$895 Million is the total value of AWM Investment Company, Inc.'s 119 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 38.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Zealand Pharma A/S (Denmark)warrants | $47,500,000 | +50.7% | 7,094,602 | 0.0% | 5.31% | +32.5% | ||
| INFU | Infusystem Holdings, Inc. | $40,720,000 | +8.4% | 2,000,000 | 0.0% | 4.55% | -4.7% | |
| GNSS | Genasys Incorporated | $29,098,000 | +2.6% | 4,349,544 | 0.0% | 3.25% | -9.8% | |
| PI | Sell | Impinj, Inc. | $24,510,000 | +29.7% | 430,977 | -4.5% | 2.74% | +14.0% |
| OPRX | Sell | OptimizeRx Corporation | $24,375,000 | +11.8% | 500,000 | -28.6% | 2.72% | -1.8% |
| LOVE | Sell | Lovesac Company, The | $23,064,000 | +27.4% | 407,486 | -3.0% | 2.58% | +12.0% |
| NPTN | NeoPhotonics Corporation | $22,953,000 | +31.5% | 1,920,722 | 0.0% | 2.56% | +15.6% | |
| CDMO | Avid Bioservices, Inc. | $22,478,000 | +58.0% | 1,233,000 | 0.0% | 2.51% | +38.9% | |
| WPRT | Westport Fuel Systems, Inc. (C | $22,160,000 | +34.9% | 3,082,047 | 0.0% | 2.48% | +18.6% | |
| ARGX | argenx SE - ADR (Netherlands) | $22,031,000 | -6.4% | 80,000 | 0.0% | 2.46% | -17.7% | |
| SQNS | Buy | Sequans Communications S.A. AD | $19,718,000 | +1.6% | 3,264,540 | +1.6% | 2.20% | -10.7% |
| RGEN | Repligen Corporation | $19,441,000 | +1.5% | 100,000 | 0.0% | 2.17% | -10.8% | |
| CEVA | Sell | CEVA, Inc. | $18,877,000 | +8.5% | 336,187 | -12.1% | 2.11% | -4.6% |
| LPSN | Sell | LivePerson, Inc. | $18,454,000 | -17.6% | 349,900 | -2.8% | 2.06% | -27.6% |
| TA | TravelCenters of America LLC | $18,307,000 | -16.8% | 674,800 | 0.0% | 2.04% | -26.8% | |
| OOMA | Ooma, Inc. | $17,533,000 | +10.1% | 1,106,165 | 0.0% | 1.96% | -3.2% | |
| LIQT | Sell | LiqTech International, Inc. (D | $16,410,000 | +0.4% | 2,028,444 | -0.7% | 1.83% | -11.7% |
| AMSC | Sell | American Superconductor Corpor | $16,202,000 | -45.5% | 854,534 | -32.6% | 1.81% | -52.1% |
| KOPN | Sell | Kopin Corporation | $16,075,000 | +19.6% | 1,532,446 | -72.3% | 1.80% | +5.2% |
| CNTY | Century Casinos, Inc. | $15,640,000 | +60.7% | 1,522,888 | 0.0% | 1.75% | +41.3% | |
| SHSP | Sell | SharpSpring, Inc. | $15,494,000 | -6.6% | 968,353 | -4.9% | 1.73% | -17.8% |
| HEAR | Turtle Beach Corporation | $14,550,000 | +23.8% | 545,543 | 0.0% | 1.62% | +8.8% | |
| KIDS | Sell | OrthoPediatrics Corporation | $14,538,000 | +16.2% | 298,221 | -1.6% | 1.62% | +2.2% |
| PFSW | Sell | Pfsweb, Inc. | $13,062,000 | -2.7% | 1,935,179 | -3.0% | 1.46% | -14.4% |
| RADA | Sell | RADA Electronic Industries, Lt | $11,770,000 | +20.7% | 980,000 | -2.0% | 1.32% | +6.1% |
| APEI | New | American Public Education, Inc | $11,580,000 | – | 325,000 | +100.0% | 1.29% | – |
| RESN | Sell | Resonant, Inc. | $11,392,000 | +3.1% | 2,686,785 | -35.6% | 1.27% | -9.3% |
| MRAM | Everspin Technology, Inc. | $11,272,000 | +30.4% | 1,878,597 | 0.0% | 1.26% | +14.7% | |
| LMAT | LeMaitre Vascular Inc. | $11,219,000 | +20.4% | 230,000 | 0.0% | 1.25% | +5.8% | |
| VMD | Viemed Healthcare, Inc.(Canada | $11,038,000 | +30.1% | 1,085,000 | 0.0% | 1.23% | +14.4% | |
| EMKR | Buy | EMCORE Corp. | $10,715,000 | +400.5% | 1,962,446 | +399.6% | 1.20% | +340.1% |
| New | voxeljet AG, ADR (Germany) | $10,686,000 | – | 684,978 | +100.0% | 1.19% | – | |
| NGMS | NeoGames S.A. (Luxembourg) | $9,837,000 | -5.8% | 275,000 | 0.0% | 1.10% | -17.2% | |
| GAIA | Gaia, Inc. | $9,182,000 | +20.3% | 772,282 | 0.0% | 1.03% | +5.8% | |
| CTRN | Sell | Citi Trends, Inc. | $8,772,000 | -23.2% | 104,700 | -54.5% | 0.98% | -32.5% |
| GAN | Sell | GAN, Ltd. (London) | $8,588,000 | -19.1% | 471,870 | -9.8% | 0.96% | -28.9% |
| UCTT | Sell | Ultra Clean Holdings, Inc. | $8,532,000 | +47.7% | 147,000 | -20.7% | 0.95% | +29.8% |
| LASR | New | nLight, Inc. | $8,424,000 | – | 260,000 | +100.0% | 0.94% | – |
| SPNE | SeaSpine Holdings Corp. | $7,683,000 | -0.3% | 441,547 | 0.0% | 0.86% | -12.4% | |
| New | Greenbrook TMS, Inc. (Canada) | $7,633,000 | – | 630,447 | +100.0% | 0.85% | – | |
| VERU | Buy | Veru,Inc. | $7,542,000 | +118.0% | 700,000 | +75.0% | 0.84% | +91.6% |
| PROF | Profound Medical Corp. (U.S.) | $7,028,000 | -2.0% | 348,939 | 0.0% | 0.78% | -13.9% | |
| TLS | Sell | Telos Corp. | $6,984,000 | -29.4% | 184,181 | -38.6% | 0.78% | -37.9% |
| PWFL | Buy | Powerfleet, Inc. | $6,905,000 | +389.0% | 840,000 | +342.1% | 0.77% | +330.7% |
| VICR | Vicor Corporation | $6,717,000 | -7.8% | 79,000 | 0.0% | 0.75% | -19.0% | |
| ETON | Sell | Eton Pharmaceuticals, Inc. | $6,580,000 | -16.7% | 898,878 | -7.5% | 0.74% | -26.8% |
| GBIO | New | Generation Bio Co. | $6,421,000 | – | 225,599 | +100.0% | 0.72% | – |
| DZSI | New | DZS, Inc. | $6,220,000 | – | 400,000 | +100.0% | 0.70% | – |
| RDCM | RADCOM, Ltd. (Israel) | $5,714,000 | -9.8% | 578,312 | 0.0% | 0.64% | -20.7% | |
| SPRO | Spero Therapeutics, Inc. | $5,487,000 | -24.1% | 372,755 | 0.0% | 0.61% | -33.2% | |
| MOVE | New | Movano, Inc. | $4,986,000 | – | 900,000 | +100.0% | 0.56% | – |
| NDLS | Noodles & Co. | $4,972,000 | +31.0% | 480,403 | 0.0% | 0.56% | +15.1% | |
| LLNW | Sell | Limelight Networks, Inc. | $4,918,000 | -37.5% | 1,377,536 | -30.2% | 0.55% | -45.1% |
| MSON | Misonix, Inc. | $4,883,000 | +56.8% | 249,239 | 0.0% | 0.55% | +37.9% | |
| JYNT | Sell | The Joint Corp. | $4,837,000 | +21.0% | 100,000 | -34.3% | 0.54% | +6.3% |
| AEHR | Aehr Test Systems | $4,784,000 | -0.4% | 1,898,534 | 0.0% | 0.53% | -12.5% | |
| FRG | Franchise Group, Inc. | $4,763,000 | +18.6% | 131,912 | 0.0% | 0.53% | +4.3% | |
| IPA | New | Immunoprecise Antibodies, Ltd. | $4,694,000 | – | 478,020 | +100.0% | 0.52% | – |
| LEAF | Sell | Leaf Group, Ltd. | $4,636,000 | +7.3% | 718,784 | -22.7% | 0.52% | -5.6% |
| NUVB | New | Nuvation Bio, Inc. | $4,554,000 | – | 435,824 | +100.0% | 0.51% | – |
| NGS | Buy | Natural Gas Services Group Inc | $4,524,000 | -0.3% | 479,199 | +0.1% | 0.50% | -12.5% |
| ATOM | Sell | Atomera Incorporated | $4,483,000 | -51.9% | 183,000 | -68.4% | 0.50% | -57.7% |
| NEON | Sell | Neonode, Inc. | $4,274,000 | +38.7% | 456,120 | -0.1% | 0.48% | +21.7% |
| EMAN | Sell | eMagin Corporation | $4,192,000 | -9.4% | 1,120,887 | -60.0% | 0.47% | -20.4% |
| INVO | Buy | INVO Bioscience, Inc. | $4,114,000 | +118.7% | 950,125 | +52.0% | 0.46% | +92.5% |
| MDNA | Medicenna Therapeutics Corp. | $4,068,000 | -13.0% | 1,000,000 | 0.0% | 0.45% | -23.6% | |
| MSGM | New | Motorsports Games, Inc. | $3,961,000 | – | 170,291 | +100.0% | 0.44% | – |
| OCX | New | Oncocyte Corp. | $3,892,000 | – | 750,000 | +100.0% | 0.44% | – |
| CDNA | Sell | CareDx, Inc. | $3,881,000 | -10.7% | 57,000 | -5.0% | 0.43% | -21.4% |
| ONEW | Sell | OneWater Marine, Inc. - CL A | $3,482,000 | -30.2% | 87,144 | -49.2% | 0.39% | -38.6% |
| OPK | OPKO Health, Inc. | $3,432,000 | +8.6% | 800,000 | 0.0% | 0.38% | -4.7% | |
| QMCO | New | Quantum Corp. | $3,415,000 | – | 410,000 | +100.0% | 0.38% | – |
| NNDM | Buy | Nano Dimension, Ltd. ADR (Isra | $3,393,000 | +209.0% | 394,961 | +227.2% | 0.38% | +170.7% |
| ALTO | Sell | Alto Ingredients, Inc. | $3,363,000 | -33.8% | 619,402 | -33.8% | 0.38% | -41.7% |
| SIEN | New | Sientra, Inc. | $3,342,000 | – | 458,500 | +100.0% | 0.37% | – |
| CLSK | New | CleanSpark, Inc. | $3,335,000 | – | 140,000 | +100.0% | 0.37% | – |
| Sell | Ideal Power, Inc. | $3,115,000 | +33.9% | 235,271 | -17.4% | 0.35% | +17.6% | |
| QUIK | Sell | QuickLogic Corporation | $2,700,000 | -8.1% | 390,230 | -49.7% | 0.30% | -19.0% |
| RUN | Sell | Sunrun, Inc. | $2,419,000 | -57.6% | 40,000 | -51.4% | 0.27% | -62.8% |
| QUMU | New | Qumu Corporation | $2,366,000 | – | 350,000 | +100.0% | 0.26% | – |
| PGNY | Buy | Progyny, Inc. | $2,225,000 | +31.2% | 50,000 | +25.0% | 0.25% | +15.3% |
| SGLB | New | Sigma Labs, Inc. | $2,224,000 | – | 597,785 | +100.0% | 0.25% | – |
| ITI | Iteris, Inc. | $2,193,000 | +9.2% | 355,359 | 0.0% | 0.24% | -3.9% | |
| RETA | Reata Pharmaceuticals, Inc. | $1,994,000 | -19.3% | 20,000 | 0.0% | 0.22% | -29.0% | |
| UGRO | New | urban-gro, Inc. | $1,991,000 | – | 236,156 | +100.0% | 0.22% | – |
| ROCR | New | Roth CH Acquisition III Co. | $1,980,000 | – | 200,000 | +100.0% | 0.22% | – |
| Buy | Verb Technology Company, Inc. | $1,841,000 | +271.9% | 1,314,950 | +338.3% | 0.21% | +227.0% | |
| PRTC | PureTech Health PLC-ADR (Brita | $1,774,000 | +6.0% | 30,000 | 0.0% | 0.20% | -7.0% | |
| COO | The Cooper Companies, Inc. | $1,728,000 | +5.7% | 4,500 | 0.0% | 0.19% | -7.2% | |
| CYRX | Cryoport, Inc. | $1,560,000 | +18.5% | 30,000 | 0.0% | 0.17% | +4.2% | |
| BLU | Bellus Health, Inc. | $1,536,000 | +25.5% | 400,000 | 0.0% | 0.17% | +10.3% | |
| YTRA | Yatra Online, Inc. (India) | $1,530,000 | +20.8% | 656,624 | 0.0% | 0.17% | +6.2% | |
| New | DermTech, Inc. | $1,524,000 | – | 30,000 | +100.0% | 0.17% | – | |
| UTI | Buy | Universal Technical Institute, | $1,506,000 | +46.8% | 257,854 | +62.4% | 0.17% | +29.2% |
| AZYO | Sell | Aziyo Biologics, Inc. | $1,480,000 | -57.8% | 107,077 | -58.4% | 0.16% | -63.0% |
| CTSO | Sell | CytoSorbents Corp. | $1,302,000 | -18.3% | 150,000 | -25.0% | 0.14% | -28.6% |
| REPH | New | Recro Pharma, Inc. | $1,092,000 | – | 391,304 | +100.0% | 0.12% | – |
| IDN | Intellicheck, Inc. | $1,048,000 | -26.5% | 125,010 | 0.0% | 0.12% | -35.4% | |
| MAGS | Magal Security System, Ltd (Is | $1,038,000 | +15.5% | 231,618 | 0.0% | 0.12% | +1.8% | |
| New | Andina Acquisition Corp. III | $1,027,000 | – | 100,000 | +100.0% | 0.12% | – | |
| PRMW | Primo Water Corp. | $994,000 | +3.6% | 61,142 | 0.0% | 0.11% | -9.0% | |
| ENSV | New | Enservco Corporation | $778,000 | – | 450,000 | +100.0% | 0.09% | – |
| BLIN | New | Bridgeline Digital Inc. | $699,000 | – | 241,935 | +100.0% | 0.08% | – |
| SLNO | Sell | Soleno Therapeutics, Inc. | $632,000 | -78.9% | 501,837 | -67.6% | 0.07% | -81.3% |
| ZEAL | Zealand Pharma A/S ADR (Denmar | $639,000 | -11.0% | 19,981 | 0.0% | 0.07% | -22.0% | |
| Sell | Ocean Power Technologies @3.85warrants | $585,000 | -29.4% | 464,280 | -35.0% | 0.06% | -38.1% | |
| XCUR | Sell | Exicure, Inc. | $581,000 | -82.7% | 266,309 | -86.0% | 0.06% | -84.8% |
| BTN | New | Ballantyne Strong, Inc. | $459,000 | – | 176,024 | +100.0% | 0.05% | – |
| AQMS | Sell | Aqua Metals, Inc. | $225,000 | -89.9% | 55,474 | -92.5% | 0.02% | -91.2% |
| ROCRW | New | Roth CH Acquisition III Co @11warrants | $40,000 | – | 50,000 | +100.0% | 0.00% | – |
| TUFN | Exit | Tufin Software Technologies | $0 | – | -36,003 | -100.0% | -0.06% | – |
| VITL | Exit | Vital Farms, Inc. | $0 | – | -25,000 | -100.0% | -0.08% | – |
| SPRB | Exit | Spruce Biosciences, Inc. | $0 | – | -40,000 | -100.0% | -0.12% | – |
| FVAM | Exit | 5:01 Acquition Corp. | $0 | – | -100,000 | -100.0% | -0.13% | – |
| DCTH | Exit | Delcath Systems, Inc. | $0 | – | -87,000 | -100.0% | -0.20% | – |
| TCMD | Exit | Tactile Systems Technology | $0 | – | -43,560 | -100.0% | -0.25% | – |
| HSAQ | Exit | Health Science Acquisitions Co | $0 | – | -200,000 | -100.0% | -0.33% | – |
| WIFI | Exit | Boingo Wireless, Inc. | $0 | – | -222,537 | -100.0% | -0.36% | – |
| BEAT | Exit | BioTelemetry, Inc. | $0 | – | -48,500 | -100.0% | -0.44% | – |
| GRWG | Exit | GrowGeneration Corp. | $0 | – | -125,000 | -100.0% | -0.64% | – |
| MWK | Exit | Mohawk Group Holdings, Inc. | $0 | – | -310,038 | -100.0% | -0.68% | – |
| VJET | Exit | voxeljet AG, ADR (Germany) | $0 | – | -561,978 | -100.0% | -0.70% | – |
| CELH | Exit | Celsius Holdings, Inc. | $0 | – | -225,000 | -100.0% | -1.44% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.