This page lists the SEC filings reported by AWM Investment Company, Inc..
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-03-06 | AWM Investment Company, Inc. | GEN Restaurant Group, Inc. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | AMERICAN SUPERCONDUCTOR CORP /DE/ | 2,228,301 | 7.3% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | DESTINATION XL GROUP, INC. | 9,399,297 | 15.6% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | electroCore, Inc. | 550,364 | 10.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | EMCORE CORP | 4,642,632 | 10.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | Genasys Inc. | 5,749,544 | 13.1% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | Ideal Power Inc. | 163,281 | 10.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | InfuSystem Holdings, Inc | 2,000,000 | 9.4% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | voxeljet AG | 1,351,883 | 14.8% | EDGAR |
| SC 13G/A | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | Oncocyte Corp | 754,286 | 9.1% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | Societal CDMO, Inc. | 7,226,414 | 10.0% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | Turtle Beach Corp | 1,127,386 | 6.3% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | Twin Vee PowerCats, Co. | 939,176 | 9.9% | EDGAR |
| SC 13G/A | 2024-02-14 | AWM Investment Company, Inc. | urban-gro, Inc. | 1,075,037 | 9.2% | EDGAR |
| SC 13G | 2024-02-14 | AWM Investment Company, Inc. | Arbe Robotics Ltd. | 7,713,175 | 10.0% | EDGAR |
| SC 13G | 2024-02-14 | AWM Investment Company, Inc. | Beam Global | 907,234 | 6.4% | EDGAR |
| SC 13G | 2024-02-14 | AWM Investment Company, Inc. | Bitcoin Depot Inc. | 937,002 | 10.0% | EDGAR |
| SC 13G | 2024-02-14 | AWM Investment Company, Inc. | Burcon NutraScience Corp | 8,250,509 | 6.7% | EDGAR |
| SC 13G | 2024-02-14 | AWM Investment Company, Inc. | Clene Inc. | 12,691,213 | 9.2% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.