0% | -4.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-05
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
| EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
| STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
| HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
| KKR & CO INC | 21 | Q3 2023 | 5.9% |
| JD INC | 21 | Q3 2023 | 4.5% |
| SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
| KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
| ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
| PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
| Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-17 |
| 13F-HR | 2022-02-16 |
| 13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.